JOHN VITALE v. COMMISSIONER OF CORRECTION
(AC 39556)
Appellate Court of Connecticut
December 26, 2017
Alvord, Mullins and Beach, Js.
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Syllabus
The petitioner, who had been convicted, on a plea of nolo contendere, of sexual assault in the fourth degree, sought a writ of habeas corpus, claiming that his conviction was illegal because he had been made to plead guilty and was sentenced without having his attorney present. Although the petitioner was discharged from his conviction in 1979, he claimed that the collateral consequences of that conviction adversely affected his parole and his treatment by the Department of Correction as a sex offender. He further asserted that, on the basis of collateral consequences, the habeas court could hear his claim and vacate his conviction because it was obtained in violation of the right to counsel under Gideon v. Wainwright, 372 U.S. 335 (1963), even though he was not still serving the sentence. The habeas court rendered judgment sua sponte dismissing the petition for a writ of habeas corpus, concluding that it lacked jurisdiction over the claims in the petition concerning the decisions of the parole board and the classifications of the petitioner by the Department of Correction. Thereafter, the court denied the petition for certification to appeal, and the petitioner appealed to this court, claiming, inter alia, that the habeas court improperly concluded that it lacked subject matter jurisdiction over his habeas petition. Held:
- The habeas court did not abuse its discretion in denying the petition for certification to appeal: that court properly determined that it lacked subject matter jurisdiction to the extent that the petition for a writ of habeas corpus sought to challenge the expired sexual assault conviction, as the petitioner submitted no authority to support his claim that the expired sexual assault conviction could be vacated, United States Supreme Court precedent that has addressed the use of convictions obtained in the absence of counsel did not permit the petitioner to attack the expired conviction in the absence of a sentence enhancement, and other federal courts have recognized that procedural defenses apply to Gideon claims, thus refuting the petitioner‘s assertion that a Gideon claim may be raised without limitation.
- The habeas court did not abuse its discretion in denying the petition for certification to appeal as to the petitioner‘s challenge to the conditions of his parole and his classification as a sex offender by the Department of Correction; parole eligibility status does not constitute a cognizable liberty interest sufficient to invoke habeas jurisdiction, and because the petitioner failed to plead that the stigmatizing classification of him as a sex offender was false and that he was compelled to participate in sex offender treatment, he failed to allege sufficient facts to assert a cognizable liberty interest that would afford the habeas court jurisdiction over his claim.
- The petitioner could not prevail on his claim that the violation of his right to counsel under
article first, § 8, of the state constitution was sufficient to establish jurisdiction in the habeas court to adjudicate his claims; the petitioner‘s briefing failed to address the central issue presented in his appeal and the authorities he cited did not support his claim under the state constitution.
Argued September 26—officially released December 26, 2017
Procedural History
Amended petition for a writ of habeas corpus, brought to the Superior Court in the judicial district of Tolland, where the court, Oliver, J., dismissed the petition and rendered judgment thereon; thereafter, the court denied the petition for certification to appeal, and the petitioner appealed to this court. Appeal dismissed.
Steven R. Strom, assistant attorney general, and James A. Killen, senior assistant state‘s attorney, with whom, on the brief, were George Jepsen, attorney general, and David S. Shepack, state‘s attorney, for the appellee (respondent).
Opinion
ALVORD, J. The petitioner, John Vitale, appeals following the denial of his petition for certification to appeal from the judgment of the habeas court dismissing his petition for a writ of habeas corpus. On appeal, the petitioner claims that the habeas court improperly concluded that it lacked subject matter jurisdiction over his petition. We conclude that the habeas court properly determined that it lacked subject matter jurisdiction over the petition and, therefore, that it did not abuse its discretion by denying the petitioner‘s petition for certification to appeal. Accordingly, we dismiss the appeal.
