*1 therefore, long so dissipation, sidering preseparation within dissipation occur constituting as the transactions temporal framework. foregoing financial characterized previously have “We resembling a proceedings in dissolution orders components various financial mosaic, in which all the . . . carefully with one another. are interwoven trial court’s finan- whether the Because it is uncertain reconsidering intact will remain after cial awards with of marital assets consistent dissipation issue mosaic must be today, entirety of the opinion v. Gersh- omitted.) Gershman (Citations refashioned.” a new trial supra, Accordingly, Conn. 351-52. man, 352. required. id., See is reversed and Appellate Court judgment The to that court direction the case is remanded of the trial court and to remand judgment reverse the a new the case to that court for trial. justices opinion concurred.
In this the other SALAMON STATE OF CONNECTICUT SCOTT (SC 17610) * Borden, Katz, Palmer, Vertefeuille, Sullivan, Norcott, Zarella and Js. respec- parties acquisition ... their of each of the in the contribution (c). tive estates." General Statutes 46b-81 * justices seniority listing of their status as of the date of reflects argument. oral *3 officially released1, July Argued April S. Nagy, special public Pamela defender, for the appellant (defendant).
Marjorie Dauster, Allen senior assistant state’s attor- ney, whom, brief, were I. Cohen, David state’s attorney, Timothy Sugrue, J. senior assistant attorney, state’s Colombo, Michael former deputy assistant attorney, appellee state’s for the (state).
Opinion PALMER, J. defendant, A found the Scott Sala mon, guilty one count kidnap each the crimes of *4 ping in the second in degree violation of General Statutes unlawful restraint in degree § the first 53a-94/ 1 provides part: person “(a) guilty § General Statutes in 53a-94 relevant A is kidnapping degree person. of in the second when he . abducts another . “ person prevent ‘Abduct’means to restrain a with intent to his liberation (A) secreting holding place likely either in or him a is where he to found, (B) using physical threatening be or or to use force or intimidation.” (2). § General Statutes 53a-91 “ n ‘Restrain’means to restrict a person’s intentionally movements and unlawfully substantially liberty by in such a manner as to interfere with his moving another, place by confining him from one to or him either in the place place where the restriction or in commences to which he been has moved, herein, means, without consent. As used ‘without but consent’ is to, (A) any deception acquies- (B) whatever, not limited including means victim, years incompe- cence of the if is a child than he less sixteen or an old person parent, guardian person tent having and the or other or institution custody acquiesced lawful control or of him has not in the movement or confinement.” § General Statutes 53a-91
513 53a-95,2 and risk of Statutes § of General in violation (Rev. of Statutes in violation General injury to a child rendered judg trial court 53-21 The 2001) (a) (1).3 § to verdict,4 and the defen with the in accordance ment raises several appeal, On the defendant appealed.5 dant in kidnapping to his conviction respect claims. With revisit and us to degree, urges the defendant the second kidnapping state’s interpretation our overrule by this court in recently most articulated statutes, Luurtsema, 223 under 179, 811 (2002), A.2d 262 person with person who restrains another which may liberation be con prevent person’s to the restraint involved kidnapping even though victed merely to the commis in incidental victim perpetrated against sion of another offense his convic id., respect See 202. With to by the accused.6 first the defen degree, unlawful restraint in the tion of person provides part: “(a) A § 53a-95 relevant General Statutes degree guilty he restrains another unlawful restraint in the first when person person expose to a which other substantial under circumstances such injury. physical ...” risk of provides part: (a) (Rev. 2001) § to 53-21 relevant General Statutes any wilfully unlawfully permits “Any person or child who or causes years placed age to in such a situation that life under the of sixteen likely endangered, child is to be or limb of such child is the health of such impaired, any injured likely does of such child are to be or or the morals any likely impair . . child . shall be act the health morals of such felony.” guilty C class years imprisonment, The trial court sentenced the defendant to fifteen suspended eight years, years probation and five for the conviction of after years imprisonment degree, for the convic in the second three years imprisonment degree, tion of unlawful restraint the first three ipjury of risk of to a child. All sentences were run concur conviction rently. appealed judgment to the from the trial court pursuant Appellate Court, appeal this court and we transferred the (c) § and Practice Book 65-1. General Statutes 51-199 Luurtsema, rejected respects we a claim identical in all material *5 namely, present case, in that a the claim that the defendant raises may kidnapping when the not be convicted of the crime of merely incidental to the restraint used in commission of that offense is Luurtsema, supra, crime of sexual assault. See State v. commission of the rejected 200, similar claim in State v. 202. This court first
dant challenges
propriety
of the trial
jury
court’s
instructions on the element of
Finally,
intent.
the defen
dant claims that he is
to a new
entitled
trial on all three
counts on the
prosecutorial
basis
certain
improprie
ties that had occurred
trial.
during
accept
We
defendant’s
prior interpre
invitation
reconsider our
tation of the kidnapping statutes and now conclude that
interpretation
was incorrect
and must
overruled.
