ALASKA AIRLINES INC., an Alaska corporation, Plaintiff-Appellant, v. JUDY SCHURKE, in her official capacity as Director of the State of Washington Department of Labor and Industries; ELIZABETH SMITH, in her official capacity as Employment Standards Program Manager of the State of Washington Department of Labor and Industries, Defendants-Appellees, ASSOCIATION OF FLIGHT ATTENDANTS - COMMUNICATION WORKERS OF AMERICA, AFL-CIO, Intervenor-Defendant-Appellee.
No. 13-35574
United States Court of Appeals for the Ninth Circuit
August 1, 2018
D.C. No. 2:11-cv-00616-JLR. Appeal from the United States District Court for the Western District of Washington, James L. Robart, Senior District Judge, Presiding. Argued and Submitted En Banc September 19, 2017 San Francisco, California.
Filed August 1, 2018
Before: Sidney R. Thomas, Chief Judge, and M. Margaret McKeown, Richard A. Paez,* Marsha S. Berzon, Richard C. Tallman, Consuelo M. Callahan, Carlos T. Bea, Milan D. Smith, Jr., Sandra S. Ikuta, Jacqueline H. Nguyen and Andrew D. Hurwitz, Circuit Judges.
Opinion by Judge Berzon;
Dissent by Judge Ikuta
SUMMARY**
Labor Law
Affirming the district court‘s summary judgment in favor of the defendants, the en banc court held that the Railway Labor Act did not preempt a worker‘s claim premised on a state law right to reschedule vacation leave for family medical purposes, when the worker‘s underlying right to vacation leave was covered by a collective bargaining agreement.
The en banc court held that the RLA did not preempt the worker‘s claim because the claim neither arose entirely from nor required construction of the CBA; that the CBA must be consulted to confirm the existence of accrued vacation days was not sufficient to extinguish the worker‘s independent state law right to use the accrued time to care for a sick child.
Dissenting, Judge Ikuta, joined by Judges Tallman, Callahan, Bea, and M. Smith, wrote that resolution of the state law claim required interpretation or application of the CBA, and the claim therefore constituted a “minor dispute” that must be resolved through the RLA‘s mandatory arbitral mechanism.
COUNSEL
Mark A. Hutcheson (argued) and Rebecca Francis, Davis Wright Tremaine LLP, Seattle, Washington, for Plaintiff-Appellant.
Peter B. Gonick (argued), Deputy Solicitor General, Olympia, Washington; James P. Mills, Assistant Attorney General; Robert W. Ferguson, Attorney General; Office of the Attorney General, Tacoma, Washington; for Defendants-Appellees.
Kathleen Phair Barnard (argued), Schwerin Campbell Barnard Iglitzin & Lavitt LLP, Seattle, Washington for Intervenor-Defendant-Appellee.
OPINION
BERZON, Circuit Judge:
We are asked whether a claim premised on a state law right to reschedule vacation leave for family medical purposes is preempted by the Railway Labor Act (“RLA“),
The Supreme Court has repeatedly instructed that RLA preemption — like the “virtually identical” preemption under section 301 of the Labor Management Relations Act (“LMRA“),
Burnside v. Kiewit Pac. Corp., 491 F.3d 1053, 1060 (9th Cir. 2007). Neither condition applies here. That a CBA must be consulted to confirm the existence of accrued vacation days is not sufficient to extinguish an independent state law right to use the accrued time to care for a sick child.
I
In May 2011, Laura Masserant, a flight attendant for Alaska Airlines (“the Airline“), asked for time off to care for her son, who was sick with bronchitis. Masserant had no sick days available, so she asked to use two of her seven days of accrued vacation leave.
The Airline denied Masserant‘s request, noting that, in accordance with the CBA between the Airline and the Association of Flight Attendants (“the Union“), Masserant‘s banked vacation days had already been scheduled for use later in the year. Under the terms of the CBA, vacation days for each calendar year are requested the preceding fall and scheduled by January 1 for the ensuing year. Once scheduled, these vacation days may be “exchanged” between flight attendants, used for personal medical leaves of absence, used for maternity-related leaves of absence, used to extend bereavement leave, or “cashed out” — that is, paid out immediately, with the vacation days kept on calendar but converted to unpaid time off. However, the CBA does not allow scheduled vacation days to be moved for family medical reasons. Accordingly, Masserant‘s only option under the CBA was to take unscheduled leave to care for her son and so to incur disciplinary “points.”
On June 21, 2011, Masserant filed a complaint with the Washington Department of Labor and Industries (“L&I“),
alleging that the Airline‘s refusal to allow use of banked vacation days violated the Washington Family Care Act (“WFCA“),
jurisdiction of the CBA‘s grievance and arbitration mechanism. Second, the Airline disputed Masserant‘s view of the application of Washington law to the CBA‘s vacation leave provisions. According to the Airline, requiring adherence to the CBA‘s vacation-scheduling regime was not a prohibited restriction on “the choice of leave,”
The state agency sided with Masserant. The investigator responsible for Masserant‘s claim noted that it was undisputed that Masserant‘s banked vacation days were available as of May 2011 for exchange, personal medical leave, maternity-related leave, bereavement leave, or immediate cash-out. The leave was therefore “earned,” and Masserant was “entitled” to use it, within the meaning of the WFCA. The investigator concluded that the CBA‘s limits on the use of banked vacation time, which could be used for certain other unscheduled purposes, served only to limit “the choice of leave,” and were therefore void under state law. In May 2012, L&I issued a final notice of infraction and a $200 fine.
L&I did not directly address the Airline‘s jurisdictional argument. But in resting entirely on the interpretation and application of Washington law rather than on some disputed aspect of the CBA, L&I necessarily rejected the argument. As the Supreme Court held in Norris, RLA preemption does not apply where the state law claim can be resolved independently of any CBA dispute. Norris, 512 U.S. at 256–58; see also Lingle, 486 U.S. at 407 (describing the same standard in the LMRA § 301 context).
While the L&I proceeding was ongoing, the Airline was in the midst of federal litigation against L&I officials to enjoin it. That federal litigation, the genesis of the present appeal, asserted that Masserant‘s state law claim was so bound up in a dispute over the terms of the CBA as to be preempted under the Railway Labor Act.
Masserant was not a party to the federal action, but her Union intervened. In support of its intervention motion, the Union noted that if WFCA claims such as Masserant‘s were to be treated as CBA disputes, it would be largely the Union, rather than individual workers, that would have responsibility for pursuing those disputes through grievance and arbitration.3 See Int‘l Bhd. of Elec. Workers v. Foust, 442 U.S. 42, 49–52 (1979).
The
CBA and Alaska [Airlines] policy, but is wrong in her WFCA analysis.” (Emphasis added).
Relying on a long line of RLA and LMRA § 301 cases from this circuit and the Supreme Court, the district court concluded that referring to undisputed CBA provisions in the course of adjudicating a state law cause of action was not enough to trigger RLA preemption. See Livadas v. Bradshaw, 512 U.S. 107, 124–25 (1994); Lingle, 486 U.S. at 407; Burnside, 491 F.3d at 1060. The court therefore denied the Airline‘s motion for summary judgment and granted the defendants’ and Union‘s cross-motions.
