Lead Opinion
Opinion
This certified appeal raises two principal issues: (1) whether, under the plain meaning rule of recently enacted General Statutes § 1-2z,
The following facts and procedural history are set forth in the opinion of the Appellate Court. “The commissioner found the following facts [in connection with the plaintiffs claim for survivor’s benefits]. The plaintiffs husband, Henry Hummel, was a cross-country driver of an eighteen wheel tractor trailer for Marten. He was found dead in the sleeper cab of his truck on November 25,1997. He had returned home from a cross-country trip early in the afternoon of November 24, 1997, looking dirty, tired and agitated. He had a heated dispute with a Marten official over the telephone about whether he was entitled to be paid following an apparent problem with the paperwork that he had submitted earlier. [According to the plaintiff] she had known her late husband for more than thirty years and had never seen him in such an agitated state. She feared he would have a heart attack. Following a shower and some rest, he left home between 10 p.m. and 11 p.m. He parked near his drop off point in Waterbury so that he could sleep and then drop off his load early the next morning. He died in the sleeper cab before morning.
“The commissioner also found that Marten had urged Henry Hummel to drive as much as possible. [Henry Hummel] falsified his log books to hide from the transportation authorities the number of hours he drove. On the three week trip completed shortly before his death, he had driven an average of 569 miles per day, and it was not unusual for him to drive 5000 miles in a week. He slept only two or three hours a day and never exercised. He did not eat a proper diet, nor did he eat on a regular schedule. He was a lifelong smoker and sometimes used cigars to wake himself up by burning his fingers when he fell asleep while driving. He was sixty-four years old at the time of his death.
“The commissioner concluded that ‘[t]he stress of [Henry Hummel’s] job and its limitations on his time for other activities [were] . . . substantial factorfs] in the chain of events which led to [his] fatal ischemic heart disease.’ The commissioner accordingly ordered the payment of benefits pursuant to ... § 31-306, which provides for the manner in which benefits
“The defendants appealed to the board, claiming that the plaintiff [had] failed to prove within a reasonable degree of medical probability that [Henry Hummel’s] employment was a substantial factor in the cause of his death. The board reviewed all of the testimony, including that of two medical experts, and concluded that an adequate evidentiary basis existed for the commissioner’s finding of compensability. The board did not issue a remand order from its decision despite the [commissioner’s] failure to determine the amount of the award. Thereafter, the defendants appealed to [the Appellate Court], raising the same sufficiency of the evidence claim.” Hummel v. Marten Transport, Ltd., supra,
Following the defendants’ appeal to the Appellate Court, it came to the attention of that court that, after the board upheld the commissioner’s finding of compensability and did not issue a remand order to determine the specific amount of benefits, “the plaintiff . . . brought [a] separate proceeding [before the commissioner] to determine, among other things, the amount of benefits to be paid. In addition to the calculation of [survivor’s] benefits, the plaintiff sought an order pursuant to General Statutes § 31-301 (f)
In light of the separate benefits proceeding, which was ongoing, the Appellate Court, sua sponte, raised the issue of whether the defendants had appealed from a final judgment. Thereafter, both the plaintiff and the defendants appeared before the Appellate Court for oral argument on the defendants’ appeal and argued that the board’s decision from which the defendants were appealing was an appealable final judgment under this court’s decision in Hunt v. Naugatuck,
We granted the parties’ petitions for certification to appeal, limited to the following issue: “Did the Appellate Court properly dismiss this appeal for lack of a final judgment?” Hummel v. Marten Transport, Ltd., supra,
I
We first consider the parties’ claim that the decision of the board is an appealable final judgment. Before addressing the merits of this claim, however, we set forth the governing legal principles, which we recently summarized in Hunt v. Naugatuck, supra,
“We have stated, however, that the Appellate Court’s review of disputed claims of law and fact ordinarily must await the rendering of a final judgment by the [board]. Szudora v. Fairfield,
We conclude that the Appellate Court properly applied these principles in concluding that the decision of the board in the present case is not an appealable final judgment. As the Appellate Court aptly explained: “Although two separate proceedings were brought, the first to determine compensability and the second to determine the award, the board’s ruling on compensability merely was a step along the road to a final judgment. Essentially, the two proceedings the plaintiff has brought will result in one final judgment. Following the appeal on the issue of compensability, the board impliedly remanded the matter for proceedings to determine the amount of the award. Following the award proceeding, the board explicitly remanded the matter to the commissioner with directions. Because the matter currently is on remand to the commissioner, [the court applies] the Szudora test to determine whether this appeal may proceed despite the remand order. It cannot. The proceedings on remand will require the commissioner to exercise independent judgment to determine the question of law of whether the social security offset of [General Statutes (Rev. to 1997)] § 31-307 (e) applies to the plaintiff in this case. Furthermore, in order to determine whether and to what extent the plaintiff receives social security old age insurance benefits, further evidence will be required.” Hummel v. Marten Transport, Ltd., supra,
The parties claim, as they did in the Appellate Court, that Hunt v. Naugatuck, supra,
We answered the certified question in the negative, stating: “It is clear that the board’s decision affirming the commissioner’s
We agree with the Appellate Court that the factual and procedural scenario presented in Hunt is materially different from that presented in this case. In particular, Hunt did not seek an award of benefits; rather, he merely sought a determination that he was entitled to such an award at some unspecified time in the future if and when he actually realized a compensable loss due to his hypertension. In other words, the only issue before the commissioner in Hunt was whether Hunt would be entitled to benefits “should he later sustain a compensable loss.” (Emphasis added.) Id., 105. In the present case, by contrast, the plaintiff is seeking a determination that she is entitled to survivor’s benefits and a determination regarding the amount of those benefits.
