135 S. Ct. 530 | SCOTUS | 2014
Lead Opinion
The Fourth Amendment prohibits "unreasonable searches and seizures." Under this standard, a search or seizure may be permissible even though the justification for the action includes a reasonable factual mistake. An officer might, for example, stop a motorist for traveling alone in a high-occupancy vehicle lane, only to discover upon approaching the car that two children are slumped over asleep in the back seat. The driver has not violated the law, but neither has the officer violated the Fourth Amendment.
But what if the police officer's reasonable mistake is not one of fact but of law? In this case, an officer stopped a vehicle because one of its two brake lights was out, but a court later determined that a single working brake light was all the law required. The question presented is whether such a mistake of law can nonetheless give rise to the reasonable suspicion necessary to uphold the seizure under the Fourth Amendment. We hold that it can. Because the officer's mistake about the brake-light law was reasonable, the stop in this case was lawful under the Fourth Amendment.
I
On the morning of April 29, 2009, Sergeant Matt Darisse of the Surry County Sheriff's Department sat in his patrol car near Dobson, North Carolina, observing northbound traffic on Interstate 77. Shortly before 8 a.m., a Ford Escort passed by. Darisse thought the driver looked "very stiff and nervous," so he pulled onto the interstate and began following the Escort. A few miles down the road, the Escort braked as it approached a slower vehicle, but only the left brake light came on. Noting the faulty right brake light, Darisse activated his vehicle's lights and pulled the Escort over. App. 4-7, 15-16.
Two men were in the car: Maynor Javier Vasquez sat behind the wheel, and petitioner Nicholas Brady Heien lay across the rear seat. Sergeant Darisse explained to Vasquez that as long as his license and registration checked out, he would receive only a warning ticket for the broken brake light. A records check revealed no problems with the documents, and Darisse gave Vasquez the warning ticket. But Darisse had become suspicious during the course of the stop-Vasquez appeared nervous, Heien remained lying down the entire time, and the two gave inconsistent answers about their destination. Darisse asked Vasquez if he would be willing to answer some questions. Vasquez assented, and Darisse asked whether the men were transporting various types of contraband. Told no, Darisse asked whether he could search the Escort. Vasquez said he had no objection, but told Darisse he should ask Heien, because Heien owned the car. Heien gave his consent, and Darisse, aided by a fellow officer who had since arrived, began a thorough search of the vehicle. In the side compartment of a duffle bag, Darisse found a sandwich bag containing cocaine. The officers arrested both men.
*535
The State charged Heien with attempted trafficking in cocaine. Heien moved to suppress the evidence seized from the car, contending that the stop and search had violated the Fourth Amendment of the United States Constitution. After a hearing at which both officers testified and the State played a video recording of the stop, the trial court denied the suppression motion, concluding that the faulty brake light had given Sergeant Darisse reasonable suspicion to initiate the stop, and that Heien's subsequent consent to the search was valid. Heien pleaded guilty but reserved his right to appeal the suppression decision. App. 1, 7-10, 12, 29, 43-44.
The North Carolina Court of Appeals reversed.
"equipped with a stop lamp on the rear of the vehicle. The stop lamp shall display a red or amber light visible from a distance of not less than 100 feet to the rear in normal sunlight, and shall be actuated upon application of the service (foot) brake. The stop lamp may be incorporated into a unit with one or more other rear lamps." N.C. Gen.Stat. Ann. § 20-129(g) (2007).
Focusing on the statute's references to "a stop lamp" and "[t]he stop lamp" in the singular, the court concluded that a vehicle is required to have only one working brake light-which Heien's vehicle indisputably did. The justification for the stop was therefore "objectively unreasonable," and the stop violated the Fourth Amendment.
The State appealed, and the North Carolina Supreme Court reversed.
The North Carolina Supreme Court remanded to the Court of Appeals to address Heien's other arguments for suppression (which are not at issue here). Id.,at 283,
II
The Fourth Amendment provides:
"The right of the people to be secure in their persons, houses, papers, and *536effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized."
