Lead Opinion
During a traffic stop, a deputy sheriff frisked the car’s passenger, Christopher Tinnie, and discovered a gun and ammunition. A grand jury indicted Tinnie for possession of a firearm by a felon. Tinnie sought to suppress the gun, ammunition, and statements he made following his arrest. The district court denied his motion to suppress and Tinnie then entered a conditional plea of guilty. Tinnie now appeals from the district court’s denial of his motion to suppress. We affirm.
I.
On Friday, January 30, 2009, Winnebago County Sheriff Deputies Dennis Hill and Brad Kaiser were working a 4:00 p.m.-4:00 a.m. shift, patrolling in a “weed and seed area” of Rockford, Illinois. A “weed and seed area” is an area designated by state and local officials based on a high crime rate and gang, drug, and gun activity. Kaiser was part of a Special Focus Unit which focused on areas with higher crime tendencies. At around 11:30 that evening, the officers observed a black Hyundai Sonata with a mass of air fresheners hanging from its rearview mirror. That normally might not attract law enforcement’s attention, but the strategy in a “weed and seed area” is proactive policing through increased traffic enforcement, and the hanging air fresheners constituted an “obstructive view” justifying a stop. Before the officers stopped the car, though, the driver abruptly turned left and then into a driveway. The officers testified that they believed the driver was attempting to avoid being stopped.
After stopping the vehicle, the officers approached the car. As he walked up to the passenger side, Kaiser noticed Tinnie fidgeting left to right and back and forth in the passenger’s seat. While Hill spoke with the driver, Kaiser asked Tinnie for his identification. Tinnie responded that he didn’t have a license but did have an identification card. But then when Kaiser asked for that, Tinnie merely moved his hands down the front of his coat and pinched his jeans (he did not actually put his hands inside his coat or pants pockets to check) before saying he did not have an identification card. Kaiser commented that Tinnie had never actually checked his pockets for his identification card, but Tinnie merely responded that “he didn’t have his ID on him.” The officer then asked the passenger for his name, birth date, and age. Tinnie identified himself as Christopher Tinnie, gave a birth date of June 16, 1981, and told the officer that he was 28. But as Kaiser immediately realized, “with the date of birth that he had given me, he could have only been 27 at the time.” And at the suppression hearing, Kaiser explained that, in his experience, individuals who are unable to provide the correct age to match their birth date are lying either about their name or their date of birth.
The officers transported Tinnie to the Winnebago County Criminal Justice Center where, according to Hill, he Mirandized Tinnie. Tinnie then voluntarily provided a handwritten and initialed statement acknowledging his possession of the firearm. A grand jury later indicted Tinnie for possession of a firearm by a felon in violation of 18 U.S.C. § 922(g)(1). Tinnie moved to suppress the gun, ammunition, and his written statement. He argued the frisk was unconstitutional and the written statement was the fruit of the illegal search and also obtained without the benefit of a Miranda warning. The district court denied the motion to suppress, concluding reasonable suspicion justified frisking Tinnie and that Tinnie had in fact received a Miranda warning. Tinnie then entered a conditional plea of guilty, reserving the right to appeal the denial of his motion to suppress and the sentence imposed. The district court then sentenced Tinnie to 84 months in prison. Tinnie appeals.
II.
On appeal, Tinnie claims that the district court erred in denying his motion to suppress because reasonable suspicion did not justify the frisk and therefore the fruit of the illegal search (i.e., the gun, ammunition, and his later inculpatory statement) was inadmissible.
During a valid traffic stop, an officer may order the driver and passengers out of the vehicle without violating the Fourth Amendment. Pennsylvania v. Mimms,
In this case, the totality of the circumstances justified frisking Tinnie. The stop occurred late on a Friday night in a high-crime neighborhood. And Kaiser testified at the suppression hearing that the driveway into which Tinnie had pulled was “dimly lit just from road lighting.” See, e.g., Oglesby,
It is true that Kaiser testified that when he asked Tinnie to step out of the car, he had already decided to frisk him. The district court believed the high-crime neighborhood and the lateness of the hour, along with Tinnie’s suspicious movement as the officers approached the car, his strange behavior when asked for his identification, and the inconsistent date of birth and age were enough to justify the frisk. That may well be, given that we judge the totality of the circumstances “in light of common sense and practicality.” Robinson,
Notes
. Tinnie does not challenge the district court's conclusion that he received his Miranda warnings prior to providing his written statement. This issue is thus not on appeal. Tinnie also does not challenge his sentence on appeal, although he had reserved the right to do so in his conditional plea.
