State v. BischoffState v. Bischoff
The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut.
***********************************************
Syllabus
Pursuant to statute (
Pursuant further to statute (
The defendant was convicted of and sentenced to an effective term of incarceration of five years for possession of narcotics, among other crimes, in connection with events that occurred in 2014. After the defendant’s arrest but prior to his conviction in 2016, the legislature amended the statute (
- The Appellate Court correctly determined that the defendant was properly sentenced in accordance with the version of
§ 21a-279 that was in effect when he committed the crimes of which he was convicted: this court has interpreted§§ 54-194 and1-1 (t) to embody a presumption that changes to criminal statutes prescribing or defining punishment apply prospectively only, unless the statute expressly states otherwise, the plain language of the 2015 amendment did not indicate that it was to apply retroactively, and, contrary to the defendant’s claim, the legislature did not intend to exclude ameliorative changes to sentencing schemes from the presumption against retroactivity derived from§§ 54-194 and1-1 (t) ; moreover, because the legislature was aware that this court has interpreted§§ 54-194 and1-1 (t) as requiring an explicit expression of intent regarding retroactivity to overcome this presumption, the legislature’s silence regarding retroactivity in the 2015 amendment was evidence of an intent that it have prospective application only; furthermore, the defendant could not prevail on his claim that prospective only application of the 2015 amendment would lead to an absurd and unworkable result on the basis that the 2015 amendment was meant to implement a 2015 budget bill that the legislature anticipated would result in fiscal savings for the Department of Correction, as nothing in the language of the budget bill or its legislative history referenced the 2015 amendment or the fiscal savings that would be realized from the 2015 amendment. - This court declined the defendant’s invitation to adopt the amelioration doctrine, which provides that amendments to statutes that lessen their penalties are applied retroactively, and to overrule State v. Kalil (314 Conn. 529), which recently rejected the applicability of that doctrine: Kalil thoroughly considered whether to adopt the amelioration doctrine
only six years ago and was based on approximately 100 years of precedent during which time the legislature took no action to suggest any disagreement with this court’s interpretation and application of §§ 54-194 and1-1 (t) ; moreover, this court’s analysis in Kalil was consistent with this court’s analysis of the defendant’s claim regarding the retroactivity of the 2015 amendment to§ 21a-279 , demonstrating that there were no conflicts or difficulties in applying the holding of Kalil.
(One justice concurring separately)
Procedural History
Substitute information charging the defendant with two counts each of the crimes of possession of narcotics with intent to sell by a person who is not drug-dependent, possession of narcotics with intent to sell and possession of narcotics, and with one count of the crime of possession of less than four ounces of a cannabis-type substance, brought to the Superior Court in the judicial district of Fairfield, geographical area number two, and tried to the jury before Dennis, J.; verdict and judgment of guilty of one count of possession of less than four ounces of a cannabis-type substance and of two counts of possession of narcotics, from which the defendant appealed to the Appellate Court, Sheldon, Elgo and Bright, Js., which affirmed the judgment; thereafter, this court denied the defendant’s petition for certification to appeal; subsequently the court, Doyle, J., dismissed the defendant’s motion to correct an illegal sentence, and the defendant appealed to the Appellate Court, DiPentima, C. J., and Lavine and Harper, Js., which reversed the trial court’s denial of the motion to correct an illegal sentence and remanded the case with direction to deny the motion, and the defendant, on the granting of certification, appealed to this court. Affirmed.
Emily H. Wagner, assistant public defender, with whom, on the brief, was Judith L. Borman, senior assistant public defender, for the appellant (defendant).
Michele C. Lukban, senior assistant state’s attorney, with whom, on the brief, were John C. Smriga, state’s attorney, Craig P. Nowak, senior assistant state’s attorney, and Jennifer F. Miller, assistant state’s attorney, for the appellee (state).