A traffic stop for a suspected violation of law is a "seizure" of the occupants of the vehicle and therefore must be conducted in accordance with the Fourth Amendment. Brendlin v. California,
As the text indicates and we have repeatedly affirmed, "the ultimate touchstone of the Fourth Amendment is 'reasonableness.' " Riley v. California,573 U.S. ----, ----,
But reasonable men make mistakes of law, too, and such mistakes are no less compatible with the concept of reasonable suspicion. Reasonable suspicion arises from the combination of an officer's understanding of the facts and his understanding of the relevant law. The officer may be reasonably mistaken on either ground. Whether the facts turn out to be not what was thought, or the law turns out to be not what was thought, the result is the same: the facts are outside the scope of the law. There is no reason, under the text of the Fourth Amendment or our precedents, why this same result should be acceptable when reached by way of a reasonable mistake of fact, but not when reached by way of a similarly reasonable mistake of law.
The dissent counters that our cases discussing probable cause and reasonable suspicion, most notably Ornelas v. United States,
Although such recent cases did not address mistakes of law, older precedents did. In fact, cases dating back two centuries *537support treating legal and factual errors alike in this context. Customs statutes enacted by Congress not long after the founding authorized courts to issue certificates indemnifying customs officers against damages suits premised on unlawful seizures. See, e.g.,Act of Mar. 2, 1799, ch. 22, § 89,
This holding-that reasonable mistakes of law, like those of fact, would justify certificates of probable cause-was reiterated in a number of 19th-century decisions. See, e.g., The Friendship,
Riddleand its progeny are not directly on point. Chief Justice Marshall was not construing the Fourth Amendment, and a certificate of probable cause functioned much like a modern-day finding of qualified immunity, which depends on an inquiry distinct from whether an officer has committed a constitutional violation. See, e.g.,Carroll v. Carman, ante,at 7, --- U.S. ----,
*538The contrary conclusion would be hard to reconcile with a much more recent precedent. In Michigan v. DeFillippo,
Accepting the unconstitutionality of the ordinance as a given, we nonetheless reversed. At the time the officers arrested DeFillippo, we explained, "there was no controlling precedent that this ordinance was or was not constitutional, and hence the conduct observed violated a presumptively valid ordinance." Id.,at 37,
The officers were wrong in concluding that DeFillippo was guilty of a criminal offense when he declined to identify himself. That a court only laterdeclared the ordinance unconstitutional does not change the fact that DeFillippo's conduct was lawful when the officers observed it. See Danforth v. Minnesota,
Heien struggles to recast DeFillippoas a case solely about the exclusionary rule, not the Fourth Amendment itself. In his view, the officers' mistake of law resulted in a violation the Fourth Amendment, but suppression of the drugs was not the proper remedy. We did say in a footnote that suppression of the evidence found on DeFillippo would serve none of the purposes of the exclusionary rule. See id.,at 38, n. 3,
Heien is correct that in a number of decisions we have looked to the reasonableness of an officer's legal error in the course of considering the appropriate remedy for a constitutional violation, instead of whether there was a violation at all. See, e.g.,Davis v. United States,564 U.S. ----, ----,
Here, by contrast, the mistake of law relates to the antecedent question of whether it was reasonable for an officer to suspect that the defendant's conduct was illegal. If so, there was no violation of the Fourth Amendment in the first place. None of the cases Heien or the dissent cites precludes a court from considering a reasonable mistake of law in addressing that question. Cf. Herring v. United States,
Heien also contends that the reasons the Fourth Amendment allows some errors of fact do not extend to errors of law. Officers in the field must make factual assessments on the fly, Heien notes, and so deserve a margin of error. In Heien's view, no such margin is appropriate for questions of law: The statute here either requires one working brake light or two, and the answer does not turn on anything "an officer might suddenly confront in the field." Brief for Petitioner 21. But Heien's point does not consider the reality that an officer may "suddenly confront" a situation in the field as to which the application of a statute is unclear-however clear it may later become. A law prohibiting "vehicles" in the park either covers Segways or not, see A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 36-38 (2012), but an officer will nevertheless have to make a quick decision on the law the first time one whizzes by.
