Howlett Ex Rel. Howlett v. RoseHowlett Ex Rel. Howlett v. Rose
delivered the opinion of the Court.
Section 1 of the Civil Rights Act of 1871, Rev. Stat. § 1979, now codified as
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Petitioner, a former high school student, filed a complaint in the Circuit Court for Pinellas County, Florida, naming the School Board of Pinellas County and three school officials as defendants. He alleged that an assistant principal made an illegal search of his car while it was parked on school premises and that he was wrongfully suspended from regular classes for five days. Contending that the search and subsequent suspension violated rights under the Fourth and Fourteenth Amendments of the Federal Constitution and under similar provisions of the State Constitution, he prayed for damages and an order expunging any reference to the suspension from the school records.
Defendants filed a motion to dismiss on various grounds, including failure to exhaust state administrative remedies.
2
The school board also contended that the court was without jurisdiction to hear the federal claims—but not the state claims—because the Florida waiver-of-sovereign-immunity statute did not extend to claims based on
The District Court of Appeal for the Second District affirmed the dismissal of petitioner’s
“[W]hen asection 1983 action is brought in state court, the sole question to be decided on the basis of state law is whether the state has waived its common law sovereign immunity to the extent necessary to allow asection 1983 action in state court. Hill holds that Florida has not so waived its sovereign immunity. We therefore do not reach appellant’s second issue in this case, i. e., whether under federal law a Florida school board is immune from asection 1983 law. There is no question under Florida law that agencies of the state, including school boards and municipalities, are the beneficiaries of sovereign immunity.”537 So. 2d 706 , 708 (1989) (emphasis in original).
The Court of Appeal acknowledged our holding in
Martinez
v.
California,
The question in this case stems from the Florida Supreme Court’s decision in the
Hill
case. In that case, the plaintiff sought damages for common-law negligence and false imprisonment and violations of his constitutional rights under
The trial court dismissed Hill’s
The State Supreme Court answered that question in the negative.
Hill
v.
Department of Corrections,
On its facts, the disposition of the
Hill
case would appear to be unexceptional. The defendant in
Hill
was a state agency protected from suit in a federal court by the Eleventh Amendment. See
Quern
v.
Jordan,
The language and reasoning of the State Supreme Court, if not its precise holding, however, went further. That further step was completed by the District Court of Appeal in this case. As that court construed the law, Florida has extended
Federal law is enforceable in state courts not because Congress has determined that federal courts would otherwise be burdened or that state courts might provide a more convenient forum—although both might well be true—but because the Constitution and laws passed pursuant to it are as much laws in the States as laws passed by the state legislature. The Supremacy Clause makes those laws “the supreme Law of the Land,” and charges state courts with a coordinate responsibility to enforce that law according to their regular modes of procedure. “The laws of the United States are laws in the several States, and just as much binding on the citizens and courts thereof as the State laws are. . . . The two together form one system of jurisprudence, which constitutes the law of the land for the State; and the courts of the two jurisdictions are not foreign to each other, nor to be treated by each other as such, but as courts of the same country, having jurisdiction partly different and partly concurrent.”
Claflin
v.
Houseman,
“[I]n every case in which they were not expressly excluded by the future acts of the national legislature, [state courts] will of course take cognizance of the causes to which those acts may give birth. This I infer from the nature of judiciary power, and from the general genius of the system. The judiciary power of every government looks beyond its own local or municipal laws, and in civil cases lays hold of all subjects of litigation between parties within its jurisdiction, though the causes of dispute are relative to the laws of the most distant part of the globe.Those of Japan, not less than of New York, may furnish the objects of legal discussion to our courts. When in addition to this we consider the State governments and the national governments, as they truly are, in the light of kindred systems, and as parts of ONE WHOLE, the inference seems to be conclusive, that the State courts would have a concurrent jurisdiction in all cases arising under the laws of the Union, where it was not expressly prohibited.” The Federalist No. 82, p. 182 (E. Bourne ed. 1947) (emphasis added).
Three corollaries follow from the proposition that “federal” law is part of the “Law of the Land” in the State:
1. A state court may not deny a federal right, when the parties and controversy are properly before it, in the absence of “valid excuse.”
