STATE OF CONNECTICUT v. CODY MEADOWS
AC 40472
Appellate Court of Connecticut
October 9, 2018
Sheldon, Elgo and Flynn, Js.
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Syllabus
Convicted of two counts each of the crimes of criminal violation of a standing criminal protective order in violation of statute (
- The defendant could not prevail on his unpreserved claim that his conviction of two counts of criminal violation of a standing criminal protective order violated his right to be free from double jeopardy because the offenses charged in the counts arose out of the same act; the defendant‘s conversation with the victim was separable into distinct acts, each punishable as a separate offense but one of which involved a more culpable conduct than the other, the defendant having first engaged in conversation with the victim, unrelated to visitation with their children, which amounted to contact with a person protected under the standing criminal protective order, and then he proceeded to harass the victim and to threaten her with death, which amounted to threatening and harassing and violated additional terms of the standing criminal protective order, and, therefore, those two distinct acts, both undertaken by the defendant, were separately punishable under
§ 53a-223a , and by convicting and sentencing the defendant on two separate counts, one for each distinct violation of the protective order, the court did not punish the defendant twice for a single offense but, rather, convicted him of two completed and distinct violations of the same statute; moreover, the defendant‘s reliance on certain case law in support of his claim that his conduct was one continuous criminal offense was misplaced, as those cases were distinguishable from the present case in that the defendant‘s conduct could be dissected into separate and distinct acts prohibited by the same statute and was not a single, continuous criminal offense, and the state charged him with two different acts that violated two separate provisions of the protective order. - The defendant could not prevail on his claim that the trial court erroneously instructed the jury as to the second count of criminal violation of a standing criminal protective order by providing the jury with an incorrect definition of “harassing conduct,” instead of using the higher standard set forth in State v. Larsen (117 Conn. App. 202); although the trial court defined the term “harassing” as “trouble, worry, or torment,” which was different from the definition used in Larsen, the distinction was not so great as to implicate the fairness of the defendant‘s trial, as this court was satisfied that the trial court‘s definition conveyed equally and sufficiently the definition this court employed in Larsen, and, in instructing the jury as it did, the trial court employed the definition of harass that more commonly is applied to describe that element of
§ 53a-223a . - The defendant could not prevail on his claim that his conviction of threatening in the second degree pursuant to statute ([Rev. to 2015]
§ 53a-62 [a] [3] ) should be reversed because it constituted a violation of the first amendment to the United States constitution, which was based on his claims that because, pursuant to Virginia v. Black (538 U.S. 343), the true threats doctrine now requires that he possessed a subjective intent to threaten the victim and the intent element of§ 53a-62 (a) (3) may be satisfied with recklessness, that statute is unconstitutional, and that, by reading a subjective intent element into a federal criminal statute that penalized threats made in interstate commerce, the United States Supreme Court in Elonis v. United States (135 S. Ct. 2001) signaled approval of that element as essential to establish liability under the true threats doctrine of the first amendment: in Elonis, the court expressly declined to address any first amendment issues and left the elements of the true threats doctrine undisturbed, and, therefore, Elonis did not abandon the existing standard for the true threats doctrine sub silentio and had no bearing on whether the defendant must possess subjective intent for purposes of the true threats doctrine; moreover, the constitutional necessity of a subjective intent element was never at issue in Black, and, therefore, this court declined to read Black as making the change to the true threats doctrine as proposed by the defendant, and concluded that the objective standard, which has been the traditional standard in this state for the true threats doctrine, remained valid.
Argued May 22—officially released October 9, 2018
Procedural History
Substitute information charging the defendant with two counts each of the crimes of criminal violation of a standing criminal protective order and threatening in the second degree, brought to the Superior Court in the judicial district of New Haven and tried to the jury before O‘Keefe, J.; verdict and judgment of guilty, from which the defendant appealed to this court. Affirmed.
John L. Cordani, Jr., assigned counsel, for the appellant (defendant).
Bruce R. Lockwood, senior assistant state‘s attorney, with whom, on the brief, were Patrick J. Griffin, state‘s attorney, and Laura Deleo, senior assistant state‘s attorney, for the appellee (state).