Because the trial
jury
court instructed the
in accordance
precedent
with this court’s then applicable
governing
interpretation
of those
we
statutes,
reverse the
defendant’s conviction of
in the
kidnapping
second
degree and remand the case for a
trial
new
on that
e.7We
charg
disagree, however,
the defendant’s
and, therefore,
other claims
affirm the defendant’s con
viction of
in
unlawful restraint
the first degree and risk
injury
ato
child.
jury reasonably
could have found the following
year
facts.
the summer of
victim,
fifteen
female,8
old
her
visiting
aunt and uncle in Tucka-
New
hoe,
July
York. On
3, 2002, the victim’s aunt drove
Chetcuti,
165, 170-71, 377
(1977). Following
173Conn.
A.2d 263
our decision
1977,however,
language
suggesting
Chetcuti in
we
used
several cases
kidnapping
that a
conviction could not stand when
at
the restraint
issue
See, e.g.,
Bell,
406, 416,
was incidental to another crime.
State
188 Conn.
(1982) (whether
any given
risk to a and assault degree.9 third *7 jury At the of selection, state beginning however, the an filed amended information the charging defendant one of in with count each the kidnapping degree, second injury child, of attempted risk to a sexual in assault the third degree and unlawful restraint in the degree, first three counts of assault in the third degree. Immedi- ately evidentiary the commencement of preceding the portion trial, of the however, the state filed a substitute information the with charging defendant in kidnapping the second degree, unlawful restraint in degree the first injury pretrial and risk of to a child. In motion dismiss, the defendant asserted that there was an inade- quate factual for of basis the in charge the kidnapping degree. second The defendant renewed in this claim a motion for of judgment acquittal, which he at the filed evidentiary conclusion of portion the of the trial. motions, each these the defendant claimed that he been overcharged had that, essence, conduct degree constituted third assault. The trial court denied both the defendant’s addition, motions. In defen- the requested dant the jury court instruct that, if it found that the restraint involved in alleged kidnapping was incidental to the defendant’s assault of victim, required then it was find the defendant guilty kidnapping not in the degree. second The trial requested court did not give jury instruction. The jury ultimately guilty found defendant as charged. appeal,
On the defendant claims that his conviction in the second kidnapping degree must be reversed because, contrary controlling precedent, jury should have been instructed to find the of that if it guilty first found that the charge defendant’s restraint the victim connection with was incidental to the restraint defendant’s of the victim information, original charged In the state’s the defendant also was with peace degree interfering second breach in the with an officer. The defen- of the victim. with his assault in connection due deprived of his that he was also maintains dant improper of certain trial as a result to fair process right attorney during state’s deputy assistant conduct improperly instructed the trial court trial and that of unlawful element of the offense the intent the defen- We degree. agree in the first restraint claims. with his other two claim but disagree dant’s first I maintains that our construction The defendant overly broad, been kidnapping statutes has this state’s for conduct thereby convictions resulting *8 provide contemplate did not would that the legislature He claims that the legisla basis for such convictions. penalties for the enhanced available ture did not intend apply when the re kidnapping10 of upon conviction is incidental to the kidnapping involved in straint generally penalties kidnapping more severe than The crime of carries assault, robbery. example, kidnapping For the crimes sexual assault and of punishable by felony imprison degree first is a A that is a term of in the class years twenty-five years; see ment of not less than ten and more than (b) 53a-35a; in §§ and whereas assault the first General Statutes 53a-92 robbery degree, degree, in the first and most offenses of sexual assault punishable by degree are term first are class B felonies that a maximum twenty years. imprisonment (b), §§ 53a-59 53a- of of See General Statutes Similarly, (b), (b) the crime of in the 53a-134 and 53a-35a. felony punishable by imprisonment degree a that is a term of second is class B twenty years; (b) §§ more see General Statutes 53a-94 and 53a- of not than robbery degree 35a; most of sexual whereas second and offenses by punishable degree are C that a assault in the second class felonies are imprisonment years; §§ 53a- of of ten see General Statutes maximum term 53a-35a; degree (b), (b) assault in the is a class 53a-135 and and second by years imprisonment. felony punishable five D a maximum term of that (b) Moreover, and 53a-35a. under our current §§ See General Statutes 53a-60 kidnapping statutes, interpretation to form of the conduct is sufficient particular assault, degree a sexual assault basis of a conviction for may robbery higher degree for the basis of a conviction a also form kidnapping. example, (a) (1) (A), § under a For General Statutes 53a-72a person guilty degree, generally a in the class D of sexual assault third by years imprisonment; felony punishable see no more than five General person compels person 53a-35a; Statutes when that another submit person. against very of force such other same sexual contact use
