Jеffery A. WELLS, Appellant, v. Anthony J. PRINCIPI, Secretary of Veterans Affairs, Appellee.
No. 03-1014.
United States Court of Appeals for Veterans Claims.
May 11, 2004.
33
Before KRAMER, Chief Judge, and FARLEY, IVERS, STEINBERG, GREENE, KASOLD, and HAGEL, Judges.
Richard R. James, Esq., Glen Allen (Richmond) VA, for Appellant. Michele R. Katina, Esq., for Appellee.
ORDER
PER CURIAM:
On November 3, 2003, the appellant, through counsel, filed a motion for an initial decision by the full Court. He argues that full-Court consideration is necessary because the appeal presents the opportunity to consider all aspects of the amendments to the Veterans Benefits Act of 2002,
Motions for a full-Court decision are not favored. Ordinarily they will not be granted unless such action is necessary to secure or maintain uniformity of the Court‘s decisions or to resolve a question of exceptional importance. See
Upon consideration of the foregoing, it is
STEINBERG, Judge, dissenting:
I voted for the appellant‘s motion for initial en banc consideration of this case in order for the full Court to address issues of exceptional importance raised by the appellant (in the brief he submitted in October 2003) regarding the effect of section 401 of the Veterans Benefits Act of 2002 (VBA),
I. Background: Roberson III
The VBA amendments were enacted in December 2002. In June 2003, the Court issued a per curiam order in Roberson III, which involved an inferred claim, for a Department of Veterans Affairs (VA) rating of total disability based on individual unemployability (TDIU), that the Court concluded “ha[d] never been addressed by [a VA regional office (RO)] or the [Board of Veterans’ Appeals (Board or BVA)]“, and that the Court thus remanded for initial consideration by the Board. Roberson III, 17 Vet.App. at 148. In Roberson III, the Court made only two holdings as to matters before it on appeal: (1) That the Court was bound by the opinion of the U.S. Court of Appeals for the Federal Circuit (Federal Circuit) in Roberson v. Principi, 251 F.3d 1378 (Fed.Cir.2001), which reversed this Court‘s decision that appellant‘s prior claim for service connection had not raised a claim for a TDIU rating and (2) that, because there was no VARO or BVA decision to review on the claim for a TDIU rating, “we must decline the appellаnt‘s invitation to run roughshod over the VA‘s adjudication process” by “adjudicat[ing] the matter in the first instance.” Roberson III, supra. Based on these holdings, the Court remanded “the matter of the appellant‘s eligibility for [a] TDIU [rating] ... to the Board“, ibid., after first concluding that the Court had jurisdiction over the unadjudicated TDIU rating claim because it was “expressly presented to the RO and the Board“, id. at 138.
Although the Court in Roberson III had limited jurisdiction over the TDIU-rating claim (insofar as it could have remanded it for the Board to refer it to the RO1), the Court lacked jurisdiction to reach the merits of that claim because the Board had never addressed it and it was never placed in appellate status before the Board by a Notice of Disagreement (NOD) that disagreed either with the RO‘s adjudication of that claim or the RO‘s failure to adjudicate it. See
Thus, the Court in Roberson III, having determined that it could not exceed “the authority and primary responsibility of this Court ... to review Board decisions“, Roberson III, 17 Vet.App. at 148, had no basis for addressing the appellant‘s contention that the Court should adjudicate the inferred TDIU-rating claim in the first instance—that argument was rendered moot by the former determination.3 The Roberson III Court‘s extensive examination of the meaning and interpretation of the effect of
II. VBA Amendments
A. Text of Statute
Section 401 of the VBA, effective December 6, 2002, amended
As a result of
(b) In making the determinations under subsection (a), the Court shall review the record of proceedings before the Secretary and the [BVA] pursuant to [
38 U.S.C. §] 7252(b) of this title and shall—(1) take due aсcount of the Secretary‘s application of section 5107(b) of this title....
(b) BENEFIT OF THE DOUBT.—The Secretary shall consider all information and lay and medical evidence of record in a case before the Secretary with respect to benefits under laws administered by the Secretary. When there is an approximate balance of positive and negative evidence regarding any issue material to the determination of a matter, the Secretary shall give the benefit of the doubt to the claimant.
