UNITED STATES OF AMERICA, Appellee, v. CALVIN WEAVER, Defendant-Appellant.
Docket No. 18-1697
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
September 15, 2020
August Term, 2019 (Argued: September 26, 2019)
Appeal from an order of the United States District Court for the Northern District of New York (Suddaby, C.J.) denying Weaver’s motion to suppress a firearm discovered after police officers pat-frisked Weaver during a traffic stop. We hold that the officers lacked an objectively reasonable belief that Weaver was
Reversed and remanded.
Chief Judge Livingston dissents in a separate opinion.
Judge Calabresi concurs in a separate opinion.
JAMES P. EGAN, Assistant Federal Defender, for Lisa A. Peebles, Federal Public Defender for the Northern District of New York, Syracuse, NY, for Defendant-Appellant.
CARINA H. SCHOENBERGER, Assistant United States Attorney, for Grant C. Jaquith, United States Attorney for the Northern District of New York, Syracuse, NY, for Appellee.
OPINION
POOLER, Circuit Judge:
Calvin Weaver appeals from the December 20, 2017 order of the United States District Court for the Northern District of New York (Suddaby, C.J.) denying his motion to suppress a firearm that police officers discovered in the course of a pat-down frisk of Weaver’s person conducted during a traffic stop.
It is well established that the Fourth Amendment permits the police “a narrowly drawn authority” to conduct “a reasonable search for weapons for the
BACKGROUND
At approximately 5 p.m. on Monday, February 15, 2016, Officers Quonce, Tom, and Staub of the Syracuse Police Department (“SPD”) observed Weaver walking along a street curb while they were driving in an unmarked police vehicle with tinted windows on the westside of Syracuse, a high-crime area. As the officers drove past, Weaver “stared into [their] vehicle, continued to stare, as [they] approached, as [they] passed, and continued to stare as [they] proceeded
The officers then saw Weaver walk towards a gray sedan and “adjust[] his waistband.” App’x at 151. Officer Tom described this adjustment as “just a subtle tug of his waistband, like an upward tug motion,” explaining that “his pants were lower than waist level and it was kind of a tugging upward like adjusting. . . .” App’x at 152. Weaver sat down in the front passenger seat, and the car drove away.
The officers drove on but encountered the gray sedan again driving on Davis Street. After the car stopped at a stop sign at the intersection of Davis Street and Delaware Street, the driver turned on his right indicator light to signal a turn. This constituted a traffic infraction, as
Officer Tom observed Weaver sitting in the front passenger seat. As Officer Tom approached the gray sedan, he testified that “from my vantage point I can see into the cabin of the vehicle clearly, I see the front passenger with both hands kind of pushing down on his pelvic area and squirming kinda in the seat left and right, shifting his hips.” App’x at 158. Officer Tom stated that Weaver used two hands to make a “[d]ownward motion, trying to push something down.” App’x at 159.
Officer Tom asked Weaver to show him his hands, and Weaver complied. Weaver also told Officer Tom, “I don’t got nothin’.” App’x at 159. Officer Tom instructed Weaver to put his hands on his head, and he again complied. Officer Tom then asked Weaver if he possessed identification and “visually inspected his
Officer Tom ordered Weaver to step out of the car and place his hands on the trunk with his legs spread apart. Weaver also complied with this order. Officer Tom testified that Weaver “was very close to the rear quarter panel of the vehicle,” so he “asked him to take a step back.” App’x at 162. Weaver “took a small step back, and then [Officer Tom] began to pat his waistband area.” App’x at 162. When Officer Tom patted Weaver’s waist area, Weaver “immediately stepped forward and pressed his pelvic area against the quarter panel of the vehicle.” App’x at 162. This prevented Officer Tom “from doing an effective pat frisk of [Weaver’s] waist area,” so he asked Weaver “to take a step back and he did but again he said it was slippery.” App’x at 163. Officer Tom then pulled Weaver “the distance where [Officer Tom] wanted him to be at so [he could] effectively do a pat frisk,” and Weaver “took a step back, his hands remain[ing] on the rear of the vehicle.” App’x at 164. As Officer Tom began to pat frisk Weaver a third time, Weaver “again thrust his pelvic area against the rear
Officer Tom felt nothing suspicious at Weaver’s waist, but he felt a “slight small bulge” in Weaver’s front pocket. App’x at 165. Believing this bulge to be a narcotic, Officer Tom reached into Weaver’s pocket and pulled out a white powdery substance that field tested as cocaine. Officer Tom continued the pat frisk, from Weaver’s right leg from the top down, and then back up his right leg before transitioning to the groin area, left leg upper groin area, and left leg. At that point, Officer Tom “felt something hard,” which he believed was a barrel of a firearm. App’x at 166-67.