. Tinnie argues that because Kaiser routinely frisks occupants whom he has directed to exit the vehicles, Kaiser engages in unconstitutional automatic frisks. There are two flaws with this argument: First, as just noted, the reasonable suspicion analysis is an objective one — so Kaiser's subjective intent is irrelevant. Second, Kaiser did not testify that he routinely asks everyone he stops to exit the vehicle. Thus, it may well be that Kaiser only directs occupants to exit the stopped vehicle if there is already reasonable suspicion to believe they are armed and dangerous. The dissent finds this possibility highly improbable but, as the dissent recognizes, many routine traffic stops occur "while the drivers and passengers remain inside the vehicle (and are often warned not to try to exit the vehicle).” Dissent at 755 n. 3. There is nothing to indicate that Kaiser handles traffic stops any differently than the typical officer, i.e., in most cases directing drivers and passengers to remain inside the vehicle. But if, in fact, there was some evidence that Kaiser has a higher rate of exit-requests and frisks than the typical officer, it likely stems from the more dangerous environment he faces in working the 4 p.m.-4 a.m. shift as a member of the Special Focus Unit, patrolling high-crime neighborhoods. Absent some support in the record to the contrary, we should not imply that Kaiser regularly engages in unconstitutional conduct.
. The dissent asserts that because "[t]he frisk had begun by the time Deputy Kaiser asked Tinnie whether he had any weapons or drugs,” his responses are irrelevant to the Terry analysis and should be disregarded. Dissent at 759. However, the record makes clear that Kaiser asked Tinnie whether he had any weapons or drugs before the frisk had begun; Kaiser testified at the suppression hearing that this questioning took place before he "touched [Tinnie], before any interaction with his body took place.” And the district court found — and that finding was not clearly erroneous — that this questioning occurred before Kaiser conducted the frisk.
. While there may well be other cases in which officers engage in unreasonably intrusive law enforcement practices, Dissent at 761, this is not that case. Rather, this case illustrates how proactive policing, within constitutional limits, successfully "weeds” dangerous criminals from the street while provid
Dissenting Opinion
dissenting.
The erosion of Fourth Amendment liberties comes not in dramatic leaps but in small steps, in decisions that seem “fact-bound,” case-specific, and almost routine at first blush. Taken together, though, these steps can have broader implications for the constitutional rights of law-abiding citizens. I see this case as an unfortunate example of this process. The immediate result here is the removal of an armed felon from the streets of Rockford, Illinois for seven years. But the court’s decision to sanction Deputy Kaiser’s frisk of defendant Tinnie comes too close to allowing police officers to frisk virtually at will any driver or passenger pulled over in a high-crime area. I believe the Fourth Amendment requires a different balance between the interests of efficient law enforcement and the constitutional right against unreasonable searches, so I respectfully dissent.
Before turning to the frisk itself, let’s consider the series of events that led to that frisk, beginning with the actual stop of the car in which Tinnie was a passenger. The stated reason for the stop — to address a windshield obscured by air fresheners hanging from the rearview mirror — was pure pretext, of course. No one believes that Deputy Kaiser and his partner cared about the obscured windshield for its own sake. Deputy Kaiser characterized this stop as the work of a proactive policeman implementing the federally-funded “Weed and Seed” program at night in a designated high-crime area.
The officers took advantage of the fact that the Fourth Amendment allows pretextual traffic stops so long as they are based upon an observed violation of a traffic law. See Whren v. United States,
Once the car was stopped, Deputy Kaiser began questioning Tinnie, at first supposedly to determine his identity. Again, no one seriously believes that this was the primary purpose of the questioning — Deputy Kaiser was almost certainly looking for a reason to search Tinnie, the car, or both. Otherwise, why would Deputy Kaiser have reacted as he did to Tinnie’s rounding up of his age from 27 years and 7 months to 28 years? Based on Tinnie’s answers to those questions, Deputy Kaiser ordered Tinnie out of the car. Of course, Tinnie’s actual answers to Deputy Kaiser’s initial questions were irrelevant, given that Deputy Kaiser could, as a matter of course, order Tinnie out of the car without any suspicion beyond that which justified the initial stop. See Maryland v. Wilson,
By this point, Deputy Kaiser testified, he had already decided that he was going to frisk Tinnie. In fact, Deputy Kaiser’s standard practice is to frisk every person he orders out of a vehicle during a traffic stop — a practice flatly contrary to Terry v. Ohio,
When viewed in isolation, each individual aspect of Deputy Kaiser’s behavior before he started the frisk that discovered the handgun was either arguably reasonable or constitutionally irrelevant. “[T]he central inquiry under the Fourth Amendment,” however, is “the reasonableness in all the circumstances of the particular governmental invasion of a citizen’s personal security,” Terry,
When taken together, Deputy Kaiser’s actions apart from the frisk itself already bear a striking resemblance to the practices permitted in colonial times under “the general warrant, the practice upbraided by the colonists because it allowed British soldiers to confront anyone they felt like investigating for sedition or trafficking in uncustomed goods.” Christopher Slobogin, Justice Ginsburg’s Gradualism in Criminal Procedure, 70 Ohio St. L.J. 867, 886 (2009); see also Davies,
Turning to the frisk itself, we must recognize that a frisk is most certainly not a minor intrusion on privacy. As the Supreme Court explained in Terry, which first authorized warrantless stop-and-frisks on less than probable cause (and shortly after some of the most violent urban riots in American history in 1967 and 1968), a frisk “is a serious intrusion upon the sanctity of the person, which may inflict great indignity and arouse strong resentment.”
