Lead Opinion
delivered the opinion of the Court.
The question to be decided in this case is whether federal labor policy pre-empts the authority of a state labor relations board to grant an employer covered by the National Labor Relations Act an order enjoining a union and its members from continuing to refuse to work overtime pursuant to a union policy to put economic pressure on the employer in negotiations for renewal of an expired collective-bargaining agreement.
A collective-bargaining agreement between petitioner Lodge 76 (Union) and respondent Kearney & Trecker
A few days after the old agreement was terminated the employer unilaterally began to make changes in some conditions of employment provided in the expired contract, e. g., eliminating the checkoff of Union dues, eliminating the Union’s office in the plant, and eliminating Union lost time. No immediate change was made in the basic workweek or workday, but in March 1972, the employer announced that it would unilaterally implement, as of March 13, 1972, its proposal for a 40-hour week and eight-hour day. The Union resрonse was a membership* meeting on March 7 at which strike action was authorized and a resolution was adopted binding Union members to refuse to work any overtime, defined as work in excess of seven and one-half hours in any day or 37% hours in any week. Following the strike vote, the employer offered to “defer the implementation” of its workweek proposal if the Union would agree to call off the concerted refusal to work overtime. The Union, however, refused the offer and indicated its intent to continue the concerted ban on overtime. Thereafter, the employer did not make effective the proposed changes in the workday and workweek
Instead, while negotiations continued, the employer filed a charge with the National Labor Relations Board that the Union’s resolution violated § 8 (b) (3) of the National Labor Relations Act, 49 Stat. 452, as amended, 29 U. S. C. § 158 (b)(3). The Regional Director dismissed the charge on the ground that the “policy prohibiting overtime work by its member employees . . . does not appear to be in violation of the Act” and therefore was not conduct cognizable by the Board under NLRB v. Insurance Agents,
I
"The national . . . Act . . . leaves much to the states, though Congress has refrained from telling us how much. We must spell out from conflicting indications of congressional will the area in which state action is still permissible.” Garner v. Teamsters Union,
We consider first pre-emption based predominantly on thе primary jurisdiction of the Board. This line of preemption analysis was developed in San Diego Unions v. Garmon, supra, and its history was recently summarized in Motor Coach Employees v. Lockridge,
“ [Y] arying approaches were taken by the Court in initially grappling i with this pre-emption problem. Thus, for example, some early cases suggested the true distinction lay between judicial application of general common law, which was permissible, as opposed to state rules specifically designed to regulate*139 labor relations, which were pre-empted. See, e. g., Automobile Workers v. Russell,356 U. S. 634 , 645 (1958). Others made pre-emption turn on whether the States purported to apply a remedy not provided for by the federal scheme, e. g., Weber v. Anheuser-Busch, Inc.,348 U. S. 468 , 479-480 (1955), while in still others the Court undertook a thorough scrutiny of the federal Act to ascertain whether the state courts had, in fact, arrived at conclusions inconsistent with its provisions, e. g., Automobile Workers v. Wisconsin Employment Relations Bd.,336 U. S. 245 (1949). . . . [N]one of these approaches proved satisfactory, however, and each was ultimately abandoned. It was, in short, experience — not pure logic — which initially taught that each of these methods sacrificed important federal interests in a uniform law of labor relations centrally administered by an expert agency without yielding anything in return by way of predictability or ease of judicial application.