Officers Tom and Quonce placed the driver and remaining passenger in handcuffs while Detective Staub secured Weaver. Detective Staub then motioned Officer Quonce towards the front groin area of the pants Weaver had on. When Officer Quonce conducted a pat-down frisk of the outside of Weaver’s clothing of that area, he felt the barrel and handle of a gun through Weaver’s pants. Officer Quonce unzipped Weaver’s pants and saw that Weaver had “long john underwear on underneath [his pants] with . . . a button on the fly,” so Officer
On August 31, 2017, Weaver was charged with one count of being a felon in possession of a firearm in violation of
The district court denied Weaver’s motion to suppress after a hearing. The district court held in relevant part that the officers had reasonable suspicion to conduct a pat-down frisk based on Weaver’s actions in (1) watching the police vehicle as it drove past him; (2) pulling up on the waistband of his pants while walking; (3) slouching down in his seat, pushing in a downward motion on his
Weaver subsequently entered a guilty plea to the three charges pursuant to a conditional plea agreement that allowed him to appeal the district court’s denial of suppression. App’x at 232. Weaver was sentenced principally to 87 months’ imprisonment and three years’ supervised release. Weaver timely appealed.
DISCUSSION
“On review of a challenged suppression order, we examine the district court’s findings of fact for clear error, reviewing de novo questions of law and mixed questions of law and fact, including the existence of reasonable suspicion to stop or extend a stop.” United States v. Santillan, 902 F.3d 49, 56 (2d Cir. 2018). We look at the totality of the circumstances from the view of a reasonable and cautious officer on the scene. Id.
In Terry v. Ohio, 392 U.S. 1 (1968), the Supreme Court recognized one such exception when it held that police officers can stop someone whom they reasonably suspect is involved in the commission of a crime and conduct a protective search of this person for weapons, even absent a warrant or probable cause for an arrest. Critically, this does not provide the police with a free pass to search for anything illicit. The Court’s central preoccupation was the need to protect officers from dangerous weapons, and its holding was tailored accordingly: “When an officer is justified in believing that the individual whose suspicious behavior he is investigating at close range is armed and presently dangerous to the officer or to others, it would appear to be clearly unreasonable to deny the officer the power to take necessary measures to determine whether the
To establish that an officer is justified in neutralizing such a threat, the “police officer must be able to point to specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion.” Id. at 21. We apply “an objective standard: would the facts available to the officer at the moment of the seizure or the search warrant a man of reasonable caution in the belief that the action taken was appropriate?” Id. at 21-22 (internal quotation marks and citation omitted). While we have explained that “the concept of reasonable suspicion is not susceptible to precise definition, . . . some minimal level of objective justification is required,” not just “inchoate suspicion or mere hunch.” United States v. Bayless, 201 F.3d 116, 133 (2d Cir. 2000) (internal quotation marks and citations omitted).
