LISA J. CEFARATTI v. JONATHAN S. ARANOW, M.D., ET AL.
(AC 35659)
Appellate Court of Connecticut
Beach, Sheldon and Bear, Js.
Argued March 20—officially released December 9, 2014
(Appeal from Superior Court, judicial district of Middlesex, Aurigemma, J.)
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Kelly E. Reardon, with whom, on the brief, was Robert I. Reardon, Jr., for the appellant (plaintiff).
S. Peter Sachner, with whom, on the brief, was Jason T. Prueher, for the appellee (defendant Middlesex Hospital).
Opinion
BEACH, J. The principal issue presented is whether the statute of limitations in this medical malpractice action may be tolled by application of either the doctrine of continuing treatment or the doctrine of continuous course of conduct, or both. The action was brought by the plaintiff, Lisa J. Cefaratti, against the defendants, Jonathan Aranow, a licensed physician specializing in general, bariatric, vascular, and thoracic surgery; Shoreline Surgical Associates, P.C. (Shoreline), Aranow’s professional corporation; and Middlesex Hospital (hospital).1 The plaintiff appeals from the trial court’s judgment granting the defendants’ motions for summary judgment. The plaintiff claims that: (1) the court improperly rendered summary judgment for Aranow and Shoreline because (A) genuine issues of material fact existed as to whether the continuing course of conduct doctrine applied to toll the statute of repose set forth in
The record, viewed in the light most favorable to the nonmoving plaintiff for purposes of reviewing the trial court’s rendering of summary judgment, reveals the following facts and procedural history. On or about August 20, 2003, the plaintiff met with Aranow and discussed treatment options for her condition of morbid obesity. After consultation and a physical examination, Aranow recommended that the plaintiff undergo open gastric bypass surgery. On or about December 8, 2003, the plaintiff was admitted to the hospital where Aranow performed open gastric bypass surgery.
On August 5, 2010, the plaintiff brought this medical malpractice action. An amended complaint, dated November 30, 2010, included four counts. Count one asserted a claim of medical negligence against Aranow for leaving a surgical sponge inside the plaintiff’s abdomen during the open gastric bypass surgery performed on December 8, 2003.3 Count three alleged that the hospital was vicariously liable for Aranow’s negligence. Count four alleged that Shoreline was liable for Aranow’s negligence. The plaintiff claimed that, as a result of the defendants’ negligence, she incurred additional medical expenses and suffered mental and physical pain, including constipation, protrusion on the left side of her stomach, abdominal pain, fatigue, nausea and chronic pain requiring medication, including narcotics. The plaintiff also claimed that she suffered a permanent impairment of her earning capacity.
On October 1, 2012, the hospital filed a motion for summary judgment as to counts two and three of the plaintiff’s amended complaint. As to count three, alleging vicarious liability, the hospital argued that it was entitled to judgment as a matter of law because: (1) there was no genuine issue of material fact that the plaintiff’s direct claim of medical negligence against it was time barred and that the statute of repose in
On December 13, 2012, Aranow and Shoreline filed a joint motion for summary judgment as to counts one and four of the plaintiff’s amended complaint. Aranow and Shoreline argued that there was no genuine issue of material fact that the plaintiff’s claim of medical negligence against them was barred by the statute of repose set forth in
On January 22, 2013, the court, Aurigemma, J., heard oral argument on the defendants’ motions for summary judgment. On April 29, 2013, the court granted the defendants’ motions for summary judgment as to all counts. This appeal followed. Additional facts and procedural history will be set forth as necessary.
I
The plaintiff claims that the court improperly rendered summary judgment with respect to her claims of medical negligence against Aranow and Shoreline because issues of material fact existed as to whether the three year repose provision of
We set forth our standard of review. ‘‘The standards governing our review of a trial court’s decision to grant a motion for summary judgment are well established. Practice Book [§ 17-49] provides that summary judgment shall be rendered forthwith if the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. . . . In deciding a motion for summary judgment, the trial court must view the evidence in the light most favorable to the nonmoving party. . . . The party seeking summary judgment has the burden of showing the absence of any genuine issue [of] material facts which, under applicable principles of substantive law, entitle him to a judgment as a matter of law . . . and the party opposing such a motion must provide an evidentiary foundation to demonstrate the existence of a genuine issue of material fact. . . .