On appeal, the Airline renews its argument that the RLA preempts Masserant‘s WFCA claim. A divided panel of this court agreed. The panel majority acknowledged that the terms of the CBA were undisputed. Alaska Airlines Inc. v. Schurke, 846 F.3d 1081, 1093 (9th Cir. 2017). But it held the state law cause of action nonetheless preempted “because the right to take paid leave arises solely from the collective bargaining agreement.” Id. The panel majority reasoned that the WFCA “only applies if the employee has a right conferred by the collective bargaining agreement, so the state right is intertwined with . . . the collective bargaining agreement.” Id.4 A majority of active, nonrecused judges voted for en banc rehearing.
We review de novo the district court‘s conclusion that RLA preemption does not apply. Cramer v. Consol. Freightways, Inc., 255 F.3d 683, 689 (9th Cir. 2001) (en
banc), and affirm the judgment of the district court. Under both the RLA and LMRA § 301, federal preemption extends no further than necessary to preserve the role of grievance and arbitration, and the application of federal labor law, in resolving CBA disputes. That a state law cause of action is conditioned on some term or condition of employment that was collectively bargained, rather than unilaterally established by the employer, does not itself create a CBA dispute.
II
We begin by reviewing the language of the RLA and the long line of cases explaining the purpose and scope of RLA and LMRA § 301 preemption.
A
The RLA creates “a comprehensive framework for resolving labor disputes” in the rail and airline industries. Norris, 512 U.S. at 252. Within this framework, labor disputes are first categorized as “representation,” “major,” or “minor,” according to their subject matter,5
“Representation” disputes concern the scope of the bargaining unit and the identity of the bargaining
representative. Id. at 1302. Under section 2, Ninth, of the RLA, representation disputes must be resolved by the National Mediation Board. Id. at 1302–03; see also
“Major” disputes are those “concerning rates of pay, rules, or working conditions.”
Finally, “minor” disputes are those “growing out of grievances or . . . the interpretation or application of agreements covering rates of pay, rules, or working conditions.”
Like the National Labor Relations Act (“NLRA“),
Congress‘s intent in passing the RLA was to promote industrial peace by providing a “comprehensive” scheme for resolving labor disputes “through negotiation rather than industrial strife.” Norris, 512 U.S. at 252; Bowen v. U.S. Postal Serv., 459 U.S. 212, 225 (1983); see
RLA-covered industries — “minor disputes,” in RLA terms — is an essential component of federal labor policy. See United Steelworkers v. Warrior & Gulf Navigation Co. (Steelworkers II), 363 U.S. 574, 578 (1960). The reasons are threefold.
First, a collective bargaining agreement is more than just a contract; it is “an effort to erect a system of industrial self-government.” Id. at 580; see also California v. Taylor, 353 U.S. 553, 565–66 (1957). A CBA sets forth “a generalized code to govern . . . the whole employment relationship,” including situations “which the draftsmen [could not] wholly anticipate.” Steelworkers II, 363 U.S. at 578–79. Accordingly, CBA dispute resolution is itself a part of a “continuous collective bargaining process,” United Steelworkers v. Enter. Wheel & Car Corp. (Steelworkers III), 363 U.S. 593, 596 (1960) — “a vehicle by which meaning and content are given” to the labor agreement, Steelworkers II, 363 U.S. at 581. To set aside the parties’ grievance and arbitration process is to undo an integral part of the workplace self-governance scheme. Id. at 578; Bhd. of R.R. Trainmen v. Jacksonville Terminal Co., 394 U.S. 369, 378 (1969); see also Conrail, 491 U.S. at 310–11.
Second, and relatedly, a CBA is not strictly limited to its terms, but gives rise to a broader common law of its own — “the common law of a particular industry or of a particular
plant.” Steelworkers II, 363 U.S. at 579. The resolution of CBA disputes may therefore “assume proportions of which judges are ignorant.” United Steelworkers v. Am. Mfg. Co. (Steelworkers I), 363 U.S. 564, 567 (1960); see also Conrail, 491 U.S. at 311–12. For example, the resolution of CBA disputes may be informed by ad hoc considerations — “the effect upon productivity of a particular result, its consequence to the morale of the shop, . . . whether tensions will be heightened or diminished,” Steelworkers II, 363 U.S. at 582 — which a judge may lack the expertise properly to balance.
Third, grievance and arbitration are believed to provide certain procedural benefits, including a more “prompt and orderly settlement” of CBA disputes than that offered by the ordinary judicial process.
To account for these considerations, the Supreme Court has held that RLA and LMRA grievance and arbitration systems must be used for claims arising under the CBA. See Air Transp. Ass‘n, 266 F.3d at 1076 (citing Taylor, 353 U.S. at 559–61). Minor disputes under the RLA — those disputes concerned with “duties and rights created or defined by” the collective bargaining agreement, Norris, 512 U.S. at 258 — “must be resolved only through the RLA mechanisms.” Id.
at 253; see also Atchison, Topeka & Santa Fe Ry. Co. v. Buell, 480 U.S. 557, 563 (1987). To the extent state law would also create a cause of action for a minor dispute, and thereby “permit[] an individual to sidestep available grievance procedures,” the state law action is preempted. Lingle, 486 U.S. at 411.
Such limited preemption has other benefits as well. In particular, it ensures that CBA disputes are governed by a uniform set of principles informed by federal labor law and the industrial common law applicable to the agreement, id. at 405–06, rather than “conflicting substantive interpretation under competing [state] legal systems.” Local 174, Teamsters v. Lucas Flour Co., 369 U.S. 95, 104 (1962); see also Republic Steel Corp. v. Maddox, 379 U.S. 650, 654–57 (1965); Int‘l Ass‘n of Machinists v. Cent. Airlines, Inc., 372 U.S. 682, 691–95 & nn. 17–18 (1963). “[T]he application of state law” to CBA disputes “might lead to inconsistent results since there could be as many state-law principles as there are States.” Lingle, 486 U.S. at 406; see also Norris, 512 U.S. at 263 & n.9.
At the same time — and of critical importance here — the RLA does not provide for, nor does it manifest any interest in, national or systemwide uniformity in substantive labor rights.8 See Buell, 480 U.S. at 565. “[T]he enactment by Congress of the Railway Labor Act was not a pre-emption of the field of regulating working conditions themselves . . . .”
Terminal R.R. Ass‘n of St. Louis v. Bhd. of R.R. Trainmen, 318 U.S. 1, 7 (1943). Setting minimum wages, regulating work hours and pay periods, requiring paid and unpaid leave, protecting worker safety, prohibiting discrimination in employment, and establishing other worker rights remains well within the traditional police power of the states, and will naturally result in labor standards that affect workers differently from one jurisdiction to the next, even when those workers fall under a single
Stated differently, it is not a concern of the RLA that the employer‘s operations may be affected by its obligation to comply with a different set of substantive state law rights in each jurisdiction. The purpose of RLA minor dispute preemption is to reduce commercial disruption by “facilitat[ing] collective bargaining and . . . achiev[ing] industrial peace,” Foust, 442 U.S. at 47, not to reduce burdens on an employer by federalizing all of labor and employment law so as to preempt independent state law rights. For RLA-covered workers, as for LMRA-covered workers, “it would be inconsistent with congressional intent . . . to preempt state rules that proscribe conduct, or establish rights and obligations, independent of a labor contract.” Lueck, 471 U.S. at 212.