Opinion
FLYNN, J. The
The jury reasonably could have found the following facts. On September 1, 2015, the defendant, along with the victim,2 the mother of his children, appeared before the juvenile court in New Haven for a hearing relating to their children. At the time, the defendant, pursuant to the terms of a standing criminal protective order, was to have no “contact [with the victim] in any manner, including by written, electronic or telephone [communication]” and was not to “assault, threaten, abuse, harass, follow, interfere with, or stalk the [victim].” As an exception, the order provided that “contact with [the victim was] only allowed for purposes of visitation as directed by [the] family court.” As the hearing began, the defendant tried to “make small talk” with the victim, who ignored him. According to the victim, the defendant tried to tell her that he loved her and asked her why she had blocked her telephone, but she continued to ignore him and to look toward the judge. At that point, the defendant told the victim, “you‘re going to have problems when I get home, bitch.” The victim then looked at the defendant who mouthed that he was
At the conclusion of the hearing, the defendant met, at the courthouse, with a social worker, Shannon McGinnis. During the meeting, the defendant appeared upset and told McGinnis that “if he‘s not with [the victim], he‘s going to make sure nobody else is with her.” The defendant then said that, “if [the victim] chooses not to be with him, he will beat the f---ing shit out of her” and would “make her another Tracey Morton.”3 The defendant also said that “[h]e would kill himself or die suicide by cops . . . .” At this point, McGinnis informed the defendant that his statements were concerning and that she would have to tell others about them; the defendant then stopped making such statements. Afterward, McGinnis met with the victim and informed her that during their meeting the defendant had threatened to hurt the victim. The victim thereafter contacted the state police and, after meeting with a state police officer, signed a statement that had been prepared by the officer. At trial, the victim testified that she believed the threats against her were real and that she had feared the defendant even though he was in prison, where he would remain for seven more months.
The state subsequently charged the defendant in a four count information with two counts of violation of a standing criminal protective order and two counts of threatening in the second degree. After a jury trial, the defendant was convicted on all four counts. This appeal followed.
I
The defendant first claims that his conviction for two counts of violation of a standing criminal protective order violated his right to be free from double jeopardy. He argues that count one of the information, which alleged a violation of the protective order by having contact with the victim, and count two of the information, which alleged a violation of the protective order by threatening and harassing the victim, arose out of the same act. Specifically, the defendant argues that his conversation with the victim inside the courtroom was a “single, continuous, [and] uninterrupted” act, and that it, therefore, cannot be dissected and penalized as two separate acts. Because the court rendered a judgment of conviction on two counts of violation of a standing criminal protective order resulting from that single conversation, the defendant claims his right against double jeopardy was violated.4 In support of this argument, the defendant
The defendant did not preserve this claim at trial, nor has he asked, on appeal, for review under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989).5 Nevertheless, “[a] defendant may obtain review of a double jeopardy claim, even if it is unpreserved, if he has received two punishments for two crimes, which he claims were one crime, arising from the same transaction and prosecuted at one trial . . . . Because the claim presents an issue of law, our review is plenary. . . . Double jeopardy analysis in the context of a single trial is a two-step process. First, the charges must arise out of the same act or transaction. . . . Second, it must be determined whether the charged crimes are the same offense. Multiple punishments are forbidden only if both conditions are met.” (Citations omitted; internal quotation marks omitted.) State v. Nixon, supra, 92 Conn. App. 590–91.
Counts one and two of the state‘s long form information respectively charged that the defendant (1) “violate[d] the . . . protective order . . . by having contact with the protected person, in violation of . . . [§] 53a-223a” and (2) that the defendant “violate[d] the . . . protective order . . . by threatening and harassing the protected person, in violation of . . . [§] 53a-223a.” Although these counts charge the defendant under the same statute, we conclude that the offenses charged did not arise out of the same act. Our courts have long held that “distinct repetitions of a prohibited act, however closely they may follow each other . . . may be punished as separate crimes without offending the double jeopardy clause. . . . The same transaction, in other words, may constitute separate and distinct crimes where it is susceptible of separation into parts, each of which in itself constitutes a completed offense. . . . [T]he test is not whether the criminal intent is one and the same and inspiring the whole transaction, but whether separate acts have been committed with the requisite criminal intent and are such as are made punishable by the [statute].” (Internal quotation marks omitted.) State v. Miranda, 260 Conn. 93, 120, 794 A.2d 506, cert. denied, 537 U.S. 902, 123 S. Ct. 224, 154 L. Ed. 2d 175 (2002); see also State v. Morales, 164 Conn. App. 143, 157, 136 A.3d 278 (same), cert. denied, 321 Conn. 916, 136 A.3d 1275 (2016); State v. James E., 154 Conn. App. 795, 833, 112 A.3d 791 (2015) (same), cert. denied, 321 Conn. 911, 136 A.3d 1273 (2016).