‘‘On appeal, [w]e must decide whether the trial court erred in determining that there was no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. . . . Because the trial court rendered judgment for the [defendants] as a matter of law, our review is plenary and we must decide whether [the trial court’s] conclusions are legally and logically correct and find support in the facts that appear in the record.’’ (Citations omitted; internal
Our review of the plaintiff’s claims is ‘‘guided by the law governing the statute of limitations on actions alleging medical malpractice. Section 52-584 requires such actions to be brought within two years from the date when the injury is first sustained or discovered or in the exercise of reasonable care should have been discovered . . . . The statute also establishes a repose period under which no such action may be brought more than three years from the date of the act or omission complained of . . . . [T]he relevant date of the act or omission complained of, as that phrase is used in
Our Supreme Court has recognized, however, that ‘‘the statute of limitations and [repose section] contained in
Because the continuing course of conduct doctrine and the continuing treatment doctrine are separate and distinct, we analyze separately the plaintiff’s claims that the court incorrectly determined that there
A
With respect to her claims of medical negligence against Aranow and Shoreline, the plaintiff claims that the court improperly rendered summary judgment because it incorrectly determined that the plaintiff did not present facts sufficient to create a genuine issue of material fact as to whether the continuing course of conduct doctrine applied to toll the statute of repose in
Under appropriate circumstances, the statute of repose may be tolled under the continuing course of conduct doctrine. Blanchette v. Barrett, 229 Conn. 256, 265, 640 A.2d 74 (1994). Our Supreme Court has established a three part test for determining whether the statute has been tolled. This test requires the plaintiff to prove that the defendant physician: ‘‘(1) committed an initial wrong upon the plaintiff; (2) owed a continuing duty to the plaintiff that was related to the original wrong; and (3) continually breached that duty.’’ Witt v. St. Vincent’s Medical Center, 252 Conn. 363, 370, 746 A.2d 753 (2000). Thus, if there is no genuine issue of material fact with respect to any one of the three prongs of the Witt test, summary judgment is appropriate.
With regard the first prong of the Witt test, the plaintiff alleged in her complaint that Aranow committed an initial wrong upon the plaintiff by failing to remove all instruments and/or surgical sponges from the plaintiff’s abdominal cavity, to assure that the instrument and sponge count was accurate, to perform the open gastric bypass surgery in such a manner as to assure the health and well-being of the plaintiff, to perform the open gastric bypass surgery with the skill required of a general surgeon, to locate the foreign materials in the operative site prior to closing, and to use proper technical skill in performing the gastric bypass surgery because he left foreign materials in the plaintiff’s abdominal cavity. In support of these allegations, the plaintiff submitted a written opinion letter from a board certified surgeon stating that Aranow acted negligently in leaving the sponge in the plaintiff. Aranow did not present any evidence contradicting the plaintiff’s contentions. Accordingly, for the purpose of summary judgment, there was no genuine issue of material fact as to whether the plaintiff could satisfy the first prong of the Witt test.
The parties differ on the second prong of the Witt test, that is, whether Aranow owed a continuing duty to the plaintiff that was related to the alleged original wrong of leaving a surgical sponge inside the plaintiff’s abdomen during the performance of gastric bypass surgery. ‘‘In order to satisfy the second prong of the Witt test, the plaintiff must demonstrate that the defendant breached a duty related to the negligent act or omission complained of, which duty remain[s] in existence after commission of the original wrong related thereto. That duty must not have terminated prior to commencement of the period allowed for bringing an action for such a wrong. . . . Where [our appellate courts] have upheld a finding that a duty continued to exist after the cessation of the act or omission relied upon, there has been evidence of either a special relationship between the parties giving rise to such a continuing duty or some later wrongful conduct of a defendant related to the prior act.’’ (Emphasis added; internal quotation marks omitted.) Martinelli v. Fusi, supra, 290 Conn. 359.6
‘‘The existence of a duty is a question
Assuming that Aranow owed the plaintiff a continuing duty to discover and to remedy his alleged initial wrong, we reach the third prong of the Witt test: whether the plaintiff submitted evidence sufficient to create a genuine issue of material fact as to whether Aranow continually breached that duty at some point in time after the commission of the original alleged wrong. See Witt v. St. Vincent’s Medical Center, supra, 252 Conn. 373 (examining evidence of subsequent wrongful conduct).
