Lead Opinion
Joseph Freeman appeals from a judgment of the United States District Court for the Southern District of New York (Paul A. Crotty, /.) convicting him of one count of possession of a firearm after a felony conviction, in violation of 18 U.S.C. § 922(g)(1), following a bench trial on stipulated facts. Freeman moved to suppress the firearm discovered by the police on the grounds that he was stopped without reasonable suspicion, as the stop was primarily based upon a pair of anonymous 911 calls from the same caller. The district court denied the motion to suppress and proceeded to trial on stipulated facts. We hold that there was not reasonable suspicion to support the stop of Freeman and vacate his conviction. The suppression decision is reversed, and the case is remanded to the district court.
BACKGROUND
I.
On April 27, 2011, at approximately 1:40 a.m., the New York City Police Department (“NYPD”) responded to two 911 calls from the same caller reporting that a man matching a certain description had a gun. The caller refused to identify herself, and the 911 operator could not re-contact her on multiple attempts. The 911 calls were recorded, and the number was identified as coming from a cell phone, but the caller was never identified. Her identity remains unknown. The caller told the 911 operator that a Hispanic male, wearing a black hat and a white t-shirt had a gun, near the Chase Bank on East Gun Hill Road in the Bronx, New York. The radio dispatch received by the police officers indicated that “a person is possibly armed with a firearm” and was “arguing with a female” near a particular intersection in the vicinity of the Chase Bank. NYPD Officers Joseph Walsh and Ryan Conroy responded to the call from “seven to eight” blocks away. While en route to the location, over the police radio, which was audible to Walsh and Conroy, another officer repeatedly asked the dispatcher to verify whether the 911 caller “actually saw a firearm.” Each time, the dispatcher was unable to confirm if that was the ease. Walsh and Conroy arrived at the scene within minutes of the first call: the first call came into the 911 system at 1:36 a.m., the.updated description from the second call was received at 1:38 a.m., and Freeman was stopped at 1:40 a.m. 911 Incident Record, Exhibit E, Declaration of Sarah Baumgartel, United States v. Freeman,
From their unmarked police vehicle, Walsh and Conroy canvassed the area on East Gun Hill Road between Burke Avenue and Young Avenue. The officers observed Joseph Freeman walking eastbound on East Gun Hill Road and observed that he fit the most recent reported description. The officers drove past Freeman, stopped their unmarked car along the side of the road, and waited for Freeman to approach their car. As Freeman walked past the vehicle, Conroy got out of the passenger side and approached him. Conroy attempted to speak to Freeman, but Freeman did not stop walking, so Conroy placed his hand on Freeman’s elbow. Freeman “shrugged [Conroy] off’ and kept walking. Walsh, who had since exited the car, also placed his hand on Freeman’s elbow, and Freeman again “shrugged [Walsh] off and kept walking.”- By the officers’ own admission, Freeman “never ran from [the officers] that night.” After Freeman continued walking upon being touched by Walsh, Walsh grabbed him around the waist in what the government now describes as a “bear hug.” After Walsh grabbed Freeman around the waist, Freeman never broke away. He attempted -to continue walking, but Walsh tripped him to the ground. After a short struggle, and with the assistance of NYPD Officer Humberto Morales, who arrived on scene with his partner after Walsh tripped Freeman, the police handcuffed Freeman and removed a gun from his waistband.
II.
On August 17, 2011, Freeman moved in district court to suppress the gun discovered on the ground that the police lacked reasonable suspicion to stop him. The district court concluded that the police stop was supported by reasonable suspicion and denied the motion to suppress. To preserve his suppression argument for appeal, Freeman waived his right to trial by jury and agreed to a bench trial on stipulated facts. On December 13, 2011, after Freeman stipulated to the elements of the offense charged in the indictment, the district court found him guilty of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1). Freeman now appeals.
DISCUSSION
In an appeal from a district court’s ruling on a motion to suppress, we review legal conclusions de novo and findings of fact for clear error. United States v. Ferguson,
I.
