EAST BAY SANCTUARY COVENANT; AL OTRO LADO; INNOVATION LAW LAB; CENTRAL AMERICAN RESOURCE CENTER, Plaintiffs-Appellees, v. WILLIAM P. BARR, Attorney General; UNITED STATES DEPARTMENT OF JUSTICE; JAMES MCHENRY, Director of the Executive Office for Immigration Review, in his official capacity; EXECUTIVE OFFICE FOR IMMIGRATION REVIEW; CHAD WOLF, Acting Secretary of Homeland Security, in his official capacity; U.S. DEPARTMENT OF HOMELAND SECURITY; L. FRANCIS CISSNA, Acting Director of the U.S. Citizenship and Immigration Services, in his official capacity; MARK A. MORGAN, Senior Official Performing the Duties of the Commissioner of U.S. Customs and Border Protection, in his official capacity; UNITED STATES CITIZENSHIP AND IMMIGRATION SERVICES; U.S. CUSTOMS AND BORDER PROTECTION; MATTHEW ALBENCE, Acting Director of Immigration and Customs Enforcement, in his official capacity; IMMIGRATION AND CUSTOMS ENFORCEMENT, Defendants-Appellants.
Nos. 19-16487 19-16773
United States Court of Appeals, Ninth Circuit
July 6, 2020
D.C. No. 4:19-cv-04073-JST; Argued and Submitted December 2, 2019, San Francisco, California
Before: William A. Fletcher, Richard R.
OPINION
Appeal from the United States District Court for the Northern District of California Jon S. Tigar, District Judge, Presiding
SUMMARY*
Immigration / Preliminary Injunction
The panel affirmed the district court‘s grant of a preliminary injunction against enforcement, in the four states on the United States-Mexico border, of a Department of Justice and Department of Homeland Security joint interim final rule, entitled “Asylum Eligibility and Procedural Modifications” (the “Rule“), which—with limited exceptions—categorically denies asylum to aliens arriving at the border with Mexico unless they have first applied for, and have been denied, asylum in Mexico or another country through which they have traveled.
Previously, a motions panel denied in part and granted in part the government‘s request for an emergency stay pending appeal, staying the injunction only insofar as it applied to states outside the Ninth Circuit. The district court later reinstated its previous preliminary injunction, but the Supreme Court stayed the injunction pending disposition of the appeal in this court and disposition of the government‘s petition for a writ of certiorari, if such a writ is filed.
The panel concluded that plaintiffs—nonprofit organizations that represent asylum seekers—had established
With respect to the likelihood of success on the merits, the government justified the Rule by relying on
The panel held that the Rule is unlawful under the Administrative Procedures Act (“APA“) on the ground that the Rule is not in accordance with law and is in excess of statutory limitations because it is not consistent with
The panel concluded that the Rule is not consistent with
to ensure its obligations are discharged; 2) the Rule lacks the requirements of the safe-third-country bar that there be a formal agreement between the United States and a third country, and that there be a “full and fair” procedure for applying for asylum in that country; and 3) that aliens subject to the Rule cannot conceivably be regarded as firmly resettled in Mexico, as they do not intend to settle in Mexico and have not received an offer of resettlement, as required by the firm-resettlement bar. Moreover, the panel explained that the Rule would make superfluous the protection provided by the safe-third-country and firm-resettlement bars.
The panel also concluded that the Rule is arbitrary and capricious because: 1) evidence in the record contradicted the agencies’ conclusion that aliens have safe options in Mexico; 2) the agencies had not justified the Rule‘s assumption that an alien who has failed to apply for asylum in a third country is, for that reason, not likely to have a meritorious asylum claim; and 3) the agencies failed to adequately consider the effect of the Rule on unaccompanied minors.
Next, the panel agreed with the district court that plaintiffs established a sufficient likelihood of irreparable harm through diversion of resources and the non-speculative loss of substantial funding from other sources. The panel also held that the district court did not abuse its discretion in weighing the balance of equities and the public interest.
Finally, with respect to the scope of the injunction, the panel concluded that the district court did not abuse its discretion in entering an injunction covering the four states along the Mexican border. First, the panel concluded that a limited injunction would not offer complete relief from the harms plaintiffs suffer from their inability to represent and
protect aliens seeking to enter the country through Texas or New Mexico. Second, the panel explained that the APA provides that a reviewing court shall hold unlawful and set aside agency action not in accordance with the law; it does not tell a circuit to set aside unlawful agency only within the geographic boundaries of that circuit. Moreover, the panel noted that cases implicating immigration policy have a particularly strong claim for uniform, nationwide relief, and that the government had failed to distinguish this case from the court‘s uncontroverted line of precedent.
Concurring, Judge Clifton wrote that he concurred in the court‘s opinion except as to its discussion in part V.D of the scope of the injunction. However, he concurred in the conclusion reached in that section, but only because there did not appear to be sufficient distinction between this case and precedents. To the extent that the opinion in this case expressed agreement with or affirmative support for the reasoning behind the relevant portions of those opinions, Judge Clifton did not join the opinion.
Concurring in part and dissenting in part, Judge Miller wrote that he agreed with the court that the rule is invalid, and concurred in the court‘s opinion except as to part V.C.1.a, addressing the Attorney General‘s statutory authority, and part V.D, addressing the scope of the injunction. Judge Miller wrote separately to elaborate on why, in his view, the rule is arbitrary and capricious, and to explain why the injunction should be limited to asylum seekers having a bona fide client relationship with the plaintiff organizations. Judge Miller also wrote that he would refrain from deciding whether Chevron is subject to waiver or whether the Rule exceeds the scope of the Attorney General‘s statutory authority.
COUNSEL
Scott G. Stewart (argued), Deputy Assistant Attorney General; Erez Reuveni, Assistant Director; William C. Peachey, Director; Joseph H. Hunt, Assistant Attorney General; Office of Immigration Litigation, Civil Division, United States Department of Justice, Washington, D.C.; for Defendants-Appellants.
Lee Gelernt (argued), Omar C. Jadwat, and Anand Balakrishnan, American Civil Liberties Union Foundation Immigrants’ Rights Project, New York, New York; Katrina Eiland, Cody Wofsy, Spencer Amdur, Julie Veroff, and Morgan Russell, American Civil Liberties Union Foundation Immigrants’ Rights Project, San Francisco, California; Melissa Crow, Southern Poverty Law Center, Washington, D.C.; Baher Azmy, Angelo Guisado, and Ghita Schwarz, Center for Constitutional Rights, New York, New York; Vasudha Talla and Angélica Salceda, American Civil Liberties Union Foundation of Northern California Inc., San Francisco, California; for Plaintiffs-Appellees.
Alan E. Schoenfeld and Tara E. Levens, Wilmer Cutler Pickering Hale and Dorr LLP, New York, New York; Peter S. Margulies, Roger Williams University School of Law, Bristol, Rhode Island; Shoba Sivaprasad Wadhia, University Park, Pennsylvania; for Amici Curiae Professors of Immigration Law.
Christopher J. Hajec, Director of Litigation, Immigration Reform Law Institute, Washington, D.C.; Lawrence J. Joseph, Washington, D.C.; for Amicus Curiae Immigration Reform Law Institute.
Xavier Becerra, Attorney General; Michael L. Newman, Senior Assistant Attorney General; Susan Slager, Supervising
Muhammad U. Faridi, Stephanie Teplin, and A. Robert Quirk, Patterson Belknap Webb & Tyler LLP, New York, New York, for Amicus Curiae National Citizenship and Immigration Services Council 119.
Barbara J. Parker, City Attorney; Maria Bee, Erin Bernstein, and Malia McPherson, Attorneys; Office of the City Attorney, Oakland, California; Margaret L. Carter and Daniel R. Suvor, O‘Melveny & Myers LLP, Los Angeles, California; Anne L. Morgan, City Attorney, Austin, Texas; Andre M. Davis, City Solicitor, Law Department, Baltimore, Maryland; Eugene L. O‘Flaherty, Corporation Counsel, Boston, Massachusetts; Mark A. Flessner, Corporation Counsel, Chicago, Illinois; Leslie J. Girard, Acting County Counsel, County of Monterey, Salinas, California; Marc P. Hansen, County Attorney, County of Montgomery, Rockville, Maryland; Georgia M. Pestana, Acting Corporation Counsel, New York, New York; Lyndsey M. Olson, City Attorney, St. Paul, Minnesota; Zach Klein, City Attorney, Columbus, Ohio; Kimberly M. Foxx, States Attorney, County of Cook, Chicago, Illinois; Christopher J. Caso, Interim City Attorney, Dallas, Texas; Angela Wheeler, City Attorney, Flint, Michigan; Dennis J. Herrera, City Attorney, San Francisco, California; James R. Williams, County Counsel, County of Santa Clara, San Jose, California; Erin K. McSherry, City Attorney, Santa Fe, New Mexico; Peter S. Holmes, City Attorney, Seattle, Washington; Eleanor M. Dilkes, City Attorney, Iowa City, Iowa; Michael N. Feuer, City Attorney, Los Angeles, California; Susan Segal, City Attorney, Minneapolis, Minnesota; Francis X. Wright Jr., City Solicitor, Somerville, Massachusetts; William Fosbre, City Attorney, Tacoma, Washington; Michael Rankin, City Attorney, Tucson, Arizona; for Amici Curiae 24 Counties and Cities.