The plaintiff did not submit evidence sufficient to create a genuine issue of material fact as to whether Aranow continually breached a duty owed to her at some point after the commission of the original alleged wrong.7 In her objection to Aranow and Shoreline’s motion for summary judgment, the plaintiff claimed that Aranow continually breached the continuing duty he owed to her to discover and remedy the initial wrong of leaving a surgical sponge in her abdomen by ‘‘failing to properly examine and follow up with the plaintiff to determine that a surgical sponge had been left behind.’’ The plaintiff contends that even if Aranow did not have actual knowledge that a surgical sponge had been left in her abdominal cavity, she had informed him that she was experiencing postsurgical abdominal pain and that, on the basis of this information, he should have ordered exploratory tests that would have revealed the presence of the surgical sponge, and his failure to do so constituted a breach of the continuing duty he owed to the plaintiff.
In support of her statement that she notified Aranow of the abdominal pain she experienced, the plaintiff submitted her deposition testimony, in which she testified that during ‘‘almost every visit postsurgically,’’ starting approximately one year after surgery when it became apparent to her that ‘‘something was different,’’ she reported her symptoms to Aranow. ‘‘[I]t felt like somebody was stabbing me, and I told [Aranow] that whenever I had to have a bowel movement it felt like somebody was twisting something inside of me and I described it exactly like that and he would palpate and tell me that everything was fine.’’
We therefore conclude that the court properly determined that the continuing course of conduct doctrine did not apply to toll the statute of repose in
B
The plaintiff also claims that the court improperly rendered summary judgment in favor of Aranow and Shoreline because
The continuing treatment doctrine ‘‘focuses on the plaintiff’s reasonable expectation that the treatment for an existing condition will be ongoing, while the [continuing course of conduct doctrine] focuses on the defendant’s duty to the plaintiff arising from his knowledge of the plaintiff’s condition.’’ (Emphasis omitted; internal quotation marks omitted.) Martinelli v. Fusi, supra, 290 Conn. 356.
In order to establish a continuing course of treatment for purposes of tolling the statute of repose set forth in
The court concluded that the continuing treatment doctrine could not serve to toll the statute of repose because the plaintiff did not produce sufficient evidence regarding the first prong of the Grey test, that is, she did not present evidence that she had an ‘‘identifiable medical condition’’ that required ‘‘ongoing treatment or monitoring.’’11 In its memorandum of decision,
The parties’ arguments focus on the first and second prongs of the Grey test. With regard to the first prong of the Grey test, the parties disagree as to the ‘‘identifiable medical condition’’ for which the plaintiff sought treatment from Aranow. The plaintiff argues that we must view the preoperative, operative, and postoperative treatment that she received from Aranow from the broad perspective of treatment for morbid obesity. The plaintiff submitted evidence, in the form of medical records, deposition testimony, and letters, demonstrating that she sought and received treatment for morbid obesity from Aranow. She argues that this evidence is sufficient to create a genuine issue of material fact as to whether her morbid obesity was an ‘‘identifiable medical condition that required ongoing treatment.’’ In contrast, Aranow argues that the plaintiff cannot satisfy the first prong of the Grey test because a ‘‘retained surgical sponge’’ is not an identifiable medical condition requiring ongoing treatment.
In support of her assertion that she was being treated by Aranow for morbid obesity, an identifiable medical condition, the plaintiff points to medical records dating from her initial consultation with Aranow during which he diagnosed morbid obesity and discussed with her different options for treating this condition, including gastric bypass surgery. In support of her contention that the condition of morbid obesity required ongoing treatment, she cites a letter written by Aranow and addressed to Dr. Janice Oliveri, the plaintiff’s primary care physician, in which Aranow informed Oliveri that he had diagnosed the plaintiff to be morbidly obese and stated that ‘‘[t]he multiple morbidities that this patient suffered can clearly be dramatically improved, if not cured entirely, by the weight loss that follows bariatric surgery.’’12 She also points to a series of ‘‘postoperative follow-up notes’’ from eight postoperative visits with Aranow.13 The bottom portion of each postoperative note indicated that it was ‘‘to be completed by M.D.’’ The bottom portions included a section comparing the patient’s current weight and preoperative weight, a section detailing tests done during the examination, a section for noting improvements, a planning and recommendation section, and a section indicating when the patient’s next visit was scheduled to occur. All of the notes submitted by the plaintiff contained indications of the plaintiff’s current and preoperative weight and notations regarding Aranow and the plaintiff’s and Aranow’s plan for the plaintiff’s recovery.
