STATE OF OHIO v. THOMAS O. SMITH
Case No. 15CA3686
IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT SCIOTO COUNTY
RELEASED: 07/22/2016
[Cite as State v. Smith, 2016-Ohio-5062.]
Hoover, J.
DECISION AND JUDGMENT ENTRY
Timothy Young, Ohio Public Defender and Nikki Trautman Baszynski, Assistant State Public Defender, Columbus, Ohio for appellant.
Mark E. Kuhn, Scioto County Prosecuting Attorney, Pat Apel, Assistant Prosecuting Attorney and Julie Cooke-Hutchinson, Assistant Prosecuting Attorney, Portsmouth, Ohio for appellee.
Hoover, J.
{1} Defendant-appellant Thomas O. Smith (“Smith“) appeals his convictions and sentences from the Scioto County Common Pleas Court, following a jury trial. A jury found Smith guilty of multiple offenses including engaging in a pattern of corrupt activity, multiple trafficking and possession offenses, and participating in a criminal gang. The trial court sentenced Smith to an aggregate total of 40 years in prison.
{2} Here on appeal, Smith asserts five assignments of error. First, Smith argues that numerous instances of prosecutorial misconduct violated his right to a fair trial. Second, Smith contends that his trial counsel was ineffective because he failed to object to those instances of prosecutorial misconduct. Third, Smith argues that testimony from a State of Ohio (“State“) expert witness and two of the State‘s admitted exhibits contained testimonial hearsay in violation
{3} For the reasons discussed more fully below, we overrule Smith‘s first, second, third, and fourth assignments of error. Therefore, we affirm Smith‘s convictions. However, we agree with Smith that his convictions for engaging in a pattern of corrupt activity and participating in a criminal gang should have merged as allied offenses of similar import. Accordingly, we sustain Smith‘s fifth assignment of error. We remand the case for proceedings consistent with this decision.
I. Facts and Procedural Posture
{4} On September 26, 2014, the Scioto County Grand Jury filed a superseding indictment against defendant-appellant Smith and 21 other defendants for multiple offenses. Smith was charged with the following counts: Count 1: engaging in a pattern of corrupt activity, a first degree felony, in violation of
{5} The State‘s case against Smith proceeded to a jury trial on February 2, 2015.2 During its case in chief, the State presented 11 witnesses. The State‘s theory of this case was that members of the 22nd Street Bloods, a gang from Columbus, Ohio, ran a drug trafficking operation in Scioto County. The operation included usage of a phone number that individuals would call and set up a meeting in order to purchase drugs. The State presented evidence that Smith took an active role in this drug trafficking operation.
{6} The State‘s first witness was Detective Robert C. Vass (“Vass“) of the Columbus Police Department (“CPD“). Vass was tasked with investigating and gathering intelligence on criminal street gangs. Vass was designated as an expert witness, without objection from counsel. As a part of his duties, Vass and the other officers within the CPD classify gangs and monitor the criminal activities of their members. Vass testified that the CPD compiles a list of active and inactive members of each gang. According to Vass, if an active individual has two years of no contact with the police, then that individual is moved to an inactive classification.
{7} Vass initially testified about the general behavior of gangs and gang culture. Vass stated that most of the gangs in Columbus identify as either the Bloods or the Crips; and the gangs typically have affiliation to a specific neighborhood. Vass‘s testimony eventually focused on the 22nd Street Bloods. Vass identified several members of the 22nd Street Bloods, including an original member of the gang Dartangnan Hill, Smith‘s brother and co-defendant Orlando
{8} During Vass‘s testimony, the State introduced what was referred to as a “criminal predicate statement” on the activities of the 22nd Street Bloods. According to Vass, the criminal predicate statement explains how and why the CPD believes a certain organization is a criminal street gang. The criminal predicate statement documents the gang‘s activities and in particular, the gang members’ contacts with police officers. The criminal predicate statement is a collection of dated summaries that describe police officers’ investigations of criminal activity involving members of the 22nd Street Bloods. Vass testified that the CPD keeps the criminal predicate statement in the normal course of police business. The State introduced and marked the criminal predicate statement as State‘s Exhibit 4. The trial court admitted the criminal predicate statement into evidence.
{9} Vass also testified that, in anticipation of trial, he prepares a “gang book” on individual defendants. The gang book shows how a specific gang member has been documented. Vass testified that in 2005, the CPD began to document Smith‘s criminal activities as a member of the 22nd Street Bloods. The gang book is similar to the criminal predicate statement, in that it is also a report of Smith‘s criminal activity associated with the 22nd Street Bloods. The gang book contains dated summaries of police investigations and investigative reports written by different CPD investigators. The State introduced the gang book on Smith and marked it as State‘s Exhibit 5. The trial court admitted the gang book into evidence.
{11} Vass stated that he was personally familiar with Smith because he had interacted with him in the past. Vass stated that Smith went by the aliases “Bugatti Bhomas,” “Gotti,” and “Bhomas.” Vass had also conducted surveillance on Smith. Vass opined that Smith was an active member of the 22nd Street Bloods before he was incarcerated in 2010, while he was incarcerated and after he was released in 2013. On cross-examination, defense counsel asked Vass how he could classify Smith as active during his incarceration if the CPD was not monitoring him. Defense counsel referred to Vass‘s earlier testimony that if a person had two years of no contact with police then that person would be classified as inactive. Vass answered that he based his conclusion on a Department of Corrections (DOC) report, obtained through the Ohio law enforcement gateway (“OLEG“) that classified Smith as an active participant in a criminal gang during his incarceration. The DOC report was included in the gang book. Vass stated that the DOC would have to furnish the documentation to support that classification as the DOC, and not CPD, monitors a gang member‘s status during incarceration.
{12} During Vass‘s testimony, the State introduced photographs and videos depicting Smith‘s co-defendants with drugs, money, and guns. Vass identified gang members and gang
{13} Next, the State called seven witnesses who testified about Smith‘s involvement with drug trafficking. Many of the witnesses received something from the State in exchange for their testimony. First, Charles Sadler, a co-defendant in this case, testified that he moved to Scioto County at the end of the summer in 2012. Shortly thereafter, Courtney Anderson and Troy Hines approached him about selling heroin. Charles met with them three to four times a day to purchase one half of a gram of heroin. Charles would call the phone number 740-821-5574 to set up his purchases of drugs. Courtney Anderson and Troy Hines would also stop at Sadler‘s house to break up and package heroin for purchases. Charles met Smith towards the end of November 2013. Charles testified that Smith had answered his call to the 5574 phone number; and they set up a meeting in the east end of Portsmouth. Charles met Smith to buy drugs on three separate occasions.
{14} Charles‘s brother, William Sadler, also testified at trial. According to William, several co-defendants in this case would go to his brother‘s residence and “chop up” dope. William also bought drugs from Smith after calling the 5574 phone number. In addition, William testified that Smith, Courtney Anderson, and Ronald Fields assaulted him while in prison.
{15} Tiffany Slusher was another one of the State‘s witnesses. Slusher knew Smith, Courtney Anderson, Troy Hines, Ronald Fields, and others. Slusher testified that they would bring tar heroin the size of a small watermelon to prepare it for street purchases. Slusher called the 5574 phone number to set up her own purchases of heroin. Slusher saved the phone number to her phone under the name “22nd Blood Line.” Slusher testified that Courtney Anderson and Troy Hines made references to each other about the gang. Slusher bought drugs through the 5574 phone number from June 2013 to March 2014. Slusher testified that she met Smith in January 2014. According to Slusher, Smith supplied her with heroin on three occasions. Slusher would pay Smith “through sex.”
{16} Michael Blackburn also testified on behalf of the State. Blackburn bought drugs from Smith and the other co-defendants from October 2013 to March 2014. Blackburn stated that he called a number in order to set up a purchase; however, he did not identify the 5574 phone number. Blackburn testified that he bought from Smith about five to ten times.
{17} State witnesses Jennifer Medve and Stephanie Nuckols testified that they observed Smith and some of the co-defendants in this case preparing heroin for street buys. Medve testified that Smith and several of the co-defendants came to the residence, where she was living at the time with a boyfriend, in order to prepare black tar heroin for purchasing. Medve testified that they would hit a large size portion of the black tar heroin with a hammer, breaking it into smaller pieces. Then, they would weigh the heroin and put it into individual bags.