Reading amended sections 7261(a)(4) and 7261(b)(1) together, which must be done in order to determine the effect of the
B. Historical Context
The significance and effect of the three new actions that the Court has been directed or authorized (in the case of reversal) to undertake is best understood in the historical context of the Court‘s exercise of its scope of review. Prior to the enactment of
On factual matters, the findings of the BVA may be overturned by the Court of Appeals for Veterans Claims only if they are clearly erroneous. See
38 U.S.C. § 7261(a)(4) .... Furthermore, “in no event shall findings of fact made by the Secretary or [BVA] be subject to trial de novo by the Court [of Appeals for Veter-
Hensley, 212 F.3d 1255, 1263 (Fed.Cir.2000).
Under new section 7261(a)(4), in addition to the longstanding pre-VBA direction to the Court to “set aside” a “clearly erroneous” finding, the Court is expressly permitted to ”reverse” such an adverse factfinding. As the ensuing discussion illustrates, the
C. Examination of New Statutory Language
In examining the text of the
As to new section 7261(b)‘s requirement that this Court “review the record of proceedings“, that provision further supports the conclusion that
have reversed the District Court‘s judgment. But it should not simply have made factual findings on its own.
Icicle Seafoods, Inc., 475 U.S. 709, 714 (1986) (emphasis added). Compare, e.g., Fed. Election Comm‘n v. Akins, 524 U.S. 11, 25 (1998) (“If a reviewing court agrees that the agency misinterpreted the law, it will set aside the agency‘s action and remand the case—even though the agency (like a new jury after a mistrial) might later, in the exercise of its lawful discretion, reach the same result for a different reason.” (emphasis added)), with Taylor v. Chater, 118 F.3d 1274, 1278 (8th Cir.1997) (reversing district court decision and ordering district court to grant summary judgment to party), and Andrulonis v. United States, 26 F.3d 1224, 1236 (2d Cir. 1994) (reversing part of district court decision that awarded payment of interest through March 11, 1991, and ”direct[ing] the district court to award interest through February 13, 1992” (emphasis added)).
tion of the equipoise rule as well as, under section 7261(b)(2), to take due account of the rule of prejudicial error. In this regard, the list of precedential cases, cited by the Court in Roberson III, 17 Vet.App. at 140, in which the Court had previously reversed BVA factfinding divides into two categories: (1) Those cases preceding Hensley that were not bound by its no-factfinding rule and (2) the two cases issued post-Hensley, namely Pentecost v. Principi and Harth v. West. Harth‘s reversal was based on a de novo application of the law to the facts in order to find well grounded a service-connection claim for post-traumatic stress disorder (PTSD), Harth, 14 Vet.App. 1, 5-6 (2000), and the opinion does not mention section 7261(a)(4). Pentecost‘s reversal (although section 7261(a)(4) is referred to) is also as to a PTSD claim and seems to be based on the Board‘s too-strict reading of both the stressor-corroboration requirement in
In light of this background, it appears that this new mandate supercedes the conclusion in Gilbert that we were to review the Board‘s application of the equipoise standard to determine whether that application was “arbitrary, capricious, an abuse of discretion, or otherwise not in accor-
The outcome of the Board‘s application of the section 5107(b) equipoise standard is a factual determination that this Court reviews under the “clearly erroneous” standard. See Roberson, 17 Vet. App. at 146 (“[The Court] is not authorized to make the determination as to whether the evidence is in equipoise and apply the benefit[-]of[-]the[-]doubt doc-trine; the Court is empowered only to ensure that the Secretary‘s determination in that regard is not clearly erroneous.“).
Mariano, 17 Vet.App. at 313.14
D. VBA Legislative History
The legislative history supports the plain meaning of these provisions discussed in part II.C, above, by strongly evidencing the intent of Congress to bring about decisive change in the scope of this Court‘s review of BVA factfinding.15 That legisla-
Senate bill
Section 501 of S. 2237 would amend section 7261(a)(4) ... to change the standard of review [the U.S. Court of Appeals for Veterans Claims (CAVC)] applies to BVA findings of fact from “clearly erroneous” to “unsupported by substantial evidence.” Section 502 would also cross-reference section 5107(b) in order to emphasize that the Secretary‘s application of the “benefit of the doubt” to an appellant‘s claim would be considered by CAVC on appeal.
House bill
The House Bills contain no comparable provision.