Terry authorized frisks as a reasonable and pragmatic response to hard realities of our nation’s city streets. But Terry nevertheless emphatically refused to authorize frisks of just any suspicious person. The Supreme Court authorized such intrusive searches only in those narrow circumstances in which a police officer “has reason to believe that he is dealing with an armed and dangerous individual.” Id. at 27,
The police officer is not entitled to seize and search every person whom he sees on the street or of whom he makes inquiries. Before he places a hand on the person of a citizen in search of anything, he must have constitutionally adequate, reasonable grounds for doing so. In the case of the self-protective search for weapons, he must be able to point to particular facts from which he reasonably inferred that the individual was armed and dangerous.
Sibron v. New York,
The need for a reasonable suspicion that the subject is “armed and dangerous” — not merely suspicious in general — is key to this case, and helps to distinguish legitimate protective frisks from the abuses the Fourth Amendment was intended to limit. See Arizona v. Johnson, — U.S. -,
For starters, when Deputy Kaiser approached the car, he did not know anything about the driver or the passenger. He had no reason to believe that either was inherently more dangerous than any other motorist he might encounter during a traffic stop. See Ybarra v. Illinois,
Turning to those interactions, as Deputy Kaiser approached the car’s passenger side, he saw Tinnie “fidgeting” and acting “as if he was uncomfortable or just readjusting.” Deputy Kaiser asked for Tinnie’s identification. Passenger Tinnie said he did not have a driver’s license, so Deputy Kaiser asked him for his ID card. In response to this request, Tinnie ran his hands down his coat and pinched the top of his blue jeans before responding that he did not have his ID card with him either. Deputy Kaiser then asked for Tinnie’s name, date of birth, and age. Tinnie responded with his (correct) date of birth but gave his age in years at his next birthday, not that day. Throughout the encounter, Tinnie was cooperative, according to Deputy Kaiser, and he gave no indication that he was armed. Unlike so many other frisk cases, Deputy Kaiser never observed any bulges in Tinnie’s clothing indicating that he might be concealing a weapon. Regardless, Deputy Kaiser ordered Tinnie out of the car, escorted him to the back of the vehicle, and announced that he was going to frisk him for officer safety.
The district court found that those facts alone were sufficient to justify the frisk. My colleagues say they tend to agree, without quite holding as much. I address below the district court’s and the majority’s rebanee on Deputy Kaiser’s questioning as he began to frisk Tinnie to justify the frisk itself. For the moment, though, let’s focus on what occurred before the frisk began: in a high-crime area at night, a passenger moves or adjusts his position as the police approach, seems nervous, gives an age and birth date that do not quite match, and when asked for ID, runs his hands along his pants and pinches them before saying he does not have any identification on his person. Suspicious? Yes. A reasonable indication that the passenger is armed and dangerous? No.
Recall that Tinnie and the driver were not suspected of or stopped for a violent crime, drug trafficking, or any other crime connected to a threat of violence. The stop was for air fresheners obstructing the windshield. Although Tinnie acted nervous when confronted, nervousness is, for obvious reasons, “of limited value in assessing reasonable suspicion.” United States v. Simpson,
The additional fact that Deputy Kaiser encountered Tinnie “late at night in a high-crime neighborhood” did not change these circumstances enough to justify a frisk. While context is certainly important to the totality-of-the-circumstances analysis, neither the lateness of the hour nor the nature of the locale automatically transforms non-threatening acts into indicators of danger. Perhaps the lateness of the hour would be significant if darkness had limited Deputy Kaiser’s ability to see what Tinnie was doing' — an officer making a traffic stop is certainly entitled to exercise greater caution when a suspect’s actions are veiled in shadow. Cf. Ybarra,
I ascribe equally little significance to the fact that Tinnie was confronted in a high-crime area “designated by state and local officials.” While “the fact that the stop occurred in a ‘high crime area’ [is] among the relevant contextual considerations in a Terry analysis,” Illinois v. Wardlow,
Setting aside these problems, the district court and my colleagues seek to justify the frisk by relying on Tinnie’s responses to three questions Deputy Kaiser posed as he began the frisk. After telling Tinnie that he was about to be frisked for officer safety and walking him to the rear of the car, Deputy Kaiser asked whether Tinnie had any weapons or drugs in his possession. Tinnie did not immediately respond. Deputy Kaiser then asked if Tinnie had any weapons, guns, or things that would poke the deputy’s hands, and again Tinnie did not respond. Deputy Kaiser then asked Tinnie if he had any drugs, and Tinnie immediately said no. From these different responses to different questions, Deputy Kaiser inferred that Tinnie might have a weapon. It turned out that he was right.