Under the long-established rule of Terry v. Ohio,
II.
A.
As an initial matter, we must first determine when exactly the police seized Freeman, in order to assess whether there was reasonable suspicion for the stop “at its inception.” Terry,
The government likely seeks to push the moment of the seizure forward in time in order to reap the benefits of the decisions in California v. Hodari D.,
The rule from Hodari D. — the grounds for a stop may ... be based on events that occur after the order to stop is given, — has been applied only in cases where the suspect attempts to flee from police after being ordered to stop. Ho-dari D., Swindle, and Muhammad all involved a police show of authority, a defendant who refused to comply by fleeing, police pursuit, and a ‘seizure’ occurring at the moment the defendant was physically restrained.
Simmons,
B.
Anonymous tips, without further corroboration by the police to demonstrate that the tip has sufficient indicia of reliability, are insufficient to provide the reasonable suspicion necessary for a valid Terry stop. See Alabama v. White,
While “there are situations in which an anonymous tip, suitably corroborated, exhibits sufficient indicia of reliability to provide reasonable suspicion to make the investigatory stop,” such corroboration did not exist in J.L. Id. at 270,
1.
In this case, the pair of anonymous calls to 911 lacked any indicia of reliability and did not provide the police with the reasonable suspicion needed to stop Freeman. The district court below and the government attempt to distinguish the call in the instant case from that in J.L. to no avail. The district court determined that the call was not “truly anonymous” because the cell phone number was automatically recorded by the 911 system, the individual twice called 911, and based upon the information conveyed in the call, the caller was an eyewitness. The government now similarly aims to distinguish J.L. by arguing that, among other things, the calls had sufficient indicia of reliability because the physical description was more detailed here than that in J.L. and because the calls reflected Freeman’s “precise and changing location.”
While the proffered distinctions are indeed factual differences between J.L. and the instant case, they are not ones that undermine the reasons why anonymous phone calls must have sufficient indicia of reliability to support a finding of reasonable suspicion, nor do they provide those indicia for this caller or do anything to alter the reliability analysis laid out in J.L. While in J.L. the Court did indeed note that the call was not recorded, this was not the determinative question. Id. at 268,
The dissent suggests that we are imposing on the government an extraordinary burden in each case to “hunt down the citizen tipster” to disprove anonymity in each case of 911 cell phone calls. That is not accurate. We are simply applying the J.L. anonymity analysis to the specific nature of the calls here and concluding there was not enough in the record before the district court to find sufficient indicia of reliability. It may very well be that similar calls with more evidence of identification of the caller could satisfy J.L., or that different calls with more information would have the necessary reliability. And, it may very well be that the specific nature of the cell phone technology or contact may contribute to an identification of the caller. But it does not here.
That the caller contacted 911 twice simply means that the content of both calls could not be assessed based on the caller’s reputation for honesty and that the caller could face the consequences for untruthful reporting for neither one of the calls. The fact that the anonymous caller made both of these calls; refused to identify herself, and could not be reached back via phone by the 911 operator merely indicates that there were two anonymous calls from the same individual, instead of just one. It does nothing to bolster her credibility. Furthermore, that the caller was an eyewitness makes the instant case no different than J.L.; there, in order to observe that J.L. was waiting at the bus stop clad in a plaid shirt, the caller would have been an eyewitness as well. Here, as the government stresses, the caller gave more information about Freeman’s ’ appearance and location than did the caller in J.L., but that does not make the information provided anything but “[a]n accurate description of [Freeman’s] readily observable location and appearance.” J.L.,
The district court seems to indicate that the caller’s description of the individual’s location — namely, walking east on Burke Avenue — constituted “predictive” information that distinguishes this call from thát in J.L. In doing so, the lower court misapprehends what constitutes predictive information. The caller did riot predict that the individual would begin walking in a certain direction, such that it demonstrated that the “tipster had knowledge of concealed criminal activity.” Id. at 272,
2.