{19} Sarah Schuman also testified as a witness for the State. Schuman testified that she first met Smith and co-defendant Kelvin Hayden at a Portsmouth bar, when a friend of hers bought heroin. Schuman testified that Smith, co-defendants Jason Turner, Courtney Anderson, and others came to her house from March until June 2014 to prepare drugs for street purchase. During this time, Schuman had been in contact with Detective Sergeant Josh Justice. It was revealed during cross-examination that Schuman had been a confidential informant for local police in exchange for monetary payment.
{20} Schuman testified that on June 9, 2014, Smith arrived at her house with co-defendants Vernita Williams, Orlando Smith, and Ronald Fields. According to Schuman, Smith and Fields went into her house and cut up heroin. As the four individuals left Schuman‘s residence, Schuman called Justice. Schuman informed Justice about the car‘s description, the tag number, and the car‘s occupants. Police would later stop the vehicle.
{21} The next day, Josh Turner showed up at Schuman‘s house. Schuman testified that he needed to use her phone. Turner needed to change the 5574 number to a new phone, since police confiscated the old one during the traffic stop on June 9, 2014. Schuman testified about
{22} Sergeant John Koch and Detective Jodi Conkel testified regarding the June 9, 2014 traffic stop and Smith‘s subsequent arrest. Koch testified that Smith was sitting in the back passenger seat; Vernita Williams was driving; Ronald Fields was in the back driver seat; and Orlando Smith was sitting in the front passenger seat. After police stopped the vehicle, a canine conducted a sniff of the vehicle and alerted to the presence of drugs. After all the vehicle‘s occupants were taken back to the Scioto County jail, Koch interviewed Orlando Smith. Koch also testified that he photographed Smith‘s tattoos. On cross-examination, Koch stated that no dope was found on Smith during the traffic stop.
{23} Conkel testified that she was “brought in” to search Vernita Williams. Conkel testified that Vernita Williams voluntarily removed drugs from her vaginal cavity. Conkel also testified that Vernita told her that the drugs belonged to Smith. According to Conkel, Vernita said that “Mr. Smith” threw the drugs to her to hide them. Conkel testified that she believed Vernita was referring to Thomas Smith, the defendant-appellant, and not Orlando Smith.
{24} The State‘s final witness was Detective Sergeant Josh Justice of the Portsmouth Police Department. Justice is a member of the Southern Ohio Drug Task Force. Justice testified that his investigation into drug activity involving members of the 22nd Street Bloods began in 2011. Justice first investigated co-defendants, Andre Gilliam and Ronald Field, in 2011. Justice testified that the Portsmouth Police Department monitored gang activity and worked with the Columbus Police Department, mentioning specifically Detective Vass. Justice testified that in 2013, law enforcement learned through another one of the State‘s witnesses, Michael Blackburn
{25} Justice gathered intelligence from other law enforcement to get information from traffic stops involving Andre Gilliam, Orlando Smith, Brittanee Baker, Troy Hines, Ronald Fields, John Kullum, and Courtney Anderson. Justice learned that these individuals were involved in traffic stops where small amounts of marijuana were discovered. Justice testified that police began to put together a group of individuals, associated with the 22nd Street Bloods, operating in Portsmouth, Ohio. From there, Justice interviewed a confidential informant in January 2014 and Jennifer Medve in February 2014. Justice set up a wired purchase, where Medve bought drugs from Courtney Anderson. In setting up the buy, Courtney Anderson answered a call to the 5574 phone number. Thereafter, Justice obtained a subpoena of the phone records from the 5574 phone number. The phone records showed that from January 1, 2013 to June 15, 2014 the 5574 phone number had a total of approximately 111,000 incoming calls and 28,000 outgoing calls.
{26} Justice testified regarding the major arrests of the co-defendants in this case. On June 9, 2014, on information from Sarah Schuman, a State‘s witness in this case, police completed a traffic stop of a vehicle containing Smith along with co-defendants Vernita Williams, Orlando Smith, and Ronald Fields. A police canine alerted to the presence of drugs on the vehicle. The police located crack cocaine and heroin on Vernita Williams, along with crack cocaine on Orlando Smith. Police confiscated several phones from the traffic stop as well. Justice testified that a black Motorola, claimed by Smith, was the deal phone with the 5574 number. The next day, on June 10, 2014, Justice received a request for a canine after a fellow officer had stopped a vehicle occupied by Keguan Skinner-Byrd and Courtney Anderson. Police again
{27} Smith testified as the only defense witness. Smith stated that he became an official member of the 22nd Street Bloods when he was 15 years old. Smith testified about his upbringing and his family‘s involvement with the gang. Smith‘s uncle was Dartangnan Hill, an original member of the gang. Smith‘s younger brother, Richard, was also a gang member. Smith was incarcerated from 2009 until November 2013 because of convictions of having weapons under disability and possession of drugs. Smith testified that while he was an active gang member in 2009, the death of his younger brother Richard and his incarceration motivated him to leave the gang life. According to Smith, his departure from the gang resulted in beatings from other gang members while in prison. Smith testified that these fights led to infractions on his prison record.
{28} After his release from prison, Smith became a promoter at a club named Rachel‘s. Smith would receive payment from the club under the table as he testified that he could not provide W-2s from his work there. Smith testified that he tried to convince his brother Orlando to move back to Columbus with him. A CPD officer had shot Orlando while Smith was incarcerated. However, Orlando continued living in Portsmouth. Smith testified that he made trips to Portsmouth to check on Orlando. During his trips to Portsmouth, Smith went to bars in town and met several woman including Tiffany Slusher, Stephanie Nuckols and Sarah Schuman. Smith testified that he developed a relationship with Schuman.
{30} At the conclusion of the trial, the jury returned guilty verdicts for all but two of the indicted counts.3 For Count 1, engaging in a pattern of corrupt activity, the trial court sentenced Smith to 7 years in prison. The trial court merged Count 2 with Count 1. For Count 11, trafficking in drugs/heroin/major drug offender, the trial court sentenced Smith to 11 years in prison. For Count 12, trafficking in drugs/heroin/major drug offender, the trial court sentenced Smith to 11 years in prison. For Count 13, trafficking in drugs/heroin/major drug offender, the trial court sentenced Smith to 11 years in prison. For Count 16, trafficking in drugs/heroin the trial court sentenced Smith to 36 months in prison. The trial court merged Count 17 with Count 16. For Count 18, trafficking in drugs/cocaine, the trial court sentenced Smith to 10 years in prison. The trial court merged Count 19 with Count 18. The trial court merged Count 27 with Count 11. For Count 28, participating in a criminal gang, the trial court sentenced Smith to 8 years in prison. Finally, for Count 38, trafficking in drugs, the trial court sentenced Smith to 12 months in prison. The trial court ordered the sentences for Counts 11, 12, and 13 to run concurrently with each other, but consecutively to the sentences for Counts 1, 2, 16, 17, 18, 19,
{31} Smith then filed this timely appeal.
II. Assignments of Error
Assignment of Error I
Thomas‘s right to a fair trial was violated by a plethora of prosecutorial misconduct. * * *4
Assignment of Error II
Trial Counsel was ineffective. * * *
Assignment of Error III
Thomas‘s Sixth Amendment right to confront the witness against him was violated. * * *
Assignment of Error IV
The cumulative nature of the errors that occurred during Thomas‘s trial, as presented within Assignments of Error I, II, and III, denied Thomas his right to a fair trial and due process of law. * * *
Assignment of Error V
The trial court erred in sentencing Thomas.* * *
III. Law and Analysis
A. Assignment of Error I – Prosecutorial Misconduct
{32} In his first assignment of error, Smith asserts that multiple instances of prosecutorial misconduct denied him of his right to a fair trial.
{34} As an initial matter, we note that Smith did not object to some of the alleged instances of prosecutorial misconduct. Failure to object to an alleged error waives all but plain error. State v. Keeley, 4th Dist. Washington No. 11CA5, 2012-Ohio-3564, 2012 WL 3194355, ¶ 28. “Notice of
1. The State did not improperly shift the burden of proof to Smith.
{36} First, Smith asserts that during its cross-examination, the State attacked his invocation of the presumption of innocence. Smith cites the following testimony:
[Prosecutor]: So, it doesn‘t make any difference whether you‘re active or inactive?