Compromise agreement
Section 401 of the Compromise Agreement follows the Senate language with the following amendments.
The Compromise Agreement would modify the standard of review in the Senate bill in subsection (a) by deleting the change to a “substantial evidence” standard. It would modify the requirements of the review the Court must perform when it is making determinations under section 7261(a).... Since the Secretary is precluded from seeking judicial review of decisions of the [BVA], the addition of the words “adverse to the claimant” in subsection (a) is intended to clarify that findings of fact favorable to the claimаnt may not be reviewed by the Court. Further, the addition of the words “or reverse” after “and set aside” is intended to emphasize that the Committees expect the Court to reverse clearly erroneous findings when appropriate, rather than remand the case.
New subsection (b) [of section 7261] would maintain language from the Senate bill that would require the Court to examine the record of proceedings before the Secretary and BVA and the special emphasis during the judicial process on the benefit of the doubt provisions of section 5107(b) as it makes findings of fact in reviewing BVA decisions. This would not alter the formula of the standard of review on [sic] the Court, with the uncertainty of interpretation of its application that would accompany such a change. The combination of these changes is intended to provide for more searching appellate review of BVA decisions, and thus give full force to the “benefit of doubt” provision.
148 CONG. REC. S11337, H9003 (daily ed. Nov. 18, 2002) (emphasis added) (Explana-
Fourth Circuit for “ignor[ing] the reasoning of eight Justices on the subject of statutory analysis, [and] rely[ing] instead] on a separate opinion by Justice Scalia, and partially on the basis of that reasoning decid[ing] to disregard the legislative history“); Oregon v. Ashcroft, 192 F.Supp.2d 1077, 1089 (D.Or.2002) (“‘The legitimacy of legislative history as a means of interpreting statutes, at least when they are unclear, is, rightly or wrongly, well established. Other than Justice Thomas, no Justice seems interested in adopting Justice Scalia‘s rejection of legislative history or his rejection of the notion of legislative intent.‘“) (quoting William Funk, Review Essay Faith in Texts—Justice Scalia‘s Interpretation of Statutes and the Constitution: Apostasy for the Rest Us?, 49 ADMIN. L. REV. 825 (1997)). It is interesting, nonetheless, that the Roberson III order, 17 Vet.App. at 141, cites Justice Scalia‘s concurring opinion in Crosby, 530 U.S. at 390, rather than the majority opinion there, cited at the outset of this footnote.
At the time of final action on S. 2237, the bill that was ultimately enacted as the VBA,
E. Meaning of “Clearly Erroneous”
Based on the plain language of the section 7261(a)(4) and (b)(1) amendments and their emphatic legislative history, I conclude (1) that Congress has tasked the Court with the responsibility of evaluating BVA factfinding adverse to a claimant by reviewing all evidence in the ROA in order to assess the Board‘s application of the equipoise standard and (2) that if the Court, based on that assessment, concludes that Secretary‘s section 5107(b) application was clearly erroneous and thus unlawful then the Court is expressly empowered to reverse that finding—that is, not only to declare it wrong but also to correct it.19 See Mariano, 17 Vet.App. at 314-17 (reversing two BVA findings of fact as “clearly erroneous application[s] of the section 5107(b) equipoise standard“); cf. id. at 314 (as to another BVA finding of fact, setting aside as “clearly erroneous” but not reversing “Secretary‘s application of the section 5107(b) equipoise standard“). This process of applying the “clearly erroneous” standard to the Board‘s application of the section 5107(b) equipoise standard, see Mariano and Roberson III, both supra, raises the question (not previously addressed) whether the “plausible basis in the record” and “only permissible view of the evidence” tests set forth in Gilbert, 1 Vet.App. at 52-53, remain viable, if they ever were viable, under the “clearly erroneous” standard as proper measures for this Court‘s review of BVA factfinding in light of the three new section 7261 mandates.