“The failure of alternative analyses and the interplay of the foregoing policy considerations, then, led this Court to hold in Garmon,359 U. S., at 244:
“ 'When it is clear or may fairly be assumed that the activities which a State purports to regulate are protected by § 7 of the National Labor Relations Act, or constitute an unfair labor practice under § 8, due regard for the federal enactment requires that state jurisdiction must yield. To leave the States free to regulate conduct so plainly within the central aim of federal regulation involves too great a danger of conflict between power asserted by Congress and requirements imposed by state law.’ ”
See also San Diego Unions v. Garmon,
However, the Briggs-Stratton holding that state power is not pre-empted as to peaceful conduct neither protected by § 7 nor prohibited by § 8 of the federal Act, a holding premised on the statement that “[t]his conduct is governable by the State or it is entirely ungoverned,”
Insurance Agents, supra, involved a charge of a refusal by the union to bargain in good faith in violation of § 8 (b) (3) of the Act. The charge was based on union activities that occurred during good-faith bargaining over the terms of a collective-bargaining agreement. During the negotiations, the union directed concerted on-the-job activities by its members of a harassing nature designed to interfere with the conduct of the employer’s business, for the avowed purpose of putting economic prеssure on the employer to accede to the union’s bargaining demands. The harassing activities, all peaceful, by the member insurance agents included refusal for a time to solicit new business, and refusal (after the writing of new business was resumed) to comply with the employer insurance company’s reporting procedures; refusal to participate in a company campaign to solicit new business; reporting late at district offices the days the agents were scheduled to attend them; refusing to perform customary duties at the office, instead engaging there in “sit-in-mornings,” “doing what comes naturally,” and leaving at noon as a group; absenting themselves from special business conferences arranged by the company; picketing and distributing leaflets outside the various offices of the company on specified days and hours as directed by the union; distributing leaflets each day to policyholders and others and soliciting policyholders’ signatures on petitions directed to the company; and presenting the signed policyholders’ petitions to the company at its home office while simultaneously engaging in mass demonstrations there.
“The scope of § 8(b)(3) and the limitations on Board power which were the design of § 8 (d) are exceeded, we hold, by inferring a lack of good faith not from any deficiencies of the union’s performance at the bargaining table by reason of its attempted use of economic pressure, but solely and simply bеcause tactics designed to exert economic pressure were employed during the course of the good-faith negotiations. Thus the Board in the guise of determining good or bad faith in negotiations could regulate what economic weapons a party might summon to its aid. And if the Board could regulate the choice of economic weapons that may be used as part of collective bargaining, it would be in a position to exercise considerable influence upon the substantive terms on which the parties contract. As the parties’ own devices became more limited, the Government might have to enter even more directly into the negotiation of collective agreements. Our labor policy is not presently erected on a foundation of government control of the results of negotiations. See S. Rep. No. 105, 80th Cong., 1st Sess., p. 2. Nor does it contain a charter for the National Labor Relations Board to act at large in equalizing disparities of bargaining power between employer and union.” Id., at 490.
We noted further that “Congress has been rather specific when it has come to outlaw particular economic weapons on the part of unions” and “the activities here involved have never been specifically outlawed by Congress.” Id., at 498. Accordingly, the Board’s claim “to power . . .
The Court had earlier recognized in pre-emption cases that Congress meant to leave some activities unregulated and to be controlled by the free play of economic forces. Garner v. Teamsters Union, in finding pre-empted state power to restrict peaceful recognitional picketing, said:
“The detailed prescription of a procedure for restraint of specified types of picketing would seem to imply that other picketing is to be free of other methods and sources of restraint. For the policy of the national Labor Management Relations Act is not to condemn all picketing but only that ascertained by its prescribed processes to fall within its prohibitions. Otherwise, it is implicit in the Act that the public interest is served by freedom of labor to use the weapon of picketing. For a state to impinge on the area of labor combat designed to be free is quite as much an obstruction of federal policy as if the state were to declare picketing free for purposes or by methods which the federal Act prohibits.”346 U. S., at 499-500 .5
Moreover, San Diego Unions v. Garmon expressly recоgnized that “the Board may decide that an activity is neither protected nor prohibited, and thereby raise the
It is true, however, that many decisions fleshing out the concept of activities “protected” because Congress meant them to be “unrestricted by any governmental power to regulate,” Insurance Agents,
“This weapon of self-help, permitted by federal law, formed an integral part of the petitioner’s effort to achieve its bargaining goals during negotiations with the respondent. Allowing its use is a part of the balance struck by Congress between the conflicting interests of the union, the employees, the employer and the community. ... If the Ohio law of secondary boycott can be applied to proscribe the same type of conduct which Congress focused upon but did not proscribe when it enacted § 303, the inevitable result would be to frustrate the congressional determination to leave this weapon of self-help available, and to upset the balance of power between labor and management expressed in our national labor policy. ‘For a state to impinge on the area of labor combat designed to be free is quite as much an obstructiоn of federal policy as if the state were to declare picketing free for purposes or by methods which the federal Act*147 prohibits,’ Garner v. Teamsters Union,346 U. S. 485 , 500.” Id., at 259-260.