On the basis of the pleadings, affidavits, and record before us, we conclude that the evidence submitted by the plaintiff was sufficient to create a genuine issue of material fact as to whether she had an identifiable medical condition that required
With regard to the second prong of the Grey test, the plaintiff argues that she submitted evidence, in the form of medical records and testimony, sufficient to create a genuine issue of material fact as to whether Aranow provided ongoing treatment or monitoring for her condition of morbid obesity or that the plaintiff reasonably could have anticipated that he would do so.14 In support of her contention that she reasonably believed that Aranow would provide ongoing treatment or monitoring, the plaintiff submitted her own deposition testimony in which she indicated that she believed that Aranow would provide ongoing treatment and monitoring for her condition of morbid obesity and for issues relating to the gastric bypass surgery. In support of her contention that Aranow did in fact provide ongoing treatment for her condition of morbid obesity, the plaintiff points to the ‘‘postoperative follow-up notes,’’ which indicate that the plaintiff had appointments with Aranow at least once per year, and that, at each visit, Aranow made notes about her weight, ordered tests, and conveyed plans and recommendations for the future relating to the plaintiff’s condition of morbid obesity. The defendants, on the other hand, argue that the plaintiff did not receive ongoing treatment for an identifiable medical condition. Supporting this assertion is Aranow’s deposition testimony, in which he stated that the plaintiff’s postoperative appointments were solely and specifically related only to her gastric bypass operation. On the basis of the pleadings, affidavits, and evidence submitted to the trial court in the record before us, we conclude that there is a genuine issue of material fact as to the second prong of the Grey test, that is, whether Aranow provided the plaintiff with ongoing treatment and monitoring for the condition of morbid obesity.
Because we find there are genuine issues of material fact as to the first and second prongs15 of the Grey test, we conclude that the court improperly determined that the plaintiff did not present evidence sufficient to create a genuine issue of material fact as to whether the continuing treatment doctrine applied to toll the statute of repose set forth in
II
The plaintiff next claims that the court erred in declining to recognize a ‘‘
We ordinarily apply a deferential standard of review to a trial court’s equitable determinations: ‘‘The determination of what equity requires in a particular case, the balancing of the equities, is a matter for the discretion of the trial court. . . . Our standard of review is whether the trial court abused its discretion. . . . In determining whether the trial court has abused its discretion, we must make every reasonable presumption in favor of the correctness of its action.’’ (Internal quotation marks omitted.) Fernandes v. Rodriguez, 90 Conn. App. 601, 609, 879 A.2d 897, cert. denied, 275 Conn. 927, 883 A.2d 1243 (2005), cert. denied, 547 U.S. 1027, 126 S. Ct. 1585, 164 L. Ed. 2d 312 (2006).
The plaintiff’s argument, however, requires us first to determine whether Connecticut courts have adopted the common-law foreign object exception as it has been applied by the courts of some of our sister states. This determination is a question of law over which our review is plenary. See, e.g., Fadner v. Commissioner of Revenue Services, 281 Conn. 719, 730, 917 A.2d 540 (2007) (whether Connecticut courts have adopted common-law doctrine of equitable recoupment, as applied by federal judiciary to tax appeals, presents question of law over which review is plenary).
Connecticut courts have not recognized a foreign object exception to
The policy considerations are best left to the legislature. We conclude that the court did not err in declining to create a foreign object exception to the statute of repose provided for in
III
The plaintiff claims that
Certain general principles govern our review of the plaintiff’s state constitutional claim. First, ‘‘[t]he constitutionality of a statute presents a question of law over which our review is plenary.’’ (Internal quotation marks omitted.) Kerrigan v. Commissioner of Public Health, 289 Conn. 135, 155, 957 A.2d 407 (2008). Second, it is ‘‘well established that a validly enacted statute carries with it a strong presumption of constitutionality, [and that] those who challenge its constitutionality must sustain the heavy burden of proving its unconstitutionality beyond a reasonable doubt.’’ Id. Third, ‘‘[e]very presumption is to be given in favor of the constitutionality of the statute.’’ (Internal quotation marks omitted.) Golden v. Johnson Memorial Hospital, Inc., supra, 66 Conn. App. 533. ‘‘Therefore, [w]hen a question of constitutionality is raised, courts must approach it with caution, examine it with care, and sustain the legislation unless its invalidity is clear.’’ (Internal quotation marks omitted.) Kerrigan v. Commissioner of Public Health, supra, 155.