Opinion
D’AURIA, J. In 2015, our legislature amended General Statutes (Rev. to 2015)
The defendant, Haji Jhmalah Bischoff, was arrested and charged with, among other crimes, possession of narcotics in violation of
The following facts and procedural history are supported by the record and relevant to our review of the defendant’s claims. On the basis of conduct that occurred in 2014, a jury in 2016 found the defendant guilty of possession of heroin in violation of
The defendant appealed from the judgment of conviction to the Appellate Court and, among other things, renewed his argument that he was entitled to be sentenced on the conviction of possession of narcotics pursuant to
The defendant then filed a motion to correct an illegal sentence, the subject of the present appeal, again arguing that the legislature intended
Although ‘‘[a] claim that the trial court improperly denied a defendant’s motion to correct an illegal sentence is [typically] reviewed pursuant to the abuse of discretion standard’’; (internal quotation marks omitted) State v. Brown, 310 Conn. 693, 701–702, 80 A.3d
I
The defendant first claims that we must interpret
In response, the state contends that the Appellate Court—in Moore, in the defendant’s direct appeal, and in the present case—correctly determined that, in the absence of explicit language regarding retroactivity,
A criminal ‘‘statute is said to have retroactive application if it applies to crimes allegedly committed prior to its date of enactment. . . . The question is one of legislative intent and is governed by well established rules of statutory construction.’’ (Citations omitted.) State v. Nathaniel S., 323 Conn. 290, 294, 146 A.3d 988 (2016). Specifically, ‘‘to ascertain and give effect to the apparent intent of the legislature . . .
We therefore begin our analysis with the language of
The defendant counters that this court may not treat the effective date as dispositive of the legislature’s intent regarding retroactivity.4 We agree and do not rely on the act’s effective date as the only relevant textual evidence of the legislature’s intent regarding retroactivity. The courts in Kalil and Moore did not, either. Rather, we consider the effective date in light of the applicable savings statutes and the legislature’s lack of any reference to retroactivity.
The plain language of
This court has interpreted these statutes to mean that there is a presumption that changes to criminal statutes prescribing or defining punishment apply prospectively only, unless the statute expressly states otherwise. See State v. Kalil, supra, 314 Conn. 552 (presumption that criminal statutes apply prospectively is derived from
As noted, the defendant does not contend that the plain language of
It is true that these savings statutes were enacted ‘‘to counter the effect of the common-law abatement doctrine.’’ State v. Kalil, supra, 314 Conn. 556. The history of the statutes, however, does not support an argument that the legislature intended to exclude ameliorative amendments from the presumption against retroactivity derived from
We refer to these statutes as ‘‘savings statutes’’ because they ‘‘preserve all prior offenses and liability therefor so that when a crime is committed and the statute violated is later amended or repealed, defendants remain liable under the revision of the statute existing at the time of the commission of the crime. . . . [S]avings statutes were enacted to prevent defendants from escaping punishment by allowing the state to pursue them under prior versions of a statute, regardless of whether the newer revision imposed a greater or lesser penalty.’’ (Citations omitted.) State v. Graham, 56 Conn. App. 507, 511, 743 A.2d 1158 (2000). ‘‘At common law, the repeal of a criminal statute abated all prosecutions which had not reached final disposition
To the extent that the history of the savings statutes leaves any ambiguity as to their applicability, this court’s interpretation of these statutes lays to rest any doubt. Since at least 1936, this court has held that changes to criminal sentencing schemes, even those that provide a benefit to defendants, are subject to these savings statutes. See Simborski v. Wheeler, 121 Conn. 195, 183 A. 688 (1936) (applying statutory predecessor to
In light of this plain language and history, this court consistently has held that these savings statutes embody a legislative intent of only prospective application of changes to criminal statutes defining or prescribing punishment, unless otherwise specified explicitly, regardless of whether the change benefits defendants. See State v. Kalil, supra, 314 Conn. 552 (holding that
On the basis of this extensive case law, dating back to the 1930s, we must assume that the legislature is aware of how we have interpreted and applied
Additionally, because we must assume that the legislature is aware that we have interpreted
Moreover, the straightforward rule created by these savings statutes—that changes to the sentencing scheme of a criminal statute are not retroactive unless explicitly stated—is supported by the legislature’s directive in
Nevertheless, the defendant asserts that we must consider
The defendant correctly notes that, even if the language of
Rather, to establish that the legislature intended
The defendant cites no case law, and we have found none, holding that budget bills are inherently ambiguous under