Blaine Bookey, Anne Peterson, Karen Musalo, and Kate Jastram, Center for Gender & Refugee Studies, U.C. Hastings College of Law, San Francisco, California, for Amici Curiae Non-Profit Organizations and Law School Clinics.
Harold Hongju Koh, Peter Gruber Rule of Law Clinic, New Haven, Connecticut; Phillip Spector, Messing & Spector LLP, Baltimore, Maryland; for Amici Curiae Former National Security Officials.
Scott Shuchart, Kids in Need of Defense, Washington, D.C.; Ilissa S. Samplin and Jennafer Tryck, Gibson Dunn & Crutcher LLP, Los Angeles, California; Rachel S. Brass, Gibson Dunn & Crutcher LLP, San Francisco, California; for Amicus Curiae Kids in Need of Defense.
OPINION
W. FLETCHER, Circuit Judge:
On July 16, 2019, the Department of Justice and the Department of Homeland Security published a joint interim final Rule without notice and comment, entitled “Asylum Eligibility and Procedural Modifications” (the “Rule“). With limited exceptions, the Rule categorically denies asylum to aliens arriving at our border with Mexico unless they have first applied for, and have been denied, asylum in Mexico or another country through which they have traveled. We describe the Rule in detail below.
Plaintiffs are nonprofit organizations that represent asylum seekers. They brought suit in district court seeking an injunction against enforcement of the Rule, contending that the Rule is invalid on three grounds: first, the Rule is not “consistent with” Section 208 of the Immigration and Nationality Act,
We hold that plaintiffs have shown a likelihood of success on the first and second grounds. We do not reach the third ground. We affirm.
I. Procedural Background
The district court entered a published order on July 24, 2019, granting relief to plaintiffs. E. Bay Sanctuary Covenant v. Barr, 385 F. Supp. 3d 922, 960 (N.D. Cal. 2019)
(”E. Bay I“). The government appealed and sought an emergency stay pending appeal. A motions panel of our court denied in part and granted in part the requested stay. E. Bay Sanctuary Covenant v. Barr, 934 F.3d 1026, 1028 (9th Cir. 2019) (”E. Bay II“). The motions panel concluded that the government had not made a “strong showing” that it was likely to succeed on its contention that the Rule was properly issued without notice and comment. Id. The panel did not address the government‘s other contentions on the merits. It declined to stay the operation of the district court‘s injunction within the Ninth Circuit, but granted the stay “insofar as the injunction applies outside the Ninth Circuit, because the nationwide scope of the injunction is not supported by the record as it stands.” Id. One member of the motions panel would have denied the stay request in its entirety. Id. at 1031
After the motions panel granted the stay with respect to the geographical scope of the injunction, the district court took additional evidence to expand the record. On September 9, 2019, the district court reinstated its previously entered injunction. E. Bay Sanctuary Covenant v. Barr, 391 F. Supp. 3d 974, 985 (N.D. Cal. 2019) (”E. Bay III“). The government again sought an emergency stay pending appeal. By the time the government sought the second stay, the appeal had been assigned to a merits panel. On September 10, the merits panel issued a clerk order administratively staying the district court‘s injunction in order to allow consideration of the government‘s second stay request. On September 11, the Supreme Court issued a one-paragraph order pretermitting any decision by the merits panel on the second stay request. Without addressing either the substantive merits or the scope of the injunction, the Court stayed the district court‘s order
“in full pending disposition of the Government‘s appeal in the United States Court of Appeals for the Ninth Circuit and disposition of the Government‘s petition for a writ of certiorari, if such writ is sought.” Barr v. E. Bay Sanctuary Covenant, 140 S. Ct. 3 (2019). The merits panel heard argument on the government‘s appeal on December 2, 2019.
II. Background of the Immigration and Nationality Act
In 1967, the United Nations adopted the Protocol Relating to the Status of Refugees, 606 U.N.T.S. 267, 19 U.S.T. 6223, T.I.A.S. No. 6577 (“1967 Protocol“), which largely incorporated the United Nation‘s 1951 Convention Relating to the Status of Refugees, 189 U.N.T.S. 137 (“1951 Convention“). The 1967 Protocol and the 1951 Convention defined a “refugee” as someone who is “unable” or “unwilling” to return to his or her country of origin due to a “well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion.” See 1951 Convention, art. 1(A); 1967 Protocol, art. 1. In 1968, the United States acceded to the 1967 Protocol, and by extension, the incorporated 1951 Convention. See INS v. Cardoza-Fonseca, 480 U.S. 421, 436–37 (1987).
A decade later, Congress passed the Refugee Act of 1980, Pub. L. No. 96–212, 94 Stat. 102 (1980), amending the Immigration and Nationality Act (“INA“). “As [the U.S. Supreme Court] has twice recognized, one of Congress’ primary purposes in passing the Refugee Act was to implement the principles agreed to in the [1967 Protocol] as well as the [1951 Convention].” Negusie v. Holder, 555 U.S. 511, 520 (2009) (internal quotations and citations omitted); see generally Deborah E. Anker & Michael H. Posner, The
Forty Year Crisis: A Legislative History of the Refugee Act of 1980, 19 San Diego L. Rev. 9, 46 (1981) (“Anker & Posner“); Stephen H. Legomsky & Cristina M. Rodríguez, Immigration and Refugee Law and Policy 883 (5th ed. 2009) (“Legomsky & Rodríguez“).
Among other reforms, the Refugee Act codified the 1967 Protocol‘s definition of “refugee.” See Pub. L. No. 96–212, § 201(a), 94 Stat. 102, 102. In relevant part, the INA defines refugees as persons outside of their own country who are “unable or unwilling to return to . . . that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion.”
The Committee wishes to insure a fair and workable asylum policy which is consistent with this country‘s tradition of welcoming the oppressed of other nations and with our obligations under international law . . . . The Committee intends to monitor closely the Attorney General‘s implementation of the
section so as to insure the rights of those it seeks to protect.
H.R. Rep. No. 96–608 (“H.R. Rep.“) at 17–18 (1979) (emphasis added).
Finally, the Refugee Act codified exceptions to eligibility for asylum. As discussed in detail below, the codified exceptions paralleled exceptions to removal relief contained in the 1951 Convention. See H.R. Rep. at 18 (“The exceptions [to withholding of removal] are those provided in the [1951] Convention.“); Legomsky & Rodríguez at 1016.
III. Asylum Under the Immigration and Nationality Act
Refugees, as defined in
Subject to certain statutory exceptions, an alien “who is physically present in the United States or who arrives in the United States (whether or not at a designated port of arrival . . . )” is eligible to apply for asylum.
the one-year filing deadline do not apply to unaccompanied children.
Again subject to certain statutory exceptions, the Attorney General or the Secretary of Homeland Security may grant asylum to refugees who are eligible to apply for asylum.
Two of the exceptions—or asylum bars—are directly relevant to the appeal before us. First, an alien subject to the “safe third country” provision may not apply for asylum.
A. Safe-Third-Country Bar
In 1995, the Attorney General promulgated a regulation allowing discretionary denials of asylum in certain circumstances where asylum or its near equivalent was available in a safe third country.
104–208, 110 Stat. 3009, 3009–690 (1996) (“IIRIRA“), Congress codified, with some changes, the Attorney General‘s regulation. Section 1158(a)(2)(A), the safe-third-country bar, provides:
Paragraph [a](1) [authorizing refugees to apply for asylum] shall not apply to an alien if the Attorney General determines that the alien may be removed, pursuant to a bilateral or multilateral agreement, to a country . . . in which the alien‘s life or freedom would not be threatened on account of race, religion, nationality, membership in a particular social group, or political opinion, and where the alien would have access to a full and fair procedure for determining a claim to asylum or equivalent temporary protection . . . .
(emphases added.)
As indicated by the italicized language, there are two core requirements that must be satisfied before the safe-third-country bar applies. First, there must be an agreement between the United States and another country to which the alien would be removed and in which the alien would not be subject to persecution. Second, the country with which the United States has such an agreement must allow access to a “full and fair” procedure for determining eligibility for asylum or equivalent temporary protection.
In 2002, the United States entered into a safe-third-country agreement with Canada. See Agreement Between the Government of the United States of America and the Government of Canada for Cooperation in the Examination
of Refugee Status Claims from Nationals of Third Countries, Can.–U.S., Dec. 5, 2002, T.I.A.S. No. 04-1229 (2004). When the Rule was issued, the United States had entered into no other safe-third-country agreement.