The following procedural history is relevant to this appeal. On July 5, 2016, the petitioner, representing himself, filed a petition for a writ of habeas corpus. In his petition, he noted, under “Sentence(s),” “1 year concurrent;
The petitioner claimed in his petition that his conviction was illegal because he “was made to plead guilty and was sentenced without my lawyer of record (R. Chase) being there with me.” The petitioner claimed that his incarceration or sentence was illegal because “collateral consequence of unlawful conviction for SA 4th adversely affects my classification and parole; and parole release, (my treatment while in D.O.C. and on parole).” The petitioner represented that he had tried to raise the claim in a previous petition, but it was declined on December 22, 2015. He further stated that the court, Oliver, J., had granted his request for counsel to assist in the appeal of the dismissal of the previous petition, but the appeal was never filed. Although the previous petition is not part of the record, the petitioner‘s appendix includes the trial court‘s dismissal, which stated that “[t]he habeas corpus petition is declined and is being returned because the court lacks jurisdiction per
In the petition that is the subject of this appeal, the petitioner claimed that he was asking the court to permit him to withdraw his guilty plea on the sexual assault charge. In a handwritten attachment, the petitioner elaborated on his claims. He alleged that his 1980 conviction for sexual assault in the fourth degree was “obtained by (no contest) guilty plea and sentence imposed without counsel present.” He claimed, based primarily on United States Supreme Court precedent, that “[a] conviction obtained in violation of the right to counsel under Gideon [v. Wainwright, 372 U.S. 335, 83 S. Ct. 792, 9 L. Ed. 2d 799 (1963)] has special status such that the claim may be heard and the conviction vacated based on collateral consequences, even though the habeas petitioner is not still serving the sentence.”
The petition asserted the following facts. On September 19, 1980, the petitioner was “held in lieu of bond at the Litchfield jail, scheduled to appear in court for sentencing on his felony murder convictions . . . and for disposition of the case charging him with a nonrelated sexual assault; while in [the] custody of the Commissioner of Correction.” The petitioner had retained Attorney Robert Chase to represent him for the sexual assault case and Attorney Warren Luedecker to represent him for the felony murder case. The petitioner had obtained a marriage license and Attorney Luedecker represented to the deputies at the Litchfield jail that the court, Pickett, J., had granted permission for the petitioner to be wed at a neighboring office of a justice of the peace. When the deputies and the petitioner arrived late to court, Judge Pickett “responded to the deception by Attorney Luedecker played on the deputies and the lateness . . . by addressing [the] petitioner and his lawyer concerning the situation. The court directed counsel into a separate room where they were directed to remain for some period of time.” The court “put the petitioner to plea, accepted a nolo contendere plea to sexual assault in the fourth degree and imposed a one year sentence (time had already been served), all done without Attorney Chase or other counsel available . . . .” The petitioner‘s counsel was present for the sentencing on the felony murder case.
The petitioner alleged that although he “has had his parole violated for technical violations, all nonviolent, since he was first released to parole in 1985, at no time until 2011 did the conviction of fourth degree sexual assault (unwanted touching) have any bearing on his dealings with the parole board or his various parole officers.” The petitioner claimed that he had been on parole for fifteen years without the sexual assault conviction having any bearing on his parole. The petitioner alleged: “As of August 4, 2015, [the] petitioner is incarcerated [on a] violation of parole, which consists of using a cell phone in violation of the conditions imposed under the special monitoring unit for sex offenders. [The] petitioner has been advised that his 1980 unwanted touching conviction, obtained in violation of Gideon, will have [the] petitioner
By order dated July 26, 2016, the habeas court, Oliver, J., sua sponte dismissed the petition for habeas corpus, stating that “[t]he habeas corpus petition is dismissed and is being returned pursuant to
Our Supreme Court has stated: “We begin by setting forth the applicable standard of review and procedural hurdles that the petitioner must surmount to obtain appellate review of the merits of a habeas court‘s denial of the habeas petition following denial of certification to appeal. In Simms v. Warden, 229 Conn. 178, 187, 640 A.2d 601 (1994), we concluded that [
We next address the relevant principles regarding construction of the habeas petition. “Because this appeal arises from the habeas court‘s ruling dismissing the petition on the basis that the court lacked jurisdiction, we take the facts
“[B]ecause [a] determination regarding a trial court‘s subject matter jurisdiction is a question of law, our review is plenary.” (Internal quotation marks omitted.) Foote v. Commissioner of Correction, 170 Conn. App. 747, 751, 155 A.3d 823, cert. denied, 325 Conn. 902, 155 A.3d 1271 (2017). Accordingly, we will “conduct a plenary review оf the petitioner‘s petition to determine whether the habeas court properly concluded that it lacked subject matter jurisdiction to consider the petition.” Byrd v. Commissioner of Correction, 177 Conn. App. 71, 79, 167 A.3d 1066 (2017).
