Lead Opinion
Oрinion by Judge N.R. SMITH; Dissent by Chief Judge KOZINSKI.
OPINION
Where an officer reasonably believes that “the persons with whom he is dealing may be armed and presently dangerous,” the officer may conduct a frisk or
The Terry frisk here failed on both counts and amounted to nothing more than a prohibited fishing expedition for evidence. The pоlice officers had no particularized suspicions directed at the unthreat-ening Defendant to justify the frisk at its inception. In addition, the searching officer exceeded the lawful scope of the frisk by lifting the Defendant’s shirt to retrieve an object, because there is no evidence that the searching officer immediately recognized the object as a weapon or an unlawful item; the searching officer did not testify. Therefore, we REVERSE the district court’s decision and REMAND with instructions to grant the Defendant’s motion to suppress. Because we reverse on this issue, we do not address the other issues raised by the Defendant.
I. FACTS AND PROCEDURAL HISTORY
I.E.V., a juvenile male (“the Defendant”), appeals the district court’s denial of his motion to suppress evidence gained through a frisk after a vehicle stop. The Defendant was a passenger in a vehicle driven by his brother, Joseph Mendez, when they entered the United States Border Patrol Checkpoint near Whetstone, Arizona, about 100 miles from the Arizona/Mexico border. There is no evidence that Mendez and the Defendant crossed the border on the day in question. As the vehicle entered the primary inspection area of the checkpoint, a police dog displayed alert behavior that indicated the presence of a controlled substance or concealed humans in the vehicle. Because of this alert, the vehicle was sent to secondary inspection where Mendez and the Defendant were asked to exit the vehicle by Officer Cooper. After exiting, the canine did not alert on thе Defendant or Mendez. Upon request by Officer DeBusk, Mendez consented to a search of the vehicle. Officer DeBusk asked the Defendant and Mendez a few questions and then performed a canine inspection of the vehicle, but no marijuana or other contraband was discovered in that inspection.
Neither Officer DeBusk nor Officer Cooper testified that they found the Defendant or Mendez to be threatening or likely to flee the scene. Indeed, the district court noted that “Officer D[e]Busk did not find the passengers of the vehicle threatening nor did he observe any weapons.” Similarly, the district court noted that Officer Cooper “did not observe Mendez to be threatening or to attempt to flee.”
The only specific evidence the Government offered to justify this frisk was that, once the Defendant and Mendez had complied with the officers’ requests, Officer Cooper testified that Mendez “seemed very nervous and continually touched his abdomen area,” and the Defendant “displayed similar behavior.” However, the district court did not credit Officer Cooper’s testimony that the Defendant was also fidgeting and touching his abdomen, because the court noted that “Officer Cooper’s arrest report made at the scene did not include any information on Defendant
Officer Cooper also testified that, from his training, he knew that “narcotics and firearms go together.” Based on that training and his observations of Mendez, Officer Cooper decided to perform a pat-down search of both Mendez and the Defendant. He and another officer performed the searches simultaneously. Officer San Ramon, the officer who frisked the Defendant, did not testify during the evi-dentiary hearing. Officer Cooper frisked Mendez. Officer Cooper found nothing on Mendez during this first search. However, during his search of the Defendant, Officer San Ramon asked the Defendant about an object he felt under his shirt. Then, without permission, Officer San Ramon lifted the Defendant’s shirt to find a brick-shaped object taped on the Defendant’s abdomen. After this first “brick” was found on the Defendant, Officer Cooper searched Mendez again and a similar brick-shaped object was found taped to his abdomen as well. The district court noted that the bundle found beneath the clothing was identified “only after the shirt was lifted” and the officers performed a “visual inspection of the bundle.” Prior to that visual identification, Officer Cooper provided conflicting testimony explaining that, when he felt the “bulky object” on Mendez during his second pat-down, he believed it “could potentially be a weapon,” but he also thought it was “a brick, potentially carrying marijuana.”
After the marijuana was seized, both Mendez and the Defendant were placed under arrest. The Defendant filed a Motion to Suppress. The district court denied the motion after an evidentiary hearing. The district court determined that a frisk of both occupants of the vehicle for weapons was warranted based on the “totality of the circumstances”: including “the proximity to the border, the canine alert to contraband, the nervous behаvior and gestures of Mendez observed by Officer Cooper, and the experience of Officer Cooper that often individuals transporting contraband also carry firearms.”
The case proceeded to a bench trial, where the Defendant was convicted. The Defendant timely appealed the district court’s denial of the motion to suppress.
II. STANDARD OF REVIEW
We review de novo a district court’s legal conclusions regarding the denial of a motion to suppress. United States v. Brooks,
III. DISCUSSION
In Terry v. Ohio, the Supreme Court created a limited exception to the general requirement that officers must have probable cause before conducting a search.