B. Firm-Resettlement Bar
A firm-resettlement bar was first incorporated into United States law in the Displaced Persons Act of 1948. See Pub. L. No. 80–774, 62 Stat. 1009 (1948); Rosenberg v. Woo, 402 U.S. 49, 53–54 (1971). The bar was carried over into the Refugee Relief Act of 1953. See Pub. L. No. 83–203, 67 Stat. 400 (1953). The firm resettlement language was dropped from the Refugee Relief Act of 1957, see Pub. L. No. 85–316, 71 Stat. 639 (1957), but the concept of firm resettlement remained in refugee admissions even without an explicit statutory reference. See Rosenberg, 402 U.S. at 53–58. The Refugee Act of 1980 again codified the firm-resettlement bar. Pub. L. No. 96–212, § 207(c)(1), 94 Stat. 102, 103.
In 1996, Congress included the firm-resettlement bar in IIRIRA. The current statutory language provides:
Paragraph [b](1) [authorizing discretionary grants of asylum] shall not apply to an alien if the Attorney General determines that—
. . .
(vi) the alien was firmly resettled in another country prior to arriving in the United States.
An alien is considered to be firmly resettled if, prior to arrival in the United States, he or she entered into another country with, or while in that country received, an offer of permanent resident status, citizenship, or some other type of permanent resettlement unless he or she establishes: (a) That his or her entry into that country was a necessary consequence of his or her flight from persecution, that he or she remained in that country only as long as was necessary to arrange onward travel, and that he or she did not establish significant ties in that country; or
(b) That the conditions of his or her residence in that country were so substantially and consciously restricted by the authority of the country of refuge that he or she was not in fact resettled. In making his or her determination, the asylum officer or immigration judge shall consider the conditions under which other residents of the country live; the type of housing, whether permanent or temporary, made available to the refugee; the types and extent of employment available to the refugee; and the extent to which the refugee received permission to hold property and to enjoy other rights and
privileges, such as travel documentation that includes a right of entry or reentry, education, public relief, or naturalization, ordinarily available to others resident in the country.
A determination whether the firm-resettlement bar applies entails a two-step process. First, the government has the “initial burden of showing that the government of the third country issued to the alien a formal offer of some type of official status permitting the alien to reside in that country indefinitely.” Maharaj v. Gonzales, 450 F.3d 961, 976 (9th Cir. 2006) (en banc). Second, if the government has carried its initial burden, “the burden shifts to the applicant to show that the nature of his stay and ties was too tenuous, or the conditions of his residence too restricted, for him to be firmly resettled.” Id. at 976–77. See also Arrey v. Barr, 916 F.3d 1149, 1159 (9th Cir. 2019) (reciting the two-step process outlined in Maharaj).
IV. The Rule
On July 16, 2019, the Departments of Justice and Homeland Security jointly issued an interim final Rule governing aliens who travel through a “third country” before reaching the southern land border of the United States. See Asylum Eligibility and Procedural Modifications, 84 Fed. Reg. 33,829, 33,830 (July 16, 2019) (codified at
Notwithstanding the provisions of [8 C.F.R.] § 208.15 [the regulation implementing the
firm-resettlement bar], any alien who enters, attempts to enter, or arrives in the United States across the southern land border on or after July 16, 2019 after transiting through at least one country outside the alien‘s country of citizenship, nationality, or last lawful habitual residence en route to the United States, shall be found ineligible for asylum unless:
(i) The alien demonstrates that he or she applied for protection from persecution or torture in at least one country outside the alien‘s country of citizenship, nationality, or last lawful habitual residence through which the alien transited en route to the United States, and the alien received a final judgment denying the alien protection in such country;
(ii) The alien demonstrates that he or she satisfies the definition of “victim of a
severe form of trafficking in persons” provided in 8 CFR 214.11 ; or(iii) The only countries through which the alien transited en route to the United States were, at the time of the transit, not parties to the 1951 United Nations Convention relating to the Status of Refugees, the 1967 Protocol Relating to the Status of Refugees, or the United Nations Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment.
In effect, the Rule requires Guatemalan aliens reaching our southern border to apply for, and then be finally denied, asylum by Mexico before they are eligible to apply for asylum in the United States. The same requirement applies to aliens who arrived in Mexico from other countries by plane or ship before traveling to our southern border. Aliens traveling overland from El Salvador, Honduras, or other countries south of Guatemala, must apply for and be finally denied asylum by Mexico, Guatemala, or another country through which they traveled.
The Rule further provides that aliens ineligible for asylum under
If the alien is found to be an alien described as ineligible for asylum in
§ 208.13(c)(4) , then the asylum officer shall enter a negative credible fear determination with respect to the alien‘s application for asylum.
The Rule applies only to aliens seeking asylum. It does not apply to aliens seeking withholding of removal or relief under the Convention Against Torture (“CAT“). The standards for granting withholding or CAT relief are higher than those governing a grant of asylum. See Ling Huang v. Holder, 744 F.3d 1149, 1152 (9th Cir. 2014). Most important, an applicant for withholding or CAT relief must establish a “reasonable fear” of persecution or torture rather than merely a “credible fear.” See
V. Discussion
A. Standard of Review
We review “the district court‘s decision to grant or deny a preliminary injunction for abuse of discretion.” Hernandez v. Sessions, 872 F.3d 976, 987 (9th Cir. 2017) (internal quotation marks omitted). “The scope of the preliminary injunction, such as its nationwide effect, is . . . reviewed for abuse of discretion.” California v. Azar, 911 F.3d 558, 568 (9th Cir. 2018). We review legal conclusions de novo and underlying factual findings for clear error. Hernandez, 872 F.3d at 987.
B. Article III Standing
The government challenged plaintiffs’ Article III standing in the district court. In this court, it challenges their Article III standing only in a footnote. We sometimes treat as waived arguments that are made in such a perfunctory manner, see Estate of Saunders v. Comm‘r, 745 F.3d 953, 962 n.8 (9th Cir. 2014), but we
An organization can assert Article III standing on behalf of either its members or the organization itself. Havens Realty Corp. v. Coleman, 455 U.S. 363, 378-79 (1982). An organization may establish standing on its own behalf by showing that the defendant‘s conduct resulted in “a diversion of its resources and frustration of its mission,” Fair Hous. of Marin v. Combs, 285 F.3d 899, 905 (9th Cir. 2002) (discussing Havens Realty), or caused a substantial loss in organizational funding, East Bay Sanctuary Covenant v. Trump, 932 F.3d 742, 766-67 (9th Cir. 2018) (“Trump I“). Of course, an organization cannot “manufacture the injury by incurring litigation costs or simply choosing to spend money fixing a problem that would not affect the organization at all.” La Asociacion de Trabajadores de Lake Forest v. Lake Forest, 624 F.3d 1083, 1088 (9th Cir. 2010). “It must instead show that it would have suffered some other injury if it had not diverted resources to counteracting the problem.” Id.
Plaintiffs are nonprofit organizations that represent and assist asylum seekers in the United States and in Mexico. Plaintiffs argue that the Rule frustrates their mission of providing legal aid to affirmative asylum applicants because it renders “a large number” of potential applicants categorically ineligible for asylum and thus “significantly discourages” them from applying. Trump I, 932 F.3d at 766. The district court found that plaintiffs “offered uncontradicted evidence that enforcement of the Rule has required, and will continue to require, a diversion of resources . . . from their other initiatives.” E. Bay I, 385 F. Supp. 3d at 937. For example, East Bay Sanctuary Covenant, which focuses on filing affirmative asylum applications, would have to “overhaul” its affirmative asylum practice into a removal defense program, diverting resources to develop new materials and train existing staff. Trump I, 932 F.3d at 766. Because forms of relief from removal other than asylum do not allow applicants to file derivative applications for family members, plaintiffs must divert resources to filing a greater number of applications for each family-unit client. Id. The district court also found that three of the plaintiffs showed that they would lose significant funding because a large portion of their funding was tied to the number of asylum applications pursued, and a significant majority of their clients were now categorically ineligible for asylum. E. Bay I, 385 F. Supp. 3d at 937; see also Trump I, 932 F.3d at 767.
Plaintiffs’ injuries are not “manufacture[d] . . . injur[ies]” addressing “a problem that would not affect the organization at all.” Lake Forest, 624 F.3d at 1088. The injuries affect plaintiffs’ core mission and their organizational funding, and are sufficient to establish standing. We note that we recently held that the same four plaintiffs, asserting the same harms resulting from a different agency rule limiting asylum eligibility, had standing to challenge that rule. See E. Bay Sanctuary Covenant v. Trump, 950 F.3d 1242, 1265-68 (9th Cir. 2020) (“Trump II“).