I
Before addressing the substance of the petitioner‘s claims, we review the relevant authority upon which the petitioner relies. Pursuant to
allegedly unlawful custody.” (Internal quotation marks omitted.) Ajadi v. Commissioner of Correction, supra, 280 Conn. 537; see also Lebron v. Commissioner of Correction, 274 Conn. 507, 525, 876 A.2d 1178 (2005) (“Habeas corpus provides a special and extraordinary legal remedy
“[I]n order to satisfy the custody requirement of
“It is well established that, in determining the scope of the writ of habeas corpus under state law, we look to the scope of the writ under federal law.” Lebron v. Commissioner of Correction, supra, 274 Conn. 529 n.17 (concluding that “the legislature did not intend to make the state writ of habeas corpus broader than its federal counterpart“). Like
In Maleng, the petitioner had been convicted in 1958 of robbery in state court and sentenced to twenty yeаrs of imprisonment. Maleng v. Cook, supra, 490 U.S. 489. While he was on parole in 1976 from that sentence, he was convicted of new state offenses and was sentenced in 1978 to two life terms of imprisonment and a ten year term of imprisonment. Id. Pursuant to Washington state law, the 1958 conviction increased by several years the mandatory minimum term of imprisonment that the petitioner was required to serve on his 1978 sentences. Id. Also in 1976, the petitioner was convicted in federal court of bank robbery and conspiracy and was sentenced to thirty years imprisonment. Id. In 1985, the petitioner, incarcerated in federal prison, filed a pro se petition for a writ of habeas corpus. Id. In his petition, he “listed the 1958 Washington conviction as the conviction under attack” on the ground that the state court had failed to conduct a competency hearing. (Internal quotation marks omitted.) Id., 490. The petitioner also alleged that the 1958 conviction “had been used illegally to enhance his 1978 state sentences, which he had not yet begun to serve.” Id. The issue before the United States Supreme Court was whether the petitioner was “in custody” within the meaning of
The court determined that the collateral consequences suffered by the petitioner, specifically, the enhancement of his 1978 state sentences, were insufficiеnt to render him “in custody” on his expired 1958 conviction. Id., 492. The court stated: “While we have very liberally construed the ‘in custody’ requirement for purposes of federal habeas, we have never extended it to the situation where a habeas petitioner suffers no present restraint from a conviction. Since almost all [s]tates have habitual offender statutes . . . a contrary ruling would mean that a petitioner whose sentence has completely expired could nonetheless challenge the conviction for which it was imposed at any time on federal habeas. This would read the ‘in custody’ requirement out of the statute . . . .” Id. The court concluded that “once the sentence imposed for a conviction has completely expired, the collateral consequences of that conviction are not themselves sufficient to render an individual ‘in custody’ for the purposes of a habeas attack upon it.” Id.
The court did conclude, however, that the petitioner was “in custody” on his 1978
The United States Supreme Court has also addressed the issue of a conviction obtained without representation by counsel (uncounseled conviction) that is used either “to support guilt or enhance punishment” for another offense. Burgett v. Texas, 389 U.S. 109, 115, 88 S. Ct. 258, 19 L. Ed. 2d 319 (1967). Under Gideon v. Wainwright, supra, 372 U.S. 345, the sixth amendment right to counsel was made applicable to state prosecutions through the due process clause of the fourteenth amendment. The court subsequently has afforded special status to Gideon claims in the context of a sentence enhancement that was based on a prior conviction obtained where there was a failure to appoint counsel in violation of the sixth amendment. Specifically, the court has recognized that “[t]o permit a conviction obtained in violation of Gideon v. Wainwright to be used against a person either to support guilt or enhance punishment for another offense . . . is to erode the principle of that case.” Burgett v. Texas, supra, 115.
In Burgett, the defendant was charged under a Texas recidivist statute with having been convicted of four previous felonies. Id., 111. Evidence of the prior convictions, including a certified record of a conviction from Tennessee, was presented before the jury. Id., 111–12. The defendant objected on the ground that the conviction was void under state law because he had not been represented by counsel in violation of the fourteenth amendment. Id., 112. The court in Burgett concluded that the prior conviction, obtained in violation of Gideon, which was introduced as evidence in a subsequent prosecution, was inherently prejudicial. Id., 115. Although the state court had given an instruction to the jury to disregard the prior conviction, the error was not harmless beyond a reasonable doubt, and it required reversal of the judgment. Id.