In State v. Miranda, supra, 260 Conn. 120, our Supreme Court considered whether the defendant, who had been convicted of two counts of assault in the first degree for injuries resulting to a minor child in his care, was being punished twice for the same offense. In answering that question in the negative, our Supreme Court concluded that the defendant‘s failure to act, which had resulted in two separate injuries to the victim, constituted two separate acts of omission rather than one continuous failure to act. Id., 124. Similarly, in State v. James E., supra, 154 Conn. App. 831, the defendant shot the victim twice and was convicted of two counts of assault of an elderly person in the first degree, which he claimed violated his right against double jeopardy. This court held that each shooting was a separate and distinct act because the defendant first removed the gun from his cabinet, turned toward the victim and shot him; the defendant then, approached the victim, grabbed his shirt and shot him again. Id., 834.
In the present case, the defendant‘s conversation with the victim likewise is separable into distinct acts, each punishable as a separate offense but one of which involves a more culpable conduct than the other.6 It was one thing for the defendant to tell the victim he loved her; it was another to tell her, a few breaths later, that she was a bitch, whom he would kill when he got home. The defendant first engaged in conversation with the victim, unrelated to visitation with their children, which amounted to contact with a person protected under the standing criminal protective order. The defendant then proceeded to harass the victim and to threaten the victim with death, which amounted to threatening and harassing and violated additional terms of the standing criminal protective order. These two distinct acts, both undertaken by the defendant, were separately punishable under
We also consider the defendant‘s reliance on Rowe and Nixon and conclude that this reliance is misplaced. In Rowe v. Superior Court, supra, 289 Conn. 675-76, our Supreme Court concluded that the plaintiff‘s refusal to answer two questions, constituted one, continuous act of contempt. In reaching that conclusion, however, the court specifically noted that the United States Supreme Court, in Yates v. United States, 355 U.S. 66, 78 S. Ct. 128, 2 L. Ed. 2d 95 (1957), had “recognized three circumstances in which multiple refusals to testify may be punished only as a single act of contempt: when the witness refuses to give any testimony at the outset and adheres to that refusal (blanket refusal); when the witness refuses to give testimony ‘within a generally defined area of interrogation’ (area of refusal) . . . and when the witness refuses to answer questions relating to the same fact or subject of inquiry (subject of inquiry).” (Citation omitted.) Rowe v. Superior Court, supra, 667. The court in Rowe then concluded that the plaintiff‘s refusal to answer questions could be viewed either as a blanket refusal or refusal to answer questions on a particular subject area, because the subject on which the plaintiff had refused to provide testimony was the only subject matter on which the state had sought to question him. Id., 675. For that reason, the plaintiff‘s refusal to answer any questions was one continuous act of contempt. Id.
In the present case, there is no mandate similar to Yates by our Supreme Court that defines conduct protected under the double jeopardy clause in the context of violating a protective order. Moreover, unlike Rowe, the defendant‘s conduct in the present case can be dissected into separate and distinct acts prohibited by the same statute, albeit occurring within the same conversation. It is not, therefore, a single continuous criminal offense.
Similarly, we conclude that Nixon is inapposite. In Nixon, this court concluded that the defendant‘s rights under the double jeopardy clause were violated by his conviction of two counts of assault in the second degree, resulting from his stabbing the victim twice. State v. Nixon, supra, 92 Conn. App. 597. The stabbing was against one victim and was continuous, uninterrupted and close in time. Consequently, we rejected the state‘s claim in Nixon that each knife stab constituted a separate assault. In reaching that conclusion, we noted specifically that the state, in both counts of assault, had charged the defendant in the exact same manner. Id., 590. We noted, additionally, that the “defendant twice stabbed the same victim, at the same place and during the same time period, with the same instrument, with the same common intent to inflict physical injury during one continuous, uninterrupted assault.” Id., 591. We, therefore, held that the conviction of two separate counts of assault, based on one continuous assault, violated double jeopardy. Id., 597.