Although many of our past decisions concerning conduct left by Congress to the free play of economic forces address the question in the context of union and employee activities, self-help is of course also the prerogative of the employer because he, too, may properly employ economic weapons Congress meant to be un-regulable. Mr. Justice Harlan concurring in H. K. Porter Co. v. NLRB,
“[T]he Act as presently drawn does not contemplate that unions will always be secure and able to achieve agreement even when their economic position is weak, or that strikes and lockouts will never result from a bargaining impasse. It cannot be said that the Act forbids an employer ... to rely ultimately on its economic strength to try to secure what it cannot obtain through bargaining.”
“[Rjesort to economic weapons should more peaceful measures not avail” is the right of the employer as well as the employee, American Ship Bldg. Co. v. NLRB,
Ill
There is simply no question that the Act’s processes would be frustrated in the instant case were the State’s ruling permitted to stand. The employer in this case invoked the Wisconsin law because it was unable to ovеrcome the Union tactic with its own economic self-help means.
Our decisions hold that Congress meant that these activities, whether of employer or employees, were not to be regulable by States any more than by the NLRB, for neither States nor the Board is “afforded flexibility in picking and choosing which economic devices of labor and management shall be branded as unlawful.” Ibid. Rather, both are without authority to attempt to “intro-
IV
There remains the question of the continuing vitality of Briggs-Stratton. San Diego Unions v. Garmon,
Our decisions since Briggs-Stratton have made it abundantly clear that state attempts to influence the substantive terms of collective-bargaining agreements are as inconsistent with the federal regulatory scheme as are such attempts by the NLRB: “Since the federal law operates here, in an area where its authority is paramount, to leave the рarties free, the inconsistent application of state law is necessarily outside the power of the State.” Teamsters Union v. Oliver,
V
This survey of the extent to which federal labor policy and the federal .Act have pre-empted state regulatory authority to police the use by employees and employers of peaceful methods of putting economic pressure upon one another compels the conclusion that the judgment of the Wisconsin Supreme Court must be reversed. It is not contended, and on the record could not be contended, that the Union policy against overtime work was enforced by violence or threats of intimidation or injury to property. Workers simply left the plant at the end of their workshift and refused to volunteer for or accept overtime or Saturdаy work. In sustaining the order of the Wisconsin Commission, the Wisconsin Supreme Court relied on Briggs-Stratton as dispositive against the Union’s claim of pre-emption,
Since Briggs-Stratton is today overruled, and as we hold further that the Union’s refusal to work overtime is peaceful conduct constituting activity which must be free of regulation by the States if the congressional intent in enacting the comprehensive federal law of labor relations is not to be frustrated, the judgment of the Wisconsin Supreme Court is
Reversed.
Notes
Wisconsin Stat. § 111.06 (2) (1974) provides:
“It shall be an unfair labor practice for an employe individually or in concert with others:
“(h) To take unauthorized possession of property of the employer or to engage in any concerted effort to interfere with production except by leaving the premises in an orderly manner for the purpose of going on strike.”
Thus Automobile Workers v. Russell,
Thus Machinists v. Gonzales,
See Cox, Labor Law Preemption Revisited, 85 Harv. L. Rеv. 1337, 1352 (1972):
"An appreciation of the true character of the national labor policy-expressed in the NLRA and the LMRA indicates that in providing a legal framework for union organization, collective bargaining, and the conduct of labor disputes, Congress struck a balance of protection, prohibition, and laissez-faire in respect to union organization, collective bargaining, and labor disputes that would be upset if a state could also enforce statutes or rules of decision resting upon its views concerning accommodation of the same interests.”
Cf. Lesnick, Preemption Reconsidered: The Apparent Reaffirmation of Garmon, 72 Col. L. Rev. 469, 478, 480 (1972):
“[T]he failure of Congress to prohibit certain conduct warrant [s a] negative inference that it was deemed proper, indeed desirable— at least, desirable to be left for the free play of contending economic forces. Thus, the state is not merеly filling a gap when it outlaws what federal law fails to outlaw; it is denying one party to an economic contest a weapon that Congress meant him to have available.
“The premise is . . . that Congress judged whether the conduct was illicit or legitimate, and that ‘legitimate' connotes, not simply that federal law is neutral, but that the conduct is to be assimilated to the large residual area in which a regime of free collective bargaining — ‘economic warfare,’ if you prefer — is thought to be the course of regulatory wisdom.”