This narrow definition of a frisk would require us to close our eyes to reality and would encourage aggressive and intrusive police tactics, especially during pre-textual traffic stops. Under the majority’s definition of a frisk, officers may tell a suspect that he is going to be frisked and require him to assume the position for a frisk before beginning the questioning needed to justify the frisk itself. Bent over the hood of a car or pressed against a wall in the middle of the night, most people would be extremely nervous and disoriented. It would be easy enough for an enterprising police officer to find some justification for a frisk in any nervous responses given at such a vulnerable moment. Moreover, the majority’s approach embraces the circular logic that police may justify a frisk by observing how the subject responds when told he is about to be frisked.
For Fourth Amendment purposes, a person can be “seized” before he is actually restrained by physical force, at the moment when, given all the circumstances, a reasonable person would believe he is not free to leave. Michigan v. Chesternut,
Applying this standard to the facts here, it is clear that Tinnie would reasonably have believed that the frisk was already underway when Deputy Kaiser asked if he had a gun in his possession. By the time Tinnie was asked if he was carrying a gun, Deputy Kaiser had already ordered him out of the car, walked him to the back of the car, and told him that he was about to be frisked. When Deputy Kaiser announced his intent to conduct a frisk, a person in Tinnie’s position would reasonably have believed that the frisk procedure had already begun — he certainly would not have felt free to walk away or to refuse to allow Deputy Kaiser to touch him. The frisk had begun by the time Deputy Kaiser asked Tinnie whether he had any weapons or drugs, making Tinnie’s responses to those questions irrelevant to the Terry analysis.
Based on the facts in the record, I conclude that the frisk of Tinnie violated the Fourth Amendment. But I am not alone in finding a frisk like this to be unjustified. In similar cases, other courts have deemed the searches unconstitutional. For example, in United States v. McKoy,
The Sixth Circuit affirmed the grant of a motion to suppress in a similar case in United States v. Wilson,
My colleagues rely on cases that place in sharp relief the lack of any indication that Tinnie was armed and dangerous. For example, my colleagues cite United States v. Brown,
My colleagues’ reliance on Cady v. Sheahan,
United States v. Oglesby,
We should not overlook Deputy Kaiser’s testimony that his standard practice was to frisk anyone whom he asks/orders out of a vehicle during a traffic stop. Of course, an officer’s unconstitutional practice cannot invalidate an otherwise-reasonable frisk. But such a standard practice remains simply inconsistent with the rule that frisks are forbidden absent a reasonable and individualized suspicion that a suspect is armed and dangerous, as set forth by Terry, Sibron, Ybarra,
Christopher Tinnie is not a sympathetic candidate for the protection of the Fourth Amendment or the benefits of the exclusionary rule. He was guilty of being a felon in possession of a concealed firearm, and an unusually dangerous firearm at that. He has accumulated a lengthy criminal record for, among other things, small-scale drug crimes, battery, and unlawful use of firearms. But the exclusionary rule is not applied for the benefit of Tinnie or other criminals. It is applied to protect all citizens from unreasonably intrusive, “proactive,” law enforcement practices, even when carried out for laudable goals. Deputy Kaiser did not have a reasonable suspicion that Tinnie was armed and dangerous when he frisked him in the course of the pretextual traffic stop. I therefore respectfully dissent.
. The "Weed and Seed” program is a U.S. Department of Justice initiative designed to "reduce the impact of violent crime on communities; provide prevention, intervention, and treatment services for substance abuse and other social problems; and revitalize communities through improved housing and economic development” by "stress [ing] collaboration, coordination, and community participation.” U.S. Department of Justice, Weed & Seed Implementation Manual, at 1 (2005).
. This observation long predates the decision in Whren. When he was Attorney General, the future Justice Jackson said: "We know that no local police force can strictly enforce the traffic laws, or it would arrest half the driving population on any given morning.” R. Jackson, The Federal Prosecutor, Address Delivered at the Second Annual Conference of United Stales Attorneys, April 1, 1940, quoted in Morrison v. Olson,
. Deputy Kaiser had no real need to order Tinnie out of the car, of course. Many routine traffic stops, particularly those actually carried out for their stated purposes, proceed while the drivers and passengers remain inside the vehicle (and are often warned not to try to exit the vehicle).