[Smith]: It does.
[Prosecutor]: It may to you.
[Smith]: Because I‘m not - - I‘m not guilty until proven innocent, sir. The charge is a charge. I‘m not convicted of that charge. I‘m guilty - - I‘m innocent until proven guilty.
[Prosecutor]: That‘s what you say.
{37} After a review of the trial transcript, Smith cited to just a portion of the testimony. The State began this particular line of questioning by asking Smith about the statement he gave to police on June 9, 2014. In the statement, Justice wrote that Smith had said that he was “a member of the 22nd Street Bloods Gang.” During its cross-examination of Smith, the State asked Smith if, in the statement, he admitted to being a member of the 22nd Street Bloods. Smith replied that he told Justice that he was an inactive member. The State continued to ask Smith whether it made any difference if he was an inactive or active member. Then the cited testimony occurred.
{38} Smith claims that the prosecutor‘s words attacked his invocation of the presumption of innocence. However, “[i]solated comments by a prosecutor are not to be taken
{39} Next, Smith claims that the prosecutor shifted the burden of proof during closing arguments by stating the following:
[Prosecutor]: You heard the State‘s case and you put that in one hand. You hear the State‘s case, and then you weigh that. Typically, when you hear the State‘s case the scales of justice tip that way, because you hear one side of the case. Then you hear the defendant‘s side of the case and then do they tip back. Do they tip back or do they stay there? And that‘s up to you to decide, the weight of the case, the weight of the evidence in the case.
* * *
What corroborates what he just said? You know they‘re going to come up and say nothing corroborates what the State says, but, oh, that doesn‘t apply to him, he can read the Wall Street Journal. No, folks, this an open case [sic], and there‘s an open door back there. They can bring in whoever they want. What do they
do? Do they bring in any of these witnesses? They accuse the State of not doing that. Did he, no. No it‘s a two way street. * * * when you weigh it, there‘s nothing against it. Scales go like that. There‘s nothing in there to bring the Defendant‘s - - the scales back for the Defendant. They offered nothing.
Smith argues that the prosecutor‘s comments were “egregiously misleading.” Further, Smith contends that the comments misled the juror into believing that he had to produce corroborating evidence, witnesses, and explanations and if he did not, he should be found guilty.
{40} This Court previously set forth in Wellston v. Horsley, 4th Dist. Jackson No. 05CA18, 2006-Ohio-4386, the standard that applies when evaluating claims that the prosecutor engaged in misconduct during closing argument:
During closing arguments, the prosecution is given wide latitude to convincingly advance its strongest arguments and positions. See State v. Phillips (1995), 74 Ohio St.3d 72, 90, 656 N.E.2d 643; Treesh, 90 Ohio St.3d at 466. Nevertheless, the prosecutor must avoid going beyond the evidence presented to the jury in order to obtain a conviction. See, e.g., State v. Smith (1984), 14 Ohio St.3d 13, 13, 14, 470 N.E.2d 883. “[P]rosecutors must be diligent in their efforts to stay within the boundaries of acceptable argument and must refrain from the desire to make outlandish remarks, misstate evidence, or confuse legal concepts.” State v. Fears (1999), 86 Ohio St.3d 329, 332, 715 N.E.2d 136.
Also, “[i]t is not improper for the prosecution, in closing, to point out the lack of evidence supporting the defense theory of the case.” State v. Jackson, 8th Dist. Cuyahoga No. 76141, 2000 WL 426556, *11 (April 20, 2000), citing State v. Williams, 23 Ohio St.3d 16, 20, 490 N.E.2d 906 (1986). “The prosecution is not prevented from commenting upon the failure of the defense to offer evidence in support of its case.” Williams at 20, citing Lockett v. Ohio, 438 U.S. 586, 595, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978); State v. Lane, 49 Ohio St.2d 77, 86, 358 N.E.2d 1081 (1976).
{41} After reviewing the prosecutor‘s remarks during closing arguments, we do not find that the remarks were improper. In context, the prosecutor was discussing the weight of the State‘s witnesses and challenging Smith‘s testimony. The prosecutor did not go beyond the wide latitude the parties enjoy during closing arguments. See Wellston at ¶ 21. Accordingly, we do not find that the prosecutor‘s arguments improperly shifted the burden of proof.
2. The State did not misrepresent evidence to materially prejudice Smith‘s right to a fair trial.
{42} Next, Smith argues that on two separate occasions the State misrepresented evidence. First, Smith alleges that the State misrepresented evidence during the State‘s cross-examination of his testimony. The State asked Smith about his working relationship with a bar named Rachel‘s. On direct examination, Smith testified that he hosts and promotes parties for the bar. Smith admitted that the bar paid him under the table and that he did not have any W-2s that would demonstrate the income. Smith cites to the following testimony in his claim that the State misrepresented evidence:
[Prosecutor]: Parties have nothing to do with Rachel‘s, do they?
[Smith]: Yes.
[Prosecutor]: No, you come and you bring your gang in there and you provide security in there during that time that others come.
[Prosecutor]: You heard Vass testify the other day?
[Smith]: Yes, sir.
[Prosecutor]: Okay. And you heard him say that this is a common thing to take these flyers and put them up in bars or take the gangs to the bars and have - - throw a party and it doesn‘t have anything to do with the bar?
[Smith]: No, sir. I never heard him say that at all. I never heard him talk about any parties or flyers at all, sir.
Smith contends that the State knowingly misrepresented Vass‘s testimony in order to introduce into evidence that his business was not legitimate.
{43} After a review of the record, Vass did not testify that the gang threw parties in clubs and “it doesn‘t have anything to do with the bar.” Vass did testify that the gang members would frequent a nightclub known as Club Visions, particular on Thursday nights. Also, Smith did testify about his promoting business during direct examination. Therefore, the State‘s initial question was not improper. However, it was improper for the State to ask its follow up question that referenced testimony that did not occur.
{44} Nevertheless, we do not find that the State‘s question materially prejudiced Smith‘s right to a fair trial. Before the State asked its initial question pertaining to the gang providing security to the bar, Smith had already stated that he did not receive any W-2s for his work as a promoter. Therefore, the notion that Smith‘s business was not legitimate was already presented to the jury before the State‘s questions. Also, the State moved on from the question
{45} Smith also alleges that the State misrepresented evidence during closing argument. Smith argues that the State mischaracterized his testimony regarding his brother, Orlando Smith. Smith cites the following arguments made by the State during closing arguments: “Even if you decide you believe that this man came down here to protect his brother, providing security for a guy you know is slinging dope all over Scioto County, is [sic] called aiding and abetting and trafficking in drugs. I hate to say it, but that‘s the truth.”
{46} In support of his argument, Smith cites to his own testimony regarding his brother Orlando:
[Prosecutor]: Let me ask you this. How - - how are you going to save your brother?
[Smith]: I mean, as - - as hard as I can. As - - as much as I can - - as much as I can beat in his ear, like Bro, this is - - we don‘t got to do this. I got something else. I‘m doing something. Like, I‘m making money. We don‘t - - you don‘t got to kick it with these guys. Like, as much as I can beat it in his head and try to get him to realize that he shouldn‘t be doing this, I‘m going to try to do that. This is my brother. This is all I have left. I‘m going to give my all in order to save my father figure.
Smith contends that it was improper for the State to mischaracterize his testimony in such a way that suggests he admitted to providing security for Orlando and then to use that admission as evidence of aiding and abetting.
{48} Smith did not object to the State‘s arguments; therefore, we will review this claim for plain error. Here, Smith is correct in pointing out that he did not testify that he was providing security for his brother. However, Smith did testify that he knew his brother and some of the other co-defendants in this case were bringing drugs from Columbus to Portsmouth. Therefore, the prosecutor did partially misrepresent Smith‘s testimony. Examining the State‘s arguments in context, however, we do not find that the prosecutor went beyond the wide latitude allowed during closing arguments to materially prejudice Smith‘s right to a fair trial. See Wellston, 2006-Ohio-4386 at 21. Therefore, we do not find that the State‘s argument constituted prosecutorial misconduct.