In J.L., the Court expressly rejected a firearms exception to Terry’s demand that a stop be supported by reasonable suspicion, specific and particularized. J.L.,
We recognized a narrow exception to the rule of J.L. in United States v. Simmons,
Nearly every anonymous call made to 911 implicates the need for the police in some way; thus, this jurisprudence must recognize the difference between a latent crime, even “simple possession of a firearm,” Simmons,
C.
In assessing whether a stop is supported by reasonable suspicion we “look at the totality of the circumstances” in order to determine “whether the detaining officer has a particularized and objective basis for suspecting legal wrongdoing.” Arvizu,
To begin, the neighborhood and time of the stop are not individualized facts specific to Freeman. Nor do they enhance the reliability of the phone call by confirming in it some individualized detail. Of course, these factors could still have relevance. “[OJfficers are not required to ignore the relevant characteristics of a location in determining whether the circumstances are sufficiently suspicious to warrant further investigation.” Illinois v. Wardlow,
The government also cites the fact that Freeman did not stop and shrugged off the officers who touched his arms. Up until this point, there was not reasonable suspicion for. the officers to seize Freeman. “[W]hen an officer, without reasonable suspicion or probable cause, approaches an individual, the individual has a right to ignore the police and go about his business. And any refusal to cooperate, without more, does not furnish the minimal level of objective justification needed for a detention or seizure.” Wardlow,
In the instant case, we conclude that, at the time the officers initially approached Freeman, they did not have reasonable suspicion to stop him — in fact, the government has not even at this stage of the litigation identified the “specific and artic-ulable facts” that would have justified a stop of Freeman at that point, Bayless,
III.
“Reasonable suspicion” does not mean simply accepting whatever circumstances are offered by the government as necessarily demonstrating sufficient grounds to suspect “legal wrongdoing.” Arvizu,
CONCLUSION
For the reasons stated above, the judgment of the district court hereby is REVERSED, and the case is REMANDED to the district court for further proceedings consistent with this opinion.
Notes
. While the district court noted in its description of the proceedings below that Walsh testified that Freeman was walking in an "aggressive manner,” it did not make a factual finding accepting this contention as true and indeed expressed skepticism as to its validity during the suppression hearing. Moreover, the district court did not base its reasonable suspicion analysis on this assertion at all, thus lending further support to our conclusion that the court did not accept this as a factual finding. We decline to accept this assertion now, as the government would have us do, especially in light of the contemporaneous notes of the Assistant United States Attorney that the police, including Walsh, observed "nothing suspicious,” prior to grabbing Freeman. Nor was this supposed "aggressive walking” mentioned in the contemporaneous police reports. Even were we to accept this contention, it would not tip the scales of the totality of the circumstances to create reasonable suspicion.
. This factor carries less weight in the “city that never sleeps,” Frank Sinatra, New York, New York (Reprise 1979), where restaurants and bars are regularly open to 4:00 a.m. N.Y. Alco. Bev. Cont. Law § 106(5)(b). See Arvizu,
. "Even in high crime areas, where the possibility that any given individual is armed is significant, Terry requires reasonable, individualized suspicion before a frisk for weapons can be conducted,” Maryland v. Buie,
Dissenting Opinion
dissenting:
I join in full Parts I and II-A of the majority opinion, but dissent as to the anonymity of the 911 caller: In light of the circumstances surrounding the police dispatch, I believe the officers reasonably relied on the call and that they had reasonable suspicion to stop Freeman.