Although at the advent of this Court‘s exercise of judicial review the Court had good reason to attempt to follow precedent regarding the scope of review for Article III appellate courts under
A finding is “clearly erroneous” when although there is evidence to supрort it, the reviewing court on the entire evidence is left with the definite and
Gilbert, 1 Vet.App. at 52 (emphasis added) (quoting U.S. Gypsum Co., supra). This criterion is the one used by both the Supreme Court and the Federal Circuit in the Zurko litigation, which was concluded in 2000, only two years before the VBA‘s enactment, and was cited in the Senate Committee report on S. 2237. S.Rep. No. 107-234, 107th Cong., 2d Sess. 18 n.1, U.S.Code Cong. & Admin.News 2002, 1788, 1805 n.1. In that litigation, the Supreme Court explained the “clearly erroneous” standard as meaning “whether a reviewing judge has a ‘definite and firm conviction’ that an error has been committed.” Dickinson v. Zurko, 527 U.S. 150, 162 (1999); see In re Zurko, 142 F.3d 1447, 1449 (Fed.Cir.1998) (en banc) (stating that “we affirm decisions as long as we lack a definite and firm conviction that a mistake has been made“).20
Using the definite-and-firm-conviction criterion, rather than the “no plausible basis in the record” standard, would correct the caselaw creep that began with Gilbert itself and has made it increasingly difficult for the Court to conclude that a BVA finding of fact is “clearly erroneous” under section 7261(a)(4). An example of the unfortunate direction that the Court‘s caselaw has taken is provided by Hicks v. Brown, which, five years after its debut in Gilbert, characterized the “no plausible basis in the record” criterion as requiring that the evidence be “uncontroverted in the appellant‘s favor” and that there be “absolutely no plausible basis” in the record for the Board‘s decision before a BVA finding of fact may be reversed. Hicks, 8 Vet.App. 417, 422 (1995). These quoted words and the corresponding heightened standard in Hicks were derived from Hersey v. Derwinski, 2 Vet.App. 91, 95 (1992), but Hersey does not support the use of those criteria as a basis for denying reversal. Rather, in Hersey the Court reversed a Board decision denying a rating of total disability based on individual unemployability (TDIU) and, in doing so, noted that “[t]here is absolutely no plausible basis for the BVA‘s statement that [the veteran‘s] disability was ‘not of sufficient severity as to preclude hi[s] engaging in substantially gainful employment consistent with his education and occupational experience’ ” and that the BVA‘s denial of a TDIU rating was “clearly erroneous in light of the uncontroverted evidence in [the] appellant‘s favor.” Hersey, supra (quoting BVA decision). However, the Court in Hersey (1) had already defined the “clearly erroneous” standard as “the definite and firm conviction that a mistake has been committed” criterion (quoting U.S. Gypsum Co., supra, as it had been quoted in Gilbert, 1 Vet.App. at 52), and (2) had also already explained that a finding of fact cannot be found clearly erroneous “[i]f the [factfinder]‘s account of the evidence is plausible in light of the record viewed in its entirety” or where such a review of the evidence shows that “there are two permissible views of the evidence“, Hersey, 2 Vet.App. at 94 (quoting Anderson, supra, as quoted in Gilbert, supra). It is thus clear that the use in Hersey of the “absolutely no plаusible basis” and “uncontroverted” evidence terminology was intended only to illustrate how unfounded the Board‘s fact-finding was in that case, rather than, as Hicks used it, to establish a new, more stringent standard for “clearly erroneous” review.
After a review of the record, we conclude that there is no plausible basis for the BVA‘s decision. [B]ecause there is no evidence to support the BVA determination, it is obvious that a mistake has been committed, the finding is not plausible, there can be only one permissible view of the evidence, and, thus, the finding is clearly erroneous.
Karnas v. Derwinski, 1 Vet.App. 308, 311 (1991); see also Caldwell [v. Derwinski], 1 Vet.App. [466,] 470 [(1991)]. Harder, 5 Vet.App. 183, 189 (1993). As in Hersey, this articulation is appropriate when there is no evidence against the claimant‘s position on a particular question of material fact, because it demonstrates the gravity of the Board‘s error. This articulation should not be mistaken for the appropriate standard of review, however; for example, in Mariano, 17 Vet.App. at 314-17, the Court reversed two findings of fact even though the record contained evidence against the claimant‘s position, and thus the evidence in support of the claimant‘s position could not be considered “uncontroverted“, Hicks, supra; see U.S. Gypsum, supra (calling for a “clearly erroneous” determination “although there is еvidence to support” a lower court‘s finding); see also Anderson, supra (calling for review “in light of the record ... in its entirety“).