{49} Lastly, Smith claims that the State misrepresented evidence during closing argument when a prosecutor told the jury that Smith was “determined by the Department of Corrections to be active while incarcerated.” Smith asserts that this statement is not true. Smith avers that Vass was unable to explain how the DOC determines a prisoner‘s classification after they are released.
{50} During his direct examination by the State, Vass testified that the gang unit within the DOC sends the CPD intelligence reports of any activity of documented gang member that are incarcerated. During Smith‘s cross-examination of Vass, he testified that a DOC report listed Smith as an active gang member. The DOC report was admitted into evidence as part of the gang book. There was extensive cross-examination and redirect examination with Vass on this issue.
3. The State did not improperly vouch for its own witness.
{51} Next, Smith contends that the State improperly vouched for a crucial witness. Smith argues that during the State‘s redirect examination of Sarah Schuman, it improperly “invoked the imprimatur of the court to increase [Schuman]‘s credibility.” The relevant testimony was as follows:
[Prosecutor]: You‘ve testified against heroin traffickers in this county before?
[Schuman]: Yes.
[Prosecutor]: The one out here where they had to stop traffic and arrested three of them coming from Cincinnati?
[Schuman]: Yes.
[Prosecutor]: And you testified in that case?
[Schuman]: Yes, I did.
[Prosecutor]: Okay. Judge Harcha made a ruling in that case about your credibility, didn‘t he?
[Schuman]: Yes, he did.
[Prosecutor]: And he said you were a most credible witness?
[Schuman]: Yes, he did.
The State referenced this testimony during closing arguments by stating that Schuman had “been declared by other courts to be reliable.”
{52} Smith did not object to the State‘s line of questioning, thus we review this claim of misconduct for plain error. Smith claims that a court may not be used to vouch for a witness‘s credibility. According to Smith, Schuman‘s testimony was crucial, as it directly conflicted with his own testimony. Smith claims that the prosecutor‘s actions were unacceptable, contributed to the jury‘s credibility assessment, and thus affected the outcome of the trial.
{53} In rebuttal, the State claims that Schuman was vigorously questioned about her motives for contacting the police, why she was not indicted, about getting paid by police, and about her general integrity and veracity during cross-examination. The State also asserts that Smith‘s citation to the closing arguments omits the context to the prosecutor‘s comments. Specifically, the State cites to its closing argument and adds emphasis as follows:
[Prosecutor]: You heard the testimony from both Sarah Schuman and Sergeant Justice that Schuman is a reliable confidential informant. She‘s testified in court before. She‘s been declared by other courts to be reliable. But that‘s your decision in here. You decide whether she‘s reliable.
The State contends that its questions and closing arguments are fair comment on the questions asked by Smith.
{54} “A prosecutor does not improperly vouch for a witness‘s credibility by arguing, based upon the evidence, that a witness was ‘a reliable witness to the simple events she witnessed, that she lacked any motive to lie, [or] that her testimony was not contradictory.’ ” State v. Reine, 4th Dist. Scioto No. 06CA3102, 2007-Ohio-7221, ¶ 63, quoting State v. Green, 90 Ohio St. 3d 352, 373-374, 738 N.E. 2d 1208 (2000). “Furthermore, a prosecutor‘s statement on witness credibility is not an improper voucher if it neither implies knowledge of facts outside the
{55} Here again, because Smith did not object to the State‘s question or its closing arguments, we must decide if the State‘s conduct constituted plain error. The prosecutor posed a question to Schuman; and Schuman provided an answer to the question. Smith did not object to the question at trial. Because the prosecutor did not express a personal voucher, we are unable to find that the question constituted prosecutorial misconduct. Examining the prosecutor‘s arguments during closing, again, there is no personal voucher to Schuman‘s credibility. Instead the prosecutor invoked the prior testimony of Justice and Schuman. Therefore, we do not find that the State‘s argument went beyond the wide latitude afforded to parties during closing arguments. See Wellston, 2006-Ohio-4386 at ¶ 21. Furthermore, the State argued to the jury that it was their choice whether to find Schuman credible or not. Also, Smith‘s cross-examination of Schuman focused heavily on her credibility and motive for testifying. Accordingly, for those reasons, we do not find that the State‘s question to Schuman and its corresponding closing arguments resulted in prosecutorial misconduct.
4. The State did not improperly express personal opinions that materially prejudiced Smith‘s right to a fair trial.
{56} Next, Smith contends that the State improperly expressed personal opinions about his guilt and used the power of the prosecutor‘s officer to “elevate the credibility of their witnesses.” Also, Smith argues that the State inappropriately referenced Smith‘s co-defendants’
{57} Prosecutors ” ‘may not express their personal beliefs or opinions regarding the guilt of the accused.’ ” State v. Marcum, 4th Dist. Gallia No. 12CA6, 2013-Ohio-5333, ¶ 63; quoting State v. Topping, 4th Dist. No. 11CA6, 2012-Ohio-5617, ¶ 85; in turn quoting State v. Lott, 51 Ohio St. 3d 160, 166, 555 N.E. 2d 293 (1990). “While it is improper for a prosecutor to state that the defendant is a liar or that he believes the defendant is lying, a prosecutor may suggest that the evidence demonstrates the defendant is lying, scheming, or has ulterior motives.” State v. Irwin, 7th Dist. Columbiana No. 11-CO-6, 2012-Ohio-2704, ¶ 116, citing State v. Kroger, 12th Dist. Clermont No. CA99-05-050, 2000 WL 342130, *2 (Apr. 3, 2000).
{58} First, Smith contends that the prosecutor‘s remarks that his testimony was “a sack of bologna” “conveyed to the jury that the State knew [Smith] was lying and was guilty even if the evidence they were able to present was minimal or unpersuasive.” At the beginning of the State‘s cross-examination of Smith, the relevant testimony was as follows:
[Prosecutor]: Are you going to look at this jury and tell them that you just said for the last 45 minutes was anything close to the truth?
[Smith]: Yes, sir, just like I have for the last 45 minutes.
[Prosecutor]: You‘re telling this jury that what you said for the last 45 minutes wasn‘t a sack of bologna to get you out of something that you got yourself into?
[Smith]: Yes, sir, That‘s exactly what I‘m telling the jury, that none of this was a sack of bologna.
[Prosecutor]: It‘s a sack of bologna. All right. Now you talked about and gave us a part of your family like, and you said Dartangnan Hill was you uncle?
* * *
{59} The State‘s comments were improper. The prosecutor made the remarks at the beginning of his cross-examination, essentially stating his opinion that Smith‘s testimony during direct examination was not the truth. During his testimony, Smith denied most of the testimony provided by the State‘s witnesses. Therefore, the jury was aware of the direct conflict between the testimony of the State‘s witnesses and the testimony of Smith. Accordingly, even though we find that the State‘s comments were improper, we do not find that the prosecutor‘s remarks materially prejudiced his right to a fair trial, nor affected the outcome of the trial resulting in plain error.
{60} Next, Smith argues that during closing arguments, the State invoked the imprimatur of the prosecutor‘s office in an effort to bolster the credibility of its case. Smith claims the following statements during closing argument were improper:
[Prosecutor]: Now, oh gee, well, why didn‘t you indict them? Why didn‘t you indict them? Well let me tell you one thing, and I say this very definitely, we‘re - -that authority is put in the Prosecuting Attorney of Scioto County. You elect him, he does what he thinks is right. That authority is put in his hands. We make the decisions. We make the decisions before they get to you. Why wouldn‘t we - - gee, why wouldn‘t we indict all these folks? Why wouldn‘t we
indict-- well, we did indict them all. Why wouldn‘t we (inaudible)? Why did they all plead guilty?
{61} Smith claims that there are two issues with the State‘s arguments. First, Smith contends that the prosecutor used the status of his office to elevate the credibility of the witnesses. Second, Smith asserts that the prosecutor introduced the fact that Smith‘s co-defendants pleaded guilty. Smith argues that “[t]he inference likely drawn from this is that the prosecutor correctly predicted the guilt of the individuals involved in the conspiracy and that they must have correctly presumed [Smith]‘s guilt, too.”
{62} In his appellate brief, Smith acknowledges that the State, in the above cited remarks, was responding to the questions of bias among the State‘s witnesses. In Smith‘s closing arguments he noted that many of the State‘s witnesses had charges dropped or reduced in exchange for their testimony. During Smith‘s cross-examination of many of the State‘s witnesses, Smith‘s counsel asked the witnesses about what deals were made in exchange for their testimony.