The question of “true anonymity” plays a key role in evaluating the reliability of 911 calls after Florida v. J.L.,
The Majority requires the government to confirm that it could track down the tipster and hold her accountable for inaccurate tips before officers in the field can stop a crime reported in the tip. Opinion 98. Here the officers could have logically (and accurately) assumed that the 911 call was recorded. Indeed the record strongly suggests that everyone to address this case prior to the Majority’s game-changing
The Majority further suggests that the widespread existence of cellular telephones
Here, the police officers who made the reasonable suspicion determination were confronted with multiple recorded phone calls from' a woman who provided accurate descriptive information and a discernible call-back number
In Copening, the Tenth Circuit distinguished the anonymous calls in that case from those in J.L., starting with the fact that, although “the caller declined to provide his name, he called 911 from an unblocked telephone number.” United States v. Copening,
Finally, even if the Majority were able to establish that we should analyze this case as though the caller used a prepaid cell phone, these disposable phones may not be quite as anonymous as the Majority believes. For example, as most law enforcement investigators likely know, the government can request from a cell phone company other calls made from the number of the disposable phone that was identified as the caller; the government can then ascertain the caller’s identity from the not-so-anonymous caller’s other interlocutors. “While it is possible that the caller was using a borrowed cell phone or a prepaid cell phone to which she may not have been directly traceable, she would be potentially identifiable through the owner of the cell phone.” Costa,
Not only does the Majority analyze reasonable suspicion as though the record supported the possibility that the caller used a prepaid cellular phone — an assumption for which the record offers no support — but it analyzes such suspicion as though the police officers in the midst of the “gun run” had reflected on the possibility that the caller was using such a phone. The Majority second-guesses the reasonable suspicions of officers who knew the sex, phone number, line of'sight, and geographical location of a caller. These officers, in the midst of a “gun run,” were informed that a woman called, twice, describing the suspect in detailed particularity and asserting that he had a firearm. The Majority’s analysis does a disservice to the officers who separated a felon from
. The Majority's strong rebuke of the government’s untenable position that even as he was detained in a “bear hug” Freeman had not been "stopped” is entirely justified. Opinion 96-97.
. Although the opinion does not articulate the links, when it asks for the government to prove that "relevant technological capacities ... enhanced reliability in th[is] particular instance,” it means that the government must demonstrate not only that the officers knew that a call was recorded, but that the caller knew. Opinion at 13. Without introducing into evidence the caller's specific knowledge that she could be tracked down, the government could not prove "whether the consequences for false reporting at all influenced this caller to tell the truth.” Opinion at 98. Presumably the most relevant inquiry would be whether the officers were informed that the caller knew that, she could be tracked down if she .lied. For obvious reasons this will be impossible to prove in every case.
. In reality, when J.L. was decided in 2000, "[wjireless subscribership in America exceed[ed] 100 million, totaling approximately 38% of the U.S. population.” CTIA, History of Wireless Communications, available at http://www.ctia.org/advocacy/research/index. cfm/AID/10392 (accessed August, 26, 2013). Admittedly, well over 300 million people now use cell phones in the United States. Id. However, it is reasonable to believe that Justice Kennedy was aware of the rising popularity of cell phones when he penned his concurrence about technology's role in decreasing "true anonymity.” J.L.,
. This fact suggests that the caller did not employ a device to disguise her number, such as dialing *67 before placing a phone call.
. Although the Majority asserts that the caller "could not be reached back via phone by the 911 operator,” Opinion at 99, the record supports only the conclusion that the caller could not be reached by the police dispatcher. I find it odd that the Majority believes that the officers' repeated requests for the dispatcher to call the tipster back — a request they would not have made had they believed the tipster to
. Although the dispatcher did not explicitly state that she had the caller’s name, she also did not explicitly state that the caller was anonymous. The record does not reflect whether the caller’s voicemail recording contained her name.
. Given the changes in the communications industry and 911 call centers, one would hope that the Supreme Court will enter the post-J.L. world and give the circuits further guid-anee in this troubling and exceptionally important area of Fourth Amendment jurisprudence.
. ' Lists of call patterns may be used to trace the owners of prepaid cellular phones as a standard law enforcement technique. See, e.g., Joint Appendix at 192-97, United States v. Warren, - Fed.Appx. -,