Contrary to the suggestion of Heien and amici,our decision does not discourage officers from learning the law. The Fourth Amendment tolerates only reasonablemistakes, and those mistakes-whether of fact or of law-must be objectivelyreasonable. We do not examine the subjective understanding of the particular officer involved. Cf. Whren v. United States,
Finally, Heien and amicipoint to the well-known maxim, "Ignorance of the law is no excuse," and contend that it is fundamentally unfair to let police officers get away with mistakes of law when the citizenry is accorded no such leeway. Though this argument has a certain rhetorical appeal, it misconceives the implication of the maxim. The true symmetry is this: Just as an individual generally cannot escape criminal liability based on a mistaken understanding of the law, so too the government cannot impose criminal liability based on a mistaken understanding of the law. If the law required two working brake lights, Heien could not escape a ticket by claiming he reasonably thought he needed only one; if the law required only one, Sergeant Darisse could not issue a valid ticket by claiming he reasonably thought drivers needed two. But just because mistakes of law cannot justify either the imposition or the avoidance of criminal liability, it does not follow that they cannot justify an investigatory stop. And Heien is not appealing a brake-light ticket; he is appealing a cocaine-trafficking conviction as to which there is no asserted mistake of fact or law.
III
Here we have little difficulty concluding that the officer's error of law was reasonable. Although the North Carolina statute at issue refers to "astop lamp," suggesting the need for only a single working brake light, it also provides that "[t]he stop lamp may be incorporated into a unit with one or more otherrear lamps." N.C. Gen.Stat. Ann. § 20-129(g)(emphasis added). The use of "other" suggests to the everyday reader of English that a "stop lamp" is a type of "rear lamp." And another subsection of the same provision requires that vehicles "have all originally equipped rear lamps or the equivalent in good working order," § 20-129(d), arguably indicating that if a vehicle has multiple "stop lamp[s]," all must be functional.
The North Carolina Court of Appeals concluded that the "rear lamps" discussed in subsection (d) do not include brake lights, but, given the "other," it would at least have been reasonable to think they did. Both the majority and the dissent in the North Carolina Supreme Court so concluded, and we agree. See
The judgment of the Supreme Court of North Carolina is
Affirmed.
Justice KAGAN, with whom Justice GINSBURGjoins, concurring.
I concur in full in the Court's opinion, which explains why certain mistakes of law can support the reasonable suspicion needed to stop a vehicle under the Fourth Amendment. In doing so, the Court correctly emphasizes that the "Fourth Amendment tolerates only ... objectivelyreasonable" mistakes of law. Ante,at 539. And the Court makes clear that the inquiry into whether an officer's mistake of law counts as objectively reasonable "is not as forgiving as the one employed in the distinct context of deciding whether an officer *541is entitled to qualified immunity."
First, an officer's "subjective understanding" is irrelevant: As the Court notes, "[w]e do not examine" it at all. Ibid.That means the government cannot defend an officer's mistaken legal interpretation on the ground that the officer was unaware of or untrained in the law. And it means that, contrary to the dissenting opinion in the court below, an officer's reliance on "an incorrect memo or training program from the police department" makes no difference to the analysis.
Second, the inquiry the Court permits today is more demanding than the one courts undertake before awarding qualified immunity. See Tr. of Oral Arg. 51 (Solicitor General stating that the two tests "require essentially the opposite" showings); Brief for Respondent 31-32 (making a similar point). Our modern qualified immunity doctrine protects "all but the plainly incompetent or those who knowingly violate the law." Ashcroft v. al-Kidd,563 U.S. ----, ----,
A court tasked with deciding whether an officer's mistake of law can support a seizure thus faces a straightforward question of statutory construction. If the statute is genuinely ambiguous, such that overturning the officer's judgment requires hard interpretive work, then the officer has made a reasonable mistake. But if not, not. As the Solicitor General made the point at oral argument, the statute must pose a "really difficult" or "very hard question of statutory interpretation." Tr. of Oral Arg. 50. And indeed, both North Carolina and the Solicitor General agreed that such cases will be "exceedingly rare." Brief for Respondent 17; Tr. of Oral Arg. 48.