{63} We do not find that the State‘s remarks improperly used the prosecutor‘s office to elevate the credibility of its witnesses. Instead, the remarks appear to suggest that the State stood by their decisions regarding any deals that it made with their witnesses. Accordingly, we do not find the prosecutor‘s remarks to be improper.
{64} Lastly, it is well settled that one person‘s guilty plea or conviction may not be used as substantive evidence of the guilt of another. State v. Clark, 2d Dist. Montgomery No. 13435, 1994 WL 171223, *7 (May 4, 1994), citing United States v. King, 505 F.2d 602 (5th Cir. 1974). Smith claims that the State improperly mentioned the guilty pleas of the co-defendants during its rebuttal. However, Smith‘s counsel referenced Smith‘s 21 co-defendants
5. The State‘s conduct did not violate Smith‘s right to a fair trial.
{65} Lastly, Smith contends that the cumulative effect of the prosecution‘s conduct warrants a new trial. We disagree. Here, we have found no instances of prosecutorial misconduct. “And if ‘a reviewing court finds no prior instances of error, then the [cumulative-error] doctrine has no application.’ ” State v. Jackson, 4th Dist. Pickaway No. 11CA20, 2012-Ohio-6276, ¶ 52, quoting State v. McKnight, 4th Dist. Vinton No. 07CA665, 2008-Ohio-2435, ¶ 108. Although we found that some of the prosecution‘s remarks were improper, we did not find any of them to constitute a violation of Smith‘s substantive rights. Even considering them in totality and not just separately, we still do not find that the prosecution‘s conduct rose to an improper level that requires a new trial. Accordingly, we overrule Smith‘s first assignment of error.
B. Assignment of Error II – Smith‘s Trial Counsel Was Not Ineffective for Failing to Object to the Alleged Instances of Prosecutorial Misconduct.
{66} In his second assignment of error, Smith argues that he was deprived of the effective assistance of counsel, guaranteed by the
{67} Criminal defendants have a right to counsel, including a right to the effective assistance from counsel. McMann v. Richardson, 397 U.S. 759, 771, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970), fn. 14; State v. Stout, 4th Dist. Gallia No. 07CA5, 2008-Ohio-1366, ¶ 21. To establish constitutionally ineffective assistance of counsel, a criminal defendant must show (1) that his counsel‘s performance was deficient and (2) that the deficient performance prejudiced the defense and deprived him of a fair trial. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); State v. Issa, 93 Ohio St.3d 49, 67, 752 N.E .2d 904 (2001); State v. Goff, 82 Ohio St.3d 123, 139, 694 N.E.2d 916 (1998). “In order to show deficient performance, the defendant must prove that counsel‘s performance fell below an objective level of reasonable representation. To show prejudice, the defendant must show a reasonable probability that, but for counsel‘s errors, the result of the proceeding would have been different.” State v. Conway, 109 Ohio St.3d 412, 2006-Ohio-2815, 848 N.E.2d 810, ¶ 95. “Failure to establish either element is fatal to the claim.” State v. Jones, 4th Dist. Scioto No. 06CA3116, 2008-Ohio-968, ¶ 14.
{68} “When considering whether trial counsel‘s representation amounts to deficient performance, ‘a court must indulge a strong presumption that counsel‘s conduct falls within the wide range of reasonable professional assistance.’ ” State v. Walters, 4th Dist. Washington Nos. 13CA33, 13CA36, 2014-Ohio-4966, ¶ 23, quoting Strickland at 689. “Thus, ‘the defendant must overcome the presumption that, under the circumstances, the challenged action might be considered sound trial strategy.’ ” Id., quoting Strickland at 689. ” ‘A properly licensed attorney is presumed to execute his duties in an ethical and competent manner. ’ ” Id., quoting State v. Taylor, 4th Dist. Washington No. 07CA1, 2008-Ohio-482, ¶ 10. “Therefore, a defendant bears
{69} As we have already determined in our analysis of Smith‘s first assignment of error, none of the alleged instances of prosecutorial misconduct prejudicially affected Smith‘s right to a fair trial or affected the outcome of the trial. Therefore, Smith cannot demonstrate that but for his trial counsel‘s failure to object, the outcome of his trial would have been different. Accordingly, we do not find that Smith‘s trial counsel was ineffective. Smith‘s second assignment of error is overruled.
C. Assignment of Error III – Confrontation Clause
{70} In his third assignment of error, Smith alleges two violations of his
{71} In rebuttal, the State argues that the contents of theses documents are admissible as Vass‘s opinions as an expert witness. The State asserts that the documents explain how Vass arrived at his opinions as well as proving the elements of participating in a criminal gang.
{72} As an initial matter, we must determine the appropriate standard of review. During Vass‘s testimony regarding the criminal predicate statement and the gang book, Smith objected to the State‘s questions. Smith‘s trial counsel repeatedly argued that the gang activity
[Court]: Do you have any objections to the exhibits?
[Defense Counsel]: Not other than my - -
[Prosecutor]: What does that mean Bill?
[Court]: Standing objection.
[Defense Counsel]: - -standing objection. I mean, for summative of trial.
[Prosecutor]: Okay. He objects to all of them.
[Court]: All you - - your objection is to the
[Defense Counsel]: I object to - -
[Court]: all the evidence considered in the conspiracy and everything. The Supreme Court says I have to allow it.
[Prosecutor]: And the criminal gang evidence.
[Defense Counsel]: Everything. Every picture that - - that doesn‘t have my client in it.
[Court]: Okay. All right. Then the exhibits will be admitted.
Although, Smith‘s trial counsel objected to the admission of the State‘s exhibits and to the testimony regarding the criminal gang activity, counsel did not raise a specific objection based on a violation of the Confrontation Clause.
{73}
{74} Here, Smith failed to make a specific objection based on a violation of his
{75} “The
{76} “The United States Supreme Court has interpreted [the
1. Vass‘s testimony classifying Smith as an active gang member did not result in plain error.
{77} First, we will address Smith‘s claim that Vass‘s testimony violated his
{78} During its direct examination of Vass, the State presented the following relevant testimony:
[Prosecutor]: * * *Where I‘m going with that is, did you consider him to be an active member of the 22nd Street Bloods before he went to prison this last time?
[Vass]: Yes, ma‘am.
[Prosecutor]: Did you consider him to be an active member of the 22nd Street Bloods while incarcerated?
[Vass]: Yes, ma‘am.
[Prosecutor]: Okay. And do you consider him to be active now?
[Vass]: Yes, ma‘am.
[Prosecutor]: Okay. You‘ve had an opportunity to review the evidence in this case and you‘ve got copies of all of that for your gang documentation; is that right?
[Vass]: Yes, ma‘am.
[Prosecutor]: And using that you still declare him as an active member?
[Vass]: We do.
{79} On cross-examination, Smith‘s trial counsel questioned Vass about the basis of his opinion. Smith‘s trial counsel also followed up by stating that the gang book on Smith did not contain any gang activity during Smith‘s incarceration from 2010 to 2014. Vass testified that according to a report obtained from the OLEG database, the DOC considered Smith to be an active gang member as of November 2013, when Smith was released from prison. Vass also testified that regardless of the CPD‘s two-year active/inactive guideline, if the DOC lists
[Defense Counsel]: So he can - -can - -be considered as an active status, although there‘s a five year gap where there‘s no gang activity.
[Vass]: That five years was when he was in prison. I - - I can‘t testify what happened while he was in prison is what I‘m saying.
[Defense Counsel]: Okay. But the - - but the OLEG information should say what activity right?
[Vass]: Yeah. The OLEG will say he‘s in a status an active status. The Ohio Department of Corrections would have to furnish the documentation to support that.
[Defense Counsel]: If he was an active gang member in prison- -
[Vass]: Um hmm.
[Defense Counsel]: - -would there be documentation of it?
[Vass]: The Ohio Department of Corrections would have that documentation.
{80} The admission of Vass‘s testimony would be error if he communicated out-of-court testimonial statements directly to the jury in the guise of an expert witness. See United States v. Lombardozzi, 491 F.3d 61, 78 (2d Cir. 2007).