It follows from the RLA minor dispute provision‘s focus on grieving and arbitrating CBA disputes that Congress did not intend to preempt state law claims simply because they in some respect implicate CBA provisions, Lueck, 471 U.S. at 211, make reference to a CBA-defined right, Livadas, 512 U.S. at 125, or create a state law cause of action factually “parallel” to a grievable claim, Lingle, 486 U.S. at 408–10. Rather, “an application of state law is pre-empted . . . only if
such application requires the interpretation of a collective-bargaining agreement.”9 Id. at 413. In sum, RLA minor dispute preemption and LMRA § 301 preemption protect the primacy of grievance and arbitration as the forum for resolving CBA disputes and the substantive supremacy of federal law within that forum, nothing more. Norris, 512 U.S. at 262–63.
B
In evaluating RLA or LMRA § 301 preemption, we are guided by the principle that if a state law claim “is either grounded in the provisions of the labor contract or requires interpretation of it,” the dispute must be resolved through grievance and arbitration.10 Burnside, 491 F.3d at 1059. The line “between preempted claims and those that survive” is not one “that lends itself to analytical precision.” Cramer, 255 F.3d at 691. This circuit, however, has distilled the Supreme Court‘s RLA and LMRA § 301 case law into a two-part inquiry into the nature of a plaintiff‘s claim. Matson, 840 F.3d at 1132–33; Kobold, 832 F.3d at 1032–34; Burnside, 491 F.3d at 1059–60.11
First, to determine whether a particular right is grounded in a CBA, we
resolution of the parties’ dispute. See Maddox, 379 U.S. at 654–57; Cent. Airlines, 372 U.S. at 691–95 & nn. 17–18; Lucas Flour, 369 U.S. at 104.
By contrast, claims are not simply CBA disputes by another name, and so are not preempted under this first step, if they just refer to a CBA-defined right, Livadas, 512 U.S. at 125; rely in part on a CBA‘s terms of employment, Lueck, 471 U.S. at 211; run parallel to a CBA violation, Lingle, 486 U.S. at 408–10; or invite use of the CBA as a defense, Caterpillar Inc. v. Williams, 482 U.S. 386, 398 (1987). See also Kobold, 832 F.3d at 1032; Burnside, 491 F.3d at 1060.
Second, if a right is not grounded in a CBA in the sense just explained, we ask whether litigating the state law claim nonetheless requires interpretation of a CBA, such that resolving the entire claim in court threatens the proper role of grievance and arbitration. Norris, 512 U.S. at 262; Livadas, 512 U.S. at 124–25. “Interpretation” is construed narrowly; “it means something more than ‘consider,’ ‘refer to,’ or ‘apply.‘” Balcorta v. Twentieth Century-Fox Film Corp., 208 F.3d 1102, 1108 (9th Cir. 2000).13 Accordingly, at this second step of an RLA or LMRA § 301 preemption analysis, claims are only preempted to the extent there is an active dispute over “the meaning of contract terms.” Livadas, 512 U.S. at 124. “[A] hypothetical connection between the claim and the terms of the CBA is not enough to preempt the
claim . . . .” Cramer, 255 F.3d at 691 (emphasis added). Nor is it enough that resolving the state law
Notably, the result of preemption at the second step is generally not the extinguishment of the state law claim. Kobold, 832 F.3d at 1033–34. As previously explained, neither the RLA nor the LMRA allows for the impairment of worker rights that would exist in the absence of a CBA dispute. Norris, 512 U.S. at 256, 262–63. It is contrary to the statutes’ scope to allow “the parties to a collective-bargaining agreement . . . to contract for what is illegal under state law,” Lueck, 471 U.S. at 212, or to “penalize[] workers who have chosen to join a union by preventing them from benefiting from state labor regulations imposing minimal standards on nonunion employers.” Metro. Life Ins. Co. v. Massachusetts, 471 U.S. 724, 756 (1985); see also
a collective-bargaining agreement.14” Lingle, 486 U.S. at 409 n.8; see also Livadas, 512 U.S. at 124 n.18.
As this two-step preemption inquiry suggests, RLA and
In considering primary jurisdiction, for example, a court‘s goal is not to ascertain the substance of applicable law, but to ensure that “an administrative body having regulatory authority” that “requires expertise or uniformity in administration” is permitted to resolve the issues that Congress committed to it. Astiana v. Hain Celestial Grp., Inc., 783 F.3d 753, 760 (9th Cir. 2015) (internal quotation marks omitted). Similarly, in the arbitrability context, a court‘s responsibility is to ascertain the subject matter or posture of the dispute to determine the proper forum for resolving it. See First Options of Chi., Inc. v. Kaplan, 514 U.S. 938, 943 (1995). RLA and
The parallels are more than superficial. For one, the result of RLA and
The distinction between RLA and
The Supreme Court further clarified the distinction in Livadas. There, a worker subject to a CBA filed a complaint with the California Division of Labor Standards Enforcement (“DLSE“), seeking damages under a state statute requiring the immediate payment of past wages upon termination. Livadas, 512 U.S. at 111-12. DLSE refused to consider the complaint, citing the worker‘s CBA. Id. at 112-13. At the time, DLSE had a policy of refusing to consider state law labor complaints that involved a CBA in some way. Id. at 112-14, 121.
In deciding against DLSE, the Supreme Court made two distinct observations about two distinct preemption doctrines. First, the Supreme Court noted that nothing about the worker‘s claim implicated
Second, and separately, the Supreme Court concluded that DLSE‘s policy of refusing to consider state law complaints involving a CBA was subject to substantive conflict preemption, as the policy uniquely disfavored CBA-covered workers, and thus interfered with substantive federal rights under the NLRA.
The differences between
It is perhaps because of the risk of such confusion that labor law preemption is rarely described as an undifferentiated application of the “field” or “conflict” preemption that governs in other substantive areas, see Crosby v. Nat‘l Foreign Trade Council, 530 U.S. 363, 372-73 & n.6 (2000), but rather by identifying the particular species of labor preemption — Garmon preemption,19 Machinists preemption,20 RLA or
C
Having identified the correct approach to RLA preemption, applying it in this case is straightforward.
First, Masserant‘s claim does not arise entirely from the CBA. Masserant has alleged a violation of the WFCA‘s independent state law right to use banked vacation days. Her view of the WFCA, and that of the L&I, is that the statute‘s “choice of leave” exception applies to banked vacation already earned, even if under workplace practices (whether CBA-governed or not) prescheduled vacation may be rescheduled or used for exigencies only under specified circumstances. Unsurprisingly,
Second, whatever the correct interpretation of Washington law, Masserant‘s claim does not require construction of the CBA. The claim of course relies on the terms and conditions of employment established by the CBA, in that Masserant‘s banked vacation days exist only by virtue of her having earned them in accordance with a workplace policy incorporated in the CBA. And the claim may be aided by reference to certain other CBA provisions, such as those making banked vacation immediately available for exchange, personal medical leave, maternity leave, bereavement leave, or cash-out. See Livadas, 512 U.S. at 125. But reliance on and reference to CBA-established or CBA-defined terms of employment do not make for a CBA dispute if there is no disagreement about the meaning or application of any relevant CBA-covered terms of employment. See id. (rejecting preemption where the calculation of damages depended on the CBA‘s undisputed wage provisions); Burnside, 491 F.3d at 1072 (citing examples of employers attempting to manufacture preemption by invoking CBA disputes unrelated to the resolution of the claims at issue).