commission of another crime or In support crimes. claims, his the defendant (1) contends: the evolution of the law predating common our kidnapping statutes indicates that narrower is warranted; construction (2) prior our decisions construing statutes appeared to recognize propriety that narrow interpretation, but we subsequently expanded scope offense, so, without sound reason for doing reflect the language statutes; literal the kidnapping opinion; see of this (3) approach footnote 6 our current leads to absurd unconscionable results when the provides restraint the basis of the kidnapping charge constitutes the same restraint that a defendant necessarily uses to commit the primary, underlying offense; significant majority of our sister states rejected approach and, have that literalist instead, have interpreted their kidnapping statutes accordance with the construction that the defendant us to urges adopt. response, the state asserts that the defendant has failed cogent to offer reasons for overruling estab precedent lished permits kidnap conviction ping when the restraint involved in the commission merely that offense is incidental to the commission of separate, offense underlying against victim. After *9 careful competing claims, consideration of the arewe persuaded by the arguments. defendant’s conduct that forms the basis of the conviction of sexual assault in the third degree—conduct support that would not of sexual of conviction assault any greater degree—also kidnapping could form basis of a conviction for degree (a) (2) (A); in the first § in violation of General Statutes 53a-92 see opinion; felony punishable by prison footnote 19 of this a class A term of years twenty-five years. not less than ten and than not more See General (b) §§ and Statutes 53a-92 53a-35a. respect The defendant also raised two other claims with to his conviction degree, light neither of in the second of which we address in our of determination that the defendant is to a new entitled trial on that charge. particular, 53a-94, (1) interpreted In defendant claims that as court, unconstitutionally vague applied case, is to the facts of this improperly and the trial court instructed the element of We intent. do not address the defendant’s first claim because claim that implicates prior interpretation kidnapping statutes, this court’s of our which (cid:127) the state’s contention outset, At we address concerning prior holdings not our we should reexamine statutes. of this state’s the construction on two claim, primarily its state relies support of namely, the doctrine of principles, but separate related statutory interpretation decisis and tenet stare involving case law our against overruling that counsels reasonably if legislature of a statute construction may acquiesced have in that construction. be deemed to principles these we that both of recognize Although policy that should implicate important considerations that the doc- persuaded we are lightly, not set aside reconsidera- sufficiently to bar weighty trines are the kid- prior precedent interpreting tion of our napping statutes. repeatedly acknowledged signifi court has
“This system jurisprudence our cance of stare decisis to continuity stability it and to our case gives because Conway Wilton, 653, 658, 680 A.2d law.” doctrine of decisis counsels that “The stare not overrule its earlier decisions unless a court should require inescapable cogent logic the most reasons . it justified it. . . Stare decisis is because allows for conduct, promotes it predictability in the ordering is necessary relatively the law perception judicial it promotes saves resources it unchanging, important application efficiency. ... It the most theory consistency in our decisionmaking legal culture and ... an obvious manifestation has consistency notion itself nor decisionmaking quotation mative value.” marks (Internal omitted.) Ltd., Transport, Hummel Marten 477, 494, 657 (2007). 923 A.2d
Moreover, decisis, of stare evaluating the force “[i]n especially wary we our case law dictates that should be *10 present case, interpretation adopt we in the and that we overrule not do in its stead. We not consider the defendant’s second claim because it likely arise retrial. not overturning decision that involves the construction
of a statute. . . . When statute, we construe a we act plenary not as lawgivers but as surrogates for another policy maker, the legislature. In our role as [that is] only surrogates, responsibility our is to determine what legislature, limits, within constitutional intended to do. Sometimes, when we have made such a determina- tion, legislature instructs us we have miscon- strued its intentions. We are bound the instructions provided. so . . . often, More however, legislature no clarify takes further action to its intentions. Time again, we have characterized the failure the legis- lature to take corrective action as manifesting legis- acquiescence lature’s in our construction of statute. . . . Once an appropriate permit interval to legislative passed reconsideration has without corrective legisla- tive action, the inference of legislative acquiescence places a significant jurisprudential limitation on our authority own to reconsider the merits of our earlier (Internal quotation decision.” marks omitted.) Id., 494-95.
None the foregoing principles, however, necessar- ily constitutes an insurmountable barrier to court’s prior reconsideration its precedent. respect With the doctrine of decisis, stare we repeatedly have ob- served that value of adhering [past] precedent “[t]he an end in and of itself precedent ... if the injustice. reflects substantive Consistency must also a justice serve related end. . . . When previous deci- clearly sion injustice, creates the court seriously should consider whether the goals of stare are decisis out- weighed, dictated, by rather than prudential pragmatic considerations that inform the doctrine to a clearly enforce . erroneous decision. . . The court must weigh benefits of its against [the] [stare decisis] burdens in deciding whether to overturn a precedent it unjust. thinks is ... It important is more that the
521
elaborate
later and more
upon
be right
should
court
previous
consistent with
cases than
consideration
consistency
be
must not
short,
...