The parties also claim that when, as in the present case, the board affirms a finding of compensability without expressly remanding the case for a determination of benefits, the decision should be deemed a final judgment for purposes of appeal because, unlike an award of benefits, a decision on compensability is not subject to later reevaluation. Although we agree with the plaintiff that a decision regarding compensability is final in ways that an award of benefits is not; see, e.g., id., 106 (“a claimant’s benefits are always subject to modification as his or her condition changes”); we see no reason to retreat from the functional, case-by-case test that we adopted in Szudora for evaluating the finality of a decision of the board. See id., 107.
The parties further contend that it is unreasonable to require a party to determine whether a decision of the board is final for purposes of appeal when the decision itself contains no remand order. Specifically, the plaintiff maintains that it is unfair to expect a party to be able to ascertain whether a case has been remanded impliedly, and that a party confronted with the difficulty inherent in determining whether a case has been remanded by implication is likely to feel compelled to appeal virtually any decision that does not contain express remand language solely to safeguard his or her appeal rights. We acknowledge that it is preferable for the board to use explicit remand language when, in light of the decision of the board, further proceedings before the commissioner are necessary. Nevertheless, we are confident that parties ordinarily will have little difficulty in ascertaining when such proceedings are contemplated even if the board decision is silent in that regard.
Finally, the parties assert that, although compensability was the sole issue addressed by the commissioner and the
“General Statutes §§ 31-301a and 31-301b govern the finality of workers’ compensation awards, which become final when and if the parties fail to appeal within the statutory time period. ” Marone v. Waterbury,
II
We turn next to the parties’ claim that the legislature, by virtue of its enactment of § 1-2z, effectively has overruled our precedent importing a final judgment requirement into § 31-30 lb. Specifically, the parties contend that, because § 31-30 lb contains no language to suggest that only a board decision that constitutes a final judgment may be appealed to the Appellate Court, the plain meaning rule of § 1-2z bars us from construing § 31-301b in such a manner. Thus, under the view advanced by the parties, our interpretation of § 31-301b is governed by its plain and unambiguous language, which permits an appeal from a decision of the board “upon any question or questions of law arising in the proceedings . . . .”
To place the parties’ contention in proper context, we commence our consideration of their claim with a brief overview of the case law interpreting § 31-30 lb as requiring an appeal from a final judgment of the board. The first case to impose a final judgment requirement under § 31-301b was Timothy v. Upjohn Co.,
This court first imported a final judgment requirement into § 31-301b in Matey v. Estate of Dember,
Approximately one year later, in Szudora v. Fairfield, supra,
The following year, in Cleveland v. U.S. Printing Ink, Inc.,
Six years later, in Hall v. Gilbert & Bennett Mfg. Co., supra,
We declined the fund’s invitation to overrule our prior case law interpreting § 31-30 lb as requiring a final judgment. In doing so, we acknowledged that “the text of § 31-301b does not contain language requiring a final judgment in order for a party to appeal to the Appellate Court.” Id., 295. We observed, however, that the legislative history of § 31-30 lb contained evidence indicating an intent by the legislature to allow appeals under § 31-301b only from final judgments of the board. Id., 295-96. In resolving the issue of legislative intent posed by the second injury fund’s claim, we relied primarily on two separate but related principles, namely, the doctrine of stare decisis and the tenet of statutory interpretation that counsels against overruling case law involving our construction of a statute if the legislature reasonably may be deemed to have acquiesced in that construction. See id., 296-97. Specifically, we explained: “The doctrine of stare decisis counsels that a court should not overrule its earlier decisions unless the most cogent reasons and inescapable logic require it. . . . Stare decisis is justified because it allows for predictability in the ordering of conduct, it promotes the necessary perception that the law is relatively unchanging, it saves resources and it promotes judicial efficiency. ... It is the most important application of a theory of decisionmaking consistency in our legal culture and it is an. obvious manifestation of the notion that decisionmaking consistency itself has normative value. . . .