In this case, the meaning of every relevant provision in the CBA is agreed upon. Most importantly, the parties agree that Masserant did, in fact, have seven days of banked vacation, which she could also have chosen to use for a number of exigent, unscheduled purposes, such as bereavement or personal medical leave.21 The Airline argues that a dispute exists over whether Masserant truly “earned” her vacation and was “entitled” to take it within the meaning of the WFCA. But those terms, as here relevant, are contained within the WFCA, not the CBA. See
At oral argument, the Airline suggested that the Union was separately seeking to have the CBA reinterpreted to allow for the rescheduling of vacation leave for family medical purposes. But it does not
In sum, the requisites of RLA preemption do not exist in this case. Masserant is entitled to pursue her state law remedies, if any, before the state agency and in state courts, as state law provides.
D
The dissent advocates a version of preemption for which no authority exists in the RLA minor dispute or
The practical consequences of the dissent‘s approach are disturbing. As we have emphasized, RLA preemption presents, at bottom, a question of forum. But the dissent would begin its analysis by rejecting Masserant‘s state law claim, and would thus usurp the role of the state forum from the outset. The dissent would do so in the name of conflict preemption, even though there is no possible interpretation of the WFCA that would create a substantive “conflict” with the RLA, as the RLA has no bearing on substantive state law rights. Norris, 512 U.S. at 254. And the dissent would conclude — notwithstanding a state agency ruling to the contrary, our lack of jurisdiction over the underlying claim, and Masserant‘s absence from the present action — that Masserant‘s interpretation of state law is invalid. The dissent would then enjoin any further consideration
The dissent would presumably allow the state to administer its own law if a WFCA claim were brought by a worker not covered by a CBA. This special treatment of CBA-covered workers reinforces the problems with the dissent‘s analysis. First, as the same claim exists for workers not covered by a CBA, the claim does not arise entirely from the CBA and should not be completely extinguished. Lingle, 486 U.S. at 409 n.8, 413 n.12. Second, in using the RLA specially to disfavor union-represented workers, the dissent would replicate the very result the Supreme Court unanimously rejected in Livadas. See Livadas, 512 U.S. at 116-17 & n.11. Like the NLRA preemption at issue in Livadas, RLA preemption cannot result in subjecting union-represented workers to a parallel system of substandard state law rights. See
In sum, the only question we are asked here is who decides Masserant‘s claim — L&I or the labor arbitrator.26 The answer cannot be the Ninth Circuit. L&I and the labor arbitrator have separate and non-overlapping competencies, and each must be respected.27 See Steelworkers I, 363 U.S. at 568.
E
Finally, although, for the reasons given, the merits are not ours to decide,28 we observe that the dissent‘s reading of Washington law is at the very least highly debatable. It is undisputed that Masserant‘s scheduled vacation was immediately available to her for several purposes, including personal medical leave, maternity leave, or bereavement leave. So the statutory right to freedom in “choice of leave” may well be implicated.
On this point, the L&I guidance regarding the WFCA, published in 2009, is informative. It explains that employees “who have access to paid leave for themselves” also have “full access . . . to this leave to care for a sick family member.” State of Wash., Dep‘t of Labor and Indus., Emp‘t Standards, Frequently Asked Questions About the Family Care Act, Question 17 (December 3, 2009); see also
The same L&I guidance states that CBA provisions “concerning the use of leave, such as . . . advance scheduling of vacation[,] may still be applied.” But Masserant did comply with the CBA‘s requirement for the advance scheduling of vacation, just as the WFCA instructs.
The state agency and state courts with jurisdiction over Masserant‘s claim and the Airline‘s appeal are, of course, the bodies here entrusted with interpreting and applying state law. Under our ruling, they will have both the first and the last word as to what the WFCA means. Our observations on the subject are meant only to show that L&I‘s interpretation has considerable grounding in the statute‘s language and purpose.
III
Masserant‘s state law claim neither arises entirely from the CBA nor requires a construction of it. It is therefore not preempted under the RLA. The district court‘s order on summary judgment is AFFIRMED.
IKUTA, Circuit Judge, joined by TALLMAN, CALLAHAN, BEA, and M. SMITH, Circuit Judges, dissenting:
The preemptive scope of the
I
Because the majority fails to include pertinent information about the collective bargaining agreement, the nature of Masserant‘s complaint before the agency, and the proceedings in federal court, a fuller description of the facts is set out below.
Laura Masserant is a flight attendant with Alaska Airlines, a federally regulated common carrier operating domestic and international flights that employs over three thousand flight attendants nationwide. Alaska Airlines‘s flight attendants are represented by the Association of Flight Attendants-Communication Workers of America, AFL-CIO (AFA). In accordance with the provisions of the RLA, Alaska Airlines and AFA entered into a collective bargaining agreement (CBA) detailing numerous aspects of the employment
Under the CBA, flight attendants accrue sick leave based on the amount they work, including the number of flights staffed and the flight mileage. Flight attendants may use sick leave in a host of situations defined by the CBA, as well as “pursuant to applicable State law and/or Company policy.” Alaska Airlines, headquartered in Washington state, interprets this provision to mean that flight attendants can use sick leave to care for qualifying family members under the Washington Family Care Act (WFCA),
In addition to sick leave, flight attendants receive paid vacations. The CBA sets forth how vacations days are scheduled in a detailed process. By October 1 of each year, Alaska Airlines posts the list of available vacation times.
ALASKA AIRLINES V. SCHURKE 41
Flight attendants have fifteen days in which to sign up for available vacation periods, and vacation days are awarded for the following year based on these preferences and the flight attendant‘s seniority. Once vacation days are assigned, a flight attendant may trade these days with other flight attendants, subject to certain limitations. Flight attendants may also request early vacation pay, though the vacation days themselves remain scheduled as unpaid days off.
The CBA enumerates instances when an employee may use vacation time outside of the scheduled period. Among other things, a flight attendant may use sick leave or vacation time to cover certain medical leaves of absence, maternity leaves of absence, parental leaves of absence, and bereavement leaves of absence. Under Alaska Airlines‘s interpretation of the CBA and longstanding practice, flight attendants may not otherwise reschedule vacation. For example, Alaska Airlines contends flight attendants may not reschedule vacation time to care for themselves or a sick family member.1
The CBA also contains procedures for resolving disputes as to the meaning of any of the terms in the CBA concerning “rates of pay, rules or working conditions.” As required by the RLA,
42 ALASKA AIRLINES V. SCHURKE
In October 2010, Masserant signed up for her preferred 2011 vacation schedule. At the beginning of 2011, Masserant was awarded four vacation days in January, and seven in each of February, April, November, and December. As allowed by the CBA, Masserant took her four paid vacation days in January, and then requested early vacation pay for the days scheduled in February, April, and November. Masserant was therefore left with only seven paid vacation days—all scheduled for December.
On May 20, 2011, Masserant needed time off to care for her son, and requested sick leave to cover a two-day trip from May 21–22. Alaska Airlines informed her that she did not have sick leave available for the entire two-day trip, and she was not entitled to reschedule her paid vacation days in December to cover the absence.
