Felder v. CaseyFelder v. Casey
Lead Opinion
delivered the opinion of the Court.
A Wisconsin statute provides that before suit may be brought in state court against a state or local governmental entity or officer, the plaintiff must notify the governmental defendant of the circumstances giving rise to the claim, the amount of the claim, and his or her intent to hold the named defendant liable. The statute further requires that, in order to afford the defendant an opportunity to consider the requested relief, the claimant must refrain from filing suit for 120 days after providing such notice. Failure to comply with these requirements constitutes grounds for dismissal of the action. In the present case, the Supreme Court of Wisconsin held that this notice-of-claim statute applies to federal civil rights actions brought in state court under
W
On July 4, 1981, Milwaukee police officers stopped petitioner Bobby Felder for questioning while searching his neighborhood for an armed suspect. The interrogation proved to be hostile and apparently loud, attracting the attention of petitioner’s family and neighbors, who succeeded in convincing the police that petitioner was not the man they sought. According to police reports, the officers then directed petitioner to return home, but he continued to argue
Nine months after the incident, petitioner filed this action in the Milwaukee County Circuit Court against the city of Milwaukee and certain of its police officers, alleging that the beating and arrest were unprovoked and racially motivated, and violated his rights under the Fourth and Fourteenth Amendments to the United States Constitution. He sought redress under
The trial court granted the officers’ motion as to all state-law causes of action but denied the motion as to petitioner’s remaining federal claims. The Court of Appeals affirmed on the basis of its earlier decisions holding the notice-of-claim statute inapplicable to federal civil rights actions brought in state court. The Wisconsin Supreme Court, however, reversed.
We granted certiorari,
II
No one disputes the general and unassailable proposition relied upon by the Wisconsin Supreme Court below that States may establish the rules of procedure governing litigation in their own courts. By the same token, however, where state courts entertain a federally created cause of action, the “federal right cannot be defeated by the .forms of local practice.” Brown v. Western R. Co. of Alabama,
Any assessment of the applicability of a state law to federal civil rights litigation, therefore, must be made in light of the purpose and nature of the federal right. This is so whether the question of state-law applicability arises in
Although we have never passed on the question, the lower federal courts have all, with but one exception, concluded that notice-of-claim provisions are inapplicable to
While we fully agree with this near-unanimous conclusion of the federal courts, that judgment is not dispositive here, where the question is not one of adoption but of pre-emption.
B
As we noted above, the central purpose of the Reconstruction-Era laws is to provide compensatory relief to those deprived of their federal rights by state actors.
(1)
Wisconsin’s notice-of-claim statute is part of a broader legislative scheme governing the rights of citizens to sue the State’s subdivisions. The statute, both in its earliest and current forms, provides a circumscribed waiver of local governmental immunity that limits the amount recoverable in suits against local governments and imposes the notice requirements at issue here. Although the Wisconsin Supreme Court has held that the statutory limits on recovery are preempted in federal civil rights actions, Thompson v. Village of Hales Corners,
In sum, as respondents explain, the State has chosen to expose its subdivisions to large liability and defense costs, and, in light of that choice, has made the concomitant decision to impose conditions that “assis[t] municipalities in controlling those costs.” Brief for Respondents 12. The decision to subject state subdivisions to liability for violations of federal rights, however, was a choice that Congress, not the Wisconsin Legislature, made, and it is a decision that the State has no authority to override. Thus, however understandable or laudable the State’s interest in controlling liability expenses might otherwise be, it is patently incompatible with the compensatory goals of the federal legislation, as are the means the State has chosen to effectuate it.