“In evaluating the force of stare decisis, our case law dictates that we should be especially wary of overturning a decision that involves the construction of a statute. . . . When we construe a statute, we act not as plenary lawgivers but as surrogates for another policy maker, [that is] the legislature. In our role as surrogates, our only responsibility is to determine what the legislature, within constitutional limits, intended to do. Sometimes, when we have made such a determination, the legislature instructs us that we have misconstrued its intentions. We are bound by the instructions so provided. . . . More often,
“The first of our decisions construing § 31-301b to require that a party appealing from a decision of the board must appeal from a final decision; [see] Matey v. Estate of Dember, supra,
Almost ten years have elapsed since our refusal in Hall to overrule our prior precedent importing a final judgment requirement into § 31-301b, and the legislature has taken no action to amend that statutory section. Indeed, the legislature has not amended § 31-30 lb in the eighteen years that have passed since this court first construed § 31-30 lb to require a final judgment.
In 2003, however, the legislature enacted § 1-2z; see footnote 2 of this opinion; which prohibits the use of extratextual evidence of the meaning of a statute if the statutory text is plain and unambiguous and does not yield absurd or unworkable results. The parties contend that § 1-2z requires us to construe § 31-30 lb in accordance with its plain and unambiguous language. The parties further contend that, because § 31-30 lb does not expressly refer to a final judgment requirement, § 1-2z prohibits us from continuing to construe § 31-30 lb as containing such a requirement. In other words, under the view advanced by the parties, § 1-2z overrules our prior precedent importing a final judgment requirement into § 31-301b.
We acknowledge that, if we were writing on a clean slate, § 1-2z might foreclose us from reading a final judgment requirement into § 31-30 lb because the text of § 31-30 lb contains no such requirement. For the reasons that follow, however, we conclude that § 1-2z does not dictate the result that the parties urge.
As this court previously has observed, § 1-2z was enacted in response to our decision in State v. Courchesne,
Our resolution of this issue depends on the meaning of § 1-2z itself. Of course, in ascertaining the meaning of § 1-2z as it applies to the present case, we must follow the dictates of § 1-2z just as we would if we were construing any other statute. We therefore turn to the language of § 1-2z, which, for purposes of ascertaining the meaning of § 1-2z itself, directs us first to consider its “text” and “its relationship to other statutes.” We may look no further for evidence of the meaning of § 1-2z if, after examining its text and considering its relationship to other statutes, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results. General Statutes § 1-2z.
With respect to the meaning of the term “text” in § 1-2z,
Because the word “text” is not defined statutorily, we turn to General Statutes § 1-1 (a), which provides in relevant part: “In the construction of the statutes, words and phrases shall be construed according to the commonly approved usage of the language . . . .” To ascertain that commonly approved usage, we look to the dictionary definition of the term. E.g.,
As we have indicated, § 1-2z was passed in response to this court’s decision in Courchesne, in which a majority of this court rejected the plain meaning rule in favor of an interpretive framework that directs courts, “in all cases, to consider all of the relevant evidence bearing on the meaning of the language [of a statute],” without first having to cross the threshold of linguistic ambiguity. (Emphasis in original.) State v. Courchesne, supra,
“That won’t change under this bill, but it will put us back to the standard that [existed] before . . . .” Id., pp. 3332 — 33.
Senator Andrew J. McDonald introduced the bill on the floor of the Senate and explained its purpose as follows: “Historically, the courts of the [s]tate of Connecticut have interpreted our statutes [pursuant to] several rules of statutory construction. . . . [O]ne of the prime rules [among them] is something called the [p]lain [m]eaning [r]ule.