C. Preliminary Injunction
On a motion for a preliminary injunction, plaintiffs must make a “threshold showing” of four factors. Leiva-Perez v. Holder, 640 F.3d 962, 966 (9th Cir. 2011) (per curiam). Plaintiffs must show that (1) they are likely to succeed on the merits, (2) they are likely to “suffer irreparable harm” without relief, (3) the balance of equities tips in their favor, and (4) an injunction is in the public interest. Am. Trucking Ass‘ns, Inc. v. City of Los Angeles, 559 F.3d 1046, 1052 (9th Cir. 2009) (quoting Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 20 (2008)). “When the government is a party, these last two factors merge.” Drakes Bay Oyster Co. v. Jewell, 747 F.3d 1073, 1092 (9th Cir. 2014).
We consider them in turn.
1. Likelihood of Success on the Merits
To show a likelihood of success on the merits, plaintiffs must show that the Rule is likely to be held unlawful agency action under the Administrative Procedure Act (“APA“). In relevant part, the APA provides:
The reviewing court shall—
. . .
(2) hold unlawful and set aside agency action, findings, and conclusions found to be—
(A) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law;
. . .
(C) in excess of statutory jurisdiction, authority, or limitations, or short of statutory right; [or] (D) without observance of procedure required by law[.]
Plaintiffs allege that the Rule is unlawful under the APA on three grounds. First, under
a. “Not in Accordance with Law” or “in Excess of Statutory Limitations”
The Rule creates a bar to asylum, in addition to the asylum bars that already exist in
An agency action must be “set aside” if it is “not in accordance with law,” or “in excess of statutory jurisdiction, authority, or limitations.”
The question before us is whether the Rule is “consistent with”
Asylum bars under
Section 1158 is rooted in the 1951 Convention, which excludes from protection two broad categories of aliens—those persons “considered not to be deserving of international protection,” and those persons “not considered to be in need of international protection.” U.N. High Commissioner for Refugees (“UNHCR“) Handbook on Procedures and Criteria for Determining Refugee Status (Geneva, 1979) (“Handbook“), ch. 4, ¶¶ 144-63 (emphases added); see Cardoza-Fonseca, 480 U.S. at 439 n.22 (noting that Handbook provides “significant guidance” in interpreting refugee law); Mohammed v. Gonzales, 400 F.3d 785, 798 (9th Cir. 2005) (same). Specifically, the 1951 Convention recognizes that a nation may justifiably exclude persons convicted of certain crimes, such as a “serious non-political crime” from entering its borders, 1951 Convention, art. 1(F)(b), and persons who have found full “rights and obligations” in a third country, id., art. 1(E). See Hernandez-Ortiz v. INS, 777 F.2d 509, 519 (9th Cir. 1985) (noting that denial of asylum must be on grounds either “involving the national interest or the welfare of the community, or . . . relating to the existence of other means of ensuring the safety and security of the alien.“), superseded on other grounds by statute, see Parussimova v. Mukasey, 555 F.3d 734, 739-40 (9th Cir. 2009). Scholars have noted that the bars of
The government does not argue that aliens subject to the Rule are similar to aliens barred because they are persecutors, criminals, or a threat to national security. That is, it does not argue that the Rule furthers the purpose and is therefore “consistent with”
The safe-third-country and firm-resettlement bars “limit an alien‘s ability to claim asylum in the United States when other safe options are available.” Matter of B-R-, 26 I. & N. Dec. 119, 122 (BIA 2013). These two asylum bars are consistent with the “core regulatory purpose of asylum,” which is “to protect [refugees] with nowhere else to turn,” because “by definition” an applicant barred by a safe-place provision has somewhere else to turn. Id.; Yang v. INS, 79 F.3d 932, 939 (9th Cir. 1996).
A critical component of both bars is the requirement that the alien‘s “safe option” be genuinely safe. The safe-third-country bar requires that the third country enter into a formal agreement with the United States; that the alien will not be persecuted on account of a protected ground in that country; and that the alien will have access to a “full and fair” asylum procedure in that country.
In stark contrast to the safe-third-country and firm-resettlement bars, “the Rule does virtually nothing to ensure that a third country is a ‘safe option.‘” E. Bay I, 385 F. Supp. 3d at 944. The sole protection provided by the Rule is its requirement that the country through which the barred alien has traveled be a “signatory” to the 1951 Convention and the 1967 Protocol. This requirement does not remotely resemble the assurances of safety built into the two safe-place bars of
The Rule superficially resembles the safe-third-country bar in that aliens subject to the Rule are in a third country, and they must apply for asylum in that country (Mexico) or must have previously applied for asylum in another third country (Guatemala). Similarly, the safe-third-country bar under
The Rule does not even superficially resemble the firm-resettlement bar. The firm-resettlement bar denies asylum to aliens who have either truly resettled in a third country, or have received an actual offer of firm resettlement in a country where they have ties and will be provided appropriate status. Aliens subject to the
“A statute should be construed so that . . . no part will be inoperative or superfluous, void or insignificant.” Hibbs v. Winn, 542 U.S. 88, 101 (2004) (quoting 2A N. Singer, Statutes and Statutory Construction § 46.06, at 181-86 (rev. 6th ed. 2000)). In enacting the two safe-place bars, Congress specifically addressed the circumstances in which an alien who has traveled through, or stayed in, a third country can be deemed sufficiently safe in that country to warrant a denial of asylum in the United States. The administration‘s new Rule would make entirely superfluous the protection provided by the two safe-place bars in
The government makes essentially two arguments in favor of the Rule. Neither argument is convincing.
First, the government argues that a holding that the Rule is not “consistent with”
Contrary to the government‘s argument,
Second, pointing to the Attorney General‘s discretion to deny asylum to eligible aliens, the government suggests that the Attorney General has equivalent discretion to establish criteria for asylum eligibility. The government writes in its brief, “The asylum statute makes clear that asylum is always a matter of executive ‘discretion’ and never a matter of ‘entitlement.‘” 1 Gov‘t Br. 26 (quoting Cardoza-Fonseca, 480 U.S. at 428 n.6 and citing
In juxtaposing these two sentences, the government suggests that the Attorney General‘s discretion to deny asylum under
If the Attorney General‘s discretion to add limitations and conditions for asylum eligibility were the same as his discretion to deny asylum to eligible aliens, the “consistent with” language in
b. Arbitrary and Capricious
“[T]he touchstone of ‘arbitrary and capricious’ review . . . is ‘reasoned decisionmaking.‘” Altera Corp. & Subsidiaries v. Comm‘r of Internal Revenue, 926 F.3d 1061, 1080 (9th Cir. 2019) (quoting State Farm, 463 U.S. at 52).
The Rule is arbitrary and capricious for three reasons. First, evidence in the record contradicts the agencies’ conclusion
i. Safe Option
Consistent with the “core regulatory purpose” of asylum to “protect [refugees] with nowhere else to turn,” Matter of B-R-, 26 I. & N. Dec at 122, the Rule must ensure some degree of safety for aliens barred from asylum. Quoting from the agencies’ analysis of, and justification for, the Rule, the government argues in its brief that “applicants covered by the bar do ‘have [an] alternative country where they can escape persecution or torture.‘” 1 Gov‘t Br. 16 (quoting 84 Fed. Reg. at 33,840); see also 84 Fed. Reg. at 33,840 (characterizing aliens subject to the Rule as “aliens without a genuine need for asylum“). The government contends that Mexico offers a “feasible alternative” to relief in the United States. 1 Gov‘t Br. 39-41. At oral argument, the government stated that the Rule is “consistent with the aim and thrust of those other two bars,” which “set out situations where somebody has such a good circumstance or . . . place to live, that they categorically do not need asylum from this country.” The government writes further in its brief, “[A]s even the district court‘s review shows, Mexico has a robust refugee-protection system, which is improving in conjunction with guidance from international partners.” 1 Gov‘t Br. 40. (citing E. Bay I, 385 F. Supp. 3d at 952-54).
The government misrepresents both the record and the district court‘s opinion.
In the pages of its opinion cited by the government, the district court described and analyzed the record:
The statistics regarding the number of claims submitted in Mexico contradict the government‘s suggestion that Mexico provides an adequate alternative. . . . [T]he administrative record fails to support the conclusion that asylum in Mexico is a “feasible alternative.”
. . . [N]owhere in the Rule do the agencies find that Mexico “in compliance with the relevant international instruments governing consideration of refugee claims.” Nor does the government cite any finding in the Rule that Mexico‘s “domestic law and procedures regarding such relief are robust and capable of handling claims made by Central American aliens in transit to the United States.” . . . With limited exceptions that are at best unresponsive to the question, the cited evidence consists simply of an unbroken succession of humanitarian organizations explaining why the government‘s contention is ungrounded in reality.
First, the government cites a report from the international organization, Medecins Sans Frontieres, Forced to Flee Central America‘s Northern Triangle: A Neglected Crisis (May 2017). AR 286-317. The report found that, during transit through Mexico, “68.3 percent of people from the [Northern Triangle] reported that they were victims of violence,” and that “31.4 percent of women and 17.2 percent of men had been sexually abused.” AR 296-97. . . .