Following Burgett, the Supreme Court in United States v. Tucker, 404 U.S. 443, 447, 92 S. Ct. 589, 30 L. Ed. 2d 592 (1972), affirmed the decision of the Unites States Court of Appeals for the Ninth Circuit remanding the case to the District Court for reconsideration of the defendant‘s sentence for bank robbery, where the record revealed that the sentencing judge had given specific consideration to prior convictions that had been obtained in violation of Gideon. The defendant collaterally attacked the prior convictions in California state court, arguing that they were obtained in violation of the right to counsel. Id., 445. The California state court noted the “propriety of our present examination of constitutionally challenged out-of-state priors as they relate to California adjudication of habitual criminality.” (Emphasis added.) In re Tucker, 64 Cal. 2d 15, 16-17, 409 P.2d 921, 48 Cal. Rptr. 697 (1966). The petitioner thereafter initiated an action pursuant to
The United States Supreme Court also has addressed the use of unconstitutional convictions obtained in vio-lation of the right to counsel as used to enhance a sentence under the Armed Career Criminal Act of 1984,
In Daniels v. United States, supra, 532 U.S. 377, the petitioner filed a motion to vacate, set aside, or correct his sentence under
proceeding was subject to only one exception: “If an enhanced federal sentence will be based in part on a prior conviction obtained in violation of the right to counsel, the defendant may challenge the validity of his prior conviction during his federal sentencing proceedings.” Id. The court in Daniels clarified, however, that “[a] defendant may challenge a prior conviction as the product of a Gideon violation in a
Last, in Lackawanna County District Attorney v. Coss, 532 U.S. 394, 399, 401-402, 121 S. Ct. 1567, 149 L. Ed. 2d 608 (2001), the court construed a petition for habeas corpus as a challenge to the petitioner‘s current sentence, as enhanced by an allegedly invalid prior conviction, which the petitioner claimed was invalid because he did not receive effective assistance of counsel. Specifically, the petitioner alleged that the sentencing judge considered the unconstitutional convictions in calculating his sentence. Id., 400. The court held that “once a state conviction is no longer open to direct or collateral attack in its own right because the defendant failed to pursue those remedies while they were available (or because the defendant did so unsuccessfully), the conviction may be regarded as conclusively valid. . . . If that conviction is later used to enhance a criminal sentence, the defendant generally may not challenge the enhanced sentence through a petition under [
Federal courts applying Custis, Daniels, and Lackawanna, have affirmed the dismissal of habeas petitions where the petitioner has not followed the proper procedures in presenting a claim that an enhanced federal sentence was based on a prior conviction obtained in violation of the right to counsel. See Brennan v. United States, 646 Fed. Appx. 622, 623 (10th Cir. 2016) (dismissing petition for habeas corpus filed pursuant to
where petitioner‘s argument “could have been tested during his federal sentencing and then under
We now address the claims asserted in the present appeal. The petitioner argues that the allegations in his petition “establish that he was completely deprived of his counsel in the conviction and sentence for sexual assault, and that this uncounseled conviction is enhancing the punishment for another offense.” He further claims that “[u]nder federal constitutionаl law” his allegations establish “custody, and therefore, jurisdiction, in the habeas court.” The respondent, the Commissioner of Correction, does not dispute that “the petitioner might be permitted to challenge, by way of habeas corpus, the legality of the sentence for which he currently remains in custody on the ground that it has been adversely affected by an expired conviction obtained in violation of Gideon . . . .”9
The parties disagree, however, as to whether the habeas court has jurisdiction over the petitioner‘s claim that, regardless of any impact on a subsequent conviction, he may directly attack the expired conviction itself. The petitioner claims that his petition seeks withdrawal of his guilty plea as to his expired conviction for sexual assault. His application for a waiver of fees, costs and expenses states that his “[c]onviction must be vacated even if [there are] no direct or collateral consequences,” and his petition for certification to appeal maintains that he states a claim “even though [his] sentence expired.” The habeas court‘s ruling dismissing the petition did not expressly address this claim. However, because the petitioner raised it in his petition
On appeal, the petitioner contends that the habeas court had subject matter jurisdiction over his petition directly seeking vacation of the expired sexual assault conviction. The United States Supreme Court precedent addressing the use of an uncounseled conviction in later prosecutions, either as evidence of guilt or as a sentence enhancement, does not support the petitioner‘s claim that he may attack the expired conviction in the absence of an enhancement. Moreover, circuit courts applying such precedent have recognized that procedural defenses apply to Gideon claims, necessarily refuting the proposition that a Gideon claim may be raised without limitation.10 Last, we do not