Douglas
v.
New York, N. H. & H. R. Co.,
3. When a state court refuses jurisdiction because of a neutral state rule regarding the administration of the courts, we must act with utmost caution before deciding that it is obligated to entertain the claim. See
Missouri ex rel. Southern R. Co.
v.
Mayfield,
These principles are fundamental to a system of federalism in which the state courts share responsibility for the applica
In
McKnett,
the state court refused to exercise jurisdiction over a FELA cause of action against a foreign corporation for an injury suffered in another State. We held “[w]hile Congress has not attempted to compel states to provide courts for the enforcement of the Federal Employers’ Liability Act, the Federal Constitution prohibits state courts of general jurisdiction from refusing to do so solely because the suit is brought under a federal law.”
We unanimously reaffirmed these principles in
Testa
v.
Katt.
We held that the Rhode Island courts could not decline jurisdiction over treble damages claims under the fed
On only three occasions have we found a valid excuse for a state court’s refusal to entertain a federal cause of action. Each of them involved a neutral rule of judicial administration. In
Douglas
v.
New York, N. H. & H. R. Co.,
I V
The parties disagree as to the proper characterization of the District Court of Appeal’s decision. Petitioner argues that the court adopted a substantive rule of decision that state agencies are not subject to liability under
If the District Court of Appeal meant to hold that governmental entities subject to
In
Martinez
v.
California,
“‘Conduct by persons acting under color of state law which is wrongful under42 U. S. C. § 1983 or § 1985(3) cannot be immunized by state law. A construction of the federal statute which permitted a state immunity defense to have controlling effect would transmute a basic guarantee into an illusory promise; and the supremacy clause of the Constitution insures that the proper construction may be enforced. See McLaughlin v. Tilendis, 398 F. 2d 287 , 290 (7th Cir. 1968). The immunity claim raises a question of federal law.’ Hampton v. Chicago,484 F. 2d 602 , 607 (CA7 1973), cert. denied,415 U. S. 917 .” Id., at 284, n. 8.
In
Felder
v.
Casey,
we followed
Martinez
and held that a Wisconsin notice-of-claim statute that effectively shortened the statute of limitations and imposed an exhaustion requirement on claims against public agencies and employees was pre-empted insofar as it was applied to
While the Florida Supreme Court’s actual decision in
Hill
is consistent with the foregoing reasoning, the Court of Appeal’s extension of
Hill
to persons subject by
If, on the other hand, the District Court of Appeal meant that
The mere facts, as argued by respondents’
amici,
that state common law and statutory law do not make unlawful the precise conduct that
The argument by amici that suits predicated on federal law are more likely to be frivolous and have less of an entitlement to the State’s limited judicial resources warrants little response. A State may adopt neutral procedural rules to discourage frivolous litigation of all kinds, as long as those rules are not pre-empted by a valid federal law. A State may not, however, relieve congestion in its courts by declaring a whole category of federal claims to be frivolous. Until it has been proved that the claim has no merit, that judgment is not up to the States to make.
Respondents have offered no neutral or valid excuse for the Circuit Court’s refusal to hear
V
Respondents offer two final arguments in support of the judgment of the District Court of Appeal.
24
First, at oral argument—but not in their brief—they argued that a federal court has no power to compel a state court to entertain a claim over which the state court has no jurisdiction as a matter of state law. Second, respondents argue that sovereign immunity is not a creature of state law, but of long-established legal principles which have not been set aside by
The fact that a rule is denominated jurisdictional does not provide a court an excuse to avoid the obligation to enforce federal law if the rule does not reflect the concerns of power over the person and competence over the subject matter that jurisdictional rules are designed to protect. It is settled that a court of otherwise competent jurisdiction may not avoid its parallel obligation under the Full Faith and Credit Clause to entertain another State’s cause of action by invocation of the term “jurisdiction.” See
First Nat. Bank of Chicago
v.
United Air Lines, Inc.,
Respondents’ argument that Congress did not intend to abrogate an immunity with an ancient common-law heritage is the same argument, in slightly different dress, as the argument that we have already rejected that the States are free to redefine the federal cause of action. Congress did take common-law principles into account in providing certain forms of absolute and qualified immunity, see
Wood
v.