Ignoring the CBA‘s grievance procedures for challenging Alaska Airlines‘s implementation of the contract‘s sick leave and vacation policy, Masserant, supported by her Union, instead filed a complaint with the Washington Department of Labor & Industries (L&I) on June 16, 2011. In her complaint to L&I, Masserant challenged Alaska Airlines‘s application of its sick leave policy, arguing that it had both failed to credit her for sick leave accrued in May and failed to let her use accrued sick leave to cover a portion of her absence. Masserant also challenged Alaska Airlines‘s application of the CBA‘s vacation policy, stating: “I asked my company to
ALASKA AIRLINES V. SCHURKE 43
use my remaining week of vacation for this occurrence. This is earned time that I was denied to use.”2
In response to L&I‘s investigation of Masserant‘s complaint, Alaska Airlines explained that reliable attendance in conformance with FAA safety regulations requiring minimum crew staffing for every flight was vital to “deliver on its mission,” and gave details regarding its complex bidding process for vacations. According to Alaska Airlines, under the CBA, “[f]light attendants are not permitted to use vacation on an unscheduled basis when they get sick,” and therefore “it is consistent with the WFCA that the flight attendant not be able to use vacation when a family member gets sick.”
L&I first acknowledged its “position” that “any policy (including advanced vacation scheduling and medical verification) are allowable as long as they don‘t relate to the choice of leave.” However, L&I concluded that Alaska Airlines‘s interpretation of the CBA was undercut by the fact that “[t]here are occasions when vacation time is ‘available’ for flight attendants that are not affected by the seniority based bidding process.” Because flight attendants can use “accrued sick leave and/or vacation leave” on an unscheduled basis for medical absences, maternity leave, and bereavement leave, L&I was “troubled” that paid vacation was not offered for family care. Therefore, L&I issued a Notice of Infraction, dated May 31, 2012, stating that “Ms. Masserant was entitled to seven (7) days of vacation,” and under WFCA, Alaska
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Airlines must allow her to use this vacation leave to care for her sick child. It ordered Alaska Airlines to pay a $200 penalty.3
In March 2012, Alaska Airlines filed an amended complaint in district court against L&I.4 The complaint sought preliminary and permanent injunctive relief enjoining L&I from continuing to investigate
The parties then filed cross-motions for summary judgment on the question whether the RLA preempted Masserant‘s state-law cause of action and required her to resolve this dispute through the CBA‘s dispute resolution
ALASKA AIRLINES V. SCHURKE 45
procedures. In district court, L&I no longer suggested that Masserant was entitled to use vacation time to care for a sick child in this case because the CBA allowed vacation time to be used for medical leave and other purposes. Instead, L&I and AFA argued that the question whether the CBA allowed Masserant to use vacation time for her own illness or that of her child was not material because WFCA gave Masserant an independent right to use her vacation days at any time, whether scheduled or not. The district court ruled in favor of AFA and L&I, concluding that WFCA “may” grant Masserant an independent right to use her December vacation time to care for her sick child in May, and therefore the complaint was not preempted by the RLA.
On appeal, Alaska Airlines argues that Masserant‘s claim raises the sort of dispute that has to be determined through the CBA‘s dispute resolution process. In response, L&I and AFA argue that as a matter of law, WFCA gives employees a non-negotiable right, independent of the CBA, to use vacation days to care for sick family members “irrespective of any limitations that an employer would attempt to put on that leave,” including “any advance scheduling requirements for the flight attendant‘s vacation.” As explained below, L&I and AFA‘s litigating position is not supported by the plain language of the statute and regulations, and therefore resolving Masserant‘s claim requires the interpretation and application of the CBA.
II
The simple question before us is whether the RLA preempts Masserant‘s cause of action because it is a minor dispute that must be channeled through the RLA‘s mandatory arbitral mechanism. See Hawaiian Airlines, 512 U.S. at 253.
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The majority fails to understand or apply the Supreme Court‘s direction for determining whether a state-law cause of action is preempted by the RLA, and so reaches the wrong conclusion.
A
Congress enacted the RLA in 1926 “to promote stability in labor-management relations” between railroad companies and their employees. Atchison, Topeka & Santa Fe Ry. Co. v. Buell, 480 U.S. 557, 562–63, 562 n.9 (1987) (quoting Union Pac. R.R. Co. v. Sheehan, 439 U.S. 89, 94 (1978)).5 To accomplish these goals, “the RLA establishes a mandatory arbitral mechanism for ‘the prompt and orderly settlement’ of two classes of disputes,” major and minor. Hawaiian Airlines, 512 U.S. at 252 (quoting
The RLA‘s mandatory arbitral mechanism is the “heart of the Railway Labor Act,” Bhd. of R.R. Trainmen v. Jacksonville Terminal Co., 394 U.S. 369, 377–78 (1969), and the key mechanism for “minimizing interruptions in the Nation‘s transportation services,” Int‘l Ass‘n of Machinists, AFL-CIO v. Cent. Airlines, Inc., 372 U.S. 682, 687 (1963). Accordingly, the Supreme Court inferred that Congress
ALASKA AIRLINES V. SCHURKE 47
intended the RLA‘s mandatory arbitral mechanism to be the exclusive method for resolving minor disputes, and it therefore has preemptive force. See Andrews v. Louisville & Nashville R.R. Co., 406 U.S. 320, 322 (1972). A state-law cause of action is preempted if it conflicts with the RLA‘s mandatory arbitral mechanism for resolving minor disputes. See Hawaiian Airlines, 512 U.S. at 252–53.
The Supreme Court provides for a straightforward preemption analysis in the RLA context (as well as under § 301 of the Labor Management Relations Act (LMRA)).6 A state-law cause of action that is “founded directly on rights created by collective-bargaining agreements” or that involves claims “substantially dependent on analysis of a collective bargaining agreement,” is governed by federal law. Caterpillar Inc. v. Williams, 482 U.S. 386, 394 (1987) (quoting Int‘l Bhd. of Elec. Workers, AFL-CIO v. Hechler, 481 U.S. 851, 859 n.3 (1987)). When resolution of the state law claim involves “interpretation or application” of a collective bargaining agreement, the claim is not independent of the agreement, but constitutes a minor dispute that must be resolved through the RLA‘s mandatory arbitral mechanism.
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application of the law in those instances would be preempted.” Lingle, 486 U.S. at 407 n.7.
By contrast, when a state law establishes substantive rights that are independent of a collective bargaining agreement, the enforcement of such rights under state law may not be preempted. See, e.g., Colo. Anti-Discrimination Comm‘n v. Cont‘l Air Lines, Inc., 372 U.S. 714, 724 (1963); Terminal R.R. Ass‘n of St. Louis v. Bhd. of R.R. Trainmen, 318 U.S. 1, 5–7 (1943). Further, “the Supreme Court has distinguished between claims that require interpretation or construction of a labor agreement and those that require a court simply to ‘look at’ the agreement.” Balcorta v. Twentieth Century-Fox Film Corp., 208 F.3d 1102, 1108 (9th Cir. 2000) (citing Livadas v. Bradshaw, 512 U.S. 107, 123–26 (1994)).
B
WFCA gives employees a state-law right which, by its terms, is based on rights provided by a collective bargaining
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agreement.8
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described in this section must comply with the terms of the collective bargaining agreement or employer policy applicable to the leave, except for any terms relating to the choice of leave.”
L&I‘s published regulations directly track the language of the statute, see
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Indus., Emp‘t Standards, Frequently Asked Questions About the Family Care Act, Question 17 (Dec. 3, 2009). According to L&I, state law imposes on employers an independent obligation of allowing “use of sick leave and other paid time off to care for a sick family member even if a pre-existing collective bargaining agreement or employer policy prohibited such use.”