In Terry, the Court also explained that the analysis regarding whether a frisk was constitutional “is a dual one,” that asks (1) “whether the officer’s action was justified at its inception,” and (2) whether the officer’s action was “confined in scope” by engaging in a “carefully limited search of the outer clothing ... in an attempt to discover weapons which might be used to assault” an officer. Terry
Here, no one disputes that the officers had reasonable suspicion that criminal activity was afoot based on the canine alert, which justified the investigatory stop under Terry. In this appeal, we only answer the following questions: (1) whether the decision to perform a frisk of the Defendant was justified at its inception by a reasonable suspicion that the Defendant was armed and dangerous, and (2) whether the pat-down stayed within the appropriate scope of Terry.
A. The Officer Was Not Justified in Frisking the Defendant
The officers did not set forth the requisite “specific and articulable facts” such that a “reasonably prudent man in the circumstances would be warranted in the belief that his safety or that of others was in danger.” Id. at 21, 27,
The Supreme Court has not allowed a general suspicion of drug activity to provide blanket authorization for frisking anyone in the vicinity. See Ybarra v. Illinois,
Similarly, in a Sixth Circuit case cited by the Government, United States v. Jacob,
The foregoing cases dealt with more substantiated evidence of a drug transaction, and the drug activity appeared to be one of many factors the courts considered, rather than the dispositive factor. Furthermore, thе officers’ suspicions caused them to frisk the suspect before further investigation occurred.
The present case is quite different from U.S. Currency and Jacobs. Here, the officers had no concrete evidence that drugs were in the area. It is true that a canine alerted on the vehicle in which the Defendant was a passenger, but the district court noted that this alert could be caused by either contraband or hidden humans. The canine alert did not signify the presence of a weapon. Further, after the initial stop of the vehicle, Officer DeBusk brought his dog past the Defendant and Mendez, and the district court found that “[t]he canine did not alert when it went past [the Defendant].” No contraband had been found or identified in the vehicle or on Mendez before the Defendant was searched.
Moreover, in this case, both officers testified that the Defendant acted in a nonthreatening and compliant manner. This is similar to the compliant suspect who was unconstitutionally frisked in Ybarra, and unlike the suspect in Jacobs who was charging police officers in his vehicle. Moreover, the Defendant was a young teenager surrounded by three police officers, rather than a man confronting a solitary officer in a confined space, as in U.S. Currency. Therefore, the officers’ general suspicion of drugs did not justify the frisk of Defendant.
The district court determined that the frisk of the Defendant was still justified based, in part, on the Defendant’s proximity to Mendez, who was acting fidgety. But the Supreme Court has made clear that “a person’s mere propinquity to others independently suspected of criminal activity does not, without more, give rise to probable cause to search that person.” Ybarra,
Furthermore, even if Officer Cooper’s testimony that the Defendant was fidgeting could be credited, such behavior was not sufficient to warrant a frisk of the Defendant for two reasons. First, we join with our sister circuits that have refused to allow police officers to justify a Terry search based on mere nervous or fidgety conduct and touching of clothing. See Wilson,
Second, the officers’ actions demonstrate that, even if they had a hunch that weapоns could be in the area, they did not have the required “immediate” need to protect themselves or others from danger. Terry,
The fact that an officer had already completed a largе portion of his investigation of the vehicle without facing any threatening behavior undermines the “well-settled ... purpose of a Terry stop ... to allow the officer to pursue his investigation without fear of violence.” United States v. Miles,
Indeed, the timing of the officers’ search here is markedly different from that in U.S. Currency (where, after the suspect was unable to provide any identification, the officer immediately took the suspect into a nearby room and frisked him before conducting any further investigation), or from Jacobs (where the officers immediately frisked the suspects after they exited the vehicle). Rather, this case is more analogous to United States v. Thomas, where the officer did not immediately frisk the suspect, but instead asked some investigatory questions first.
The district court’s conclusion to the contrary appears to have been based in part on two legal errors. First, the district court erroneously concluded that the pat-down search in this case required “minimal suspicion,” because it was a type of “border search.” The district court cited to United States v. Vance,
Second, the district court explained that “[a] frisk is justified when law enforcement suspects weapons or drugs, based on the totality of the circumstances, as well as to protect themselves.” In other words, the district court erroneously assumed that a frisk is justified either if an officer suspects weapons or drugs. However, Terry makes clear that the “sole justification ” for a pat-down is the protection of the police officer and others nearby. Terry,
In sum, the officers’ argument that their safety was in danger is contradicted by the absence of any suspicious behavior directly attributable to the Defendant, the scant evidence of drug possession prior to the frisk, the lack of immediate actions by officers to ensure safety, and the nonthreatening and compliant behavior of two teenagers, one of them a minor, surrounded by officers in an open area. None of the underlying facts found by the district court was clearly erroneous. Davis,
B. The Officer’s Frisk Exceeded its Constitutional Scope
Even if the officer was justified in his initial decision to perform a pat-down search of the Defendant, we conclude that thе officer’s search exceeded the scope of an appropriate Terry frisk.