Terry has since been extended to a number of contexts, including that of protective searches in the specific factual circumstance at issue here: an investigative stop of an automobile. In Pennsylvania v. Mimms, 434 U.S. 106, 112 (1977), the Supreme Court held that police officers can conduct an investigative stop of an automobile and frisk the driver of the car for weapons, reiterating the
Terry makes clear that reasonable suspicion must be present at the “inception” of the officer’s search. 392 U.S. at 20. Thus, our analysis of whether
The central dispute in this case is whether the SPD had an objectively reasonable belief that Weaver was “armed and presently dangerous to the officers or others.” Long, 463 U.S. at 1047 (internal quotation marks omitted). It did not. None of the facts before us—individually or collectively—is sufficient to establish that the SPD officers had an objectively reasonable suspicion that Weaver was armed and dangerous.2
I. The Inception of the Frisk
Actually touching a suspect “with the intention of frisking him,” of course,
The dissent argues that the majority’s analysis is “both erroneous and problematic” as it focuses only on conduct occurring before Officer Tom decided to frisk Weaver. It provides two reasons for this assessment, neither of which is appropriately explanatory.
First, the dissent notes, correctly, that an order to exit a vehicle during a lawful stop amounts only to a de minimis intrusion on Weaver’s liberty. It then accuses the majority of elevating this intrusion into something more. The dissent reaches this conclusion by focusing largely on the order that Weaver get out of the car and minimizing the order that he place his hands on the car and spread his feet apart. But when Weaver exited the vehicle, Officer Tom directed him to
The dissent entirely elides this critical distinction. As Terry itself recognized, a frisk “is a serious intrusion upon the sanctity of the person, which may inflict great indignity and arouse strong resentment.” 392 U.S. at 17; see also United States v. Tinnie, 629 F.3d 749, 756 (7th Cir. 2011) (Hamilton, J., dissenting) (“[W]e must recognize that a frisk is most certainly not a minor intrusion on privacy.”). “[I]t is simply fantastic to urge that [a frisk] performed in public by a policeman while the citizen stands helpless, perhaps facing a wall with his hands raised, is a ‘petty indignity.’” Terry, 392 U.S. at 17-18. But this “fantastic” notion is precisely what the dissent perpetuates by focusing on the minimally intrusive order to exit the car while minimizing the maximally intrusive order to position himself in a way that can only constitute a search. We cannot forget the Terry Court’s admonition that a frisk “is not to be undertaken lightly.” 392 U.S. at 17. Officer Tom’s actions in ordering Weaver to step out of the car and assume a position with his hands on the trunk and feet spread apart were undertaken
Second, the dissent claims that considering this order of Officer Tom’s to be the initiation of the search runs afoul of the principle that an officer’s subjective intentions in frisking are irrelevant. It is true, as the dissent says, that precedent instructs us to turn a blind eye to an officer’s subjective intentions in stopping, searching, or seizing. See Whren v. United States, 517 U.S. 806, 813 (1996). But this means only that we must ignore intent in determining why the officer took the challenged action. It does not preclude us from looking at intent in determining when the action was initiated. See United States v. Williams, 731 F.3d 678, 686 (7th Cir. 2013) (analyzing “the circumstances that [the officer] may have relied upon in deciding to frisk [the defendant]” (emphasis added)).
The dissent’s conflation of these two inquiries would significantly narrow the scope of judicial review over police actions in a manner inconsistent with the Fourth Amendment’s reasonable-suspicion requirement. Because the purpose of our inquiry is to ensure that reasonable suspicion was present to justify a frisk, see Terry, 392 U.S. at 20; see also Mimms, 434 U.S. at 109 (explaining that
According to the dissent, a frisk only begins when an officer lays hands on an individual. We cannot agree with such a formalistic view. “This narrow definition of a frisk would require us to close our eyes to reality and would encourage aggressive and intrusive police tactics, especially during pre-textual traffic stops. . . . Bent over the hood of a car or pressed against a wall in the middle of the night, most people would be extremely nervous and disoriented. It would be easy enough for an enterprising officer to find some justification for a frisk in any nervous responses,” or behavior, “at such a vulnerable moment.” Tinnie, 629 F.3d at 759 (Hamilton, J., dissenting). To assume, as the dissent does, that a search only begins once there is physical contact would contradict long-standing precedent that our analysis under Terry must be “flexible enough to be applied to the whole range of police conduct in an equally broad range of settings.” Michigan v. Chesternut, 486 U.S. 567, 574 (1988). For these reasons, we
II. Whether Reasonable Suspicion Was Present
Because reasonable suspicion must be present at the inception of the frisk, Terry, 392 U.S. at 20, we therefore only consider the following acts in determining whether there was reasonable suspicion that Weaver was armed and dangerous: (1) Weaver’s staring at the unmarked police car as it drove by; (2) Weaver’s adjustment of his waistband while walking; (3) Weaver’s statement that he had nothing on him; and (4) Weaver’s pushing down his pants and wiggling back and forth while in the passenger seat.