In the present case, however, the state charged the defendant with two different acts that violated two separate provisions of the standing criminal protective order. Particularly, the defendant‘s initial words, his attempt to engage in “small talk,” and his telling the victim that “he loved her,” by themselves, likely would not support a conviction on the state‘s second count, which alleged a violation of the standing criminal protective order by threatening and harassing the victim. After engaging in this conversation, however, the defendant then went on to threaten to kill the
II
The defendant next claims that the trial court erroneously instructed the jury as to the second count of violation of a standing criminal protective order. Specifically, the defendant claims that the trial court provided the jury with the incorrect definition of “harassing conduct,” for the second count of violation of a standing criminal protective order. The defendant contends that the court instead should have used the definition set forth in this court‘s opinion in State v. Larsen, 117 Conn. App. 202, 209 n.5, 978 A.2d 544, cert. denied, 294 Conn. 919, 984 A.2d 68 (2009), which, according to the defendant, set a higher threshold for “harassing” conduct. We disagree.
The defendant did not object to the court‘s charge at trial and submitted no request to charge suggesting the language he now argues on appeal was mandated, nor does he now seek review pursuant to State v. Golding, supra, 213 Conn. 233. We extend review, however, pursuant to State v. Elson, 311 Conn. 726, 754–55, 91 A.3d 862 (2014), because the claim that the jury was not instructed properly as to an essential element of a crime is a claim of constitutional magnitude. “It is . . . constitutionally axiomatic that the jury be instructed on the essential elements of a crime charged. . . . A claim that the trial court failed to instruct the jury adequately on an essential element of the crime charged necessarily involves the defendant‘s due process rights and implicates the fairness of his trial.” (Internal quotation marks omitted.) State v. Felder, 95 Conn. App. 248, 258, 897 A.2d 614, cert. denied, 279 Conn. 905, 901 A.2d 1226 (2006).
In the second count of its information, the state charged the defendant with violation of a standing criminal protective order by “threatening and harassing the protected person . . . .” At trial, the court instructed the jury as to this count as follows: “In this case, the state alleges that threatening or harassing the complainant was forbidden by the order, and you have the order. As far as what‘s the definition of a threat, use the same definition that I‘m going to give you on threatening. As far as what‘s harassing, harassing is to trouble, worry, or torment; that‘s the legal definition. Trouble, worry, or torment. A person acts intentionally with respect to conduct when his conscious objective is to engage in such conduct. That‘s general intent. In summary, the state must prove beyond a reasonable doubt (1) that a court issued a standing criminal protective order against the defendant; and (2) the defendant violated a condition of that order; and in count two, we‘re talking about an allegation that he violated a prohibition in an order that required him not to threaten or harass the complainant.” (Emphasis added.)
In the present case, although the definition employed by the trial judge is different from the one this court used in Larsen, the distinction is not so great as to implicate the fairness of the defendant‘s trial. Specifically, the defendant‘s contention that “troubled” is a much lower standard than to “annoy persistently” is unavailing. The word “annoy” means to “disturb or irritate especially by repeated acts.” Merriam-Webster‘s Collegiate Dictionary (11th Ed. 2003) p. 50. “Trouble” means to “agitate mentally or spiritually” and is synonymous with “worry,” which means “to assail with rough or aggressive attack or treatment” or to “subject to persistent or nagging attention or effort” and is synonymous with “torment.” (Emphasis added.) Id., 1342, 1444. “Torment,” in turn, means “to cause severe, usually, persistent or recurrent distress.” (Emphasis added.) Id., 1319. When compared fully, we are satisfied that the definition, “trouble, worry, or torment,” conveys equally and sufficiently the definition this court employed in Larsen. Accordingly, we reject the defendant‘s argument that the use of this definition resulted in constitutional error.