In
declarations.
way,
particular
a case in a
only
deciding
reason for
Consistency obtains its
unjust.
if to
so would
do
just
(Citations
decision.”
promotes
when it
value best
v.
State
omitted.)
marks
quotation
internal
omitted;
(2005).
A.2d 1118
734,
274
878
Miranda,
727,
Conn.
often does demon
can and
Moreover, “[ejxperience
sound, needs modifica
rule,
that a
once believed
strate
Indeed,
.
law to
justice
. .
better.
tion
serve
[i]f
have
exert the
relevance,
must
have current
courts
when reason so
rule
law
capacity
change
recognized
. . .
. . .
court
has
requires.
[Thus] [t]his
to the
of stare
many
exceptions
that
are
rule
times
there
quotation
internal
marks
omitted;
(Citations
decisis.”
633, 691,
Conn.
888 A.2d
Skakel,
State v.
276
omitted.)
1030,
578,
S.
L.
985,
549 U.S.
127 Ct.
166
denied,
cert.
Tennessee,
v.
Payne
2d
see
(2006);
Ed.
also
amend a
in response
interpretation
statute
to our
provision
dispositive
is not
of the issue because
legislative
always
inaction is not
“the best of
guides
*12
legislative
quotation
(Internal
intent.”
marks omitted.)
State
Colon,
v.
also Streitweiser
supra,
n.14;
598
see
v.
Co.,
Middlesex Mutual Assurance
Conn. 371, 379,
219
Thus,
593 A.2d
(1991).
despite
498
our reluctance to
overrule cases
involving
statutes,
construction of
occasionally
we
so,
have done
when
“even
the legisla
ture has had numerous occasions to reconsider
[our]
interpretation and has failed to do
Conway
v. Wil
so.”
ton, supra,
v. Wash
Conn. 662; see,
e.g., Waterbury
238
ington,
506, 538-39,
260 Conn.
prior interpretation of General Statutes
§
52-557f
[3]
applied to
municipalities). Indeed,
a number of recent
cases,
prior interpretation
we have overruled our
of a
State v.
Skakel,
See,
criminal statute.
e.g.,
276
supra,
prior
666-67 (overruling
pro
case law affording
spective
only
effect
to 1976 amendment
to limitation
period of General Statutes
State
§
54-193);
[Rev.
1975]
v. Miranda, supra,
nal . . “rarely thought at all will . give if conduct, their applied govern law would question what their viola- they apprehended if were to be conduct” *13 v. Conway marks (Internal quotation omitted.) tions. Wilton, Applying principle Conn. 661. supra, 238 no present case, we conclude that there is reason to the attempt to tailor his or her anyone to believe that would of interpretation of this court’s light criminal conduct interrelationship kidnapping between our statutes prohibiting criminal statutes same simi- other Consequently, this lack of reliance mili- lar conduct.12 in favor of the defendant’s contention that we tates interpretation of the should revisit our statutes.
Second, presented the issue the defendant’s claim likely top have of the is not one that is to reached the directly implicates because the issue legislative agenda relatively only category cases, narrow of criminal that is, kidnapping cases which the restraint involved to the commission another crime. More- incidental subject to over, in contrast to other matters that are suggest, course, not We do that our criminal laws do serve the not dispute important general We do not the notion function deterrence. also prohibited by public fair of the that the is entitled to notice conduct that is however, person, imagine, It to our criminal laws. is difficult before assault, robbery, stop committing an sexual assault or would intentional committing kidnapping. also the crime of think about how avoid it
legislative regulation, posi- is uncertain whether tion the defendant advocates would attract inter- sponsors ested with access to legislature. Finally, to the extent such potential sponsors exist, do it is unclear sufficiently also whether the issue is im- portant full gain support. their
Third, this
never
court
has undertaken an extensive
analysis of whether our kidnapping statutes warrant
the broad construction
that we have
them.
given
consistently
Although we
have reaffirmed our existing
statutes,
construction of those
our conclusion essen
tially has been limited to
general
observation—
predicated
solely
language
the kidnapping
statutes—that
“legislature
fit
seen
[has]
merge
offense
felonies,
other
impose any
nor
requirements
restraint,
time
for
nor
requirements
distance
asportation,
crime
quotation
marks omitted.) State
kidnapping.” (Internal
v. Luurtsema,
accord State v.
202;
supra,
Conn.
Wilcox,
441, 465,
254 Conn.
(2000); State
A
albeit
prior
reason to reconsider our
holdings
construing
kidnapping statutes
encom-
pass virtually all
sexual assaults
is
robberies
prior
all
our
of
cases have
on a
application
relied
literal
our
language
See,
kidnapping statutes.
e.g.,
State Luurtsema, supra,
we adhere to the statute, literal of a language we are not bound to do so when leads to it unconsciona- Clark v. ble, See, anomalous or bizarre results. e.g.,
525
380, 400-401,
Correction, 281 Conn.