“And without going into great detail about the [p]lain [m]eaning [r]ule, it essentially says that if a statute is on its face, clear and unambiguous, and interpreting it in light of that clear and unambiguous language [it] would not yield absurd or
“In the Courchesne . . . decision, the Supreme Court in a five to two ruling retrenched from that traditional rule of statutory construction and in doing so, the court essentially indicated that in every instance, it was the obligation ... of a court ... to look to the broader context surrounding the adoption of any particular legislation.” 46 S. Proc., Pt. 10, 2003 Sess., pp. 3190-91. Senator McDonald further stated: “[I]n case this bill does actually pass ... let me be very clear for the purposes of legislative intent, that if this bill passes, it is the intent [of the legislature] to overrule the portion of [Courchesne] which recanted or retrenched from the [p]lain [m]eaning [r]ule under the rules of statutory construction.” Id., p. 3193. Senator John McKinney observed that, by adopting House Bill No. 5033, the legislature is “saying bring back the plain meaning rule . . . .” Id., p. 3222.
It is perfectly clear from this legislative history that the sole purpose of the legislature in enacting § 1-2z was to restore the plain meaning rule that had existed prior to Courchesne. There is nothing in the legislative history to suggest that the legislature also intended to overrule every other case in which our courts, prior to the passage of § 1-2z, had interpreted a statute in a manner inconsistent with the plain meaning rule, as that rule is articulated in § 1-2z. We are unwilling to impute to the legislature such a sweeping purpose in the absence of convincing evidence of that purpose. Because neither the language nor the legislative history of § 1-2z provides any such evidence, we conclude that § 1-2z does not overrule our prior case law importing a final judgment requirement into § 31-301b.
III
The parties finally claim that, even if § 1-2z does not overrule our precedent importing a final judgment requirement into § 31-301b, we nevertheless should do so. The parties contend that the final judgment requirement finds no support in the language of § 31-301b, that it frequently is a difficult requirement to apply and that sound policy reasons militate in favor of its abandonment.
As we have explained, this court consistently has declined to overrule our cases, which date back to 1989, that have construed § 31-301b to require a final judgment. Moreover, in Hall v. Gilbert & Bennett Mfg. Co., supra,
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
General Statutes § 1-2z provides: “The meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.”
Section 1-2z became effective on October 1, 2003. See Public Acts 2003, No. 03-154, § 1.
General Statutes § 31-301b provides: “Any party aggrieved by the decision of the Compensation Review Board upon any question or questions of law arising in the proceedings may appeal the decision of the Compensation Review Board to the Appellate Court.”
We hereinafter refer to Marten and Crawford and Company collectively as the defendants.
We note that the plaintiff and the defendants sought and were granted certification to appeal from the judgment of the Appellate Court dismissing the defendants’ appeal.
General Statutes § 31-301 (f) provides: “During the pendency of any appeal of an award made pursuant to this chapter, the claimant shall receive all compensation and medical treatment payable under the terms of the award to the extent the compensation and medical treatment are not being paid by any health insurer or by any insurer or employer who has been ordered, pursuant to the provisions of subsection (a) of this section, to pay a portion of the award. The compensation and medical treatment shall be paid by the employer or its insurer.”
General Statutes (Rev. to 1997) § 31-307 (e) provides: “Notwithstanding any provision of the general statutes to the contrary, compensation paid to an employee for an employee’s total incapacity shall be reduced while the employee is entitled to receive old age insurance benefits pursuant to the federal Social Security Act. The amount of each reduced workers’ compensation payment shall equal the excess, if any, of the workers’ compensation payment over the old age insurance benefits.”
In Hunt v. Naugatuck, supra,
As the Appellate Court noted, “[b]ecause the requirement of a final judgment implicates [the court’s] subject matter jurisdiction . . . the parties’ willingness to proceed [was] insufficient.” Hummel v. Marten Transport, Ltd., supra,
The Connecticut Trial Lawyers Association, the Workers’ Compensation Section of the Connecticut Bar Association and the Connecticut Defense Lawyers Association have appeared as amici curiae.
General Statutes § 31-30 la provides: “Any decision of the Compensation Review Board, in the absence of an appeal therefrom, shall become final after a period of twenty days has expired from the issuance of notice of the rendition of the judgment or decision.”
We note that amici; see footnote 10 of this opinion; also have urged us to adopt an interpretation of § 31-301b that dispenses with the final judgment requirement.