Moreover, in using this instruction, the trial court employed the definition of “harass” that more commonly is applied to describe that element of
III
The defendant finally claims that his conviction for threatening in the second degree in violation of
Although the defendant makes this claim for the first time on appeal and does not seek review under Golding, we review his claim pursuant to State v. Elson, supra, 311 Conn. 754-55. “The constitutionality of a statute presents a question of law over which our review is plenary.” (Internal quotation marks omitted.) State v. Book, 155 Conn. App. 560, 564, 109 A.3d 1027, cert. denied, 318 Conn. 901, 122 A.3d 632 (2015), cert. denied, ___ U.S. ___, 136 S. Ct. 2029, 195 L. Ed. 2d 219 (2016). “True threats encompass those statements [through which] the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals. . . . The speaker need not actually intend to carry out the threat. Rather, a prohibition on true threats protect[s] individuals from the fear of violence and from the disruption that fear engenders, in addition to protecting people from the possibility that the threatened violence will occur. . . . In the context of a threat of physical violence, [w]hether a particular statement may properly be considered to be a [true] threat is governed by an objective standard—whether a reasonable person would foresee that the statement would be interpreted by those to whom the maker communicates the statement as a serious expression of intent to harm or assault. . . . [A]lleged threats should be considered in light of their entire factual context, including the surrounding events and reaction of the listeners. . . . Prosecution under a statute prohibiting threatening statements is constitutionally permissible [as] long as the threat on its face and in the circumstances in which it is made is so unequivocal, unconditional, immediate and specific as to the person threatened, as to convey a gravity of purpose and imminent prospect of execution.” (Citations omitted; internal quotation marks omitted.) State v. Krijger, supra, 313 Conn. 449-50.
The defendant‘s claim turns on two cases of the United States Supreme Court, Virginia v. Black, supra, 538 U.S. 343, and Elonis v. United States, supra, 135 S. Ct. 2001. Because the defendant argues that our Supreme Court has not had the opportunity to reconsider our jurisprudence in light of the United States Supreme Court‘s decision in Elonis, we first address his claim based on that case.9 The defendant asks us to read Elonis as establishing a subjective intent element for true threats under the first amendment to the United States constitution. He acknowledges, however, that in Elonis, the United States Supreme Court construed
As a conceptual matter, we cannot agree with this argument. To be constitutionally valid, a statute must provide at least as much protection as the federal constitution. It follows, therefore, that a statute can provide greater, but not less, protection than the constitution. Concluding that
In Virginia v. Black, supra, 538 U.S. 343, the United States Supreme
The language on which the defendant relies is found in part III of Black, which upheld the constitutionality of the intent requirement in the Virginia statute. See id., 363 (“[a] ban on cross burning carried out with the intent to intimidate is fully consistent with our holding in R.A.V. [v. St. Paul, 505 U.S. 377, 112 S. Ct. 2538, 120 L. Ed. 2d 305 (1992)] and is proscribable under the First Amendment“). Although this holding declares the constitutionality of the intent requirement for the Virginia statute, it says nothing about the traditional objective standard for true threats. See, e.g., Elonis v. U.S., supra, 135 S. Ct. 2016 (Alito, J., concurring) (arguing that objective standard should be applied post-Black). In other words, the constitutional necessity of a subjective intent was never at issue in part III of Black. Consequently, we decline to read it that way.
In part IV of Black, a plurality of four justices went further and found the prima facie provision of the Virginia statute to be unconstitutional on its face. In reaching that conclusion, the plurality noted that “[t]he act of burning a cross may mean that a person is engaging in constitutionally proscribable intimidation. But that same act may mean only that the person is engaged in core political speech. The prima facie evidence provision in this statute blurs the line between these two meanings of a burning cross . . . [and] makes no effort to distinguish among these different types of cross burnings.” Virginia v. Black, supra, 538 U.S. 365–66. Whatever reservations we might have about the court‘s reasoning, the court‘s ratiocination falls far short of bringing the traditional objective standard into question. In fact, it may even be read as suggesting that the prima facie provision lacked objectivity because it lacked any standard at all. See United States v. Jeffries, 692 F.3d 473, 480 (6th Cir. 2012), overruled on other grounds by Elonis v. United States, supra, 135 S. Ct. 2001. Consequently, we decline to read Black as marking the sea change to the true threats doctrine that the defendant proposes.10
The judgment is affirmed.
In this opinion the other judges concurred.