{81} The DOC report itself does not appear to be testimonial in nature, to wit: it is not prepared for the primary purpose of accusing an individual or for providing evidence in a criminal trial. See State v. Everson, 7th Dist. Mahoning No. 12MA128, --- N.E.3d ----, 2016-Ohio-87 at ¶ 46. If the DOC report was not testimonial, there would be no violation of Smith‘s
{82} Reviewing Smith‘s argument for plain error, we do not find that but for Vass‘s testimony the outcome of the trial would be different. Smith‘s main contention here on appeal is that Vass was able to opine that he was an active member solely based on a DOC report and not any CPD investigations. However, the jury was made aware of Smith‘s issues with Vass‘s testimony through extensive cross-examination. Vass admitted that he considered Smith an active member even in the absence of any gang activity during Smith‘s incarceration. Vass also admitted that the DOC would have to furnish the information justifying his classification of Smith as an active participant in the 22nd Street Bloods. Therefore, Smith‘s trial counsel
2. Admission of the gang book and the criminal predicate statement did not result in plain error.
{83} Smith also asserts that the admission of the criminal predicate statement, State‘s Exhibit 4, and the gang book, State‘s Exhibit 5, violated his
{84} The State argues that the gang book on Smith and the criminal predicate statement on the 22nd Street Bloods are not “statement[s] contemplated by Crawford.” The State contends that the “contents of the documents are admissible under these circumstances as the opinions of an expert and how he arrived at those opinions as well as proving the elements of participation in a criminal gang.”
{85} The criminal predicate statement contains information purported to show that the 22nd Street Bloods are a criminal gang within the definition set forth in the
January 5, 2007 a CS contacted Detective Brooks with information on the ongoing activities of documented Deuce Deuce Blood member William “Dollar Bill” Morrison. The CS stated that William Morrison and Jerrell “Rebel Harrison [sic] had been seen in a house at 556 Stanley Avenue selling crack. At approximately 11:45PM Detective Brooks #2080, S/A Merimee of the DEA and several other CDP Patrol officers went to the area of 556 Stanley Avenue to find the Deuce Deuce Bloods.* * * Once inside the officers found Miller, as well as documented members Jerrell “Rebel” Harrison, William “Dollar Bill” Morrison, Thomas Smith [defendant-appellant] and Roy “T-Roy” Kendricks. Also found in the house was 16 baggies of marijuana, four red bandanas, three photos of Blood gang members, 31 rounds of ammunition, 1 hand gun clip, and on Smith‘s cell phone a picture of Smith holding an assault riffle and covering his face with a red bandana.* * *
{86} The gang book on Smith, like the criminal predicate statement, also contains summaries of police investigations into Smith‘s criminal activity. The gang book includes pictures of Smith, some of his clothing, and his tattoos. The gang book contains 11 pages of summaries of investigative reports dating back to 2001. In addition to the summaries of police investigation, the gang book also contains full form “investigative reports” and “field interviews” involving Smith. To illustrate, the following statement is included in the gang book on Smith:
September 19, 2006- Detective P. Brooks #2080 and Officer S. Wier #1486 conducted surveillance on South 22nd Street an area known for Deuce Deuce Blood gang activity. Documented Deuce Deuce member Chasjuan Meeks was observed engaging in behavior that indicated he was conducting narcotics sales. Meeks was joined by documented Deuce Deuce member Courtney Anderson, and shortly after this Thomas Smith arrived in Anderson‘s car. Smith took two bags from the car and walked off south on South 22nd Street. (SRB06-221)
{87} Both the criminal predicate statement and the gang book on Smith contain numerous summaries of police reports like the ones cited above. During trial, the State asked Vass to read some of the entries. Vass read entries from the criminal predicate statement concerning the gang‘s criminal activities expanding into Charleston, West Virginia and Portsmouth, Ohio. Vass also read an entry, dated October 27, 2006, stating that a Bureau of Criminal Investigations Officer and a Drug Enforcement Agency Special Agent debriefed a criminal informant about narcotics activities involving the 22nd Street Bloods, specifically that gang member Andre Gilliam was selling crack in Portsmouth, Ohio.
{88} Vass also read excerpts from the gang book on Smith dated May 10, 2007, March 20, 2008, December 26, 2008, and February 2, 2009. In its appellate brief, the State explains that the criminal predicate statement and the gang book contain “a history of contacts with the police since the Gang Unit was organized. The contacts include “* * *personal contacts, court contacts, surveillance reports and reports filed by non-Gang Unit officers.” In its appellate brief, the State argues that “[t]he contents of the documents are admissible under these circumstances as the opinions of an expert and how he arrived at those opinions as well as proving the elements of participation in a criminal gang.”
{89} In general, the core class of statements implicated by the Confrontation Clause includes statements “made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial.” (Other quotations omitted.) Maxwell, 139 Ohio St.3d 12, 2014-Ohio-1019, 9 N.E.3d 930 at ¶ 35, citing Crawford, 541 U.S. 36, 52, 124 S.Ct. 1354, 158 L.Ed.2d 177. Statements are testimonial “* * *when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.” Davis, 547 U.S. at 822, 126 S.Ct. 2266. Since the Crawford decision, the United States Supreme Court has resolved a number of cases concerning the Confrontation Clause. See Bullcoming v. New Mexico, 564 U.S. 647, 131 S.Ct. 2705, 180 L.Ed.2d 610 (2011); Michigan v. Bryant, 562 U.S. 344, 131 S.Ct. 1143, 179 L.Ed.2d 93 (2011); Melendez-Diaz, 557 U.S. 305, 129 S.Ct. 2527, 174 L.Ed.2d 314; Giles v. California, 554 U.S. 353, 128 S.Ct. 2678, 171 L.Ed.2d 488 (2008); Indiana v. Edwards, 554 U.S. 164, 128 S.Ct. 2379, 171 L.Ed.2d 345 (2008); Davis v. Washington, 547 U.S. 813, 126 S.Ct. 2266, 165 L.Ed.2d 224 (2006), Williams v. Illinois, 132 S.Ct. 2221, 183 L.Ed.2d 89 (2012).
{90} In Melendez-Diaz v. Massachusetts, 557 U.S. 305, 321, 129 S.Ct. 2527, 174 L.Ed.2d, 314 (2009) the United States Supreme Court addressed whether “certificates of state laboratory analysts stating that material seized by police and connected to petitioner was cocaine of a certain quantity” violated the petitioner‘s
Here, moreover, not only were the affidavits ” ‘made under circumstances which would lead an objective witness reasonably to believe that the statement would be
Id. at 311 (Emphasis Added).
{¶ 91} In Bullcoming, the United States Supreme Court held “that another scientific report could not be used as substantive evidence against the defendant unless the analyst who prepared and certified the report was subject to confrontation.” Williams at 2233. The Court stated: “A document created solely for an ‘evidentiary purpose,’ Melendez-Diaz clarified, made in aid of a police investigation, ranks as testimonial.” Bullcoming at 664.
{¶ 92} In Maxwell, 139 Ohio St.3d 12, 2014-Ohio-1019, 9 N.E.3d 930, the appellant challenged the admission of an autopsy report citing the Melendez-Diaz decision. In distinguishing the facts in Maxwell from Melendez-Diaz and Bullcoming, the Ohio Supreme Court stated the following:
The dissent [in Maxwell] rejects the primary-purpose test and would hold that whether a particular autopsy report is testimonial should be determined on a case-by-case basis. But generally, autopsy reports are neither (1) prepared for the primary purpose of accusing a targeted individual nor (2) prepared for the primary purpose of providing evidence in a criminal trial. For Sixth Amendment purposes,
it is only the primary purpose of a document that determines whether it is testimonial or not. In both cases, the forensic reports were made at the request of police, for specific “evidentiary purposes” in order to aid in a police investigation. The record does not show that to be the case here. We hold that an autopsy report that is neither prepared for the primary purpose of accusing a targeted individual nor prepared for the primary purpose of providing evidence in a criminal trial is nontestimonial, and its admission into evidence at trial under
Evid.R. 803(6) as a business record does not violate a defendant‘s Sixth Amendment confrontation rights.
Id. at ¶¶ 62-63.