This burdening of a federal right, moreover, is not the natural or permissible consequence of an otherwise neutral, uniformly applicable state rule. Although it is true that the notice-of-claim statute does not discriminate between state and-federal causes of action against local governments, the fact remains that the law’s protection extends only to governmental defendants and thus conditions the right to bring suit against the very persons and entities Congress intended to
(2)
While respondents and amici suggest that prompt investigation of claims inures to the benefit of claimants and local governments alike, by providing both with an accurate factual picture of the incident, such statutes “are enacted primarily for the benefit of governmental defendants,” and are intended to afford such defendants an opportunity to prepare a stronger case. Civil Actions, at 564 (emphasis added); see also Brown v. United States, 239 U. S. App. D. C., at 354,
(3)
Finally, the notice provision imposes an exhaustion requirement on persons who choose to assert their federal right in state courts, inasmuch as the
Second, our decision in Patsy rested not only on the legislative history of
Finally, to the extent the exhaustion requirement is designed to sift out “specious claims” from the stream of complaints that can inundate local governments in the absence of immunity, see Nielsen,
C
Respondents and their supporting amici urge that we approve the application of the notice-of-claim statute to
However equitable this bitter-with-the-sweet argument may appear in the abstract, it has no place under our Supremacy Clause analysis. Federal law takes state, courts as it finds them only insofar as those courts employ rules that do not “impose unnecessary burdens upon rights of recovery authorized by federal laws.” Brown v. Western R. Co. of Alabama,
Under Erie R. Co. v. Tompkins,
Finally, in Wilson, we characterized
III
In enacting
Accordingly, the judgment of the Supreme Court of Wisconsin is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Notes
Title
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Petitioner also stated a claim based on
“(1) Except as provided in sub. (lm), no action may be brought or maintained against any . . . governmental subdivision or agency thereof nor against any officer, official, agent or employe of the . . . subdivision or agency for acts done in their official capacity or in the course of their agency or employment upon a claim or cause of action.unless:
“(a) Within 120 days after the happening of the event giving rise to the claim, written notice of the circumstances of the claim signed by the party, agent or attorney is served on the . . . governmental subdivision or agency and on the officer, official, agent or employe. . . . Failure to give the requisite notice shall not bar action on the claim if the . . . governmental subdivision or agency had actual notice of the claim and the claimant shows to the satisfaction of the court that the delay or failure to give the requisite notice has not been prejudicial to the defendant. . . subdivision or agency or to the defendant officer, official, agent or employe; and “(b) A claim containing the address of the claimant and an itemized statement of the relief sought is presented to the appropriate clerk or person who performs the duties of a clerk or secretary for the defendant. . . subdivision or agency and the claim is disallowed. Failure of the appropriate body to disallow within 120 days after presentation is a disallowance. Notice of disallowance shall be served on the claimant by registered or certified mail and the receipt therefor, signed by the claimant, or the returned registered letter, shall be proof of service. No action on a claim against any defendant. . . subdivision or agency nor against any defendant officer, official, agent or employe may be brought after 6 months from the date of service of the notice, and the notice shall contain a statement to that effect.”
Many States have adopted similar provisions. See generally Civil Actions. Against State Government, Its Divisions, Agencies, and Officers 559-569 (W. Winborne ed. 1982) (hereinafter Civil Actions).
The notice-of-claim statute does not require that claimants recognize or specify the constitutional nature of their injuries before they may initiate a
Several amici note that “even the reform-minded Congress of the post-Civil War era did not undertake to try to reform state court procedures in the field of constitutional adjudication,” Brief for Amici Curiae 14, and conclude from this that Congress “did not intend to interfere with procedural perquisites of the States and their courts.” Id., at 16. This argu
Concurrence Opinion
concurring.
It cannot be disputed that, if Congress had included a statute of limitations in
Similarly, where the Court has determined that a particular state statute of limitations ought to be borrowed in order to effectuate the congressional intent underlying a federal cause of action that contains no statute of limitations of its own, any state court that entertains the same federal cause of action must apply the same state statute of limitations. We made such a determination in Wilson v. Garcia,
It has since been assumed that Wilson v. Garcia governs the timeliness of
The Wisconsin Supreme Court likewise assumed that Wilson v. Garcia governed which statute of limitations should apply to petitioner’s
The application of the Wisconsin notice-of-claim statute to bar petitioner's
In explaining that the characterization of
The court did not decide whether the
To be sure,
See Shapiro, Choosing the Appropriate State Statute of Limitations for
Dissenting Opinion
with whom The Chief Justice joins, dissenting.
“A state statute cannot be considered ‘inconsistent’ with federal law merely because the statute causes the plaintiff to lose the litigation.” Robertson v. Wegmann,
Wisconsin’s notice of claim statute, which imposes a limited exhaustion of remedies requirement on those with claims against municipal governments and their officials, serves at least two important purposes apart from providing municipal defendants with a special affirmative defense in litigation. First, the statute helps ensure that public officials will receive prompt notice of wrongful conditions or practices, and thus enables them to take prompt corrective action. Second, it enables officials to investigate claims in a timely fashion, thereby making it easier to ascertain the facts accurately and to settle meritorious claims without litigation. These important aspects of the Wisconsin statute bring benefits to governments and claimants alike, and it should come as no surprise that 37 other States have apparently adopted similar notice of claim requirements. App. to Brief for International City Management Association et al. as Amici Curiae la-2a. Without some compellingly clear indication that Congress has forbidden the States to apply such statutes in their own courts, there is no reason to conclude that they are “preempted” by federal law. Allusions to such vague concepts
State courts may now entertain
Patsy also relied on the Civil Rights of Institutionalized Persons Act of 1980, § 7, 94 Stat. 352,
For similar reasons, Brown v. Western R. Co. of Alabama,
Unable to find support for its position in
The Court also suggests that there is some parallel between this case and cases that are tried in federal court under the doctrine of Erie R. Co. v. Tompkins,
“Borrowing” cases under
Finally, Justice White’s concurrence argues that Wisconsin’s notice of claim statute is in the nature of a statute of limitations, and that the principles articulated in Wilson v. Garcia, supra, preclude its application to any action under