THE STATE OF OHIO, APPELLANT, v. WHITFIELD, APPELLEE.
No. 2008-1669
Supreme Court of Ohio
January 5, 2010
124 Ohio St.3d 319, 2010-Ohio-2
O‘CONNOR, J.
Submitted September 15, 2009
{1} In this appeal, we address the proper procedure for courts of appeals to follow after finding reversible error with respect to sentences imposed for allied offenses of similar import.
Relevant Background
{2} After a bench trial, the trial judge found appellee, Darnell Whitfield, guilty of drug possession, drug trafficking, having a weapon under disability, and carrying a concealed weapon, as well as three firearms specifications. The judge imposed three-year concurrent sentences on all counts, to be served consecutively to a term of one year for the three firearms specifications, which the judge merged at sentencing.1
{3} Whitfield appealed, arguing that the trial court had erred in denying his motions to suppress and for acquittal and that it had “committed plain error by convicting and sentencing him on both drug possession and drug trafficking which are allied offense of similar import.” After rejecting his claims on suppression and acquittal, the court of appeals applied our decision in State v. Cabrales, 118 Ohio St.3d 54, 2008-Ohio-1625, 886 N.E.2d 181, paragraph two of the syllabus, and agreed that the trial court had committed plain error by convicting Whitfield of both drug possession and drug trafficking, which are allied offenses of similar import. State v. Whitfield, Cuyahoga App. No. 90244, 2008-Ohio-3150, 2008 WL 2533062, ¶ 36-37. There was no error in that portion of the ruling.
{4} In reversing, however, the court of appeals stated, “We therefore sustain [Whitfield‘s] third assignment of error, reverse the conviction for drug possession and remand the case to the trial court to vacate the drug possession conviction. See
{5} We accepted discretionary review of the state‘s appeal, 120 Ohio St.3d 1486, 2009-Ohio-278, 900 N.E.2d 197. The state asserts that “upon finding one or more counts to constitute two or more allied offenses of similar import,
Analysis
{6}
{8} In the case of multiple punishments, a defendant is protected only from multiple punishments that were not intended by the legislature. Legislatures are empowered to either permit or prohibit multiple punishments for the same offense. State v. Childs (2000), 88 Ohio St.3d 558, 561, 728 N.E.2d 379. By its enactment of
{9} By contrast, the General Assembly exercised its power to permit multiple punishments by enacting
{10} Rather, the parties agree that
{11} This appeal poses two questions: (1) What exactly does
{12} We have little trouble with the first question. Our past decisions make clear that for purposes of
{13} We recognize that certain decisions from this court might be read to suggest that a conviction does not necessarily require a sentence. For example, in State v. Cash (1988), 40 Ohio St.3d 116, 118, 532 N.E.2d 111, we held that a prior plea of guilty, without a sentence, was a “conviction” for purposes of Evid.R. 609(A) and could be used for impeachment of a witness. See also State ex rel. Watkins v. Fiorenzo (1994), 71 Ohio St.3d 259, 260, 643 N.E.2d 521 (holding for purposes of
{14} We now turn to the second question: When a sentencing court violates
{15} The state contends that when a court correctly applies
{16} Although Yarbrough, Cabrales, and Winn addressed important aspects of allied-offense jurisprudence, none of them address the narrow argument advanced by the state. Rather, in answering the question, we start with our understanding that
{17} A defendant may be indicted and tried for allied offenses of similar import, but may be sentenced on only one of the allied offenses. Id., citing Geiger, 45 Ohio St.2d at 244, 74 O.O.2d 380, 344 N.E.2d 133. In fact, our precedent, including cumulative-punishment cases that predate the 1972 enactment of
{18} In cases in which the imposition of multiple punishments is at issue,
{20} The General Assembly has made clear that it is the state that chooses which of the allied offenses to pursue at sentencing, and it may choose any of the allied offenses. Brown, 119 Ohio St.3d 447, 2008-Ohio-4569, 895 N.E.2d 149, ¶ 16 and 43, citing Geiger, 45 Ohio St.2d at 244, 74 O.O.2d 380, 344 N.E.2d 133; Legislative Service Commission Summary of Am.Sub.H.B. 511, The New Ohio Criminal Code (June 1973) 69. In conferring that right on the state, the legislature did not specify when the state must make that election. The Legislative Service summary states that “the prosecution sooner or later must elect as to which offense it wishes to pursue” (emphasis added), id., thereby implying that the state has latitude in determining when to decide which offense to pursue at sentencing.