Section 52-584 provides in relevant part: ‘‘No action to recover damages for injury to the person . . . caused by negligence . . . or by malpractice of a physician, surgeon . . . [or] hospital . . . may be brought more than three years from the date of the act or omission complained of . . . .’’ ‘‘Statutes of repose are constitutional enactments that involve a balancing of the hardship caused by the potential bar of a just claim with the advantage of barring stale claims. . . . When a right exists at common law, a statute of repose functions only as a qualification on the remedy to enforce the preexisting right.’’ (Internal
Our Supreme Court has ‘‘specifically determined that a lawsuit commenced more than three years from the date of the negligent act or omission complained of is barred by the statute of limitations,
In Golden, nine years after the statute of limitations had expired, the plaintiff brought a professional negligence claim against a pathologist and hospital for alleged negligence in failing to diagnose Hodgkin’s disease. Golden v. Johnson Memorial Hospital, Inc., supra, 66 Conn. App. 521–22. The trial court granted the defendants’ motions for summary judgment and the plaintiff appealed. On appeal, the plaintiff argued that
In Neuhaus v. DeCholnoky, supra, 83 Conn. App. 591, we held that
Here, the plaintiff argues that her claim is factually distinguishable from Golden and Neuhaus, such that reconsideration
IV
The plaintiff’s final claim is that the court improperly rendered summary judgment in favor of the hospital because it incorrectly determined that no agency relationship existed between Aranow and the hospital. In addition to her claim that there was a genuine issue of material fact as to whether an actual agency relationship existed, the plaintiff asserts that there is a genuine issue of material fact as to whether the hospital may be held liable under the doctrine of apparent agency for medical negligence, if any, committed by Aranow. The hospital argues that even if the statute of repose in
A
The plaintiff argues that the court incorrectly concluded that no actual agency relationship existed between Aranow and the hospital. The plaintiff argues that ‘‘the court disregarded evidence presented by the plaintiff regarding the extent of this relationship and instead considered only two self-serving affidavits offered by the . . . hospital regarding its relationship with [Aranow].’’ We disagree; the plaintiff did not submit evidence sufficient to create a genuine issue of material fact as to whether an actual agency relationship existed between Aranow and the hospital.
Pursuant to the theory of vicarious liability, a principal can be held liable for the negligent acts of its agent. Before vicarious liability can be imposed, however, there must be sufficient evidence produced to warrant a finding of agency between the parties. If there is a finding that the allegedly negligent actor is not an employee or agent, then the claim of vicarious liability must fail. See generally Alvarez v. New Haven Register, Inc., 249 Conn. 709, 720–21, 735 A.2d 306 (1999).
‘‘Agency is defined as the fiduciary relationship which results from manifestation of consent by one person to another that the other shall act on his behalf and subject to his control, and consent by the other so to act . . . .’’18 (Internal quotation marks omitted.) Becken-stein v. Potter & Carrier, Inc., 191 Conn. 120, 132, 464 A.2d 6 (1983), quoting 1 Restatement (Second), Agency § 1 (1958). In order to establish
In the context of a medical malpractice action, our Superior Court has consistently held that the fact that a physician holds staff privileges at a hospital is not itself sufficient to support a finding that an agency relationship was created. See, e.g., Griffin v. St. Vincent’s Medical Center, Superior Court, judicial district of Fairfield, Docket No. CV-06-5005220-S (January 11, 2011); Spaulding v. Rovner, Superior Court, judicial district of Stamford-Norwalk, Complex Litigation Docket, Docket No. X08-CV-04-4001232-S (April 3, 2009) (47 Conn. L. Rptr. 544, 547–49); Walker v. Temple Surgical Center, Superior Court, judicial district of Waterbury, Docket No. CV-06-5005306-S (November 3, 2008).
In the present case, the plaintiff alleged in her complaint that the ‘‘[h]ospital’s medical staff, nursing staff, agents, servants and/or employees, including . . . Aranow, were held out to the general public as agents, servants and/or employees of the . . . [h]ospital, acting within the scope of their authority and/or with[in] the course of their employment and the . . . [h]ospital is liable for their conduct and their consequences.’’ (Emphasis added.)
The plaintiff also offered evidence, in the form of deposition testimony, affidavits, and printouts from the Middlesex Hospital Center for Weight Loss Surgery website (website), which, she argues, demonstrates that there is a genuine issue of material fact as to whether there was an actual agency relationship between Aranow and the hospital. The evidence offered by the plaintiff included: (1) the website homepage, which featured a photograph of Aranow and listed Aranow as
In its brief in support of its motion for summary judgment, the hospital argued that Aranow was ‘‘a private attending general surgeon providing care and treatment to patients in his private office in Middletown . . . with medical staff privileges at [the] hospital.’’ In support of its argument, the hospital submitted two affidavits. The first affidavit, signed by the vice president of human resources at the hospital, stated that Aranow was not an agent of the hospital and did not have an employment contract with the hospital. The second affidavit, signed by the hospital’s chief financial officer, stated that Aranow did not receive any compensation from the hospital for his services.