The Government’s strongest fact is Weaver’s movements in the passenger seat, which Officer Tom described as “with both hands kind of pushing down on his pelvic area and squirming kinda in the seat left and right, shifting his hips.” App’x at 158. Officer Tom believed that Weaver was “trying to push something down.” App’x at 159. But nothing in Officer Tom’s description that Weaver was squirming and trying to push something down suggests that this “something” was a weapon. Weaver’s actions were equally consistent with the act of secreting drugs or other nonhazardous contraband.
Hussain is instructive in the present case. We have no doubt that Officer Tom reasonably suspected that Weaver was hiding something based on his downward motion and wiggling. But there are no specific or articulable facts that Weaver was hiding something dangerous.4 As Hussain and Supreme Court precedent establish, there is a distinction between hiding something and hiding something dangerous. It is not enough that officers rely on a suspicion that a suspect was hiding something, even if that something is contraband like drugs—
The other facts present also fail to support an objectively reasonable suspicion that Weaver was armed and dangerous. The Government points to Weaver‘s adjustment of his waistband to bolster its claims. We are not convinced that this action signals that Weaver carried a weapon on his person. Officer Tom testified that Weaver made a “subtle tug of his waistband.” App‘x at 152. But given that Weaver‘s pants were lower than waist level, such a subtle tug is no more suggestive of a firearm than it is of Weaver simply wanting to raise his pants because they slipped lower than he preferred.6 In other words, we cannot
This differentiates Weaver‘s case from United States v. Padilla, 548 F.3d 179 (2d Cir. 2008), in which we held that the officer had reasonable suspicion that Padilla was armed and dangerous. In doing so, one of the facts (among several others suggesting suspicious circumstances) that we relied on was Officer O‘Brien‘s testimony that he saw Padilla adjust something in the center of his waistband in a manner “consistent with the adjustment of a gun lodged in one‘s waistband” but not “consistent with any innocent explanation” based on his experience in making nearly ten arrests of suspects carrying firearms in their waistbands and how his colleagues adjusted their waistbands when carrying firearms. Id. at 183. The magistrate judge, who twice requested that Officer O‘Brien make the same gesture at the suppression hearing, similarly characterized it as a “distinctive gripping motion, as if holding and adjusting (first up and then down) something comparable in size, shape, and heft to a handgun.” Id. at 184 (internal quotation marks omitted). This “‘distinctive’ consistency with the adjustment of a firearm” was the focus of much of our analysis. Id. at 189. Given the lack of any “distinctive consistency” in the case at
The final bases offered by the Government are so meritless they warrant little discussion. One is Weaver‘s presence in a high-crime area. While relevant, this factor does not necessarily “contribute meaningfully to a finding of reasonable suspicion.” See Freeman, 735 F.3d at 101. We cannot say that it contributes meaningfully here. The stop and frisk of Weaver occurred during
The dissent takes issue with our conclusion that there is nothing unusual about Weaver‘s staring. It believes that it indicates that Weaver was “attempting
In sum, we do not believe that any of the facts the Government raises can support an objectively reasonable suspicion that Weaver was armed and dangerous. Whether assessed independently or collectively, at most the SPD had a reasonable suspicion that Weaver was hiding something. But the Fourth Amendment requires more.