Second, an April 2019 factsheet from the United Nations High Commissioner for Refugees (“UNHCR“) lists “strong obstacles to accessing the asylum procedure” in Mexico[.] . . . AR 534. . . . The UNHCR also observed that . . . “[w]omen and girls in particular are at risk of
sexual and gender-based violence. Id. . . .
Third, the government cites to the UNHCR‘s July 2018 review of Mexico‘s refugee process. AR 638-57. The report notes two positive developments in response to a prior round of recommendations, AR 639, but documents a host of additional problems. . . . [T]he UNHCR highlighted ongoing problems in the areas of (1) “[s]exual and gender-based violence against migrants, asylum-seekers, and refugees“; (2) “[d]etention of migrants and asylum seekers, particularly children and other vulnerable persons“; and (3) “[a]ccess to economic, social and cultural rights for asylum-seekers and refugees.” AR 640-42.
Fourth, the government relies on a November 2018 factsheet from Human Rights First, which asks: “Is Mexico Safe for Refugees and Asylum Seekers?” AR 702. Answering in the negative, the factsheet explains that “many refugees face deadly dangers in Mexico. For many, the country is not at all safe.” Id. (emphasis in original). Human Rights First notes that “refugees and migrants face acute risks of kidnapping, disappearance, sexual assault, trafficking, and other grave harms in Mexico[.]” . . .
Fifth, the government cites to a 2018 report from Amnesty International entitled “Overlooked, Under-Protected: Mexico‘s Deadly Refoulement of Central Americans Seeking Asylum.” AR 704-27. As its title
suggests, the report concluded that “the Mexican government is routinely failing in its obligations under international law to protect those who are in need of international protection[.] . . .
Sixth, the government points to a New York Times article, ’They Were Abusing Us the Whole Way‘: A Tough Path for Gay and Trans Migrants (July 11, 2018). AR 756-66. The article notes that “[t]rans women in particular encounter persistent abuse and harassment in Mexico at the hands of drug traffickers, rogue immigration agents and other migrants.” AR 758. . . .
Additional portions of the administrative record not cited by the government bolster the already overwhelming evidence on this point. . . .
In sum, the bulk of the administrative record consists of human rights organizations documenting in exhaustive detail the ways in which those seeking asylum in Mexico are (1) subject to violence and abuse from third parties and government officials, (2) denied their rights under Mexican and international law, and (3) wrongly returned to countries from which they fled persecution. Yet, even though this mountain of evidence points one
way, the agencies went the other—with no explanation.
E. Bay I, 385 F. Supp. 3d at 952–55 (emphases in original).
An agency must examine the relevant data and articulate a satisfactory explanation for its action.
State Farm, 463 U.S. at 43. Normally, an agency rule would be arbitrary and capricious if the agency has relied on factors which Congress has not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise.
Id. In promulgating the Rule, the agencies entirely failed to consider an important aspect of the problem.
Id. Further, the agencies’ conclusion that aliens barred by the Rule have a safe runs counter to the evidence before the agency.
Id.
ii. Likely Merit of the Aliens’ Asylum Claims
The government argues that the Rule relieves strain on an overburdened asylum system by screening out meritless asylum claims. In support of the Rule, the agencies wrote:
By deterring meritless asylum claims and de-prioritizing the applications of individuals who could have sought protection in another country before reaching the United States, the Departments seek to ensure that those asylees who need relief most urgently are better able to obtain it.
The interim rule would further this objective by restricting the claims of aliens who, while ostensibly fleeing persecution, chose not to seek protection at the earliest opportunity, . . . and instead wait for the more preferred destination of the United States, raises questions about the validity and urgency of the alien‘s claim and may mean that the claim is less likely to be successful.
less likely to be successful.
Based on that assumption, the Rule categorically requires that an asylum officer enter a negative credible fear determination with respect to the alien‘s application for asylum.
We have held in a long line of cases that the failure to apply for asylum in a country through which an alien has traveled has no bearing on the validity of an alien‘s claim for asylum in the United States. For example, we wrote in Damaize-Job v. INS, 787 F.2d 1332, 1337 (9th Cir. 1986), that an asylum applicant‘s failure to apply for asylum in any of the countries through which he passed or in which he worked prior to his arrival in the United States does not provide a valid basis for questioning the validity of his persecution claims.
The fact that an alien might prefer to seek asylum in the United States rather than Mexico or Guatemala may be reflective of the relative desirability of asylum in these countries, but it has no bearing on the validity of the alien‘s underlying asylum claim. See, e.g., Garcia-Ramos v. INS, 775 F.2d 1370, 1374–75 (9th Cir. 1985) (We do not find it inconsistent with a claimed fear of persecution that a refugee, after he flees his homeland, goes to the country where he believes his opportunities will be best.
); see also Dai v. Sessions, 884 F.3d 858, 873 (9th Cir. 2018); Li v. Holder, 559 F.3d 1096, 1105 (9th Cir. 2009); Melkonian v. Ashcroft, 320 F.3d 1061, 1068 (9th Cir. 2003).
The government argued in the district court that an alien‘s failure to apply for asylum in a country through which the alien had passed can be a legitimate—indeed the sole—factor to be considered in determining whether the alien has a credible fear of persecution and is thus eligible to apply for asylum in the United States. The sole case relied upon by the government to support this argument was Matter of Pula, 19 I. & N. Dec. 467 (BIA 1987). See E. Bay I, 385 F. Supp. 3d at 946–47. The agencies had similarly relied on Matter of Pula in support of the Rule. See
The government provides to us only a single record citation in support of the Rule‘s categorical assumption that aliens subject to the Rule do not have a valid asylum claim if they have not previously applied for asylum in either Mexico or Guatemala. The citation is to a newspaper article reporting that Central American migrants traveling through Mexico stated that their ultimate destination was the United States. The article does nothing to support the Rule‘s assumption. The article does not even remotely suggest that the aliens’ preference to apply for asylum in the United States rather than Mexico had any bearing on whether they had a credible fear of persecution that could support a valid claim to asylum.
Evidence in the administrative record establishes that Mexico and Guatemala are dangerous places for aliens subject to the Rule. See also Innovation Law Lab v. Wolf, 951 F.3d 1073, 1090–93 (9th Cir. 2020). This evidence strongly suggests a reason other than invalidity of their underlying asylum claims why the aliens subject to the Rule would not apply for asylum in either of those countries. In the course of promulgating the Rule, the agencies did not discuss or even acknowledge this evidence.
In sum, the agencies’ conclusion that an alien‘s failure to apply for asylum in Guatemala or Mexico justifies an assumption that the alien does not have a valid asylum claim, and a categorical adverse credibility finding, ignores a long line of cases holding that aliens are not required to apply for asylum in countries they pass through on their way to the United States; ignores the fact that a preference for asylum in the United States rather than Mexico or Guatemala is irrelevant to the merits of an alien‘s asylum claim; and ignores extensive evidence in the record documenting the dangerous conditions in Mexico and Guatemala that would lead aliens with valid asylum claims to pursue those claims in the United States rather than in those countries.
In failing to consider an alternative (and very likely) explanation for aliens’ failure to apply for asylum in Mexico or Guatemala, the agencies entirely failed to consider an important aspect of the problem.
State Farm, 463 U.S. at 43. Further, given the strength of this alternative explanation, as shown by evidence in the record, the agencies’ assumption runs counter to the evidence before the agency.
Id.
iii. Unaccompanied Minors
In 2008, in recognition of the vulnerability of unaccompanied minors seeking asylum, Congress amended the INA to provide them special protection. See children . . . who have escaped traumatic situations
would not be forced to struggle through an immigration system designed for adults.
154 Cong. Rec. S10,886 (Dec. 10, 2008) (statement of Senator Feinstein). First, unaccompanied minors are expressly exempted from the safe-third-country bar.
The Rule does not exempt unaccompanied minors. The agencies’ only explanation for the Rule‘s failure to do so is that
In failing to explain why the Rule provides no special protection for unaccompanied minors, the agencies entirely failed to consider an important aspect of the problem.
State Farm, 463 U.S. at 43.
2. Irreparable Harm
Plaintiffs must also show that irreparable injury is likely in the absence of an injunction.
Winter, 555 U.S. at 22. Organizations may establish irreparable harm by showing ongoing harms to their organizational missions.
Valle del Sol Inc. v. Whiting, 732 F.3d 1006, 1029 (9th Cir. 2013). In the APA context, economic harms may be irreparable because plaintiffs are otherwise unable to recover monetary damages. See Azar, 911 F.3d at 581; other than monetary damages
). Although the government argues that monetary harms are not irreparable, controlling circuit precedent establishes otherwise. See Azar, 911 F.3d at 581.