Commissioner of
of statu
2d
literal construction
(2007) (rejecting
A.
1
917
would
that construction
tory
because
language
same
governing
scheme
legislative
inconsistent
Correc
Connelly v. Commissioner
subject matter);
394, 404-405,
(2001)
526 53a-91, subject any
General Statutes
has been
sub-
§
was
stantive amendments since it first
enacted in 1969.14
Finally,
1977, when
rejected
since
this court first
a
that a claim
conviction could not
based
be
bill
bill,
States,
failure
adopted
two
tee
ful
(although
court
492,
evidence of the intent
obscured in the mist
person’s
Conn. 679-80.
cases
tee.
are reluctant to draw inferences
assertion
of a
[internal
that not incidental
of another
ing
place
provide
movement of the
ing
evidence that the
An Act
coercion
amended to
statutory
Cases,
means
2005
262
14
legislative
attempts
hearings
Asportation
endorsed
[2]
“[t]hat
Wenote
The state
legislative
Conn.
disparate approaches represented
741-42,
Sess.
discussed
has relied
461 U.S.
both bills
to . .
Raised Bill No.
Concerning Asportation
second
that the
liberation and to
n.19,
quotation
legislative
definition of
no inference of
.
crime”).
reasons for that lack of action remain
(proposing
179,
intent to
[General
provide
contained
that, following
527
merely
is
incidental
a restraint that
involving
on conduct
crime,
many
of
of another
the courts
to the commission
contraiy
in inter-
reached a
conclusion
other states have
fact,
In
some of
their
statutes.15
kidnapping
preting
precedent
that had
prior
have overruled
those courts
encompass
broadly to
statutes
kidnapping
construed
to the commission of
merely
that
incidental
restraint
is
we
in the distinct
Indeed,
now are
another crime.16
to the
jurisdictions that continue to adhere
minority of
may be sustained
conviction
kidnapping
view that
of that
restraint
that forms the basis
even when the
than the
severity
or duration
greater
conviction
no
necessary
complete
crime,
another
such
restraint
robbery.
mere fact that a
course,
Of
assault
majority of
construe their
statutes
kidnapping
states
differently
kidnapping
we
our
stat-
than
have construed
necessarily mean that our construction
utes does not
away
from the construction
wrong;
decisive trend
however,
sup-
previously
adopted,
that we
have
does
con-
port the contention that our reexamination
that
appropriate.17
struction is
15
subsequently
opinion.
We
in this
set forth these cases
16
example,
highest
For
states of
York and California
courts
New
precedent
prior
adopting
interpretation
have overruled their
their
adopt
purposes
kidnapping
urges
us
statutes that
People
Daniels,
1119, 1139,
this state’s
statutes. See
v.
71 Cal. 2d
Chessman,
225,
Rptr.
(overruling People
459 P.2d
80
v.
38
Cal.
897
166,
denied,
915,
650,
[1951],
2d
238
cert.
S. Ct.
Cal.
P.2d 1001
343 U.S.
72
People
Levy,
[1952]);
159, 164-65,
L.
96
Ed. 1330
v.
15 N.Y.2d
204 N.E.2d
People
(overruling
Florio,
N.Y.
92
“an absurd and unconscionable result” because of the limited duration of sum, acquies- the doctrine of although legislative may provide
cence
reason
compelling
for a court to
reexamining
prior precedent
refrain from
its
construing
statutory
a particular
see,
provision;
e.g., Hummel v.
*17
Transport, Ltd., supra,
Marten
violate abuse him or or advance the commission felony; (C) person; (D) aof or him or a terrorize third interfere performance government of a function.”
531 more substantially kidnapping are penalties for restraint. Unlaw- unlawful penalties than the for severe example, degree, in the second ful restraint 53a-96 (b); General Statutes misdemeanor; § A class of not more than by imprisonment a term of punishable Kidnapping 53a-36. year. Statutes § one See General felony; is a class B General degree, however, the second by twenty years toup (b); punishable 53a-94 § Statutes may sentence not be portion of which imprisonment, and 53a-35a 53a- suspended.20 §§ See General Statutes (b). 94 opportunities to 1977, we have had numerous
Since
statutes,
kidnapping
generally
scope
examine
to a claim that the crime
response
merely
that was
apply
to a restraint
not intended
See,
crime.
to the commission of another
incidental
Luurtsema,
State
200;
v.
State v.
262 Conn.
supra,
e.g.,
Amarillo,
Wilcox, supra, 254 Conn.
State
465-66;
v.
Vass,
State
304-306;
604,
v.
191 Conn.
supra,
Johnson,
State
v.
Conn.