Strickland,
The judgment of the Court of Appeal is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Notes
Title
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . , subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The defendants did not call into question the school board’s potential liability if the actions of the school officials violated the Constitution. The school board, of course, could only be held liable if, as a matter of state law, it had delegated final decisionmaking authority in this area to the school principal and assistant principal. See
St. Louis
v.
Praprotnik,
The parties did not brief, and the District Court of Appeal did not address, petitioner’s claims under the State Constitution or against the individual defendants. See Brief for Petitioner 4, n. 5; Brief for Respondents 1-2.
The statute expanded the protection of sovereign immunity in some respects and narrowed it in others. See
Cauley
v.
Jacksonville,
“The seminal opinion of the Florida Supreme Court in Hargrove v. Town of Cocoa Beach,96 So. 2d 130 (1957), has spawned 'a minor avalanche of decisions repudiating municipal immunity,’ which, in conjunction with legislative abrogation of sovereign immunity, has resulted in the consequence that only a handful of States still cling to the old common-law rule of immunity for governmental functions.” Owen v. City of Independence,445 U. S. 622 , 646, n. 28 (1980) (citation omitted).
Florida considered common-law sovereign immunity to be “jurisdictional.” See,
e. g., Schmauss
v.
Snoll,
The statute makes the State liable in
respondeat superior
and provides that no officer, employee, or agent of the State, acting in the scope of employment, may be held personally liable in tort or be named as a defendant unless that person “acted in bad faith or with malicious purpose or in a manner exhibiting wanton and willful disregard of human rights, safety or property.”
See,
e. g., Department of Health and Rehabilitative Servs.
v.
Yamuni,
See
Kaisner
v.
Kolb,
See
Slemp
v.
North Miami,
See
Yamuni,
See
Avallone
v.
Board of County Commissioners,
See
Dunagan
v.
Seely,
The sovereign immunity statute preserves immunity only from claims based on the negligent exercise of discretionary judgment. See,
e. g., Everton
v.
Willard,
Prior to the Florida Supreme Court’s decision in
Hill,
the United States Court of Appeals for the Eleventh Circuit had concluded that a state agency was protected from suit in federal court under
See
De Bleecker
v.
Montgomery County,
We reject the suggestion of respondent’s
amici,
see Brief for Washington Legal Foundation et al. as
Amici Curiae
7, that we remand the case to the state court for further explanation. While we have followed that course when there was reason to believe that the state-court decision rested on unstated premises of state law, see
Employment Division, Dept. of Human Resources of Ore.
v.
Smith,
See also
Worcester
v.
Georgia,
“It has been asserted that the federal government is foreign to the state governments; and that it must consequently be hostile to them. Such an opinion could not have resulted from a thorough investigation of the great principles which lie at the foundation of our system. The federal government is neither foreign to the state governments, nor is it hostile to them. It proceeds from the same people, and is as much under their control as the state governments.
“Where, by the Constitution, the power of legislation is exclusively vested in Congress, they legislate for the people of the Union, and their acts are as binding as are the constitutional enactments of a state legislature on the people of the state. ”
Congress, of course, may oust the state courts of their concurrent jurisdiction. See
Yellow Freight System, Inc.
v.
Donnelly,
See
Hathorn
v.
Lovorn,
To understand why this is so, one need only imagine a contrary system in which the Supremacy Clause operated as a constraint on the activity of state-court judges like that imposed on other state actors, rather than as a rule of decision. On that hypothesis, state courts would be subject to the ultimate superintendence of federal courts which would vacate judgments entered in violation of federal law, just as they might overturn unconstitutional state legislative or executive decisions. Federal courts would exercise a superior authority to enforce and apply the Constitution and laws passed pursuant to it. See Wechsler, The Appellate Jurisdiction of the Supreme Court: Reflections on the Law and the Logistics of Direct Review, 34 Wash. & Lee L. Rev. 1043, 1047 (1977) (describing, and rejecting, alternative view of Supremacy Clause, as intrusion on state autonomy).