Moreover, a close reading of the Supreme Court‘s actual language in Anderson, like a close reading of the wording in U.S. Gypsum, makes clear that the phrase “if there is a ‘plausible’ basis in the record” in the Gilbert holding omitted the critical words “in light of the record viewed in its entirety” from Anderson, 470 U.S. at 574, and “although there is evidence to support [the lower court‘s finding]” from U.S. Gypsum, supra. Thus, it appears that Gilbert had already strayed afield from the Supreme Court‘s actual language and paved the way for the Hicks/Hersey detour and the evolution of a practice in some cases of this Court‘s focusing only on a single or a few pieces of negative evidence as providing a basis for affirmance regardless of the overall strength of the evidence in favor of a claim. The Court‘s opinion in Mariano, supra, however, showed the error of such an approach.
Accordingly, I believe that, as a logical evolution of Roberson III and Mariano, both supra, the Court should issue an en banc opinion holding that under the
III. Conclusion
Because I believe that the question of the meaning of the
KASOLD, Judge, dissenting:
I respectfully dissent from the denial of en banc consideration in this case. The appellant seeks en banc review so that the Court might address (1) our application of the “clearly erroneous” standard of review; (2) the benefit-of-the-doubt rule; and (3) the doctrine that once this Court finds an issue warranting remand, we generally will not address other issues (aka the Best rule). I believe en banc review is warranted because these issues are of exceptional importance to our judicial review and there is a lack of uniformity or clarity in our caselaw in each of these areas. See
A. “Clearly Erroneous” Standard of Review
The meaning of the term “clearly erroneous” was first set out by this Court in Gilbert v. Derwinski, 1 Vet.App. 49, 52-53 (1990). Gilbert cites to United States v. United States Gypsum Co., 333 U.S. 364, 395 (1948), for the definition of this term: “A finding is ‘clearly erroneous’ when although there is
This standard plainly does not entitle a reviewing court to reverse the finding of the trier of fact simply because it is convinced that it would have decided the case differently. The reviewing court oversteps the bounds of its duty under
Rule 52(a) if it undertakes to duplicate the role of the lower court. “In applying the clearly erroneous standard to the findings of a district court sitting without a jury, appellate courts must constantly have in mind that their function is not to decide factual issues de novo.” Zenith Radio Corp. v. Hazeltine Research, Inc., 395 U.S. 100, 123 (1969). If the district court‘s account of the evidence is plausible in light of the record viewed in its entirety, the court of appеals may not reverse it even though convinced that had it been sitting as the trier of fact, it would have weighed the evidence differently. Where there are two permissible views of the evidence, the factfinder‘s choice between them cannot be clearly erroneous. United States v. Yellow Cab Co., 338 U.S. 338, 342 (1949); see also Inwood Laboratories, Inc. v. Ives Laboratories, Inc., 456 U.S. 844 (1982).
Gilbert, 1 Vet.App. at 52 (quoting Anderson, supra).
Although Gilbert favorably cited to the Supreme Court‘s definitions of the “clearly erroneous” standard, Gilbert subsequently stated that “if there is a plausible basis in the record for the factual determinations
The Supreme Court also stated that a decision below was not clearly erroneous when that decision provided an “account of the evidence [that] is plausible in light of the record viewed in its entirety.” Anderson, supra (emphasis added). This requires both (1) an explanation of the evidence and (2) that the explanation be plausible “in light of the record viewed in its entirety.” Id. Thus, a plausible basis in the record is not enough to preclude a reversal of a finding; there must be an explanation that is plausible “in light of the record viewed in its entirety.” Of course, if there is a plausible explanation in light of the entire record, the Court cannot substitute its own, alternate plausible basis for that of the lower tribunals. Id.; see also Yellow Cab, 338 U.S. at 342.
Although the Gilbert standard is generally used in this Court, it is not uniformly applied. There are a number of cases applying an even stricter, dual-based definition of the “clearly erroneous” standard that permits reversal only when “there is absolutely no plausible basis” for the BVA decision and where that decision “is clearly erroneous in light of the uncоntroverted evidence.” See, e.g., Kay v. Principi, 16 Vet.App. 529, 533 (2002); Shoffner v. Principi, 16 Vet.App. 208, 212 (2002); Pentecost v. Principi, 16 Vet.App. 124, 129 (2002).