As discussed above, plaintiffs established that the Rule harms their mission of representing and assisting asylum seekers and results in a substantial loss of organizational funding. The government does not dispute these factual findings. The Rule forces plaintiffs to overhaul their programs and pursue more complex and time-and-resource intensive forms of relief, resulting in plaintiffs’ providing fewer services to fewer individuals. The Rule also jeopardizes the plaintiffs’ funding streams. For example, plaintiff East Bay Sanctuary Covenant receives a fixed per-case amount for each affirmative asylum case it files. Decl. Michael Smith, East Bay Sanctuary Covenant ¶ 16. Plaintiff Al Otro Lado receives funding at a fixed per-case rate to represent individuals in bond proceedings, but applicants affected by the Rule are ineligible for bond for at least six months after entry. Decl. Erika Pinheiro, Al Otro Lado ¶ 18. Because the Rule renders a substantial portion of plaintiffs’ clients categorically ineligible for asylum, it directly threatens their standard caseload, and consequently, their caseload-dependent funding.
We agree with the district court that the plaintiffs established a sufficient likelihood of irreparable harm through diversion of resources and the non-speculative loss of substantial funding from other sources.
E. Bay I, 385 F. Supp. 3d at 957 (internal quotation marks omitted); see also Trump II, 950 F.3d at 1280.
3. Balance of Equities and Public Interest
When the government is a party, the third and fourth preliminary injunction factors merge. Drakes Bay Oyster Co., 747 F.3d at 1092.
On the side of the plaintiffs, the district court found that there was a public interest in not returning refugees to their persecutors or to a country where they would be endangered. E. Bay I, 385 F. Supp. 3d at 958 (citing Leiva-Perez, 640 F.3d at 971); see also Nken v. Holder, 556 U.S. 418, 436 (2009) ([T]here is a public interest in preventing aliens from being wrongfully removed, particularly to countries where they are likely to face substantial harm.
). This concern is especially pressing here, where the government concedes that potentially meritorious asylum claims will be
away from the United State and into Mexico. 1 Gov‘t Br. 4, 39.
Next, the district court noted that the government has implemented a new policy under which aliens potentially subject to the Rule must wait weeks or months
in Mexico before they are permitted to initiate an application for asylum in the United States. E. Bay I, 385 F. Supp. 3d at 959. At the same time, Mexico has a 30-day filing deadline for asylum applications. Id. For asylum seekers that forfeited their ability to seek protection in Mexico but fell victim to the government‘s . . . policy, the equities weigh particularly strongly in favor
of an injunction. Id.
The district court also noted the public interest in ensuring that ‘statutes enacted by [their] representatives’ are not imperiled by executive fiat.
Id. at 958 (quoting Maryland v. King, 567 U.S. 1301, 1301 (2012)). As discussed earlier, the Rule is contrary to the asylum statute and contravenes clear congressional intent to give effect to our international treaty obligations.
On the side of the government, the public has an interest in relieving burdens on the asylum system and the efficient conduct of foreign affairs. But, as the district court noted, shortcutting the law, or weakening the boundary between Congress and the Executive, are not the solutions to these problems.
Id. at 959 (citing Food & Drug Admin. v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 125 (2000) (Regardless of how serious the problem an administrative agency seeks to address, however, it may not exercise its authority in a manner that is inconsistent with the administrative structure that Congress enacted into law.
)).
We hold that the district court did not abuse its discretion in weighing these factors in favor of plaintiffs. Cf. Trump II, 950 F.3d at 1280–82.
D. Scope of the Injunction
Finally, we consider the proper scope of the injunction. A motions panel of this court stayed the injunction, pending the district court‘s further development of the record, insofar as it operated outside the Ninth Circuit. E. Bay II, 932 F.3d at 1030–31.
That decision does not bind this court when sitting as a merits panel. As we explained in Trump II, [g]iven the preliminary stage of the appellate process
at which a motions panel considers a stay motion, a subsequent merits panel may treat the motions panel‘s decision as persuasive, but not binding.
Trump II, 950 F.3d at 1264–65; see generally id. at 1261–65; Innovation Law Lab, 951 F.3d at 1081.
We note initially that although injunctions with broad geographic scope are often referred to as nationwide
injunctions, that is a misnomer in this case. See Innovation Law Lab, 951 F.3d at 1094. The Rule targets only asylum applicants entering at our southern border with Mexico, and the district court‘s injunction affects the government‘s actions in only four states within three circuits: California and Arizona (Ninth Circuit), New Mexico (Tenth Circuit), and Texas (Fifth Circuit).
We analyze the proper scope of the injunction in this case from two perspectives—first, the scope of the harm to plaintiffs; and, second, the nature of the case before us.
First, nationwide or other broad injunctions are appropriate when necessary to remedy a plaintiff‘s harm. City & Cnty. of San Francisco v. Trump, 897 F.3d 1225, 1244 (9th Cir. 2018). The requested relief should be no more burdensome to the defendant than necessary
Regents of the Univ. of Cal. v. U.S. Dep‘t of Homeland Sec., 908 F.3d 476, 511 (9th Cir. 2018) (internal quotations omitted), rev‘d in part, vacated in part No. 18-587, 2020 WL 3271746 (U.S. June 18, 2020). However, there is no general requirement that an injunction affect only the parties in the suit.
Bresgal v. Brock, 843 F.2d 1163, 1169–70 (9th Cir. 1987). [T]he scope of injunctive relief is dictated by the extent of the violation established, not by the geographical extent of the plaintiff class.
Califano v. Yamasaki, 442 U.S. 682, 702 (1979).
As discussed above, the Rule interferes with plaintiffs’ organizational missions and causes them to lose funding. Complete relief
for plaintiffs must remedy both harms. In fulfilling their missions to assist asylum seekers throughout the lifetime of their cases, plaintiffs do not operate in a fashion that permits neat geographic boundaries.
Trump II, 950 F.3d at 1282–83. For example, plaintiff Innovation Law Lab is a legal service organization representing aliens applying for asylum both inside and outside the Ninth Circuit. Some of these aliens move between jurisdictions throughout the lifetime of their asylum case. Innovation Law Lab has offices in California, Oregon, Missouri, Texas, and Georgia, and it provides workshops and offers support to aliens and pro bono attorneys in Georgia, Kansas, Missouri, North Carolina, and Oregon. E. Bay III, 391 F. Supp. 3d at 982–83. Besides the harm to organizational purpose, the loss of potential clients jeopardizes funding streams that are tied to the number of asylum applications a Plaintiff organization files.
In response to the district court‘s initial order, the government issued guidance (the Guidance
) providing that in some circumstances the district court‘s order would enjoin enforcement of the Rule outside the Ninth Circuit. The Guidance generally requires the relevant enforcement agencies to treat an individual alien as protected by the injunction if (1) the alien was apprehended in the Ninth Circuit, (2) the alien is detained in the Ninth Circuit, or (3) the [credible fear] interview or adjudication itself occurs in the Ninth Circuit.
Id. at 977.
The district court found that, despite the Guidance, Innovation Law Lab would have to divert resources to determine which of their clients were subject to the Rule, which could change during the lifetime of their case; they would have to redesign centralized workshops and templates; and they would have to change practices of synchronizing work across sites. Id. at 983.
Moreover, a limited injunction would not offer complete relief
from the harms plaintiffs suffer from their inability to represent, and to protect, aliens seeking to enter the United States through Texas or New Mexico. As we have noted in a recent case, this would result[] in a frustration of purpose (by preventing the organization from continuing to aid asylum applicants who seek relief), and a loss of funding (by decreasing the money it receives for completed cases).
Trump II, 950 F.3d at 1283.
Second, as we have previously observed in an APA case, reviewing court shall . . . hold unlawful and set aside agency action . . . not in accordance with law.
Innovation Law Lab, 951 F.3d at 1094 (quoting set aside
unlawful agency action only within the geographic boundaries of that circuit. Vacatur of an agency rule prevents its application to all those who would otherwise be subject to its operation. See generally id.; Regents of the Univ. of Cal., 908 F.3d at 511 ([W]hen a
) (internal quotation marks omitted); Cal. Wilderness Coalition v. U.S. Dep‘t of Energy, 631 F.3d 1072, 1095 (9th Cir. 2011) (When a court determines that an agency‘s action failed to follow Congress‘s clear mandate the appropriate remedy is to vacate that action.
); see also Gen. Chem. Corp. v. United States, 817 F.2d 844, 848 (D.C. Cir. 1987) (The APA requires us to vacate the agency‘s decision if it is ‘arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law‘. . . .
); United Steel v. Mine Safety & Health Admin., 925 F.3d 1279, 1287 (D.C. Cir. 2019) (The ordinary practice is to vacate unlawful agency action.
). Because the Rule is not in accordance
with
Moreover, cases implicating immigration policy have a particularly strong claim for uniform, nationwide relief.
Innovation Law Lab, 951 F.3d at 1094–95; see Arizona v. United States, 567 U.S. 387, 401 (2012) (federal law contemplates a comprehensive and unified
immigration policy); Trump I, 932 F.3d at 779 (In immigration matters, we have consistently recognized the authority of district courts to enjoin unlawful policies on a universal basis.