The dissent disagrees. Despite agreeing that a
The importance of Fourth Amendment rights demands careful scrutiny of those facts offered by the police to support reasonable suspicion. This need is perhaps even greater when searches or seizures do result in criminal evidence. “When a search uncovered criminal evidence, enterprising cops soon learned what was expected of them: an additional fact besides the violation of some traffic law. Articulating something out of the ordinary—a nervous glance, shaking hands, a revealing smell—when asked for one in a court of law was especially easy when they caught someone red-handed.” Sarah A. Seo, Policing the Open Road 237 (2019). But as Seo explains, “Requiring an ‘unusual’ fact did little to eliminate pretextual stops.” Id. “In practice, more often than not, ‘all the
CONCLUSION
For the foregoing reasons, we reverse and remand the district court‘s denial of Weaver‘s motion to suppress.
I agree completely with the majority opinion and join it fully. I write separately to express my concern with the state of the law in this area and with how we got to where we are.
The ordinary person looking at the facts of this case would, I believe, no doubt conclude that the officers decided to search Weaver because of a hunch or a stereotype, and then went about finding a way to search him.1 After all, neither seeing a man pull up his sagging pants nor watching that same man stare at a car with tinted windows for a few seconds are plausible grounds for suspicion. Yet these actions led the police to take their next steps. Weaver got in a car, and the driver of that car then failed to signal within one hundred feet of turning. The police stopped the car. The search followed. One might ask, how often are most people stopped and arrested for failing to signal—let alone failing to signal within a hundred feet of turning? And even if one is stopped for such a trivial traffic
The ordinary person, looking at these facts, would, I believe, readily say: The officers wanted to search Weaver, they found a way, and hey, they were right. He was a felon with a gun and cocaine.
I think the majority is correct that what was done here violated the Fourth Amendment‘s prohibition of unwarranted searches and seizures, and I join the court‘s opinion. The New York courts reached the same conclusion and excluded the same evidence when a state conviction was sought in the same case. To allow the evidence would, as the majority opinion says, require us to go beyond what we have allowed in the past. But while I disagree with the dissent, and believe in this case the police went too far, I must concede that my learned and respected colleague in dissent does not stretch the law all that much in arguing that the evidence the officers found should be admitted.
To put it another way, although there is a gap between police action in this case and police action in cases where we found the search was justified, like United States v. Padilla, 548 F.3d 179 (2d Cir. 2008) (in whose holding I reluctantly joined),
How did we get to the point where behavior that to the ordinary person would seem to be a manifestly unreasonable search is, on the law, a close case? I believe it is the result of the confluence of two unfortunate doctrines—supported by opposite sides of the political spectrum—the exclusionary rule and qualified immunity.
The exclusionary rule, as a way of controlling police behavior, has been a disaster, I think. Don‘t get me wrong: some way of keeping the police from undertaking unreasonable searches and seizures is essential. And exclusion of
Courts are—and should be—guided by precedents. A case asserting an improper search and the exclusion of evidence there found is likely to be, on its facts, just a step beyond a prior case in which police behavior was justified. The precedents might not compel the court to take that next step, but another factor will all too frequently bring that about: the defendant seeking exclusion is almost always guilty of something and might be dangerous. As in the case before us, the officers’ hunch or stereotype was correct! Courts do not want to release criminals, those who have done and may again do harm. And so, often and understandably, courts have taken “the next step,” for to do otherwise would have led to the release of a felon. This “next step” case then becomes the precedent for the subsequent “close case.” Through a series of holdings, each one driven by the desire to avoid excluding determinative evidence, we have approved one after another form of increasingly unreasonable police action, until we find ourselves reviewing actions that would, on their face, seem obviously improper but which, instead, on our precedents, on governing law, are “close.”