{¶ 93} In State v. Hall, 8th Dist. Cuyahoga No. 96680, 2012-Ohio-266, the Eighth District Court of Appeals found that the admission of police reports violated the Confrontation Clause. Specifically, the court stated:
Here, two police reports were admitted into evidence over defense counsel‘s objection. Both reports contain testimonial statements “that would lead an objective witness to believe the statement would be available for use at a later trial.” Crawford at 51-52. The reports contain statements of investigating officers who were not responding to an emergency and who did not testify at trial. According to one report, Officers Daniel Baillis, Bryan Curry, and Gerald Bronson investigated the crime in addition to Artara Adams. The second report identifies additional officers Mark Bickerstaff, Johnny Harris, and Michelle Wolf as investigating officers. One report identifies Officer Daniel Baillis as the
reporting officer, while the second report identifies Officer Johnny Harris as the reporting officer. Yet none of these officers testified at trial except Det. Adams. The police reports further indicate that the police were investigating Hall for crimes of menacing and intimidation of a crime victim or witness. Such statements are unfairly prejudicial since he was not on trial for theses offenses.
{¶ 94} Here, it is without question that both the criminal predicate statement on the 22nd Street Bloods and the gang book on Smith contain investigative reports composed by officers who did not testify at Smith‘s trial. Based on Vass‘s testimony and the fact that her name appears at the bottom of nearly every page, Detective Sarah Cross was responsible for compiling the two exhibits. While the criminal predicate statement contains just summaries of other officers’ investigative reports, the gang book includes both the summaries and the actual reports themselves. Neither Cross nor the other police officers, whose reports were included in the exhibits, testified at trial.
{¶ 95} In order for the admission of these exhibits to result in a violation of Smith‘s Sixth Amendment right to confrontation, the content must be testimonial. Without parsing out each and every statement included in the criminal predicate statement and gang book, we find that the criminal predicate statement and the gang book both contain testimonial statements. Whether it is the summaries of police investigations or the actual investigative reports themselves, we find the statements contained within to be testimonial.
{¶ 96} We base our conclusion on the following reasons. First, at least some of the police investigations either included or summarized in the gang book had a primary purpose of establishing or proving past events potentially relevant to later prosecution. See Davis, 547 U.S. at 822, 126 S.Ct. 2266; Maxwell, 139 Ohio St.3d 12, 2014-Ohio-1019, 9 N.E.3d 930 at ¶ 63; Hall at ¶ 22. Some of the investigative reports included in the gang book identify the “Criminal Activity” as “Participating in a Criminal Gang.” The first page of the gang book states that the criminal activity associated with Smith includes: “Engaging in Corrupt Activity, Drug Trafficking (MDO), Possession of Drugs and Participating in a Criminal Gang.” Those are the offenses for which Smith was indicted here in this case. Further, Vass testified that the gang book is the CPD‘s actual case file on Smith and was prepared “for court when an individual is going to trial.” Even in its appellate brief the State argues that the criminal predicate statement and the gang book “* * * are admissible as the opinions of an expert and how he arrived at those opinions as well as proving the elements of participation in a criminal gang.” (Emphasis Added.) Accordingly, we find that, the criminal predicate statement, State‘s Exhibit 4, and the gang book, State‘s Exhibit 5, contain testimonial statements from individuals who did not testify at trial.
{¶ 97} The State cites multiple cases in its appellate brief following its argument that the contents of the criminal predicate statement and the gang book are admissible. See State v. King, 8th Dist. Cuyahoga No. 98234, 2013-Ohio-574; State v. McCraney, 9th Dist. Summit Nos. 24750 & 2528, 2010-Ohio-6128; State v. Stewart, 3d Dist. Seneca No. 13-08-18, 2009-Ohio-3411; State v. Gaiter, 9th Dist. Summit No. 24758, 2010-Ohio-2205, ¶ 61. However, only one of those decisions, Stewart, addresses a Confrontation Clause issue. In Stewart, appellant argued that the trial court violated the Confrontation Clause when it admitted video and audio recordings of persons who did not testify at trial. Id. at ¶ 78. What is common in all of those decisions is that they involve a defendant who was charged with participating in a criminal gang. Also, in those cases, the State offered testimony from police officers, often designated as expert witnesses, regarding gang activity.
{¶ 99} The main issue is the fact that vast amounts of police reports were admitted into evidence through the contents of the criminal predicate statement and the gang book. The cases cited by the State do not support an argument that the exhibits were permissible under the Confrontation Clause. We further note that
{¶ 100} Accordingly, for the above stated reasons, we find that the admission of the testimonial police reports contained in the criminal predicate statement and the gang book violated Smith‘s Sixth Amendment right to confront the witnesses against him.
{¶ 101} Nevertheless, because we are conducting a plain error review, we must next determine whether the admission of the testimonial statements clearly affected the outcome of the trial.
{¶ 102} Most of the criminal investigative material documented in the criminal predicate statement and the gang book occurred before the alleged time period that Smith committed the indicted offenses. The indictment alleged that Smith‘s criminal conduct occurred between January 1, 2011 and July 13, 2014. Smith was released from incarceration in November 2013.
{¶ 103} The most damaging evidence against Smith came from testimony of the seven witnesses that observed Smith‘s involvement with the drug trafficking operation. Together with Justice‘s testimony, evidence was established that Smith was involved with the operation involving the 5574 phone number and other identified 22nd Street Bloods members. It is true that Smith denied most of the damaging testimony. In the absence of the documentation contained in the criminal predicate statement and the gang book, the jury would have been left with the testimony of the investigating officers and the seven witnesses that testified regarding Smith‘s involvement with the drug trafficking operation. The weight to be afforded evidence and the credibility of testimony are issues to be determined by the trier of fact. State v. Frazier, 73 Ohio St.3d 323, 339, 652 N.E.2d 1000 (1995), citing Grant, 67 Ohio St.3d at 477, 620 N.E.2d 50. Therefore we are reluctant to reverse the jury‘s determination of guilt under those circumstances.
{¶ 104} For those reasons, we do not find that the outcome of the trial clearly would have been different absent of the testimonial statements present in the criminal predicate statement on the 22nd Street Bloods and the gang book on Smith. Smith‘s third assignment of error is overruled.
{¶ 105} In his fourth assignment of error, Smith argues that his convictions should be reversed on the basis of cumulative error. Smith contends that the scope of this case carried a risk of confusion with the issues and the evidence introduced at trial. Smith asserts that the State‘s strongest evidence against him came from witnesses who had received something in exchange for their testimony. Smith argues that the jury‘s decision about who to believe was affected by the admission of his past criminal conduct documented in the gang book and the criminal predicate statement. Thus, Smith concludes that he was denied his right to a fair trial and due process of law.
{¶ 106} Under the doctrine of cumulative error, “a conviction will be reversed where the cumulative effect of errors in a trial deprives a defendant of the constitutional right to a fair trial even though each of [the] numerous instances of trial court error does not individually constitute cause for reversal.” State v. Garner, 74 Ohio St.3d 49, 64, 656 N.E.2d 623 (1995). “Before we consider whether ‘cumulative errors’ are present, we must first find that the trial court committed multiple errors.” State v. Harrington, 4th Dist. No. 05CA3038, 2006-Ohio-4388, ¶ 57, citing Goff, 82 Ohio St.3d at 140, 694 N.E.2d 916.
{¶ 107} In our analysis of Smith‘s first three assignments of error, we found only one error, the admission of the testimonial statements in the criminal predicate statement and the gang book. While we did find that a portion of the prosecutor‘s conduct was improper, it did not rise to the level of prosecutorial misconduct that violated Smith‘s right to a fair trial. Considering our prior analysis, and the entirety of the proceedings below, we do not find that Smith‘s
E. Assignment of Error V – The Trial Court Should Have Merged Two of Smith‘s Convictions as Allied Offenses of Similar Import.
{¶ 108} In his fifth assignment of error, Smith argues that the trial court erred when it did not merge his conviction for engaging in a pattern of corrupt activity with his conviction for participating in a criminal gang. With regards to the similar import nature of those convictions, Smith argues that the harm resulting from each offense was the same, to wit: drug trafficking. Smith contends that the harm is not distinct or separate. Further, Smith argues that the conduct making up both convictions was the same. Finally, Smith contends that the convictions resulted from the same motivations. Accordingly, Smith concludes that the trial court should have merged the offenses, as they are allied offenses of similar import.