In the course of litigating Masserant‘s claim, L&I proffered a new interpretation of the statute, arguing that
paid time off to care for a sick family member even if a pre-existing collective bargaining agreement or employer policy prohibited such use. However, provisions of collective bargaining agreements or employer policies regarding the accumulation of leave and other provisions concerning the use of leave, such as medical certification and advance scheduling of vacation may still be applied.
State of Wash., Dep‘t of Labor & Indus., Emp‘t Standards, Frequently Asked Questions About the Family Care Act, Question 17 (Dec. 3, 2009).
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WFCA “confers on employees the non-negotiable right, independent of collective bargaining agreements, to choose to use any earned leave provided by a collective bargaining agreement to care for sick family members, irrespective of any limitations that an employer would attempt to put on that leave—including any limitation that Alaska might put on a flight attendant‘s use of leave for the flight attendant‘s own illness or any advance scheduling requirements for the flight attendant‘s vacation.”11
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position, nothing in WFCA gives employees the right to use vacation leave to care for a qualifying relative when that leave is unavailable under the collective bargaining agreement. In the RLA and § 301 context, the Supreme Court has declined to defer to an agency interpretation that “simply slips any tether to [state] law,” where an agency‘s “late-blooming rationales” create an “awkwardly inexact” overlap between the agency‘s interpretation and “what the state legislature has enacted into law.” Livadas, 512 U.S. at 126, 128. Similarly, in Burnside v. Kiewit Pacific Corp., we rejected an agency‘s published interpretation of a wage order on the ground that “it is the plain language of an actual, enacted regulation which must govern, not language that appears in the underlying rationale.” 491 F.3d 1053, 1064 (9th Cir. 2007).
The Court has adopted a similar approach in considering federal agency interpretations of federal statutes, and does not defer to agency interpretations that are contrary to the language of the statute, are “nothing more than ‘a convenient litigating position,‘” or that constitute “a ‘post hoc rationalizatio[n] . . . seeking to defend past agency action against attack.‘” Christopher v. SmithKline Beecham Corp., 567 U.S. 142, 155 (2012) (first alteration in original) (first quoting Bowen v. Georgetown Univ. Hosp., 488 U.S. 204, 213 (1988); then quoting Auer v. Robbins, 519 U.S. 452, 462 (1997)). Washington courts take a similar approach. See Waste Mgmt. of Seattle, Inc. v. Utils. & Transp. Comm‘n, 123 Wash. 2d 621, 627–28 (1994) (Washington courts “will not defer to an agency determination which conflicts with the statute“); Cerrillo v. Esparza, 158 Wash. 2d 194, 205–06 (2006) (holding that absent ambiguity, Washington courts do not defer to agency interpretations; courts will “glean the legislative intent from the words of the statute itself,
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regardless of contrary interpretation by an administrative agency” (quoting Agrilink Foods, Inc. v. State, Dep‘t of Revenue, 153 Wash. 2d 392, 396 (2005))).
In short, to plead a WFCA claim, employees must show they are entitled to sick leave or other paid time off under the terms of their collective bargaining agreement; only if that threshold qualification is met are employers obliged to let employees choose to use the time off for qualifying family care.
C
Applying these principles here, Masserant must show that she is “entitled to” paid time off “under the terms of [the] collective bargaining agreement,” and that she “compl[ied] with the terms of the collective bargaining agreement . . . applicable to the leave,”
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The CBA does not expressly address an employee‘s entitlement to reschedule vacation time. Nor did the parties argue to the district court or in their briefs on appeal that Alaska Airlines‘s practice—not to allow such rescheduling of vacation time to care for a sick relative—is an implied term of the CBA based on “the parties’ ‘practice, usage and custom.‘” Consol. Rail Corp. v. Ry. Labor Execs.’ Ass‘n (Conrail), 491 U.S. 299, 311 (1989) (quoting Transp. Union v. Union Pac. R.R. Co., 385 U.S. 157, 161 (1966)).
At oral argument, L&I and AFA asserted for the first time that they are willing to concede that the CBA does not allow flight attendants to reschedule vacation time to take care of family members.13 Given their concession, they argue, it is not necessary to consult the CBA to determine whether Masserant was entitled to reschedule her December vacation time.
This argument must be rejected. As a threshold matter, neither AFA nor L&I have authority to make such a concession on Masserant‘s behalf. The question at issue is whether Masserant, not AFA or L&I, must pursue her claim using the RLA‘s mandatory arbitral mechanism. In her complaint to L&I, Masserant claimed that Alaska Airlines refused her request to use December vacation time to care for her sick child in May. She did not concede that she had no such right under the CBA. Neither AFA nor L&I represent
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Masserant in this appeal, and neither claims to have authority to waive Masserant‘s access to the CBA‘s dispute resolution mechanism. Moreover, although Alaska Airlines states it has long had the practice of not allowing flight attendants to reschedule vacation time to care for sick family members, unilateral conduct by an employer is not automatically incorporated as an implied term of the CBA. Id. at 311. Rather, as with other disputes requiring an interpretation of the CBA, the question whether a particular entitlement or duty constitutes “the common law of a particular industry or of a particular plant” such that it has become part of the CBA must be determined through the arbitral mechanism. Id. at 311–12 (quoting Transp. Union, 385 U.S. at 161).
In short, the question whether Masserant is entitled to reschedule her vacation time under the terms of the CBA cannot be resolved by merely looking to the agreement, but requires interpretation and application of the CBA. Therefore, it is a quintessential minor dispute that must be channeled through the RLA‘s mandatory
D
This conclusion is in accord with the purposes of the RLA. In considering common carriers with nationwide operations, Congress recognized the importance of avoiding “any interruption to commerce or to the operation of any carrier engaged therein,” by ensuring that disputes would be settled consistently and promptly through the RLA‘s mandatory arbitral mechanism.
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number of flight attendants on board; thus, ensuring employee attendance is critical to the basic operations of an air carrier. While Alaska Airlines retains and pays for flight attendants to be on “reserve” to cover for unexpected absences, those reserves are not unlimited. Such backup measures are not intended to ensure consistent day-to-day operations. For that, Alaska Airlines relies on its negotiations with AFA for detailed scheduling of leave, attendance, and absence, as embodied in the CBA. A cornerstone of these negotiations is the mandatory arbitral mechanism, designed for “the prompt and orderly settlement” of disputes concerning the CBA‘s negotiated leave terms.
III
Instead of applying this straightforward analysis, the majority circumvents Supreme Court precedent and offers a series of disconnected arguments for why we must deem Masserant‘s claim to be a question of state law that is not a minor dispute. First, the majority notes that RLA preemption is a type of “forum preemption,” which considers whether a particular cause of action must be heard in a state or federal forum. Maj. Op. at 24–25. Based on this unexceptionable observation, the majority leaps to the unsupported and untenable argument that unlike “conflict preemption,” which allows consideration of state law, RLA preemption precludes any consideration of the state law governing a cause of
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action. Maj. Op. at 21–24. Any analysis of the nature and scope of the state-law cause of action, the majority asserts, is the same as reaching the merits of the state-law claim. Maj. Op. at 32–33, 36–37. This approach, the majority urges, is contrary to forum preemption analysis, which allows a court to decide only who the decisionmaker will be. Maj. Op. at 35–36. According to the majority, a federal court‘s “only job is to decide whether, as pleaded,” a claim is independent of the CBA. Maj. Op. at 24 (emphasis added). As explained below, each of these conclusions is not only baseless and illogical, but contrary to Supreme Court and our own precedent.