The court concluded that: ‘‘In this case there is no evidence that the hospital consented to have Dr. Aranow act as its agent or that it exercised any control over the means and methods of his practice of medicine. . . . [T]here is no evidence to establish that the professional services provided by Dr. Aranow to the plaintiff, whether in his private offices at Shoreline or while the plaintiff was at the hospital, were controlled by the hospital or that it controlled the manner in which Dr. Aranow performed surgery.
‘‘The plaintiff argues that the hospital’s website touts Dr. Aranow as the ‘founder’ of the Center for Weight Loss [Surgery] and refers to Dr. Aranow as being part of its staff. She also argues that the hospital vested Dr. Aranow with authority to conduct informational seminars on its premises to educate prospective candidates about bariatric surgery. None of these arguments supports the third element of Beckenstein, that is, that the hospital controlled or directed the manner in which Dr. Aranow performed surgery. Therefore, even if the statute of limitations did not bar the plaintiff’s suit against Dr. Aranow, the hospital would not be liable for his conduct under an agency theory.’’
The plaintiff argues on appeal that there is a genuine issue of material fact as to the third element of the Beckenstein test, that is, whether the hospital had a right to control Aranow’s actions. She argues that because the hospital held out Aranow ‘‘to the public as the founder and director of its Center for Weight Loss Surgery,’’
We agree with court that the plaintiff has not presented evidence sufficient to create an issue of material fact regarding the third element of Beckenstein. Allegations, speculation and conclusory statements of fact are not sufficient to withstand summary judgment. See Chadha v. Charlotte Hungerford Hospital, supra, 97 Conn. App. 540. The plaintiff did not present any evidence indicating that the hospital had the right to control Aranow’s conduct. The plaintiff did not present evidence that there was a contract between Aranow and the hospital for the provision of services, nor did the plaintiff present evidence of any sort of understanding between the hospital and Aranow that the hospital had a right to control Aranow’s performance of surgery or prescription of medication.
The hospital presented evidence that there was no employment contract between the hospital and Aranow and evidence that the hospital did not provide any compensation to Aranow. The plaintiff did not present any evidence to counter these affidavits sufficient to create a genuine issue of material fact. Therefore, we conclude that the court properly determined, as a matter of law, that there was no actual agency relationship between Aranow and the hospital.
B
The plaintiff’s final claim is that the court incorrectly determined that the hospital could not be held liable for Aranow’s alleged negligence on an apparent agency theory as a matter of law and, in any event, that there was no apparent agency relationship between the hospital and Aranow. The plaintiff contends that the court improperly relied on L & V Contractors, LLC v. Heritage Warranty Ins. Risk Retention Group, Inc., 136 Conn. App. 662, 670, 47 A.3d 887 (2012), for the proposition that the doctrine of apparent authority cannot be used to impose tort liability on an alleged principal, and that the court failed to consider our Supreme Court’s decision in Fireman’s Fund Indemnity Co. v. Longshore Beach & Country Club, Inc., 127 Conn. 493, 18 A.2d 347 (1941), which implied the contrary. The plaintiff further contends that she presented evidence, in the form of affidavits and testimony, sufficient to create a genuine issue of material fact as to whether the hospital may be held liable for Aranow’s negligence under the doctrine of apparent authority.
The hospital argues that the court properly concluded that the hospital could not be held liable as a matter of law pursuant to the doctrine of apparent authority. The hospital maintains that, in Connecticut, the doctrine of agency by estoppel, or apparent authority, has never been used to attach tort liability. See Davies v. General Tours, Inc., supra, 63 Conn. App. 31; Mullen v. Horton, 46 Conn. App. 759, 772, 700 A.2d 1377 (1997).