{21} In light of the legislative history, we concluded previously that the statute does not require the state to make its election prior to trial. State v. Weind (1977), 50 Ohio St.2d 224, 236, 4 O.O.3d 413, 364 N.E.2d 224, vacated on other grounds (1978), 438 U.S. 911, 98 S.Ct. 3137, 57 L.Ed.2d 1156. See also State v. Roberts (June 23, 1988), Auglaize App. No. 2-87-18, 1988 WL 68700 (the state does not lose its right to elect by failing to exercise it before a verdict of guilty has been returned). We see nothing in the language of
{22} The court of appeals impermissibly intruded on the state‘s right to elect by directing the trial court to vacate the drug-possession conviction. We reverse that portion of the court of appeals’ decision in this case and remand the cause to the trial court for a new sentencing hearing, at which the state must elect the offense for which Whitfield should be punished.
{23} When confronted with allied offenses, courts must be guided by two principles: that
{24} When the state elects which of the two allied offenses to seek sentencing for, the court must accept the state‘s choice and merge the crimes into a single conviction for sentencing, Brown, 119 Ohio St.3d 447, 2008-Ohio-4569, 895 N.E.2d 149, ¶ 41, and impose a sentence that is appropriate for the merged offense. Thereafter, a “conviction” consists of a guilty verdict and the imposition of a
{25} If, upon appeal, a court of appeals finds reversible error in the imposition of multiple punishments for allied offenses, the court must reverse the judgment of conviction and remand for a new sentencing hearing at which the state must elect which allied offense it will pursue against the defendant. On remand, trial courts must address any double jeopardy protections that benefit the defendant. However, as this court observed in State v. Calhoun (1985), 18 Ohio St.3d 373, 376-377, 18 OBR 429, 481 N.E.2d 624, “At least in the absence of an acquittal or a termination based on a ruling that the prosecution‘s case was legally insufficient, no interest protected by the Double Jeopardy Clause precludes a retrial when reversal is predicated on trial error alone. * * * The purpose of the Double Jeopardy Clause is to preserve for the defendant acquittals or favorable factual determinations but not to shield from appellate review erroneous legal conclusions not predicated on any factual determinations.” Thus, the state is not precluded from pursuing any of the allied offenses upon a remand for a new sentencing hearing.
{26} On remand, the trial court should fulfill its duty in merging the offenses for purposes of sentencing, but remain cognizant that
{27} Because
Conclusion
{28} For the reasons set forth herein, we reverse the decision of the court of appeals and remand this cause to the trial court for further proceedings consistent with this opinion.
Judgment reversed and cause remanded.
MOYER, C.J., and LUNDBERG STRATTON, O‘DONNELL, and CUPP, JJ., concur.
PFEIFER and LANZINGER, JJ., dissent.
LANZINGER, J., dissenting.
{29} I respectfully dissent because the majority‘s analysis impairs the finality of the judgment and may ultimately lead to a violation of a defendant‘s right to be free from double jeopardy.
{30} The majority states that “[t]his appeal poses two questions: (1) What exactly does
{32} In Whitfield‘s case, however, defining the term “convicted” to mean both a finding of guilt and a sentence works to the defendant‘s detriment, thereby raising constitutional issues relating to a defendant‘s rights. By leaving the separate finding of guilt pending, the majority prevents the defendant from having a final judgment on all charged offenses.
{33} Furthermore, the use of the term “convicted” throughout the Revised Code, while not defined, clearly implies only the finding of guilt. See, e.g.,
{34} In Henderson, 58 Ohio St.2d at 178, 12 O.O.3d 177, 389 N.E.2d 494, a case involving the enhanced-penalty provisions of former
{35} Even if I were to accept that “conviction” includes sentencing as well as a finding of guilt in this case, I cannot agree with the majority‘s remedy. In State v. Brown, 119 Ohio St.3d 447, 2008-Ohio-4569, 895 N.E.2d 149, ¶ 42, this court acknowledged that
{36} This holding contradicts the concept of merger. The allied offenses combine into one pursuant to
{37} Once the state elects which allied offense it will pursue, that decision should be final, and the trial court should dismiss the other allied count. If the court of appeals reverses the judgment of conviction, the state should not be given a second chance to convict on the charge merged. By holding that the determination of guilt remains undisturbed after the merger of the allied offenses, the majority focuses on the prohibition against multiple punishments for the same offense, but ignores the equally important double jeopardy protection against successive prosecutions for the same conduct. I respectfully dissent.
PFEIFER, J., concurs in the foregoing opinion.
William D. Mason, Cuyahoga County Prosecuting Attorney, and Kristen L. Sobieski, Assistant Prosecuting Attorney, for appellant.
Timothy Young, Ohio Public Defender, and Spencer Cahoon, Assistant Public Defender, for appellee.