A
The majority‘s main argument—that RLA preemption precludes consideration of state law, Maj. Op. at 30–32—has no support in any Supreme Court or Ninth Circuit precedent.
As the Supreme Court has framed it, to determine whether “a state cause of action may go forward” or is instead preempted by § 301, a court must consider the “legal
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“substantially dependent on analysis of a collective bargaining agreement.” Caterpillar Inc., 482 U.S. at 394 (quoting Hechler, 481 U.S. at 859 n.3). If it is, dispute resolution is governed by the RLA or § 301. Id. As the Supreme Court applies this test, the analysis involves interpreting state law.
In United Steelworkers of America v. Rawson, for instance, the survivors of miners who were killed in an underground fire brought a state wrongful death action against the union, claiming it had negligently performed an inspection of the mine. 495 U.S. 362, 364 (1990). Although the union had undertaken the inspection pursuant to a collective bargaining agreement, the Idaho Supreme Court held that the union had a state-law duty to perform a reasonable inspection which “arose from the fact of the inspection itself rather than the fact that the provision for the Union‘s participation in mine inspection was contained in the labor contract.” Id. at 370–71. Therefore, the Idaho Supreme Court “rejected the suggestion that there was any need to look to the collective-bargaining agreement to discern whether it placed any implied duty on the Union.” Id. at 370. Reading this opinion in light of other state law, however, the Supreme Court rejected the plaintiffs’ argument that their tort claim was independent of the collective bargaining agreement. Id. at 371. Based on its understanding of Idaho law, including the state supreme court decision, the Supreme Court concluded that the union‘s duty of care arose out of its contractual obligations. Id. Therefore, the plaintiffs could not avoid preemption of their state cause of action “by
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characterizing the Union‘s negligent performance” as merely a state-law tort. Id. at 371–72.15
In reaching this conclusion, the Court rejected Justice Kennedy‘s dissent, which argued that a state cause of action is saved from preemption by § 301 so long as there
other words, Rawson forecloses the majority‘s view that a federal court must defer to any proposed interpretation of state law and allow a state-law claim to proceed on that theory. Maj. Op. at 24. Rather, federal courts must analyze state law to determine the legal character of the state-law claim.
The Court takes a similar approach in determining the preemptive force of ERISA, which “mirror[s] the pre-emptive force of LMRA § 301.” Aetna Health Inc. v. Davila, 542 U.S. 200, 209 (2004). Like the RLA and
We have likewise construed the nature and scope of state law to rule on preemption in our prior
Accordingly, contrary to the majority, it is well established that determining the legal character of a state cause of action by interpreting the state law at issue is an essential step in deciding the RLA preemption question.
B
In the absence of any Supreme Court or Ninth Circuit support for its theory that a court may not consider state law in determining whether a state cause of action constitutes a minor dispute, the majority resorts to other arguments: it tries and fails to identify a meaningful distinction between RLA preemption and conflict preemption; cites inapposite out-of-circuit cases; and analogizes to the inapplicable doctrines of primary jurisdiction and contract analysis in the arbitration context. Each of these efforts fails.
First, the majority argues that while courts consider state law in determining “typical conflict preemption,” courts may not do so in considering “RLA and
For the same reason, the majority errs in attempting to distinguish cases that considered the preemptive force of federal statutes in a jurisdictional context. The same basic preemption principles apply in the complete preemption context, even though the question is jurisdictional. While we are generally bound by the well-pleaded complaint rule, “which provides that federal jurisdiction exists only when a federal question is presented on the face of the plaintiff‘s properly pleaded complaint,” Balcorta, 208 F.3d at 1106, the preemptive force of some federal statutes, such as
These basic principles of preemption require federal courts to determine when congressional intent supersedes state requirements. Regardless whether Congress intended to supersede state law regulating behavior (typical conflict preemption) or to supersede state law creating causes of action (typical forum preemption), it is necessary to evaluate the state law in order to determine if it conflicts with the federal law. The majority errs in its apparent belief that reading state statutes to resolve the forum preemption question is equivalent to reading state statutes to decide the merits of a dispute. Maj. Op. 21-22. Courts are perfectly capable of, and indeed are required to evaluate a state-law cause of action to determine whether it creates a minor dispute without evaluating and deciding the dispute itself. Reading state law
Second, in the absence of any Ninth Circuit precedent, the majority points to out-of-circuit cases to support its argument that forum preemption precludes consideration of state law, but they lend no support. Rather, the cases cited by the majority merely articulate the scope of RLA preemption. See Davies v. Am. Airlines, Inc., 971 F.2d 463, 465 n.1 (10th Cir. 1992) (holding that “the RLA vests exclusive and mandatory jurisdiction over certain claims in an arbitral forum,” and noting that RLA preemption is different than “the doctrine of field preemption,” which addresses whether Congress has “precluded states from regulating a particular area of conduct“); see also Sullivan v. Am. Airlines, Inc., 424 F.3d 267, 273-74 (2d Cir. 2005) (holding that “state-law claims that are disguised minor disputes” are “preempted by the RLA,” but that the RLA does not support federal question jurisdiction); Ry. Labor Execs. Ass‘n v. Pittsburgh & Lake Erie R. Co., 858 F.2d 936, 942-43 (3d Cir. 1988) (holding that the RLA does not support federal question jurisdiction); Miller v. Norfolk & W. Ry. Co., 834 F.2d 556, 560-61 (6th Cir. 1987) (distinguishing between complete preemption and “choice of forum” preemption). However, neither the Tenth Circuit in Davies nor any other circuit has held, or even hinted, that a proper construction of state law is irrelevant to RLA or
Finally, the majority analogizes to the prudential doctrine of primary jurisdiction and to the contract principles used to determine when issues have been submitted to an arbitrator. Maj. Op. at 21-23. These analogies fail. Primary jurisdiction is “a prudential doctrine under which courts may, under appropriate circumstances, determine that the initial decisionmaking responsibility should be performed by the relevant agency rather than the courts.” Syntek Semiconductor Co. v. Microchip Tech. Inc., 307 F.3d 775, 780 (9th Cir. 2002). Cases applying primary jurisdiction doctrine do not grapple with the question whether a proper construction of state law is necessary for preemption purposes. The majority also analogizes to arbitrability disputes under the Federal Arbitration Act. See Maj. Op. at 21 (citing First Options of Chi., Inc. v. Kaplan, 514 U.S. 938, 943 (1995)). First Options uses contract principles to determine whether the parties agreed to submit the issue of arbitrability to the arbitrator. Id. at 943. It does not provide any support to the majority‘s claim that a federal court cannot consider the state cause of action to determine whether it constitutes a minor dispute.21 Even if the majority‘s analogies were apt, neither doctrine establishes that a court is precluded from construing the state law here.
C
The Supreme Court and Ninth Circuit precedent described above also dispose of the majority‘s argument that construing WFCA to analyze preemption is the same
In sum, Supreme Court and our precedent dictate that we must understand the nature, or “legal character” of a state-law cause of action before we can address the question whether the cause of action has been displaced by the preemptive force of the RLA. It is the majority that stands alone in suggesting that the proper construction of state law is irrelevant to whether a cause of action, brought under that state law, is preempted by the RLA. Therefore, the majority‘s crucial presumption—that because of the RLA‘s unique forum preemption, courts may not consider state law when deciding whether the RLA preempts a state cause of action—is entirely meritless.