The reason is obvious. Persons so searched may well not know that they can bring a lawsuit, or they may be too disaffected to sue. But even if they go to a lawyer, the lawyer will tell them—ah yes, you have been mistreated, but you won‘t recover; the case is fairly close and so the officer would surely have qualified immunity. Sue if you want, but I can‘t take your case on a contingent fee because the odds are too great that, though the behavior was wrong, under current precedents, we won‘t win. And, by the way, you will most likely not even get a decision on whether the behavior was wrong, because the court is unlikely to reach that question given the presence of qualified immunity. See Pearson v. Callahan, 555 U.S. 223 (2009) (eliminating the requirement that courts first decide whether a
There may well be hundreds of situations in which searches like the one before us today turned up nothing. But surely no more than a handful will get to court. And even these will almost always get decided against the innocent “searchee” on qualified immunity. All this might not matter if courts knew, directly and emotionally, from personal experience, the stories of those unnecessarily, improperly, and humiliatingly searched. But we judges, and our families and friends, are not likely to be the ones whom the police decide to search on a hunch. We are not likely to be stopped for failing to signal. And we are most unlikely to be made to spread eagle, even if stopped.
My dissenting colleague is correct that this case is not that many steps beyond Padilla, which itself was only a step or two from the prior precedent. See United States v. Bayless, 201 F.3d 116 (2d Cir. 2000). But these are steps we must not take, and so I join the majority opinion.
I write this concurrence in sadness and in hope. It is not for me or for other judges to find a way out of our current dilemma, hence my sadness. Yet recent
Finding an answer will not be easy. It will require careful and coordinated thought by the political branches, by the academy, and by judges as well. But we
Given where the law is, and the need to avoid further erosion of Fourth Amendment rights, I fully join the majority in its holding that what the officer did here went too far, and hence that the evidence must be excluded. Can we do better? I certainly hope so.
It was dusk as Officer (now Detective) Jason Tom approached the vehicle in which Calvin Weaver was a passenger. Officer Tom, then a two-year veteran of the Syracuse Police Department‘s Gang Violence Task Force, was patrolling a dangerous neighborhood on the near west side of Syracuse where “[t]here‘s a typically high volume of shots fired [and] gun-related crime,” App‘x 93, and where “there are regularly shots fired, there‘s been multiple homicides, stabbings, shootings,” App‘x 150. When the gray sedan in which Weaver was riding was lawfully pulled over for a traffic infraction, a rear door quickly opened into traffic—as if the passenger inside, who remained in the car only on the express direction of police, was “about to flee from the vehicle.” App‘x 103. And as Officer Tom neared the front passenger seat, he observed the passenger, later identified as Weaver, acting in a manner that Officer Tom, even with some six years of experience as a police officer, found both highly unusual and frankly alarming:
As I‘m approaching the vehicle, I see the front passenger slouched down pushing down his pelvic area and kind of squirming in his seat. I‘m not up to the front of the window yet to see his head, I can just see, from my vantage point I can see his pelvic area, his lower part of his body, his hands. . . . As I‘m approaching the vehicle . . . I can see into the cabin of the vehicle clearly, I see the front passenger with both
hands kind of pushing down on his pelvic area and squirming kinda in the seat left and right, shifting his hips.
App‘x 158. Weaver was using both hands in a “[d]ownward motion, trying to push something down.” App‘x 159. Officer Tom, “concerned because it‘s abnormal that he‘s making these movements,” ordered Weaver to “show . . . [his] hands.”1 App‘x 159.
By the time Weaver stepped out of the car at Officer Tom‘s direction, Officer Tom had his own hand on his holstered firearm, “suspicious of [Weaver‘s] actions.” App‘x 162. This caution proved justified. The protective frisk that Officer Tom initiated once Weaver was out of the car revealed a fully loaded semiautomatic handgun in Weaver‘s pants—a handgun with a detachable magazine locked into place, ready for use. See App‘x 110.