We note, however, that, even if the Office of Fiscal Analysis made a mistake regarding the retroactive application of
Nevertheless, the defendant responds that it is illogical for the legislature to change the sentencing scheme on the basis of a change in moral policy and a recognition that the prior punishment was ineffective but not to apply that change retroactively. This argument, however, relies on legislative history, which we may not examine in light of our conclusion that the plain language of
Accordingly, we conclude that the plain language of
II
Alternatively, the defendant asks us to declare that
Our determination of whether we should overrule a prior decision is guided by the doctrine of stare decisis, which ‘‘counsels that a court should not overrule its earlier decisions unless the most cogent reasons and inescapable logic require it. . . . [I]n evaluating the force of stare decisis, our case law dictates that we should be especially wary of overturning a decision that involves the construction of a statute. . . . When we construe a statute, we act not as plenary lawgivers but as surrogates for another policy maker, [that is] the legislature. In our role as surrogates, our only responsibility is to determine what the legislature, within constitutional limits, intended to do. . . . Once [we have construed a statute and] an appropriate interval to permit legislative reconsideration has passed without corrective legislative action, the inference of legislative acquiescence places a significant jurisprudential limitation on our own authority to reconsider the merits of our earlier decision. . . . Factors that may justify overruling a prior decision interpreting a statutory provision include intervening developments in the law, the potential for unconscionable results, the potential for irreconcilable conflicts and difficulty in applying the interpretation.’’ (Internal quotation marks omitted.) State v. Evans, 329 Conn. 770, 804–805, 189 A.3d 1184 (2018), cert. denied, ___ U.S. ___, 139 S. Ct. 1304, 203 L. Ed. 2d 425 (2019).
In Kalil, the defendant argued that
Second, we held that this court was required to interpret changes to criminal sentencing schemes in light of these savings statutes for separation of powers reasons: ‘‘[W]hatever views may be entertained regarding severity of punishment, whether one believes in its efficacy or its futility . . . these are peculiarly questions of legislative policy. . . . Thus, although the rule of separation of governmental powers cannot always be rigidly applied . . . it must be remembered that the constitution assigns to the legislature the power to enact laws defining crimes and fixing the degree and method of punishment and to the judiciary the power to try offenses under these laws and [to] impose punishment within the limits and according to the methods . . . provided.’’ (Citations omitted; internal quotation marks omitted.) Id., 554–55.
Third, this court determined that adopting the amelioration doctrine ‘‘could result in the unequal treatment of defendants who commit the [same] crime . . . on the same day but whose trials proceed at a different pace, thus resulting in some defendants being convicted under the law in effect at the time the crime was committed and others under the law enacted following commission of the crime.’’ Id., 555. We concluded that it is ‘‘unlikely that the legislature would have intended for two similarly situated offenders to receive . . . disparate treatment solely on the fortuity of when their cases came to trial.’’ (Internal quotation marks omitted.) Id., 555–56.
Fourth, in response to the defendant’s argument that it would be illogical for the legislature to intend for an ameliorative statute to apply prospectively only, this court explained that there was ‘‘nothing irrational in a legislative conclusion that individuals should be punished in accordance with the sanctions in effect at the time the offense was committed, a viewpoint encompassed by the savings statutes themselves.’’ (Internal quotation marks omitted.) Id., 555. Finally, this court rejected the defendant’s reliance on case law from other jurisdictions that have adopted the amelioration doctrine, explaining that those jurisdictions relied on ‘‘their own unique state constitutional and jurisdictional constraints.’’ Id., 556.
We see no reason why this court should overrule Kalil, which thoroughly considered this issue more than
The defendant argues that Kalil nevertheless should be overruled because it is at odds with this court’s prior precedent regarding retroactivity. Specifically, he argues that, prior to Kalil, this court routinely examined extratextual sources to determine the legislature’s intent regarding retroactivity regardless of the amendment’s plain language, and, thus, Kalil’s strict application of
This court has held that the enactment of
Finally, the defendant argues that the holding in Kalil is hostile to the clear legislative purpose of ameliorative amendments because these amendments manifest a shift in society’s moral approach to punishment. In support of his position, the defendant relies on case law from other jurisdictions that have adopted the amelioration doctrine for this very reason. This argument is unpersuasive, however, because, as we already have explained in Kalil, we are bound by
The judgment of the Appellate Court is affirmed.
In this opinion ROBINSON, C. J., and McDONALD, KAHN and KELLER, Js., concurred.