In Timothy, the Appellate Court did not consider the language, history or purpose of § 31-301b. See generally Timothy v. Upjohn Co., supra,
The court in Repasi did not engage in any analysis of § 31-30 lb; it simply applied Timothy as a matter of stare decisis. See Repasi v. Jenkins Bros., supra,
In reaching our conclusion in Matey that only an appeal from a final judgment is permitted under § 31-30 lb, we simply took as a given that Repasi had established the governing law requiring a final judgment for appellate subject matter jurisdiction in workers’ compensation appeals. See Matey v. Estate of Dember, supra,
General Statutes § 4-183, which governs appeals under the Uniform Administrative Procedure Act, provides in relevant part: “(a) A person who has exhausted all administrative remedies available within the agency and who is aggrieved by a final decision may appeal to the Superior Court, as provided in this section. ...”
General Statutes § 52-263, which governs appeals from decisions of the Superior Court, provides: “Upon the trial of all matters of fact in any cause or action in the Superior Court, whether to the court or jury, or before any judge thereof when the jurisdiction of any action or proceeding is vested in him, if either party is aggrieved by the decision of the court, or judge upon any question or questions of law arising in the trial, including the denial of a motion to set aside a verdict, he may appeal to the court having jurisdiction from the final judgment of the court or of such judge, or from the decision of the court granting a motion to set aside a verdict, except in small claims cases, which shall not be appealable, and appeals as provided in sections 8-8 and 8-9.”
Although this court generally applied the plain meaning rule before Courchesne, we sometimes did not do so even though the rule arguably was applicable to the statutory provision at issue. In fact, we did not expressly apply the rule in any of our prior cases construing § 31-301b. It is not surprising, therefore, that this court’s interpretation of a particular statutory provision might yield one result prior to Courchesne and a different result under § 1-2z.
We are not aware of any statutory provisions to which § 1-2z is related that shed light on the meaning of § 1-2z for purposes of the present case.
For example, the parties contend that permitting an immediate appeal on the issue of compensability, which often is the key issue in dispute, is most consistent with the goal of the Workers’ Compensation Act “to facilitate [the] speedy, efficient and inexpensive disposition of matters covered by the act (Internal quotation marks omitted.) Del Toro v. Stamford,
We acknowledge that, for the reasons set forth in part II of this opinion, the finality requirement that has been imposed under § 31-301b, first by the Appellate Court and then by this court, fairly may be described as resting on dubious interpretative underpinnings. Nonetheless, this court’s consistent and long-standing application of the requirement, even in the face of specific requests to abandon it, has been followed by legislative silence. This history compellingly counsels in favor of an inference of legislative acquiescence. We cannot, however, say with any confidence that the legislature also has been aware of how we came to impose the final judgment requirement under § 31-301b, in contradiction of the plain statutory language and based originally on nonjurisdictional rules of appellate practice. Furthermore, all of the parties and amici in this case, who represent all facets of the workers’ compensation spectnim, have urged us to reconsider and reject the final judgment requirement in favor of the plain language of § 31-301b. Under the circumstances, however, we are constrained to defer to the legislature as the proper forum for the arguments advanced by the parties and amici.
Concurrence Opinion
joins, concurring.
I agree with and join the well reasoned majority opinion. I write separately and briefly to underscore two points.
First, as the majority opinion aptly notes, General Statutes § 1-2z was enacted by the legislature to overrule that part of this court’s decision in State v. Courchesne,
It is ironic that the legislature, in enacting § 1-2z, felt it necessary to put into the legislative history of that section that it intended to overrule our decision in Courchesne. As the majority notes, Senator Andrew J. McDonald stated: “[L]et me be very clear for the purposes of legislative intent, that ... it is the intent [of the legislature] to overrule the portion of State v. Courchesne [supra,
The second point that I wish to underscore is that, as the majority also aptly notes, all the parties and the amici curiae in the present case, who represent all parts of the workers’ compensation spectrum, have urged us to return to the plain language of General Statutes § SI-SO lb. Furthermore, the majority opinion makes clear how jurisprudentially fragile the underpinning of the final judgment rule is in the workers’ compensation context. I respectfully urge, therefore, that now is the time for the interested groups and the legislature to revisit the question of whether a final judgment should be a subject matter jurisdictional requisite for an appeal from the workers’ compensation review board.
Indeed, the only way that we definitively know that § 1-2z was intended to overrule Courchesne is by consulting its legislative history.