); Regents of the Univ. of Cal., 908 F.3d at 511 (A final principle is also relevant: the need for uniformity in immigration policy . . . . Allowing uneven application of nationwide immigration policy flies in the face of these requirements.
); Washington v. Trump, 847 F.3d 1151, 1166–67 (9th Cir. 2017) (per curiam) ([A] fragmented immigration policy would run afoul of the constitutional and statutory requirement for uniform immigration law and policy.
); Hawaii v. Trump, 878 F.3d 662, 701 (9th Cir. 2017) (per curiam), rev‘d on other grounds, 138 S. Ct. 2392 (2018) (Because this case implicates immigration policy, a nationwide injunction was necessary to give Plaintiffs a full expression of their rights.
). The Fifth Circuit, one of the only two other federal circuits with a state affected by the Rule, agrees with the Ninth Circuit that nationwide injunctions are uniquely appropriate in immigration cases. See Texas v. United States, 809 F.3d 134, 187–88 (5th Cir. 2015) ([T]he Constitution requires ‘an uniform Rule of Naturalization‘; Congress has instructed that ‘the immigration laws of the United States should be enforced vigorously and uniformly‘; and the Supreme Court has described immigration policy as ‘a comprehensive and unified system.’
) (emphases in original; citations omitted).
The government raises no grounds on which to distinguish this case from our uncontroverted line of precedent.
Trump I, 932 F.3d at 779. Indeed, we recently held that a nationwide scope was necessary to offer adequate relief to the same four plaintiffs asserting the same organizational harms resulting from a different rule limiting asylum eligibility. See Trump II, 950 F.3d at 1284; see also Innovation Law Lab, 951 F.3d at 1094–95.
Conclusion
We hold that plaintiffs are likely to succeed on the merits of their claims. The Rule is not in accordance with law
and in excess of statutory limitations
because it is not consistent with
arbitrary and capricious
because it runs counter to the evidence before the agency
and entirely failed to consider . . . important aspect[s] of the problem.
Id. We hold further that plaintiffs have shown that they will suffer irreparable
AFFIRMED.
CLIFTON, Circuit Judge, concurring:
I concur in the court‘s opinion except as to its discussion in part V.D (pages 49–53) of the scope of the injunction. I concur in the conclusion reached in that portion of the opinion, that the district court did not abuse its discretion in entering an injunction that extends beyond the territory of the Ninth Circuit and covers every person seeking asylum at the southern border, even persons with no connection to any of the plaintiffs in this case. I do so, however, only because there does not appear to me to be a sufficient distinction between this case and precedents that bind this panel, notably East Bay Sanctuary Covenant v. Trump (Trump II), 950 F.3d 1242, 1282-84 (9th Cir. 2020), and Innovation Law Lab. v. Wolf, 951 F.3d 1073, 1094-95 (9th Cir. 2020), to support a different conclusion. To the extent that our opinion in this case expresses agreement with or affirmative support for the reasoning behind the relevant portions of those opinions, I do not join this opinion.
MILLER, Circuit Judge, concurring in part and dissenting in part:
I agree with the court that the rule is invalid, and I concur in the court‘s opinion except as to part V.C.1.a, which addresses the Attorney General‘s statutory authority, and part V.D, which addresses the scope of the injunction. I write separately to elaborate on why, in my view, the rule is arbitrary and capricious, and to explain why the injunction should be limited to asylum seekers having a bona fide client relationship with the plaintiff organizations.
I
The court holds that the rule exceeds the Attorney General‘s authority under
II
I agree with the court‘s analysis of why the rule is arbitrary and capricious. I think it is worth emphasizing a few additional points about the administrative record and the agencies’ explanation of their decision-making process.
Under the Administrative Procedure Act, [w]hen an administrative agency sets policy, it must provide a reasoned explanation for its action.
Judulang v. Holder, 565 U.S. 42, 45 (2011). That is not a high bar, but it is an unwavering one.
Id. To clear it, an agency must articulate a satisfactory explanation for its action including a ‘rational connection between the facts found and the choice made,’
and it may not
or offer[] an explanation for its decision that runs counter to the evidence before the agency.
Motor Vehicle Mfrs. Ass‘n of U.S., Inc. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines v. United States, 371 U.S. 156, 168 (1962)).
The stated purpose of the rule is to more efficiently identify[] aliens who are misusing the asylum system to enter and remain in the United States rather than legitimately seeking urgent protection from persecution or torture.
restricting the claims of aliens who, while ostensibly fleeing persecution, chose not to seek protection at the earliest possible opportunity.
[a]n alien‘s decision not to apply for protection at the first available opportunity, and instead wait for the more preferred destination of the United States, raises questions about the validity and urgency of the alien‘s claim and may mean that the claim is less likely to be successful.
available
opportunity, so that legitimate asylum seekers can reasonably be expected to apply for protection there. But that premise is contradicted by the agencies’ own record.
First, as the district court correctly observed, the unrefuted record establishes that [Mexico] is categorically not a ‘safe option[]’ for the majority of asylum seekers.
E. Bay Sanctuary Covenant v. Barr, 385 F. Supp. 3d 922, 956 (N.D. Cal. 2019) (quoting Matter of B-R-, 26 I. & N. Dec. 119, 122 (B.I.A. 2013)). To be clear, the district court based that conclusion not on evidence submitted by the plaintiffs in this litigation, but on the administrative record compiled by the agencies themselves. That record contains numerous reports from nongovernmental organizations describing the risks faced by asylum seekers in Mexico. For example, one notes that [t]orture is inflicted by governmental security actors, while criminal organizations inflict extreme degrees of violence on these already vulnerable populations,
adding that [m]igrants and refugees are often easy prey.
Another explains that the prospect of being unlawfully detained [in Mexico] often pushes asylum-seekers to return to their country of origin, despite the risks they face upon return.
The United Nations High Commissioner for Refugees found that almost 7 out of 10 women in Mexico have suffered violence,
and that migrant, asylum-seeking, and refugee women are particularly vulnerable due to their national origin and their legal status in Mexico.
Another report echoed those concerns for children: Many migrants are arbitrarily detained in poor conditions in processing facilities upon apprehension. . . . Particularly for children, the length and conditions of detention deter them from seeking asylum.
Second, the district court correctly recognized that applicants seeking asylum in Mexico are often wrongly returned to countries from which they fled persecution.
E. Bay Sanctuary Covenant, 385 F. Supp. 3d at 955. The district court cited a report from the administrative record that discussed how the non-refoulement principle is systematically violated in Mexico,
often through swift repatriations
taking place in less than 36 hours. Despite the rule‘s conclusory statement that Mexico has a robust protection regime,
When asked at oral argument where the agencies addressed the issue of safety in Mexico, the government referred us to a single paragraph in the rule. That paragraph notes that Mexico has expanded its capacity to adjudicate asylum claims
and has received an increasing number of such claims, but an increase in capacity or volume has little relevance to the issue of safety.
Of course, the agencies do not have to agree with the reports of nongovernmental organizations. Had the agencies determined that the reports in the record were wrong, they could have said so. We would then have reviewed their factual determination for substantial evidence—a deferential standard under which we would have been required to accept the agencies’ finding unless the record compelled a contrary conclusion. See Dickinson v. Zurko, 527 U.S. 150, 162–63 (1999); INS v. Elias-Zacarias, 502 U.S. 478, 481 n.1 (1992). In this context, that review would have been especially deferential because an agency‘s assessment of conditions in another country involves an exercise of judgment on matters of foreign relations that we are poorly suited to second-guess. See Holder v. Humanitarian Law Project, 561 U.S. 1, 33–34 (2010); cf. INS v. Abudu, 485 U.S. 94, 110 (1988) (explaining that the administration of immigration laws can involve sensitive political functions that implicate questions of foreign relations
). But we cannot defer to a finding the agencies never made.
Alternatively, the agencies could have determined that, notwithstanding the safety risks to asylum seekers in Mexico, a bright-line rule like the one here offers offsetting advantages in ease of adjudication—a significant consideration given the overburdened immigration system at the southern border. It is up to the agencies, in the first instance, to balance the costs (denying meritorious claims of asylum seekers who were afraid to seek asylum in Mexico) and benefits (relieving burdens on the asylum system) of their actions. That balancing involves the exercise of policy judgment. Had the agencies engaged in it—offering reasons that [could] be scrutinized by courts and the interested public,
Dep‘t of Commerce v. New York, 139 S. Ct. 2551, 2576 (2019)—our review of their decision would be deferential. As long as an agency has examine[d] the relevant data and articulate[d] a satisfactory explanation for its action,
the Supreme Court has made clear that a court is not to substitute its judgment for that of the agency.
State Farm, 463 U.S. at 43; accord FCC v. Fox Television Stations, Inc., 556 U.S. 502, 513 (2009). But while the agencies discussed the extraordinary strain on the nation‘s immigration system
caused by asylum seekers at the southern border, that is only one side of the balance.