The genesis and development of this two-pronged standard is a classic example of the evolution of case meanings over time. The phrase “absolutely no plausible basis” was first used in our cases in Hersey v. Derwinski, 2 Vet.App. 91, 95 (1992). After restating the Supreme Court‘s definitions of the “clearly erroneous” standard, as well as noting it as the Gilbert standard,1 the Hersey Court then noted that in the case before it “[t]here is absolutely no plausible basis for the BVA‘s statement” and then found that the BVA decision “was clearly erroneous in light of the uncontroverted evidence in appellant‘s favor.” Id. at 95. The “absolutely no plausible basis” and the “uncontroverted evidence” comments were not intended to be a standard of review. Rather, they were the Court‘s view of the evidence before it; i.e., there was not only no plausible basis in the record as a whole for the Board‘s finding,
I suspect that the Gilbert standard and the evolutionary Hersey standard were both unintentional deviations from the Supreme Court‘s definition of “clearly erroneous.” Rеgardless, this is an exceptionally important issue on which we do not have uniformity within the Court, and therefore en banc review is warranted.2
B. The Benefit of the Doubt
What was once well settled, however, is now open to question as a result of the panel decisions in Roberson v. Principi, 17 Vet.App. 135, 146 (2003), and Mariano v. Principi, 17 Vet.App. 305, 313 (2003), which state the standard of review of the benefit-of-the-doubt rule as “clearly erroneous.” Neither case cites a basis for changing the standard of review, with Mariano simply citing Roberson. See Mariano, supra. Indeed, neither case cites Gilbert. Moreover, Roberson gives the impression that “clearly erroneous” was always the standard of review for the Secretary‘s application of the benefit-of-the-doubt rule. Id. There is a conflict in our caselaw on this significant issue and it should be resolved en banc.
C. The Best Doctrine
The panel decision in Best v. Principi, 15 Vet.App. 18, 19 (2001) (per curiam order), proclaimed that “[f]rom the outset, it has been the practice of this Court that when a remand is ordered because of an undoubted error that requires such a remedy, the Court will not, as a general rule, address other putative errors raised by the appellant.” See also Mahl v. Principi, 15 Vet.App. 37 (2001) (per curiam order) (acknowledging departures from the Best doctrine, but maintaining they are the exception rather than the rule). In support of its proposition, Best cites directly to Dunn v. West, 11 Vet.App. 462, 467 (1998), and further refers the reader to Aronson v. Brown, 7 Vet.App. 153, 155 (1994), and Mokal v. Derwinski, 1 Vet.App. 12 (1990). A closer look, however, finds that none of these cases supports the broad proposition announced in Best. Indeed, Dunn supports a much narrower proposition and almost inverse general rule.
Dunn fully addressed the appellant‘s assertion on appeal that the Board had erred
It also seems that Best actually turned the Dunn approach on its head, with its “recognition” of a general rule that if a finding or holding on one claim or issue causes remand of a case, none of the other claims or issues generally should be decided at that time by the Court. Although Dunn refused to address additional issues that were mooted by decision on one issue, application of the Best rule does not depend on mooting an issue; it simply remands all claims and issues in the case to the Board where they all can be reconsidered. See Fletcher v. Derwinski, 1 Vet.App. 394, 397 (1991) (“A remand is meant to entail a critical examination of the justification for the decision. The Court expects that the [Board] will reexamine the evidence of record, seek any other evidence the Board feels is necessary, and issue a timely, well-supported decision in this case.“).
The other cases relied on by Best similarly do not support the general rule as announced in Best. Aronson stands for the sole proposition that when a claim is rendered moot, the Court no longer has jurisdiction over that claim or any matters appurtenant to that claim. Aronson, 7 Vet.App. at 155-56. Mokal stands for the proposition that this Court has adopted the case-or-controversy jurisdictional restraints imposed by
Best further cites to a number of other courts that “regularly decline to address the remaining allegations of error if the court orders a remand and a new trial based on any one allegation of error.” Best, 15 Vet.App. at 19. Reliance on these cases for adopting the broad principle enunciated in Best is misplaced. For one, a new trial is far different than the remand of a case from this Court to the Board. In a new trial, the entire process is redone, whereas during new proceedings after a remand from this Court, the rеcord below remains intact; it can be augmented, but it is not redone. Moreover, with the exception of the issue on which the remand was based and those, as in Dunn, that were mooted by the remand, I fail to see the basis for believing that the Board will render a different decision on any remaining issues. This leaves the veteran with the prospect that his case will be remanded as many times as he has separate claims or independent issues, before he can get a final decision. See Brambley v. Principi, 17 Vet.App. 20, 25-28 (2003) (Steinberg, J., concurring). Unlike the moot issues in Dunn, the issues and claims remanded
Finally, in addition to being, at best, a stretch from the Dunn case, the Best principle is applied inconsistently and without uniformity in the Court. Compare, e.g., Best and Mahl, both supra, with Pelegrini v. Principi, 17 Vet.App. 412, 423-24 (2004) (remanding for compliance with
For the foregoing reasons, I respectfully dissent.