IV
The majority‘s erroneous approach allows Masserant to sidestep the RLA‘s mandatory arbitral mechanism, and thus is contrary to Supreme Court precedent and common sense.23 See Hawaiian Airlines, 512 U.S. at 252-53.
The majority claims that because a court cannot look at state law, it is limited to considering whether the claim, as pleaded, constitutes a minor dispute. Maj. Op. at 29. Therefore, the majority argues, we must take at face value Masserant‘s claims that WFCA gives employees the right to reschedule vacation time regardless of any provision to the contrary in the CBA. Maj.
As shown above, the premises underlying this approach are meritless. To the contrary, the Supreme Court has made clear that a plaintiff cannot avoid the RLA‘s preemptive effect based on artful pleading. Just as Rawson declined to allow plaintiffs to avoid preemption by offering a colorable interpretation of state law through artful pleading, 495 U.S. at 371-72, the Court has generally refused to adopt a rule that “permit[s] an individual to sidestep available grievance procedures” through clever pleading, Lueck, 471 U.S. at 220; see also Lingle, 486 U.S. at 411. As the Court noted in Lueck, a gifted lawyer can readily reformulate a minor dispute as a state cause of action, and “[c]laims involving vacation or overtime pay, work assignment, unfair discharge—in short, the whole range of disputes traditionally resolved through arbitration—could be brought in the first instance in state court,” as a state tort claim for instance. 471 U.S. at 219-20. The insistence that a court must take a plaintiff‘s pleadings at face value “would cause arbitration to lose most of its effectiveness, as well as eviscerate a central tenet of federal labor-contract law under
In short, neither the Supreme Court nor we have been hesitant to construe state law in order to determine the legal character of a state-law cause of action, and have certainly not taken the plaintiff‘s formulation of a state-law complaint at face value. The majority makes a crucial error in reasoning that something about the nature of RLA preemption precludes construing WFCA in order to determine whether a state-law cause of action is actually a minor dispute.
V
The Supreme Court has a well-developed body of case law directing lower courts on how to conduct a preemption analysis, both inside and outside the labor-law context. The majority departs from this precedent on the grounds that courts are precluded from considering state law in deciding whether the state cause of action is actually a minor dispute that requires resolution by the RLA‘s arbitral mechanism. In doing so, the majority allows plaintiffs to sidestep available, federally-required grievance procedures. This approach is contrary to Supreme Court guidance and Congress‘s intent. Because all minor disputes must be resolved through the RLA‘s mandatory arbitral
Notes
If, under the terms of a collective bargaining agreement or employer policy applicable to an employee, the employee is entitled to sick leave or other paid time off, then an employer shall allow an employee to use any or all of the employee‘s choice of sick leave or other paid time off to care for: (a) A child of the employee with a health condition that requires treatment or supervision; or (b) a spouse, parent, parent-in-law, or grandparent of the employee who has a serious health condition or an emergency condition. An employee may not take advance leave until it has been earned. The employee taking leave under the circumstances described in this section must comply with the terms of the collective bargaining agreement or employer policy applicable to the leave, except for any terms relating to the choice of leave.
(1) If, under the terms of a collective bargaining agreement or employer policy applicable to an employee, the employee is entitled to sick leave or other paid time off, then an employer shall allow an employee to use any or all of the employee‘s choice of sick leave or other paid time off to care for: (a) A child of the employee with a health condition that requires treatment or supervision; or (b) a spouse, parent, parent-in-law, or grandparent of the employee who has a serious health condition or an emergency condition. An employee may not take advance leave until it has been earned. The employee taking leave under the circumstances described in this section must comply with the terms of the collective bargaining agreement or employer policy applicable to the leave, except for any terms relating to the choice of leave.
(2) Use of leave other than sick leave or other paid time off to care for a child, spouse, parent, parent-in-law, or grandparent under the circumstances described in this section shall be governed by the terms of the appropriate collective bargaining agreement or employer policy, as applicable.
What is meant by the provision that says the employer must allow an employee to use any and all of the employee‘s choice of sick leave or other paid time off to care for a sick family member?
Employees must have access to any available sick leave or other paid time off to care for a sick family member. If employees have access to paid leave for themselves, then they must have full access to any and all of this leave to care for a sick family member. This law directs the employer to allow employees the choice of available leave to care for a sick family member. Employers must now allow use of sick leave and other
The dissent treats Aetna Health Inc. v. Davila, 542 U.S. 200, 209 (2004), as ruling out the possibility of a forum preemption analysis of this kind. But Davila has nothing to do with the subject of the RLA or
Moreover, Davila deals only with “complete preemption,” which, despite its name, “is actually a doctrine of jurisdiction and is not to be confused with ordinary preemption doctrine.” Balcorta, 208 F.3d at 1107 n.7; see also Caterpillar, 482 U.S. at 393. According to Davila, section 502(a) of ERISA, like section 301 of the LMRA, has such strong preemptive force that it justifies an exception to the well-pleaded complaint rule. Davila, 542 U.S. at 209. ERISA preemption defenses, like
Schurke, 846 F.3d at 1085 (“The issue before us is not whether Masserant is entitled to use her vacation leave, scheduled for December, in May, to care for her sick child. Though that is what the case is all about, it is not the issue posed for us. The issue before us is . . . whether the state administrative board or the [CBA] grievance procedure ought to decide . . . .“); Alaska Airlines, Inc. v. Schurke, No. C11-0616JLR, 2013 WL 2402944, at *7 (W.D. Wash. May 31, 2013) (“The court need not determine whether Alaska‘s restrictions on the use of banked vacation time violated the WFCA and does not reach the merits of that issue. It is sufficient that a court could determine that the WFCA independently guaranteed Ms. Masserant the right to use her accrued leave, whatever the source, for family leave.“).
No case cited by the majority, Maj. Op. at 23, supports the proposition that a court must take a plaintiff‘s pleadings at face value. See, e.g., Espinal v. Nw. Airlines, 90 F.3d 1452, 1457 (9th Cir. 1996) (holding that plaintiff‘s state-law claims were not preempted by the RLA after conducting a three-part analysis into the legal character of the claims, namely: “(1) Does the CBA contain provisions that govern the actions giving rise to the state claim? (2) Is the state statute ‘sufficiently clear’ so that the claim can be evaluated without consideration of overlapping provisions in the CBA? (3) Has the state shown an intent not to allow the statute to be altered or removed by private contract?” (quoting Jimeno v. Mobil Oil Corp., 66 F.3d 1514, 1523 (9th Cir. 1995))).The dissent expresses concern about plaintiffs frivolously asserting independent state law rights so as to evade the jurisdiction of the grievance and arbitration mechanism. Usually, of course, we assume state bodies are capable of applying federal law, including RLA preemption principles, of their own accord, without the need for a federal injunction.
In any event, there is no realistic possibility of evasion. If a state law right is frivolously asserted, the plaintiff‘s claim will be dismissed by the state body with jurisdiction over it. Furthermore, the usually short limitations period for filing an RLA minor dispute grievance will almost surely run in the interim. An employee has no incentive to forego a possibly meritorious CBA claim in favor a frivolous state action.
The dissent cites Rawson as an example of the Supreme Court reaching its own conclusions regarding the validity under state law of a state law claim. But in Rawson, the Supreme Court accepted the Idaho Supreme Court‘s view of state law rights, and disagreed only as to the implications of the Idaho Supreme Court‘s holding for
The dissent similarly cites Burnside as an example of a federal court‘s authority to construe state law in an RLA or