It is true, of course, that the seeds of the Garmon “primary jurisdiction of the NLRB” approach to labor law pre-emption are also contained within the Garner opinion. See, in addition to the textual quotation, Gamer,
Although Mr. Justice Harlan took issue with the statement in Garmon that States may “be powerless to act when the underlying activities are clearly ‘neither protected nor prohibited’ by the federal Act,”
“In the context of labor relations law, this word is fraught with ambiguity, ‘Protected conduct’ may, for example,, refer to employee conduct which the States may not prohibit, ... or to conduct against which the employer may not retaliate.” Railroad Trainmen v. Jacksonville Terminal Co.,
It has been suggested that rather than “protected,” ‘[p]ermitted activities’ would be better shorthand for this category of employee conduct because it may be — indeed is — protected against state, but not employer interference.” Cox, supra, n. 4, at 1346 (footnote omitted).
“[T]he Taft-Hartley Act was, to a marked degree, the result of conflict and compromise between strong contending forces and deeply held views on the . . . appropriate balance to be struck between the uncontrolled power of management аnd labor to further their respective interests.” Carpenters Union v. NLRB, 357 U.‘ S. 93, 99-100 (1958).
See also NLRB v. Truck Drivers Union,
“Although the Act protects the right of the employees to strike in support of their demands, this protection is not so absolute as to deny self-help by employers when legitimate interests of employees and employers collide.”
“Although Kearney and. Trecker could have suspended, discharged, or even locked out its employees, such steps would have only increased its already enormous production problems [and] exacerbated the already substantial strain on the bargaining process .. . .” Brief for Respondent Kearney & Trecker Corp. 24 n. 36.
“Question: . . . [I]f you make the union fish or cut bait in the two extreme alternatives, . . . they may find they have to strike instead of engaging in some lesser activity like this. Doesn’t the argument — the same argument can be made on the other side of the coin, it seems to me.
“Mr. Mallatt: Well, the union has two choices: It can accept the cоmpany’s last proposal or it can strike, or it can continue to negotiate with the company and not make unilateral changes in the plant. You see, the employer can’t do that, why should the union be able to do it? The employer can’t pressure his employees if they are working after a contract has expired. He may lock them out.
“Question: Couldn’t you unilaterally adopt a new overtime program?
“Mr, Mallatt: We never put it in.
“Question: But you tried to?
“Mr. Mallatt: That was a little pressure, but it didn’t work.
“Question: I see.” Tr. of Oral Arg. 35.
See also id., at 25-26, 30-31, 33.
Cf. Cox, sufra, n. 4, at 1347:
“[In Briggs-Stratton,'] the Court was beguiled by the fallacy of supposing that a Congress which allowed an employer to discharge his employees for engaging in a series of 'quickie’ strikes surely would not preclude the employer’s pursuing what the Court regarded as the relatively mild sanction of legal redress through state courts. In fact, most employers facing a union with the strength and discipline to call a series of ‘quickie’ strikes would lack the economic power to discharge union members, leaving legal redress the more efficient sanction.”
“It must be realized that collective bargaining, under a system where the Government does not attempt to control the results of negotiations, cannot be equated with an academic collective search for truth — or even with what might be thought to be the ideal of one. The parties — even granting the modification of views that may come from a realization of economic interdependence — still proceed from contrary and to an extent antagonistic viewpoints and concepts of self-interest. The system has not reached the ideal of the philosophic notion that perfect understanding among people would lead to perfect agreement among them on values. The presence of economic weapons in reserve, and their actual exercise on occаsion by the parties, is part and parcel of the system that the Wagner and Taft-Hartley Acts have recognized. . . . [T]he truth of the matter is that at the present statutory stage of our national labor relations policy, the two factors — -necessity for good-faith bargaining between parties, and the availability of economic pressure devices to each to make the other party incline to agree on one’s terms — exist side by side. . . . Doubtless one factor influences the other; there may be less need to apply economic pressure if the areas of controversy have been defined through discussion; and at the same time, negotiation positions are apt to be weak or strong in accordance with the degree of economic power the parties possess.” Insurance Agents,
In this case we need not and do not disturb the holding of Briggs-Stratton, later remarked in Insurance Agents,
To the extent, however, that the holding in Briggs-Stratton, was premised on the Court’s concern in that case with “evidence of considerаble injury to property and intimidation of other employees by threats,”
The assumption, arguendo, in Insurance Agents that the union activities involved were “unprotected” by § 7 reflected the fact that those activities included some bearing at least a resemblance to the “sit-down” strike held unprotected in NLRB v. Fansteel Metallurgical Corp.,
It may be that case-by-case adjudication by the federal Board will ultimately result in the conclusion that some partial strike activities such as the concerted ban on overtime in the instant case, when unaccompanied by other aspects of conduct such as those present in Insurance Agents or those in Briggs-Stratton (overtones of threats and violence,
“From [the decision in Insurance Agents'] it would seem, to- follow a fortiori that state courts and agencies may not interject their standards of 'unjustifiable' or 'abusive' economic weapons into the context of a collective bargaining dispute.” Michelman, State
Concurrence Opinion
with whom The Chief Justice joins, concurring.