The Court's analysis of Sergeant Darisse's interpretation of the North Carolina law at issue here appropriately reflects these principles. As the Court explains, see ante,at 540, the statute requires every car on the highway to have "a stop lamp," in the singular.N.C. Gen.Stat. Ann. § 20-129(g) (2007). But the statute goes on to state that a stop lamp (or, in more modern terminology, brake light) "may be incorporated into a unit with one or more other *542rear lamps," suggesting that a stop lamp itself qualifies as a rear lamp.
The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co.,
I note in addition, as does the Court, that one kind of mistaken legal judgment-an error about the contours of the Fourth Amendment itself-can never support a search or seizure. See ante,at 539 ("An officer's mistaken view that" conduct does "notgive rise to" a Fourth Amendment violation, "no matter how reasonable," cannot change a court's "ultimate conclusion" that such a violation has occurred). As the Solicitor General has explained, mistakes about the requirements of the Fourth Amendment "violate the Fourth Amendment even when they are reasonable." Brief for United States as Amicus Curiae30, n. 3; see Brief for Respondent 29 (stating the same view).
Dissenting Opinion
The Court is, of course, correct that " 'the ultimate touchstone of the Fourth Amendment is "reasonableness." ' " Riley v. California,573 U.S. ----, ----,
I would hold that determining whether a search or seizure is reasonable requires evaluating an officer's understanding of the facts against the actual state of the law. I would accordingly reverse the judgment of the North Carolina Supreme Court, and I respectfully dissent from the Court's contrary holding.
I
It is common ground that Heien was seized within the meaning of the Fourth Amendment. Such a seizure comports with the Constitution only if the officers had articulable and reasonable suspicion that Heien was breaking the law. In Ornelas v. United States,
As a result, when we have talked about the leeway that officers have in making probable-cause determinations, we have focused on their assessments of facts. See, e.g.,Terry v. Ohio,
This framing of the reasonableness inquiry has not only been focused on officers' understanding of the facts, it has been justified in large part based on the recognition that officers are generally in a superior position, relative to courts, to evaluate those facts and their significance as they unfold. In other words, the leeway we afford officers' factual assessments is rooted not only in our recognition that police officers operating in the field have to make quick decisions, see id.,at 186,
The same cannot be said about legal exegesis. After all, the meaning of the law is not probabilistic in the same way that factual determinations are. Rather, "the notion that the law is definite and knowable" sits at the foundation of our legal system. Cheek v. United States,
Both our enunciation of the reasonableness inquiry and our justification for it thus have always turned on an officer's factual conclusions and an officer's expertise with respect to those factual conclusions. Neither has hinted at taking into account an officer's understanding of the law, reasonable or otherwise.
II
Departing from this tradition means further eroding the Fourth Amendment's protection of civil liberties in a context where that protection has already been worn down. Traffic stops like those at issue here can be "annoying, frightening, and perhaps humiliating." Terry,
*544Barlow v. United States,
In addition to these human consequences-including those for communities and for their relationships with the police-permitting mistakes of law to justify seizures has the perverse effect of preventing or delaying the clarification of the law. Under such an approach, courts need not interpret statutory language but can instead simply decide whether an officer's interpretation was reasonable. Indeed, had this very case arisen after the North Carolina Supreme Court announced its rule, the North Carolina Court of Appeals would not have had the occasion to interpret the statute at issue. Similarly, courts in the Eighth Circuit, which has been the only Circuit to include police mistakes of law in the reasonableness inquiry, have observed that they need not decide interpretive questions under their approach. See, e.g.,United States v. Rodriguez-Lopez,
Of course, if the law enforcement system could not function without permitting mistakes of law to justify seizures, one could at least argue that permitting as much is a necessary evil. But I have not seen any persuasive argument that law enforcement will be unduly hampered by a rule that precludes consideration of mistakes of law in the reasonableness inquiry. After all, there is no indication that excluding an officer's mistake of law from the reasonableness inquiry has created a problem for law enforcement in the overwhelming number of Circuits which have adopted that approach. If an officer makes a stop in good faith but it turns out that, as in this case, the officer was wrong about what the law proscribed or required, I know of no penalty that the officer would suffer. See
Nor will it often be the case that any evidence that may be seized during the stop will be suppressed, thanks to the exception to the exclusionary rule for good-faith police errors. See, e.g., *545Davis v. United States,564 U.S. ----, ---- - ----,
In short, there is nothing in our case law requiring us to hold that a reasonable mistake of law can justify a seizure under the Fourth Amendment, and quite a bit suggesting just the opposite. I also see nothing to be gained from such a holding, and much to be lost.