The agencies’ deficient explanation is particularly troubling because the rule represents such a major change in policy—perhaps the most significant change to American asylum policy in a generation. Having compiled a record that contained extensive evidence of safety concerns, particularly with respect to Mexico, the agencies were required to give the safety issues more consideration than a single paragraph in the rulemaking that does not meaningfully engage with the critical question: whether an applicant could safely apply for asylum in Mexico. Because the agencies entirely failed to consider an important aspect of the problem,
the rule is arbitrary and capricious. State Farm, 463 U.S. at 43.
III
Although I agree with the court that the rule is invalid, I do not agree that it was appropriate for the district court to enjoin its application to every person seeking asylum at the southern border, whether or not that person has any connection to the plaintiffs in this case.
In defending the scope of the injunction, the court emphasizes that it is not nationwide
because it does not apply throughout the entire country but instead applies in only four
States. Slip op. 49. The distinction is not reassuring. Although only four in number, those States include every part of the country in which the rule applies—all 1,954 miles of the United States-Mexico border, about 75 percent of which is outside of the Ninth Circuit. More importantly, the injunction is broad not only in a geographic sense but also because it applies universally to everyone affected by the rule, not just to the plaintiffs in this case. See Trump v. Hawaii, 138 S. Ct. 2392, 2425 n.1 (2018) (Thomas, J., concurring) (distinguishing nationwide
injunctions from universal
injunctions).
There are reasons to question the appropriateness of universal injunctions. See, e.g., Dep‘t of Homeland Sec. v. New York, 140 S. Ct. 599, 599–601 (2020) (Gorsuch, J., concurring in the grant of a stay); Trump v. Hawaii, 138 S. Ct. at 2424–29 (Thomas, J., concurring). Injunctions must comply with longstanding principles of equity,
and courts of equity traditionally did not provide relief beyond the parties to the case.
Trump v. Hawaii, 138 S. Ct. at 2426–27 (Thomas, J., concurring); see also Dep‘t of Homeland Sec. v. New York, 140 S. Ct. at 600 (Gorsuch, J., concurring in the grant of a stay) (Equitable remedies . . . are meant to redress the injuries sustained by a particular plaintiff in a particular lawsuit.
).
When a defendant‘s conduct has injured a large class of potential plaintiffs, making injunctive relief . . . appropriate respecting the class as whole,
the federal civil rules permit the certification of a class action. rigorous analysis
before certifying a class. Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338, 351 (2011) (quoting Gen. Tel. Co. of Sw. v. Falcon, 457 U.S. 147, 161 (1982)); see Zepeda v. INS, 753 F.2d 719, 730 n.1 (9th Cir. 1983) (explaining that plaintiffs are not entitled to relief for people whom they do not represent,
and [i]f this elementary principle were not
).
Even accepting that a district court may sometimes enter an injunction that prohibits the government from applying a policy to persons other than the plaintiff, it remains the case that injunctive relief should be no more burdensome to the defendant than necessary to provide complete relief to the plaintiffs.
Madsen v. Women‘s Health Ctr., Inc., 512 U.S. 753, 765 (1994) (quoting Califano, 442 U.S. at 702); cf. Lewis v. Casey, 518 U.S. 343, 349–50 (1996). The injunction here does not satisfy that requirement.
Significantly, the plaintiffs are not themselves asylum seekers who are subject to the rule. Rather, they are organizations that provide assistance, advocacy, and legal services to potentially affected applicants. As the court explains, the plaintiffs allege that the rule will harm them by causing a substantial loss of organizational funding
and by requiring them to overhaul their programs and pursue more complex and time-and-resource intensive forms of relief, resulting in plaintiffs’ providing fewer services to fewer individuals.
Slip op. 46. The court approvingly cites the district court‘s conclusion, based on those allegations, that a universal injunction is necessary because a more limited injunction would require the plaintiffs to divert resources to determine which of their clients were subject to the Rule
and to redesign centralized workshops and templates.
Slip op. 51. But those harms are no different from those that would be suffered by any advocacy organization practicing in an area relevant to a challenged government policy. They are insufficient to support the grant of a universal injunction here.
Under Kowalski v. Tesmer, 543 U.S. 125 (2004), organizations do not have third-party standing to assert the rights of potential future clients. Id. at 134 & n.5. If the plaintiff organizations cannot rely on the substantial harms suffered by individual non-clients who will be barred from seeking asylum under the rule, they should not be allowed to rely on the derivative—and far less substantial—harm that the organizations will suffer from not representing those potential clients in asylum proceedings. The harms suffered directly by the organizations, such as having to redesign workshops by providing different kinds of training, are similarly inadequate. It is surely easier to provide legal training when the law is uniform nationwide, but if that were enough, any plaintiff asserting an interest in teaching about the law would be entitled to a universal injunction. To the contrary, a plaintiff who lacks standing to challenge a government policy may not manufacture standing
simply by making an expenditure,
including an expenditure to teach others about the policy. Clapper v. Amnesty Int‘l USA, 568 U.S. 398, 416 (2013).
Even if the harms asserted by the plaintiffs were sufficient to establish Article III standing with respect to the application of the rule to non-clients, they still must be weighed against the competing interests on the other side. See Madsen, 512 U.S. at 765. Because the plaintiffs’ harms supporting a universal injunction are so attenuated, they do not outweigh the government‘s interest in a narrower one.
In upholding a universal injunction, the court relies heavily on our decision in Innovation Law Lab v. Wolf, 951 F.3d 1073 (9th Cir. 2020), petition for cert. filed (Apr. 10, 2020) (No. 19-1212). The Supreme Court has stayed the universal injunction
As relevant here, in Innovation Law Lab we made two points. First, we reasoned that set aside
agency action found to be unlawful, militates in favor of an injunction setting aside agency action across the board, not simply with respect to a specific plaintiff. 951 F.3d at 1094. That is a questionable interpretation of section 706, which is more naturally read not as a remedial provision but simply as an instruction to courts to disregard unlawful agency actions when deciding cases. See John Harrison, Section 706 of the Administrative Procedure Act Does Not Call for Universal Injunctions or Other Universal Remedies, Yale J. on Reg. (Apr. 12, 2020), https://www.yalejreg.com/?bulletin/section-706-of-the-administrative-procedure-act?-does-not-call-for-universal-injunctions?-or-other-universal-remedies/. Indeed, we have not construed section 706 to require vacatur in every case in which an agency action is determined to be unlawful. See, e.g., Cal. Cmtys. Against Toxics v. EPA, 688 F.3d 989, 992 (9th Cir. 2012) (per curiam); accord Allied-Signal, Inc. v. NRC, 988 F.2d 146, 150–51 (D.C. Cir. 1993). Nor have we held that whenever vacatur is appropriate, a universal injunction is mandatory, a holding that would represent a major departure from historical practice. See Trump v. Hawaii, 138 S. Ct. at 2428–29 (Thomas, J., concurring).
Second, we noted in Innovation Law Lab that immigration law, in particular, is characterized by a need for uniformity such that an injunction should apply more broadly than might be appropriate in other contexts. 951 F.3d at 1094–95. Specifically, we reasoned that the immigration laws of the United States should be enforced vigorously and uniformly.
Id. at 1095 (quoting Texas v. United States, 809 F.3d 134, 187–88 (5th Cir. 2015)). A concern for uniform administration of the immigration laws is a doubtful basis for imposing a universal injunction in the face of opposition from the agencies that have been charged by Congress with administering those laws, and that would bear the cost of the fragmented application of the rule they have promulgated. But again, even accepting the reasoning of Innovation Law Lab, it establishes only that cases implicating immigration policy have a particularly strong claim for uniform relief,
not that a universal injunction is mandatory in every immigration case. Id. at 1094–95.
Thus, while Innovation Law Lab precludes us from saying that universal injunctions are never appropriate, it does not require us to say that they are always appropriate. We concluded in Innovation Law Lab only that the district court had not abused its discretion in entering an injunction in that case. And, crucially, in discussing the scope of the injunction, we said nothing at all about the harms asserted by the plaintiffs. The case involved both organizational and individual plaintiffs, but the government did not challenge their standing, and we discussed their claimed injuries only briefly. 951 F.3d at 1078–79. We did not evaluate their interest in a universal injunction or compare it to the government‘s interest in a more limited one, and the other decisions cited by the court did not undertake such a comparison either. See, e.g., E. Bay Sanctuary Covenant v. Trump, 950 F.3d 1242, 1265–68 (9th Cir. 2020); E. Bay Sanctuary Covenant v. Trump, 932 F.3d 742, 766–67 (9th Cir. 2018). Our precedent therefore does not compel us to say that the harms asserted by these plaintiffs are sufficient to support the issuance of a universal injunction. For the reasons explained above, they are not.
I would restrict the injunction along the lines suggested by the government, so that it prohibits the application of the rule only to asylum seekers who are bona fide clients of the plaintiff organizations.