614,
(1983);
In Luurtsema, we applied
principles strictly
these
upholding the first degree kidnapping conviction of the
defendant,
Luurtsema,
Peter
whose restraint of the vic-
tim
entirely
was both minimal and
coextensive with the
attempted
defendant’s
sexual assault of the victim. See
v. Luurtsema, supra,
State
of the relevant is warranted. That ambiguity. previously examination reveals an explained, weAs statutory and in accordance defini- tions of “restrain,” the terms “abduct” and our decisions may have established that a convicted of *22 upon proof that he restrained a victim when accompanied by requisite that restraint is the intent. previous explored decisions, however, Those have not parameters particular, intent, of that how the prevent [a “intent to victim’s]liberation”; General Stat- (2); necessary § utes is, 53a-91 that the intent to estab- lish an abduction, differs from the intent “to interfere substantially liberty”; [a victim’s] with General Statutes necessary (1); § is, 53a-91 that the intent to establish Certainly, a restraint. when an individual intends to substantially person’s liberty, interfere with another he keep person escaping, also intends to that from at least period time; for some of words, other he intends to prevent person’s point Thus, liberation. at liberty which an intended interference with crosses the prevention line to become an intended of liberation is entirely clear. involving secreting At least in a case not of a place unlikely victim in a that he or found; she to be (2) § (A); see General Statutes 53a-91 it is the intent only element qua an differentiates abduction—the sine kidnapping—from non crime of a mere relatively penalties restraint, unlawful and the minor statutory attendant latter offense.23Because the 23Although, glance, may appear at first it that an abduction within the meaning may (2) (B) distinguished pur §of 53a-91 be from restraint poses by (1) requirement of § 53a-91 virtue the former subdivision’s physical intimidation, reading the threatened actual use of force or a closer statutory of the definition of “restrain” demonstrates that the distinction largely illusory. (1), contemplates § Under 53a-91 the term “restrain” Although unlawful and nonconsensual movement of a or confinement victim. may accomplished by “deception”; it is true that a restraint be General see (1) cases, (A); majority § Statutes 53a-91 in the vast will restraint through Indeed, achieved the use force or intimidation. a review of appellate upholding against decisions convictions for unlawful restraint
535
distinction,
on this
not elaborate
itself does
language
resolve
interpretive guidance further
we seek
to the
turn
53a-91. We therefore
by
created
ambiguity
enactment
surrounding
history and circumstances
policies
those stat-
statutes,
relationship
their
implement
designed
utes were
insufficiency
evidentiary
involve
such cases
indicates that most
claims
Monk,
See, e.g.,
physical
v.
State
force or intimidation.
the use of
cousin,
(defendant, along
430, 431-32,
his
forced
Kidnapping, a common-law misdemeanor, tradition- ally was defined the forcible removal of another country. LaFave, individual from the See 3 W. Substan- tive Criminal (2d 18.1, p. Law Ed. 2003) 4; § see also 4 W. Blackstone, Commentaries on the Laws England p. Early 219. American statutes defining the requirement crime retained the of a boundary crossing requirement by but relaxed the proscribing the victim’s forcible removal from the state. note, See “From Black- stone to Innis: A Judicial Search for a Definition of L. Kidnapping,” 16 Suffolk U. Rev. Over (1982). time, however, scope proscribed behavior and penalties attendant to a conviction were substantially broadened by state legislatures. See 3 W. LaFave, supra, 18.1, pp. 4-5; “A note, see also Ratio- nale of Law of Kidnapping,” 53 Colum. L. Rev. 540 early century, twentieth kidnappings for ransom had become increasingly common, state lawmakers responded by amending kidnapping statutes to criminalize a wider range conduct and to authorize upon more severe sentences conviction. See note, L. supra, 53 Colum. Rev. 540. This trend intensified in highly publicized wake mur-
der of the son of famed young aviator Charles Lindbergh *24 public outcry 1932 and the that followed. See 3 W. LaFave, supra, 18.1, p. 4. the evils that Among § both the common law statutory and later prohibitions against to address were the sought isolation of a victim from protections society of and the law and special fear and inherent in such danger isolation.
The evolution of Connecticut’s kidnapping statutes developments. tracks these 1901, Prior to kidnap- our ping primarily statute focused on the unlawful removal Coleman, supra, older); App. (first degree 79-80 sexual assault).