In its memorandum of decision, the court concluded that even if the statute of limitations did not bar the plaintiff’s claims against Aranow, the hospital could not be held vicariously liable under a theory of apparent authority. In so ruling, the court relied on L & V Contractors, LLC. Because we are bound by that precedent, we
We begin with a review of the legal principles underlying the doctrine of apparent authority, also known as the doctrine of agency by estoppel. ‘‘Apparent and ostensible authority is such authority as a principal intentionally, or by want of ordinary care, causes or allows a third person to believe that the agent possesses.21 This authority to act as agent may be conferred if the principal affirmatively or intentionally, or by lack of ordinary care, causes or allows third persons to act on an apparent agency. It is essential to the application of the above general rule that two important facts be clearly established: (1) that the principal held the agent out to the public as possessing sufficient authority to embrace the particular act in question . . . and (2) that the person dealing with the agent knew of the facts and acting in good faith had reason to believe and did believe that the agent possessed the necessary authority. The apparent power of an agent is to be determined by the acts of the principal and not by the acts of the agent; a principal is responsible for the acts of an agent within his apparent authority only where the principal himself by his acts or conduct has clothed the agent with the appearance of authority, and not where the agent’s own conduct has created the apparent authority. The liability of the principal is determined in any particular case, however, not merely by what was the apparent authority of the agent, but by what authority the third person, exercising reasonable care and prudence, was justified in believing that the principal had by his acts under the circumstances conferred upon his agent.’’ (Footnote added; internal quotation marks omitted.) Fireman’s Fund Indemnity Co. v. Longshore Beach & Country Club, Inc., supra, 127 Conn. 496–97.
The law in Connecticut regarding the applicability of the doctrine of apparent authority to actions in tort is not entirely clear. We begin with Fireman’s Fund Indemnity Co., in which our Supreme Court first addressed the issue of the applicability of the doctrine of apparent authority to actions brought in tort. In that case, the issue before the court was whether a tortfeasor’s employer could properly be held liable for the tortfeasor’s negligence pursuant to the doctrine of apparent authority.
The facts of Fireman’s Fund Indemnity Co. are as follows. The defendant country club, located on an inlet of Long Island Sound, employed young men, who wore green uniforms, to park members’ cars upon arrival at the club and to deliver their cars upon leaving the club. Id., 494. Their income was wholly derived from the tips they received. The plaintiff’s subrogor, a club member and automobile owner (member)22 arrived at the club one Sunday afternoon to play golf. Upon his arrival, he surrendered his car to a parking attendant, as was his
After a search, member’s car was found submerged in the waters of the inlet. Id. Plant was in the driver’s seat, drowned. Evidence submitted at trial indicated that Plant was employed by the defendant as a watchman to patrol the grounds from 9 a.m. to 5 p.m. on certain days, and from 12 p.m. to 10 p.m. on Saturdays and Sundays, after which he ate in the clubhouse kitchen. His duty was to prevent nonmembers from entering the defendant club. In exchange for his work he was paid $60 a month and received certain meals. Evidence submitted at trial indicated that Plant did not have any authority to park cars or to deliver cars for members when the plaintiff engaged him. There was no testimony that Plant had ever parked or delivered a car for a member at any other time, and it was unknown whether Plant was capable of driving and parking cars. Id.
Applying the test for apparent authority to the facts found, our Supreme Court concluded that Plant did not act within the ‘‘apparent or ostensible scope of his authority.’’ Id., 497. The court focused on the defendant’s representations in concluding that ‘‘the plaintiff failed to establish that the defendants held Plant out to the members as possessing sufficient authority to embrace the particular act in question, or knowingly permitted him to act as having such authority; or that [the member] acting in good faith had reason to believe and did believe that Plant possessed the necessary authority. The defendants’ liability is determined by what authority [the member], exercising reasonable care and prudence, was justified in believing that the defendants had by their acts under the circumstances conferred on Plant.’’ Id., 497–98. Our Supreme Court, therefore, concluded that the facts of the case were not sufficient to establish apparent authority. Id., 498.
Fireman’s Fund Indemnity Co. held only that the facts of that case were insufficient to create apparent authority. Our Supreme Court did not hold or even mention the possibility that the doctrine of apparent authority applied only to actions in contract and was not available to actions in tort; nor, of course, did it hold to the contrary. The issue of whether vicarious liability could be used to hold a principal liable in tort was simply not an issue in the case.