Notes
Roberson III, 17 Vet.App. at 147. Moreover, the Roberson III Court refers to Congress’ having “amended section 7261(b) [by] adding an entreaty to the Court to ‘take due account of the Secretary‘s application of [38 U.S.C. §] 5107(b).‘” Roberson III, 17 Vet.App. at 140. An entreaty, however, is “an earnest request; supplication; prayer“, WEBSTER‘S NEW WORLD DICTIONARY 454 (3d ed. 1998), whereas in the amended section 7261(b)(1) Congress mandated (“shall“) that the Court carry out this new review.If [Congress] decides that the record produced by a non-adversarial claims adjudication process is, in its judgment, inadequate, then it can sharpen that process by making it adversarial through elimination оf the attorney fee prohibition during claim development and adjudication. Merely changing this Court‘s standard of review while doing nothing to enhance the record would compound rather than correct any problems.
If the Court of Appeals ... was of the view that the findings of the District Court were “clearly erroneous” ..., it could have set them aside on that basis. If it believed that the District Court‘s factual findings were unassailable, but that the proper rule of law was misapplied to those findings, it could
Roberson III, 17 Vet.App. at 140. I must confess not to find any such “wrap[ping] ... around” or “trapp[ing]” of review. Although section 7252(b)‘s pre-VBA direction that the Court review the “record of proceedings” included, in a general way, the Board‘s consideration of the equipoise standard, the direct command in new section 7261(b) that the Court, in completing its review, “take due account of the Secretary‘s application of section 5107(b)” has made a meaningful change to our scope of review.The Secretary‘s application, or lack thereof, of the benefit[-]of[-]the[-]doubt rule is part of any decision of the Board, and was therefore already within the Court‘s review power under [
38 U.S.C. §] 7252(a) . The command that the Board “shall review the record of proceedings before the Secretary and the Board ... pursuant to section 7252(b)” wraps the statutory text around on itself. Section 7252(b) states, in pertinent part, that “[r]eview in the Court shall be on the record of proceedings before the Secretary and the Board” and that “[t]he extent of the review shall be limited to the scope provided in section 7261.” In other words, section 7261 states that the Court shall review the record of proceedings which in turn states that such review is limited by section 7261. Review is thus trapped between these two mutually referential provisions, which is to say that there is no clear reading of this provision.
148 CONG. REC. S11334 (remarks of Sen. Rockefeller) (emphasis added).Section 401 of the Compromise Agreement would maintain the current “clearly erroneous” standard of review, but modify the requirements of the review the court must perform when making determinations under section 7261(a) of title 38. CAVC would be specifically required to examine the record of proceedings—that is, the record on appeal—before the Secretary and BVA. Section 401 would also provide special emphasis during the judicial process to the “benefit of the doubt” provisions of section 5107(b) as CAVC makes findings of fact in reviewing BVA decisions. The combination of these changes is intended to provide for more searching appellate review of BVA decisions, and thus give full force to the “benefit of doubt” provision. The addition of the words “or reverse” after “and set aside” in section 7261(a)(4) is intended to emphasize that CAVC should reverse clearly erroneous findings when appropriate, rather than remand the case. This new language in section 7261 would overrule the recent U.S. Court of Appeals for the Federal Circuit decision of Hensley v. West, [212 F.3d 1255 (Fed.Cir.2000),] which emphasized that CAVC should perform only limited, deferential review of BVA decisions, and stated that BVA factfinding “is entitled on review to substantial deference.” However, nothing in this new language is inconsistent with the existing seсtion 7261(c), which precludes the court from conducting trial de novo when reviewing BVA decisions, that is, receiving evidence that is not part of the record before BVA.