537 penalty a of a state, carried and person of a from See imprisonment. of relatively period fine and a short In the defini- Rev.) 1416.24 (1887 General Statutes § to include intrastate expanded was tion of ransom, and extracting purpose for the of abductions thirty years im- to penalty increased the maximum 1162.25 (1902 Rev.) § Statutes prisonment. See General again was broadened statutory definition of restriction a victim’s encompass types most of to of for a violation penalties and the available liberty, any penal severe of the most provision among were 8372.26 Rev.) (1949 § statute. See General Statutes “Every person (1887 Rev.) provides: who shall § Statutes General any shall, fraudulently State, person, decoy kidnap, of or without or out this authority, any person, imprison have or with intent to him lawful arrest any will, State, way against his or be in held in service carried out of this to dollars, imprisoned not not than and more shall be fined more five hundred years.” than three “Every person provides: (1902 Rev.) who § 1162 shall General Statutes state, any shall, fraudulently decoy person kidnap, of mali out or or ciously authority, imprison any person lawful or with and without arrest state, any way against intent have him carried out of this or detained forcibly any every person fraudulently will; shall or restrain his and who liberty release, person with for his or of his intent demand ransom injure person physically kill who threaten or to such so shall thereafter liberty, fraudulently forcibly or in case demand for such restrained his imprisoned complied with, be not more ransom for his release not shall thirty years.” than “Any person provides: (1949 Rev.) who shall General Statutes kidnap fraudulently decoy any person or into or out of this state who or maliciously authority, imprison any person shall, and without lawful arrest or any way with to have him carried out of this state or detained intent fraudulently forcibly will, any person against who or restrain his shall liberty, ransom, any person revenge of his with intent to demand or who, release, reward, thing for his or with concession or other valuable intent, any injure shall or violence or threaten harm or such use force fraudulently forcibly liberty, shall, person, him of such or to restrain his person kidnapped liberty, if to the or restrained his be death result so subject penalties provided by general statutes for the crime of to the premeditated murder, proof wilful, killing or deliberate and required specific If to kill in such shall not be the state. death case liberty, person kidnapped shall result to the so or restrained his imprisoned person shall in the State Prison not convicted of such crime fifty years. Any person conspire who more than shall another violate
Indeed, in cases in the resulting death the kidnapping victim, the penalty was the same as the penalty murder, even not required prove state was though premeditated death was either product or the specific of a to kill. See (1949 General Statutes Rev.) survived, 8372. If victim § his kidnapper faced up fifty years imprisonment. See General Statutes (1949 Rev.) 8372. §
Beginning 1950s, however, questions in the surfaced the propriety expansively about of such kidnap- worded ping particular, statutes. In expressed concerns were newly adopted that the permitted statutes imposition extremely severe sanctions for a broad ill defined range behavior, relatively including types trivial of restraint. See LaFave, 3 W. supra, 18.1, pp. 4-5. Moreover, as one noted, “virtually commentator all conduct scope within the law [was] punishable under provision: some other criminal e.g., extortion, homicide, assault, rape, statutory robbery, rape, contributing delinquency of a minor [and] .... Consequently, practical effect of kidnapping permit law the imposition of additional sanc- [was] when tions one of accompa- other crimes [those] [was] nied asportation.” detention and Note, supra, 53 L. Colum. Rev. 556.
These prompted concerns for legislative calls reform by the drafters of the Model Penal Code. As the drafters commentary stated in the proposed code, was “to goal proper system devise to dis- grading simple imprisonment criminate between false and the more terrifying dangerous abductions for ransom or other purpose.” felonious Penal 212.1, Model Code § 1, p. comment Draft No. (Tentative 1960). drafters, noting “[e]xamples prosecution of abusive any provisions imprisoned of this section shall be in the State Prison thirty years.” not more than
539
“to restrict
common,”
sought
also
kidnapping
[were]
or cumulative
alternative
as an
scope
kidnapping,
is rob-
significance
chief
behavior whose
treatment of
overlap-
of this
scope
the broad
bery
rape, because
.
injustice . .
.”
has
rise to serious
ping
given
offense
statutory schemes
advocated for
Id., p. 13. The drafters
injustice
such
opportunities for
would “minimize
dis-
[prosecutorial]
clearly
rationally restricting
and
by
p.
punish.” Id.,
15.
cretion
kidnapping law also was
scope
of the
Contraction
case of
In the landmark
through the courts.
effected
842,
204 N.E.2d
159, 163-65,
v.
N.Y.2d
People Levy, 15
denied,
938,
U.S.
85 S. Ct.
793, cert.