The language of the Supremacy Clause—which directs that “the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any state to the Contrary notwithstanding”—and our cases confirm that state courts have the coordinate authority and consequent
Amici
argue that the obligation of state courts to enforce federal law rests, not on the Supremacy Clause, but on a presumption about congressional intent and that Congress should be explicit when it intends to make federal claims enforceable in state court. Brief for Washington Legal Foundation et al. as
Amici Curiae
8-9, 13. The argument is strikingly similar to the argument that we addressed in
Minneapolis & St. Louis R. Co.
v.
Bombolis,
“It is true in the Mondou Case it was held that where the general jurisdiction conferred by the state law upon a state court embraced otherwise causes of action created by an act of Congress, it would be a violation of duty under the Constitution for the court to refuse to enforce the right arising from the law of the United States because of conceptions of impolicy or want of wisdom on the part of Congress in having called into play its lawful powers. But that ruling in no sense implied that the duty which was declared to exist on the part of the state court depended upon the conception that for the purpose of enforcing the right the state court was to be treated as a Federal court deriving its authority not from the State creating it, but from the United States. On the contrary the principle upon which the Mondou Case rested, while not questioning the diverse governmental sources from which state and national courts drew their authority, recognized the unity of the governments, national and state, and the common fealty of all courts, both state and national, to both state and national constitutions, and the duty resting upon them, when it was within the scope of their authority, to protect and enforce rights lawfully created, without reference to the particular government from whose exercise of lawful power the right arose.” Id., at 222-223.
See also
Tafflin
v.
Levitt,
We cited for this proposition the section of the Rhode Island code authorizing the State District Court and Superior Court to entertain actions for fines, penalties, and forfeitures. See
We wrote: “It may very well be that if the Supreme Court of New York were given no discretion, being otherwise competent, it would be subject to a duty. But there is nothing in the Act of Congress that purports to force a duty upon such Courts as against an otherwise valid excuse.
Sec
Virtually every State has expressly or by implication opened its courts to
See
See,
e. g., Lloyd
v.
Ellis,
See nn. 7-11, supra.
Respondents also argue in their brief on the merits that a Florida school board is an arm of the State and thus is not a person under
See Currie, The Constitution and the “Transitory” Cause of Action, 73 Harv. L. Rev. 268, 302 (1959) (“The supremacy clause . . . forecloses state social and economic policies just as the full faith and credit clause forecloses them when the subject is solely within the control of a sister state”); Hill, Substance and Procedure in State FELA Actions—The Converse of the Erie Problem?, 17 Ohio St. L. J. 384, 410-411, n. 159 (1956) (“Just as the states are obliged to give effect to legal rights created by other states, so they are obliged, even without a Congressional directive, to give effect to legal rights created by federal law” (citations omitted)); Brilmayer & Underhill, Congressional Obligation to Provide a Forum for Constitutional Claims: Discriminatory Jurisdictional Rules and the Conflict of Laws, 69 Va. L. Rev. 819, 819-829 (1983).
As Justice Brandéis stated in
McKnett
v.
St. Louis & San Francisco R. Co.,
“The power of a State to determine the limits of the jurisdiction of its courts and the character of the controversies which shall be heard in them is, of course, subject to the restrictions imposed by the Federal Constitution. The privileges and immunities clause requires a state to accord to citizens of other states substantially the same right of access to its courts as it accords to its own citizens. Corfield v. Coryell,4 Wash. C. C. 371 , 381. Compare Canadian Northern Ry. Co. v. Eggen,252 U. S. 553 . The full faith and credit clause requires a state court to take jurisdiction of an action to enforce a judgment recovered in another state, although it might have refused to entertain a suit on the original cause of action as obnoxious to its public policy. Fauntleroy v. Lum,210 U. S. 230 ; Kenney v. Supreme Lodge,252 U. S. 411 , 415; Loughran v. Loughran, decided this day, ante, p. 216. By Mondou v. New York, N. H. & H. R. Co.,223 U. S. 1 , an action in a Connecticut court against a domestic corporation, it was settled that a state court whose ordinary jurisdiction as prescribed by local laws is appropriate for the occasion, may not refuse to entertain suits under the Federal Employers’ Liability Act.” Id., at 233.