II
The petitioner claims on appeal that his petition “did not seek to alter or modify his parole. Rather, the relief requested was the vacation of the 1980 conviction (which is enhancing the conditions of parole).” We have concluded in part I of this opinion that the habeas court lacked jurisdiction over the petition to the extent that it sought to challenge directly the expired conviction. Thus, all that remained of the petition was a challenge to the conditions of parole imposed on the petitioner.12 We conclude that the habeas court did not abuse its discretion in denying the
We first note that the petition for certification to appeal did not address the specific grounds upon which the habeas court sua sponte dismissed the petition. “This court has determined that a petitioner cannot demonstrate that the habeas court abused its discretion in denying a petition for certification to appeal if the issue that the petitioner later raises on appeal was never presented to, or decided by, the habeas court.” (Internal quotation marks omitted.) Haughey v. Commissioner of Correction, 173 Conn. App. 559, 572, 164 A.3d 849, cert. denied, 327 Conn. 906, 170 A.3d 1 (2017); see also Melendez v. Commissioner of Correction, 141 Conn. App. 836, 841, 62 A.3d 629 (“[t]he court could not abuse its discretion in denying the petition for certification about matters that the petitioner never raised“), cert. denied, 310 Conn. 921, 77 A.3d 143 (2013).13
However, given that the habeas court‘s decision implicates subject matter jurisdiction, we address the jurisdictional issue raised by the respondent and responded to by the petitioner. See Ajadi v. Commissioner of Correction, supra, 280 Conn. 532 (although habeas court committed plain error in failing to disqualify itself, our Supreme Court had jurisdiction, and an independent obligation to determine whether the habeas court lacked subject matter jurisdiction). The respondеnt argues that the “habeas court correctly concluded that both the classification decisions and the parole decisions regarding this petitioner are entirely discretionary and therefore invoke neither a liberty interest, nor any other constitutionally cognizable interest within the jurisdiction of the habeas court.” The petitioner argues that “[t]o the degree that the petition indicates that he is being classified and treated as a sex offender, petitioner has alleged a cognizable liberty interest, sufficient to withstand a sua sponte motion to dismiss at such an early state of the proceedings.”
“[I]n order to invoke successfully the jurisdiction of the habeas court, a petitioner must allege an interest sufficient to give rise to habeas relief. . . . In order to invoke the trial court‘s subject matter jurisdiction in a habeas action, a petitioner must allege that he is illegally confined or has been deprived of his liberty. . . . In order . . . to qualify as a constitutionally protected liberty . . . the interest must be one that is assured either by statute, judicial decree, or regulation.” (Citation omitted; emphasis in original; internal quotation marks omitted.) Byrd v. Commissioner of Correction, supra, 177 Conn. App. 82.
Our appellate courts have recognized, and the petitioner concedes, that parole eligibility status does not constitute a cognizable liberty interest sufficient to invoke habeas jurisdiction. Id.; see also Baker v. Commissioner of Correction, 281 Conn. 241, 261–62, 914 A.2d 1034 (2007). The petitioner maintains, citing Anthony A. v. Commissioner of Correction, 159 Conn. App. 226, 231, 122 A.3d 730 (2015), aff‘d, 326 Conn. 668, 166 A.3d 614 (2017), that “classification as a sex offender, however, can create a cognizable liberty interest.” (Emphasis omitted.)
Our resolution of the petitioner‘s claim depends on an application of the stigma plus test recently adopted by our appellate courts in Anthony A. v. Commissioner of Correction, 326 Conn. 668, 166 A.3d 614 (2017).14 The petitioner in Anthony A. claimed that he was incorrectly
classified as a sex offender and that he had suffered negative consequences as a result of the incorrect classification. Id., 672. The petitioner had been convicted of unlawful restraint in the first degree, failure to appear, and violation of probation. Id., 671. His wife initially had told police that the petitioner sexually assaulted her, a statement which she later recanted. Id. Thus, the state entered a nolle prosequi on the charge of sexual assault in a spousal relationship. Id. The petitioner alleged that he was classified as a sex offender upon his incarceration, and the trial court assumed for purposes of its ruling that the petitioner had “been classified as a sex offender when he was not really a sex offender.” Id., 671 n.2. “As a consequence of the erroneous classification, the petitioner was offered a choice. He could participate in ‘sex treatment’ that was recommended by his offender accountability plan or risk forfeiture of supervised community release, parole and the opportunity to earn risk reduction earned credit (good time credits).” Id., 672. Under these facts, our Supreme Court concluded that the petitioner sufficiently had alleged a protected liberty interest sufficient to invoke the jurisdiction of the habeas court. Id., 686.