The majority admits that Officer Tom‘s observations, along with others recounted herein, left “no doubt that Officer Tom reasonably suspected that
But because the evidence adduced by Officer Tom does not rule out the possibility that this “something” was merely illicit, and not dangerous, the majority concludes that Officer Tom violated the
As I explain below, this is a startling and untenable conclusion. Terry v. Ohio, 392 U.S. 1 (1968), does not limit protective frisks to circumstances in which the officer knows that a suspect is armed and dangerous, but permits frisks based on the reasonable belief that a suspect may pose such a threat, even when the suspect’s conduct is “ambiguous and susceptible of an innocent explanation,” Illinois v. Wardlow, 528 U.S. 119, 125 (2000). The Warren Court recognized that “a rigid and unthinking application of the exclusionary rule” to condemn “legitimate and restrained investigative conduct” (such as a protective frisk in the circumstances here) would represent but a “futile protest” against abusive police, for whom the exclusion of evidence is an ineffective remedy. Terry, 392 U.S. at 15. At the same time, such an approach would “exact a high toll in human injury and frustration of efforts to prevent crime.” Id.
I
The majority’s discussion at least begins in the right place: Terry and its progeny recognize that it would be “clearly unreasonable” to deny police officers in appropriate circumstances the ability to conduct a protective search for
The majority acknowledges that the stop of the automobile in which Weaver was a passenger was lawful and expresses “no doubt” that Weaver engaged in conduct, albeit ambiguous, that gave Officer Tom reasonable suspicion that “Weaver was hiding something,” Maj. Op. 22—conduct that included, in my view, not only Weaver’s unusual seat movements suggesting that he was “trying to push something down,” App’x 159, but also his behavior in staring at an unmarked police car as it passed by, adjusting his waistband, and volunteering, “I don’t got nothin’,” App’x 159, as soon as Officer Tom reached the car. To the list of circumstances giving Officer Tom reason to be suspicious of the car’s occupants, I would add the rear driver’s side door opening up into traffic after the officers stopped the gray sedan, App’x 103–104, and the fact that the stop occurred in a high crime neighborhood at dusk, App’x 149–50.
The majority determines that it may not consider these additional facts because the frisk supposedly “was . . . initiated,” not when the frisk began, but “no later than the moment when Officer Tom directed Weaver” to place his hands on the trunk of the grey sedan with legs spread apart. Maj. Op. 16. To be clear, I conclude that Officer Tom had reasonable suspicion for a protective frisk whether or not Weaver’s actions in attempting to position his pelvic area against the grey sedan are considered. But the majority’s conclusion that a frisk commences when an officer (supposedly) decides to perform a frisk and orders a suspect to assume what the majority terms an “in search” position is both erroneous and problematic.
First, this approach is contrary to Terry itself, which defines a frisk as “a limited search of the outer clothing for weapons,” not as a directive to put one’s hands on the hood of a car. 392 U.S. at 24; see also Frisk, Black’s Law Dictionary
With this backdrop in mind, the majority’s approach is inconsistent not only with Terry’s definition of a frisk, but also with its recognition that frisks are constitutionally permissible precisely because it is reasonable for officers acting on the basis of articulable suspicion that a suspect may be armed and dangerous to address their “immediate interest . . . in taking steps to assure [themselves] that the person with whom [they are] dealing is not armed with a weapon that could unexpectedly and fatally be used against [them].” 392 U.S. at 23. To take such steps with due care, however, officers must be positioned to assess reasonable
With respect, I am “unwilling to send police and judges into a new thicket of
Here, the majority concludes that Officer Tom intended to frisk when he requested Weaver to assume what the majority deems an “in search” position. And it argues that precedent permits it to consider Officer Tom’s subjective intent, despite