This court addressed the issue of the applicability of the doctrine of apparent authority to actions in tort on several occasions. In Mullen v. Horton, supra, 46 Conn. App. 759, this court dealt with the issue of the applicability of the doctrine of apparent authority to actions in tort in the context of sexual abuse. In that case, the defendants were
In Davies v. General Tours, Inc., supra, 63 Conn. App. 34, this court held that the plaintiff, who injured her ankle when she stepped into deep sand while exiting a tour bus parked on the side of a Moroccan highway, had not ‘‘set forth facts sufficient to establish an agency relationship between the defendant [domestic tour operator] and Recep [a Morrocan travel agency] that would permit her to hold the defendant liable for the acts or omissions of Recep or its employees.’’ Id., 34. In Davies, this court stated: ‘‘The plaintiff cites two Superior Court decisions in support of her proposition that her cause of action against the defendant, under a theory of apparent agency, should proceed to trial. We are not persuaded. Those cases, at most, permitted causes of action against hospitals for the acts or omissions of independent contractors who were held out by the hospitals to be employees, not partners.24 We have found no Connecticut authority favoring
This court’s decisions in Mullen and Davies, when read in conjunction with our Supreme Court’s decision in Fireman’s Fund Indemnity Co., held that the facts of those cases did not justify the imposition of vicarious liability and stated that the doctrine of apparent authority had not yet been affirmatively recognized by our appellate courts to be applicable to tort cases. Although Mullen may have implied that the doctrine is simply not available to create liability in tort, Davies appears to leave the door open.25
In L & V Contractors, LLC, we explained: ‘‘Connecticut . . . has yet to apply the doctrine of apparent authority to allow for a principal to be held liable to a third person who was harmed by the tortious conduct of a person held out as the principal’s agent. In Mullen v. Horton, [supra, 46 Conn. App. 771] . . . this court observed that other states have used the doctrine of apparent authority to hold a principal, who represents that another is his servant or agent and thereby causes a third person to rely justifiably on the care or skill of such agent, vicariously liable for harm caused to the third person by the lack of care or skill of his servant or agent. The court, however, noted that the doctrine had never been used in such a manner in Connecticut and, therefore, concluded that the doctrine of apparent authority was inapplicable to the case before it. . . .
‘‘In Davies v. General Tours, Inc., [supra, 63 Conn. App. 31] . . . this court again determined that the doctrine of apparent authority should not be used to hold a principal liable for the tortious conduct of a person held out as its agent. Citing Mullen, we determined that apparent authority is not a viable ground on which to premise liability against a [principal] sued for the torts of an alleged agent. . . .
‘‘In the present case, the claims against AAMCO sound in tort and are based on the tortious conduct of [the repair shop], which the plaintiff alleges AAMCO held out as its agent. Because this court has held that the doctrine of apparent authority cannot be used to hold a principal liable for the tortious actions of its alleged agent, we conclude that the trial court erred in
The hospital contends that L & V Contractors, LLC, controls and holds that apparent authority can never be used to establish vicarious liability for actions in tort brought in Connecticut. The plaintiff contends that Fireman’s Fund Indemnity Co., and this court’s decisions in Davies and Mullen, along with numerous Superior Court cases, suggest that Connecticut courts have not directly barred the application of the doctrine of apparent agency to actions in tort. The plaintiff also contends that Fireman’s Fund Indemnity Co. controls, because this court’s arguably contrary decision in L & V Contractors, LLC, does not mention our Supreme Court’s decision in Fireman’s Fund Indemnity Co. The plaintiff argues that to that effect she has submitted evidence sufficient to create a genuine issue of material fact as to whether the hospital held out Aranow as its apparent agent and whether the plaintiff relied on this representation.26
We cannot overlook the clear language in our decision in L & V Contractors, LLC, which states: ‘‘the doctrine of apparent authority cannot be used to hold a principal liable for the tortious actions of its alleged agent . . . .’’ L & V Contractors, LLC v. Heritage Warranty Ins. Risk Retention Group, Inc., supra, 136 Conn. App. 670. ‘‘It is settled policy . . . that one panel of this court, on its own, cannot overrule the precedent established by a previous panel’s holding.’’ State v. Eleck, 130 Conn. App. 632, 645, 23 A.3d 818 (2011), aff’d, 314 Conn. 123, 100 A.3d 817 (2014). Because we are bound by our decision in L & V Contractors, LLC, we conclude that the trial court correctly determined that the hospital could not be held vicariously liable for Aranow’s alleged negligence based on a theory of apparent agency and conclude that, therefore, the court’s rendering of summary judgment as to the hospital was proper.
The judgment is reversed in part with respect to Aranow and Shoreline only as to the plaintiff’s claim that the continuing course of treatment doctrine applied to toll the statute of repose in
In this opinion the other judges concurred.