In so concluding, the court analyzed the petitioner‘s claim pursuant to the “stigma plus” test applied by the federal courts. Id., 680. This inquiry involved a focus on “whether the allegations of the petition demonstrate that the classification was wrongful and stigmatized the petitioner, and that the consequences suffered by the petitioner were ‘qualitatively different’ from the punishments usually suffered by prisoners, so that they constituted a major change in the conditions of confinement amounting to a grievous loss.” Id., 680–81. Our Supreme Court agreed with the federal courts that the “stigma” part of the test was satisfied by the “uniquely stigmatizing” classification as a sex offender, citing as an example the proliferation of Megan‘s Laws, whereby sex offenders are required to register with law enforcement officials. Id., 681.
Our Supreme Court also made clear that there exists a jurisdictional threshold requirement that the petitioner “must allege the falsehood of the stigmatizing label or classification.” Id., 680. The court explained: “As far as the petitioner‘s
Even if this court were to conclude that the stigma factor had been satisfied, the petitioner has failed to establish the “plus” factor. The court in Anthony A. noted thаt federal courts have found allegations of compelled participation in sex offender treatment sufficient to satisfy the “plus” factor, whereas labeling of an inmate as a sex offender and providing the inmate with recommendations for treatment, absent negative consequences for a failure to participate, is insufficient. Anthony A. v. Commissioner of Correction, supra, 326 Conn. 683-84. Here, the petitioner‘s sole factual allegation in support of his classification claim is that he was “incarcerated o[n a] violation of parole which consists of using a cell phone in violation of the conditions imposed under the special monitoring unit for sex offenders.”15 He also provides the conclusory allegation that he had “been advised that his 1980 unwanted touching conviction . . . will have petitioner treat[ed] the same as if it was sexual assault in the 1st degree.” Although the petitioner‘s allegations imply that he was subject to a condition of parole imposed and/or monitored by a special sex offender unit, he makes no allegations that he was compelled to participate in any sex offender treatment, let alone that parole eligibility was conditioned upon participation in such treatment. Cf. Neal v. Shimoda, 131 F.3d 818, 830 (9th Cir. 1997) (finding liberty interest implicated based on “the stigmatizing consequences of the attachment of the ‘sex offender’ label coupled with the subjection of the targeted inmate to a mandatory treatment program whose successful completion is a precondition for parole eligibility“).
Because the petitioner has satisfied neither factor of the stigma plus test, we conclude that he has failed to allege sufficient facts to assert a cognizable liberty interest that affords jurisdiction to the habeas court over his claim. Accordingly, the habeas court did not abuse its discretion in denying the petitioner‘s petition for certification
III
Last, we address the petitioner‘s claim under
The petitioner presents his argument pursuant to the multifactor approach our Supreme Court first adopted in State v. Geisler, 222 Conn. 672, 685, 610 A.2d 1225 (1992). The factors to be considered are “(1) the text of the relevant constitutional provisions; (2) related Connecticut precedents; (3) persuasive federal precedents; (4) persuasive precedents of other state courts; (5) historical insights into the intent of [the] constitutional [framers]; and (6) contemporary understandings of applicable economic and sociological norms [otherwise described as public policies].” (Internal quotation marks omitted.) State v. Skok, 318 Conn. 699, 708, 122 A.3d 608 (2015).
The petitioner‘s analysis with respect to the Geisler factors does not address the central issue presented by this case. With respect to the first factor, the petitioner claims that the language of
With respect to the second factor, the petitioner claims that “Connecticut state and federal decisions pre-Custis held that uncounseled felony convictions may not be used as a basis for habitual offender status.” See Wilson v. Warden, 26 Conn. Supp. 464, 466, 227 A.2d 265 (1967) (where prior, uncounseled conviction was used in later conviction as a habitual offender, the court concluded that the Massachusetts conviction obtained without the assistance of counsel “cannot stand” and ordered that petitioner be resentenced as a second offender rather than a third offender); United States ex rel. Brown v. Reincke, 266 F. Supp. 83, 86 (D. Conn. 1966) (ordering resentencing of petitioner, where uncounseled prior Maine conviction had been improperly used by state of Connecticut in determining the sentence of the petitioner as a habitual offender). As the petitioner concedes, however, both cases involved Connecticut‘s habitual offender statute, not claims of adverse parole conditions. Moreover, the рetitioner cites to State v. Sostre, 48 Conn. Supp. 279, 296, 842 A.2d 633 (2002), in which the Superior Court considered a challenge to the use of a prior felony conviction as an aggravant under the death penalty statutes. Sostre is distinguishable not only because it arose in the unique context of a death penalty proceeding, but also because the court prefaced its analysis of the claim of ineffective assistance of counsel by noting that “it is not entirely clear to the court that this issue is properly raised in the present proceeding . . . .” Id. Accordingly, we conclude that the authorities cited do not support the petitioner‘s claims.