III
In reaching the contrary conclusion, the Court makes both serious legal and practical errors. On the legal side, the Court barely addresses Ornelasand the other cases that frame the reasonableness inquiry around factual determinations. Instead, in support of its conclusion that reasonable suspicion "arises from the combination of an officer's understanding of the facts andhis understanding of the relevant law," ante,at 536 (emphasis added), the Court first reaches to founding-era customs statutes and cases applying those statutes. It concedes, however, that these cases are "not directly on point" because they say nothing about the scope of the Fourth Amendment and are instead equivalents of our modern-day qualified immunity jurisprudence for civil damages. Ante,at 537.
The only link in the tenuous chain the Court constructs between those cases and this one that has anything to say about the Fourth Amendment is Brinegar v. United States,
Further, the Court looks to our decision in Michigan v. DeFillippo,
DeFillippothus did not involve any police "mistake" at all. Rather, DeFillippoinvolved a police officer correctly applying the law that was then in existence and that carried with it a presumption of validity. Here, by contrast, police stopped Heien on suspicion of committing an offense that never actually existed. Given that our holding in DeFillipporelied so squarely on the existence of a law criminalizing the defendant's conduct, and on the presumption of validity that attends actual laws, it can hardly be said to control where, as here, no law ever actually criminalized Heien's conduct.
On the practical side, the Court primarily contends that an officer may confront "a situation in the field as to which the application of a statute is unclear." Ante,at 539. One is left to wonder, however, why an innocent citizen should be made to shoulder the burden of being seized whenever the law may be susceptible to an interpretive question. Moreover, the Court fails to reconcile its belief that the Fourth Amendment gives officers leeway to address situations where the application of a criminal statute may be unclear with our prior assumption that the Fourth Amendment does not give officers such leeway where they rely on a statute that authorizes police conduct that may violate the Fourth Amendment. See Illinois v. Krull,
While I appreciate that the Court has endeavored to set some bounds on the types of mistakes of law that it thinks will qualify as reasonable, and while I think that the set of reasonable mistakes of law ought to be narrowly circumscribed if they are to be countenanced at all, I am not at all convinced that the Court has done so in a clear way. It seems to me that the difference between qualified immunity's reasonableness standard-which the Court insists without elaboration does not apply here-and the Court's conception of reasonableness in this context-which remains undefined-will prove murky in application. See ante,at 539 - 540. I fear the Court's unwillingness to sketch a fuller view of what makes a mistake of law reasonable only presages the likely difficulty that courts will have applying the Court's decision in this case.
* * *
To my mind, the more administrable approach-and the one more consistent with our precedents and principles-would be to hold that an officer's mistake of law, no matter how reasonable, cannot support the individualized suspicion necessary to justify a seizure under the Fourth Amendment. I respectfully dissent.
The dissent contends that "the tolerance of mistakes of law in cases like Riddlewas a result of the specific customs statute that Congress had enacted." Post,at 546, n. 3 (citing The Apollon,
Every other Circuit to have squarely addressed the question has held that police mistakes of law are not a factor in the reasonableness inquiry. See United States v. Miller,
In addition to North Carolina, it appears that 13 States do not provide a good-faith exception. See State v. Marsala,
The Court in fact errs even earlier in the chain when it represents United States v. Riddle,