The Court correctly identifies the critical inquiry with respect to pre-emption as whether “the exercise of plenary state authority to curtail or entirely prohibit self-help would frustrate effective implementation of the Act’s processes.” Railroad Trainmen v. Jacksonville Terminal Co.,
This is equally true whether the self-help activities
With this understanding, I join the opinion of the Court.
State laws should not be regarded as neutral if they reflect an accommodation of the special interests of employers, unions, or the public in areas such as employee self-organization, labor disputes, or collective bargaining.
Dissenting Opinion
with whom Mr. Justice Stewart and Mr. Justice Rehnquist join, dissenting.
If the partial strike activity in this case were protected, or even arguably protected, by § 7 of the National Labor Relations Act, the Court’s conclusion would be supported by San Diego Unions v. Garmon,
If Congress had focused on the problems presented by partial strike activity, and had enacted special legislation dealing with this subject matter, but left the form of the activity disclosed by this record unregulated, the Court's conclusion would be supported by Teamsters Union v. Morton,
If adherence to the rule of Briggs-Stratton would per
Stability and predictability in the law are enhanced when the Court resists the temptation to overrule its prior decisions.
I recognize that there is some ambiguity in the Court’s discussion, ante, at 152-153, which first impliеs that the employer may take any appropriate disciplinary action, including discharge, since the union activity is unprotected by § 7, and then immediately casts doubt on this assurance to the employer by indicating that some economic weapons may be used in reprisal even if the activity is protected. The ambiguity of the Court’s rationale is inconsistent with its assumption that the employer is wholly free to use economic self-help without fear of committing an unfair labor practice. In all events, while I recognize that I may be misreading the Court’s opinion, I assume that its holding rests on the predicate that the concerted refusal to work overtime in this case, like the partial strike activity in Briggs-Stratton, is unprotected by § 7.
A scholar who has criticized Briggs-Stratton has observed: “The omission of a federal prohibition against 'quickie’ strikes certainly could not have implied a desire that unions be free to embrace the tactic without restraint; congressional silence almost surely is attributable to the happy circumstance that no prohibition is urgently required because American labor unions have almost unanimously
The Union argues that Congress focused upon partial strike activity during passage of the Taft-Hartley Act, 61 Stat. 136, relying upon a provision passed by the House, but rejected in the Conference Committee, that declared unlawful “any sit-down strike or other concerted interference with an employer’s operations conducted by remaining on the employer’s premises.” H. R. 3020, 80th Cong., 1st Sess., § 12 (a)(3)(A) (1947). See H. R. Rep. No. 245, 80th Cong., 1st Sess., 27-28, 43-44 (1947); H. R. Conf. Rep. No. 510, 80th Cong., 1st Sess., 38-39, 42-43, 58-59 (1947). The concerted refusal to work overtime in this ease does not involve “concerted interference with an employer’s operations conducted by remaining on the employer’s premises.”
In NLRB v. Insurance Agents,
The Court’s quotation, Ibid., from Hanna Mining Co. v. Marine Engineers,
See n. 2, supra.
I cannot agree with the Court’s conclusion that the holding in Briggs-Stratton, overruled today, numbers among those that have been eroded rather than preserved. See ante, at 151-154, and n. 12. The decision in Insurance Agents, supra, is readily distinguishable. See n. 3, supra. It is true that Briggs-Stratton has been limited to its facts insofar as it sanctions judicial determination whether conduct arguably protected by § 7 or prohibited by § 8 is actually protected or prohibited. Motor Coach Employees v. Lockridge,