An officer’s seizure of contraband during a Terry search is constitutional if “a police officer lawfully pats down a suspect’s outer clothing and feels an object whose contour or mass makes its identity immediately apparent.... ” Dickerson,
In analyzing the objective reasonableness of an officer’s search, precedent from our Circuit and the Supreme Court prevents a court from assuming that an officer “might legitimately have been looking for” a weapon. Miles,
Indeed, in Miles, because the officer did not testify, we refused to speculate that the officer was legitimately looking for a weapon. See Miles,
Here, the only testimony about the search of the Defendant comes from the Defendant himself, because Officer San
The conflicting testimony of Officer Cooper, the other searching officer, makes it impossible for us to discern from the record whether Officer San Ramon was able to immediately identify the bundle he felt on the Defendant’s person.
Officer Cooper, who searched Mendez, testified that based on his “training and experience,” he identified the brick-shaped object as one potentially carrying marijuana, but Officer Cooper did not detect the “brick” on his first search of Mendez, and on his second pat-down, he identified it “only after[ ]” he had “lifted up [Mendez’s] shirt....” Before that visual identification, Officer Cooper provided conflicting testimony explaining that, when he felt the “bulky object,” he believed it “could potentially be a weapon,” but he also thought it was “a brick, potentially carrying marijuana.”
The district court made no specific findings regarding the specific and articulable facts behind Officer San Ramon’s seizure of the contraband, other than to note that “the frisk of [the Defendant] resulted in the discovery of the bundle of contraband taped to his abdomen” which was a “sufficient basis to conduct a second search of Mendez.” Thus, similar to Dickerson and Miles, even if “the officer was lawfully in a position to feel the lump” under the Defendant’s shirt, because Officer San Ramon did not testify, we are left with the conclusion that “further search was ‘constitutionally invalid’ because ‘the incriminating character of the object was not immediately apparent.’ ” Miles,
Therefore, because the officer who searched the Defendant did not testify to the specific and articulable facts giving rise to the search, and because it is not obvious from the record that the officer immediately identifiеd the bundle on the
IV. CONCLUSION
For the foregoing reasons, we REVERSE the district court’s decision and REMAND with instructions to grant the Defendant’s motion to suppress.
Notes
. When the district court "interpret[ed] the evidence,” it found only “nervous behavior and gestures of Mendez,” but not the Defendant.
. While two people in a car may sometimes be in “cahoots,” as the dissent points out, we note that the officers largely completed their investigatory tasks before frisking Mendez, the fidgety one. It was only after marijuana was found on the Defendant that Officer Cooper did a second frisk of Mendez and then discovered marijuana. This is not a situation where officers felt at risk when they stоpped the vehicle and took steps to neutralize any threats presented by first patting down a fidgety driver and his possible partner in crime before they felt comfortable asking questions and searching the vehicle. It would be clearly unreasonable to prevent officers from frisking an individual during an investigatory stop
. Indeed, when pressed at oral argument to provide any evidence specific to the Defendant that would give rise to a suspicion that he possessed a weapon, the Government was unable to provide any such evidence, and instead focused on the location of the vehicle, which was approximately 100 miles from the border, and a general suspicion of drugs based on the canine alert.
. The only situation where our Circuit has allowed the search of a suspect's companion involved a case where the search was incident to a lawful arrest. United States v. Berryhill,
. Our Circuit "has previously recognized only two circumstances when a car and its passengers are properly subject to 'extended border searches’ away from the border.” United-States v. Perez,
. Contrary to the dissent's assertion, we reach this conclusion after considering the totality of the circumstances. These circumstances did not '"warrant[] further investigation.'” United States v. Arvizu,
. Moreover, Officer Cooper’s stated belief that this bulky object could potentially be a weapon is highly suspect, because the district court determined that Officer Cooper only found this bulky object during his second search of Mendez, which occurred after the first bundle had already been found on the Defendant and identified as a brick of marijuana, not a weapon. This finding is not clearly erroneous.