{¶ 109} Initially, we note that Smith failed to argue that his two convictions should merge. Smith‘s trial counsel did state a general objection to the trial court‘s sentence at the sentencing hearing; but at no time did counsel assert that the convictions were allied offenses. Therefore, Smith has waived all but plain error. Recently, the Ohio Supreme Court clarified that the failure to raise the issue of merging allied offenses of similar import in the trial court results in forfeiture of the issue, as opposed to waiver of the issue. State v. Rogers, 143 Ohio St.3d 385, 393, 2015-Ohio-2459, 38 N.E.3d 860, 867, ¶ 21. Accordingly, we will review Smith‘s argument for plain error. In the past, this Court recognized, that the trial court plainly errs when it imposes multiple sentences for allied offenses of similar import. State v. Wilson, 4th Dist. Scioto No. 13CA3542, 2015-Ohio-2016, ¶ 63.
{¶ 111}
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant‘s conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such offenses, and the defendant may be convicted of all of them.
{¶ 112} The statute codifies the protections of the Double Jeopardy Clause of the Fifth Amendment to the United States Constitution, and
{¶ 113} The Ohio Supreme Court has interpreted
{¶ 114} Recently, in State v. Ruff, 143 Ohio St.3d 114, 2015-Ohio-995, 34 N.E.3d 892, the Ohio Supreme Court provided courts with further guidance with respect to the
{¶ 115} The Ohio Supreme Court in Ruff lists three questions for a reviewing court to ask when a defendant‘s conduct supports multiple offenses in order to determine whether those
{¶ 116} With respect to the first question, as explained in Ruff, offenses are of dissimilar import “when the defendant‘s conduct constitutes offenses involving separate victims or if the harm that results from each offense is separate and identifiable.” Id. at paragraph two of the syllabus. When applying the Ruff test, we look at the conduct of the defendant in the context of the statutory elements. See State v. Bailey, 1st Dist. Hamilton No. C-140129, 2015-Ohio-2997, ¶ 82. The relevant statute for engaging in a pattern of corrupt activity,
No person who actively participates in a criminal gang, with knowledge that the criminal gang engages in or has engaged in a pattern of criminal gang activity, shall purposely promote, further, or assist any criminal conduct, as defined in
division (C) of section 2923.41 of the Revised Code , or shall purposely commit or engage in any act that constitutes criminal conduct, as defined indivision (C) of section 2923.41 of the Revised Code .
{¶ 117} Here, the State argues that the offenses were committed separately over a long period of time and were committed against multiple victims. The State further asserts that “[t]he
{¶ 118} Here, we cannot discern separate victims for Smith‘s conduct in engaging in a pattern of corrupt activity and participating in a criminal gang. Looking at the indictment, the alleged time period when the offenses were committed are the same, to wit: from January 1, 2011 to July 13, 2014. Furthermore the State relied on the exact same predicate events to support both the charge of engaging in a pattern of corrupt activity and participating in a criminal gang. Likewise, we also cannot discern that the harm resulting from each offense is separate and identifiable. The Ohio Supreme Court has held that “[o]ffenses under
{¶ 119} We will continue our analysis with the second question presented by Ruff: “Were [the offenses] committed separately?” Ruff at ¶ 31. As we have already stated, the indictment alleges that the charge of engaging in a pattern of corrupt activity and the charge of participating in a gang took place during the same time period, from January 1, 2011 to July 13, 2014. After a review of the record, we cannot discern any evidence of Smith‘s conduct demonstrating that the offenses were committed separately. Smith‘s incriminating conduct was his active role in a drug operation. Examining the statutes again, the “pattern of corrupt activity” stated in
subject to
division (B)(2) of this section , that persons in the criminal gang have committed, attempted to commit, conspired to commit, been complicitors in the commission of, or solicited, coerced, or intimidated another to commit, attempt to commit, conspire to commit, or be in complicity in the commission of two or more of any of the following offenses:(a) A felony or an act committed by a juvenile that would be a felony if committed by an adult;
(b) An offense of violence or an act committed by a juvenile that would be an offense of violence if committed by an adult;
(c) A violation of section 2907.04 ,2909.06 ,2911.211 ,2917.04 ,2919.23 , or2919.24 of the Revised Code ,section 2921.04 or2923.16 of the Revised Code ,section 2925.03 of the Revised Code if the offense is trafficking in marihuana, orsection 2927.12 of the Revised Code .
{¶ 120} The evidence of the drug operation, specifically the predicate offenses combined with the direct or indirect involvement in the overall illegal entity served to show that Smith was both engaging in a pattern of corrupt activity and a pattern of criminal activity. Again, the evidence in the record does not demonstrate that Smith‘s conduct served to commit one of the offenses separate from the other. Accordingly, the answer to whether Smith‘s committed the offenses separately is “no.” We must proceed with our inquiry.
{¶ 121} The final question presented by Ruff is “Were they committed with separate animus or motivation?” Smith argues that there is no evidence to support the existence of different motivations for the two offenses. Vass did testify that, in general, gangs use the profits from illegal activity to buy the latest clothing, shoes, cell phones and other material possessions. We are unable to distinguish another motivation behind Smith‘s conduct. Therefore, Smith‘s motivation for committing the offense of engaging in a pattern of corrupt activity and participating in a criminal gang is the same. Accordingly, the answer to whether Smith‘s convictions were committed with a separate animus or motivation is “no.”
{¶ 122} Because we answered “no” to all the questions presented by Ruff, we find that the trial court should have merged Smith‘s convictions for engaging in a pattern of corrupt activity and participating in a criminal gang as allied offenses of similar import. Accordingly, we
IV. Conclusion
{¶ 123} We have overruled Smith‘s first, second, third, and fourth assignments of error. As a result, Smith‘s convictions are affirmed. However, we sustain Smith‘s fifth assignment of error because we find that his convictions for engaging in a pattern of corrupt activity and participating in a criminal gang should merge as allied offenses of similar import. This cause is remanded to the trial court for the limited purpose of conducting a new sentencing hearing consistent with this opinion.
JUDGMENT AFFIRMED IN PART, REVERSED IN PART, AND CAUSE REMANDED.
{¶ 124} I concur with most of the court‘s judgment and opinion. However, there are several areas where I differ in my conclusions.
{¶ 125} First, I conclude the State improperly vouched for witness Schuman‘s credibility when it referenced a prior opinion by a trial judge about her reliability. However, because that reference was not outcome determinative, it did not amount to plain error.
{¶ 126} On the other hand, I find nothing improper about the State‘s “sack of bologna” comment during cross-examination of the appellant.
{¶ 127} Finally, I would exercise the discretion afforded us by
{¶ 128} In all other regards, I concur in judgment and opinion.
It is ordered that the JUDGMENT IS AFFIRMED IN PART, REVERSED IN PART and that the CAUSE BE REMANDED for further proceedings consistent with this opinion. Appellant and appellee shall split the costs.
The Court finds that reasonable grounds existed for this appeal.
It is ordered that a special mandate issue out of this Court directing the Scioto County Common Pleas Court to carry this judgment into execution.
IF A STAY OF EXECUTION OF SENTENCE AND RELEASE UPON BAIL HAS BEEN PREVIOUSLY GRANTED BY THE TRIAL COURT OR THIS COURT, it is temporarily continued for a period not to exceed sixty days upon the bail previously posted. The purpose of a continued stay is to allow Appellant to file with the Supreme Court of Ohio an application for a stay during the pendency of proceedings in that court. If a stay is continued by this entry, it will terminate at the earlier of the expiration of the sixty day period, or the failure of the Appellant to file a notice of appeal with the Supreme Court of Ohio in the forty-five day appeal period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Supreme Court of Ohio. Additionally, if the Supreme Court of Ohio dismisses the appeal prior to expiration of sixty days, the stay will terminate as of the date of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
Abele, J.: Concurs in Judgment and Opinion.
Harsha, J.: Concurs in Part and Dissents in Part with Opinion.
For the Court
BY: __________________________
Marie Hoover, Judge
NOTICE TO COUNSEL
Pursuant to Local Rule No. 14, this document constitutes a final judgment entry and the time period for further appeal commences from the date of filing with the clerk.