The analysis presented under factors four through six likewise is not helpful to the petitioner‘s claims in this appeal. Rather than direct this court to decisions of sister states having provisions similar to
We conclude that the habeas court did not abuse its discretion by denying certification to appeal. The jurisdictional issues the petitioner raises are not debatable among jurists of reason, nor has the petitioner shown that a court could resolve the issues in a different manner, and the questions are inadequate to deserve encouragement to proceed further.
The appeal is dismissed.
In this opinion the other judges concurred.
ALVORD, J.
Notes
In the other two cases cited by the petitioner, State v. Peters, 244 Wis. 2d 470, 473, 628 N.W.2d 797 (2001), and Brockway v. State, 37 P.3d 427, 430 (Alaska App. 2001), both direct appeals, the defendants claimed that a prior, unconstitutional conviction was used in a prosecution for repeat offenders. In Peters, at issue was a fifth operating after revocation of license proceeding (OAR). State v. Peters, supra, 244 Wis. 2d 473. The defendant had “moved to invalidate his second OAR conviction in an effort to prevent its use for penalty enhancement purрoses in the fifth offense prosecution.” Id. The court concluded that “because this prosecution for fifth offense OAR is predicated in part on a prior OAR conviction that was obtained when [the defendant] was not represented by counsel, we conclude that it falls within the right-to-counsel exception to the general rule against collateral attacks on prior convictions used to enhance subsequent penalties.” (Emphasis added.) Id., 480. Accordingly, the defendant could collaterally attack the prior conviction in the context of the enhanced sentence proceeding.
In Brockway, the court concluded that the defendant, who had not claimed a total deprivation of counsel, could not collaterally attack his expired conviction during his sentencing as a second felony offender. Brockway v. State, supra, 37 P.3d 430. The court noted an exception to this rule—a defendant may attack a prior conviction if the defendant was completely denied the right to counsel, because a deprivation of the right to counsel is equivalent to a lack of jurisdiction. Id.
To the extent Peters and Brockway stand for the proposition that a defendant may, in the context of an enhanced sentence proceeding, challenge the validity of a prior uncounseled conviсtion, these cases have no application to the present appeal, which does not arise from a defendant‘s objection to the use of an uncounseled conviction in an enhanced sentence proceeding.
In a subsequent decision, the Fifth Circuit clarified the defendant‘s position, which was that the “effect of this forfeiture . . . is that nineteen months of parole have now been ‘tacked on’ to the end of the present sentence he is serving, thereby ‘making the time [he must] serve 19 months longer than it would otherwise be‘” without the unconstitutional conviction. Antonelli v. Lappin, 338 Fed. Appx. 379, 381 (5th Cir. 2009). The Fifth Circuit stated that the District Court had jurisdiction because the petitioner had challenged the unconstitutional conviction “in the context of its effect on his outstanding sentence of parole . . . .” (Emphasis added; internal quotation marks omitted.) Id. In so holding, the Fifth Circuit clarified that the District Court‘s findings as to the merits of the petitioner‘s claims were “not for the purpose of declaring the 1997 conviction invalid for all purposеs but rather for the limited purpose of determining whether the 1997 conviction requires the forfeiture of nineteen months of ‘street time,’ as determined by the [United States] Parole Commission.” Id., 382.
We are not persuaded that Antonelli supports the petitioner‘s claims. The petitioner in Antonelli specifically had alleged that his uncounseled conviction was used to “tack on” an additional nineteen months to the end of the sentence which he was currently serving. Moreover, the Fifth Circuit made clear that the inquiry into the allegedly uncounseled conviction was solely for the purpose of whether the conviction required the forfeiture of the petitioner‘s street time.