. The dissent argues that ”[u]nder the collective knowledge doctrine, San Ramon knew everything Cooper knew” without recognizing that Cooper himself did not have reasonable suspicion to initiate the search of Defendant; imputing Officer Cooper’s knowledge to Officer San Ramon does not render this a lawful search. See United States v. Ramirez,
Dissenting Opinion
dissenting:
Two words best describe the majority opinion: “wrong” and “dangerous.” The majority sifts through the facts one by one and finds that none of them justifies the search of I.E.V. But the Supreme Court has rejected this approach. United States v. Arvizu,
It doesn’t matter whether I.E.V. exhibited the same nervous behаvior as his brother. Though “mere propinquity to others independently suspected of criminal activity” isn’t enough, Ybarra v. Illinois,
Once Officer San Ramon felt a hard object under I.E.V.’s shirt, he was eminently justified in looking to see what it was. See Terry,
My colleagues ignore these intractable realities and focus instead on irrelevancies. They mention twice (so they must think it’s pretty important) that the dog didn’t alert to weapons. Maj. Op. 436, 439-40 n.6. But the dog did alert to possible illegal activities that are often accompanied by firearms. The majority also mentions twice (ditto) that the dog alerted to possible drugs or humans, as if this matters. Id. at 436, 439-40 n.6. It doesn’t: If the dog alerts to something that might be drugs or humans, that something could be drugs.
The majority mentions three times (ditto!) that I.E.V. and his brother were teenagers, as if that matters. Maj. Op. 435, 436, 439. Teenagers are perfectly capablе of carrying drugs and killing people with guns. Teen kills cop, then self, Chicago Tribune (June 20, 2007), available at http://articles.chicagotribune.com/2007-06-20/news/0706200859_l_kills-teen-cop.
The majority claims four times (id.) that Cooper’s testimony is “conflicting” or “contradictory,” Maj. Op. 434, 441, but Cooper’s testimony was perfectly consistent. Cooper testified on direct that the large concealed object he felt could have been contraband and also, on cross, that it could have been a weapon. An unknown object could be contraband and could also be a weapon, just as a cat locked in a steel chamber for an hour could be alive and could also be dead.
Because none of this gets the majority where they want to go, they indulge in some appellate fact-finding. According to the majority, the officers didn’t frisk the subjects until the search of the car was pretty much completed, which “demonstrate[s] that, even if [the officers] had a hunch that weapons could be in the area, they did not have the requisite ‘immediate’ need to protect themselves or others from danger.” Maj. Op. 438. But my colleagues overlook I.E.V.’s own testimony:
Q. How long after the dog moved away [from sniffing you] did they-—-did they start to search you?
A. Probably right after.
This is entirely consistent with Officer De-Busk’s testimony:
Q. While you were conducting the canine inspection of the vehicle in secondary, was there at the same time a search being done of the persons of [I.E.V.] and the driver Mr. Mendez?
A. They were interviewing them. And while I was directing my dog in a sniff of the vehicle, they performed a search on the subjects.
Deciding when to frisk suspects is a difficult and sensitive question. We want officers to be safe, but we also don’t want to subject individuals to the indignity and intrusion of a frisk without sufficient cause.- Here, the initial dog alert provided some indication of drugs, and hence gave rise to some suspicion that firearms might be involved, but perhaps not enough. So the officers acted cautiously and didn’t conduct a frisk immediately after the brothers were sent to secondary. But once I.E.V. and Mendez were out of the vehicle, Cooper found an additional reason to worry: “[Mendez] seemed very nervous and continually touched his abdomen area.” That additional observation gave Cooper sufficient cause to conduct a frisk, and he did so right after DeBusk and the dog went to search the car; the frisk was completеd, and the marijuana was discovered, while DeBusk’s walk-around of the vehicle was in progress.
The district court never found that the officers unnecessarily delayed in frisking I.E.V. and Mendez; nor did I.E.V. raise
But my colleagues create a much bigger problem than merely usurping the district court’s role. The majority’s attempt to wring out of the record some sort of proof that these officers were not really worried about wеapons, Maj. Op. 437-39, flies in the face of a solid wall of authority that we must view the situation through the eyes of an objective officer, see, e.g., Terry,
The Seventh Circuit has expressly rejected the majority’s lackadaisical-search rationale for precisely this reason:
The elapsed time [from the stop to the frisk] is the only evidence Adamson cites in support of his position that the officers were not concerned with their safety at the time of the search. This argument addresses whether the officers, having not immediately patted him down, subjectively believed that he was armed. But reasonable suspicion is measured against the totality of the circumstances, and the test is objective.
United States v. Adamson,
It’s easy enough, sitting safely in our chambers, protected by U.S. Marshals with guns and dogs, surrounded by concrete barriers and security cameras, to say that officers in the field had no cause to fear for their safety. But if we’d been there when I.E.V. and his brother pulled up in their car, heard the police dog alert and seen one of the suspects fidget like he was reaching for a weapon, I’d have dived for cover into the nearest ditch, and my guess is I wouldn’t have been the first one there.