The majority cites no authority for its contrary conclusion. Indeed, several of the decisions the majority relies upon do not support its position. The majority repeatedly invokes the dissent in United States v. Tinnie, 629 F.3d 749, 754–61 (7th Cir. 2011), but the panel opinion in that case “deemed a frisk not to have begun until the officer actually placed his hands on the defendant,” United States v. Snow, 656 F.3d 498, 503 n.1 (7th Cir. 2011); see also Tinnie, 629 F.3d at 753 & n.3. And in Dancy v. McGinley, 843 F.3d 93, 108 (2d Cir. 2016), we concluded that a “stop occurred”—not a frisk—“at the very latest when [a police officer] instructed [a
In sum, a verbal directive is not a frisk and officer intent has no place in the
II
I also diverge from my colleagues in their conclusions regarding “whether [Officer Tom] ha[d] a ‘particularized and objective basis’ for suspecting” that Weaver was armed and dangerous based on “the ‘totality of the circumstances.’” Arvizu, 534 U.S. at 273 (quoting Cortez, 449 U.S. at 417–18). As already noted,
Officer Tom described Weaver’s strange and bizarre movements as Officer Tom approached the car by specifically noting that Weaver “slouched down pushing down his pelvic area and kind of squirming in his seat . . . with both hands kind of pushing down on his pelvic area and squirming kinda in the seat left and right, shifting his hips.” App’x 158. Based on that motion, Officer Tom
To be clear, none of these facts nor the inferences reasonably drawn from them establishes that Weaver was carrying a gun. But “the level of suspicion” required for reasonable suspicion is “‘considerably less than . . . a preponderance’ . . . and ‘obviously less’ than is necessary for probable cause.” Navarette v. California, 572 U.S. 393, 397 (2014) (quoting United States v. Sokolow, 490 U.S. 1, 7 (1989)). And officers “‘need not rule out the possibility of innocent conduct.’”
In an attempt to find support for its position, the majority misreads United States v. Padilla, 548 F.3d 179 (2d Cir. 2008). In Padilla, a detective on narcotics surveillance in a high-crime area observed two men follow a third onto an isolated dark path at around 8:15 at night rather than stay on the lighted sidewalks. Id. at 182. The detective suspected that a drug transaction or robbery might ensue. Id. at 183. Encountering the men walking together as they emerged from the wooded path some thirty seconds later, the detective observed Padilla adjust his waistband, id.—but engage in no additional conduct analogous to Weaver’s highly unusual movements in the car, which the majority concedes left “no doubt that Officer Tom reasonably suspected that Weaver was hiding something” on his person, Maj. Op. 22. Nevertheless, even in Padilla, in which the adjustment of the
In short, officers are—and must be—attuned to dangers that might arise during traffic stops so that they may act to safeguard themselves and others. See, e.g., Johnson, 555 U.S. at 330–31; Wilson, 519 U.S. at 412; Santillan, 902 F.3d at 59. Indeed, our precedent directs us to “view the totality of the circumstances through the eyes of a reasonable and cautious officer on the scene.” Santillan, 902 F.3d at 56 (emphasis added). And the Supreme Court has emphasized that we must “give due weight to inferences drawn from those facts by . . . local law enforcement officers.” Ornelas v. United States, 517 U.S. 690, 699 (1996). Demanding that officers possess specific information as to dangerousness that affirmatively
* * *
My colleagues suggest that condoning a protective frisk in the circumstances here will promote discriminatory traffic stops in other cases. But
Conceding that the traffic stop here did not violate the
As a parting note, the majority also urges the most “careful scrutiny of those facts offered by the police to support reasonable suspicion,” suggesting that such facts should be viewed skeptically at best, particularly when “searches or seizures do result in criminal evidence.” Maj. Op. 29. Here, too, the majority disregards settled precedent. The Supreme Court, in contrast, has cautioned that appellate judges in assessing reasonable suspicion on a cold record “should take care both to review findings of historical fact only for clear error[,] . . . give due weight to inferences drawn from those facts by . . . local law enforcement officers . . . [and] give due weight to a trial court’s finding that the officer was credible and the inference was reasonable.” Ornelas, 517 U.S. at 699–700. Rather than “mind[ing] . . . the limitations of the judicial function in controlling the myriad daily situations in which policemen and citizens confront each other on the street” and “only judg[ing] the facts of the case before us,” Terry, 392 U.S. at 12, 15, the majority advocates for a less modest—and even outsized—role for appellate
In sum, the majority today misapplies basic