256 N.Y.S.2d
the New York Court
1770,
(1965),
Soon thereafter, Supreme California, Court of People Daniels, Cal. 2d 459 P.2d Cal. *27 Rptr. a case a (1969), involving series of robberies and sexual assaults in which the had victims been forced to move short distances the moments immedi- ately preceding commission of those crimes; see id., 1123-25; the approach followed New York in Levy. Id., 1134-36. Appeals Court of time, At the kidnapping was defined the California Penal Code forcibly steals, “the act of one who takes, or arrests any person state, and carries him into another th[e] country, state, county, or into part another of the county.” (Internal quotation same marks Id., omitted.) 1126. The court overruled earlier, its literal interpreta- tion of the provision in kidnapping light of the contem- poraneous “current of common sense in the con- application struction and of [kidnapping] statutes”; id., 1127; and concluded that the apply statute did not the defendants in that case because their movement of the victims was minimal and incidental to crimes, other is, that those movements compelled solely were to facil- itate the commission sexual assaults and robber- Id., 1130-31, ies. 1134, 1140. The court support found its holdings Levy conclusion in Lombardi, and despite differences in the of New wording York’s kid- statutes, napping because the reasoning New Appeals York persuasive Court of was representa- tive of the more modem enlightened, approach.27 Id., 1134-37. kidnapping The dissent identifies several differences between this state’s statutes, kidnapping statutes and New York’s and then asserts that those against any interpreting differences counsel reliance New on York case law statutory explain, why
the New however, York The scheme. dissent fails to persuasive those diminish differences force of those New York cases. drafted statutes were This current state’s part and as backdrop, foregoing historical against criminal code revision of the comprehensive aof by Although in 1969. approved legislature was of the code the revision surrounding debate legislative statutes, published not focus did the criminal commentary by the commission to revise reasoning on the light sheds (commission) statutes statu- were made to those changes underlying that the provisions. commentary That indicates tory statutory scheme intended to create new commission varying of unlawful restrictions recognized degrees between liberty drawing distinction on victim’s alone, comprises the “restraint,” which, standing restraint, “abduction,” an which of unlawful crime comprises kidnapping. goal the crime of *28 statute, “put which all the improve then-existing on the liberty the one degrees of restriction of under varying to umbrella of Commission Revise kidnapping”; Penal Code Comments Statutes, Criminal Connecticut p. 31, in Stat. 53a-91, reprinted 28A Conn. Gen. (1971) § p. 423; Ann. with the atten- (West 2007) along 53a-91 § penalties. harsh dant note, finally,
We that when the revised crimi- drafting compara- drew from code, generally nal the commission provisions ble of New York’s Revised Penal Law and the Model Penal Commission to Revise the Criminal Code. p. 1, reprinted in 28 Conn. Gen. Statutes, supra, 53a, tit. Overall, p. Stat. Ann. tit. 53a 289. the com- (West 2007) a mission to create code that met certain stan- sought rational, coherent, it cohesive and dards: “that modem knowledge that it take into account intelligible; experi- information; that be based on reason and and it ence; it informed enlightened and that reflect an and Statutes, Revise the Criminal outlook.” Commission to Proposed p. Penal 7. (1969) Connecticut Code
Upon examination of common law of kidnapping, history promul- circumstances surrounding our current gation policy statutes and the objectives animating statutes, those we now conclude Our legislature, a following: replacing single, broadly worded a kidnapping provision with gradated scheme that distinguishes kidnappings from unlawful by presence prevent restraints of an intent a to liberation, scope victim’s intended to exclude from the of the more serious crime of kidnapping and its accom- penalties severe those or panying confinements move- ments merely victim that are incidental to and necessary for the commission of another crime against that Stated otherwise, victim. commit a kidnapping conjunction with another crime, defendant must prevent intend to the victim’s a longer liberation for period or greater of time to a than which degree necessary to commit the other crime.28 statutory underlying The dissent asserts that the definitions unlawful kidnapping clearly unambiguously distinguish restraint and the former general specific crime, and, as a as a intent crime and the latter as consequence, history surrounding an examination and circumstances provisions inappropriate. the enactment of these The dissent reaches the by general reading conclusion that unlawful is a restraint intent crime “intentionally” applying only term § General Statutes 53a-91 prohibits designed person’s element of the offense that conduct “to restrict a by moving confining movements ... him ... . . him . .” Under 53a-5,however, defining General Statutes when a statute a criminal offense “intentionally” specify requisite state, uses a term such as mental presumed apply every term “is element unless an intent offense application clearly appears.” (Emphasis added.) Applying to limit its *29 (1), “intentionally” § § directive of 53a-5 to 53a-91 we conclude that also applies requires to the element the offense of unlawful restraint that a particular result, namely, substantially that the restriction must “interfere person’s] liberty (Emphasis added.) with . . . .” General 53a- [a § Statutes (1). correctly observes, 91 As the dissent the elements of a crime “]w]hen act, include a defendant’s intent to achieve some result additional to the language distinguishes general the additional crime the from those of intent specific requiring quotation (Internal and it makes one intent.” marks omitted.) Because an unlawful restraint involves the restriction of another person’s substantially with intent movements the to interfere with that person’s liberty, restraint, kidnapping, specific the crime of unlawful like is a intent crime. interpretation by First, This is buttressed several other considerations. restraint, prohibited be an to unlawful the restriction movement must be
543
an exclusion
to
such
previously
recognize
Our failure
between restraints
eliminated the distinction
has
largely
statutory
effectively
the
merged
and
has
and abductions
closely
provision
the
it now
resembles
scheme such that
Unfortunately,
replace.
to
intended
that the scheme was
virtually
prosecutors
has afforded
interpretation
that
interpreta-
accomplished
dissent’s
the victim’s consent. Under the
without
requirement applies
pursuant
(1)
the mens rea
§of
to which
tion
53a-91
person may
only
prohibited conduct,
the crime of
be convicted of
to the
knowing
consensual.
the restriction
not
unlawful restraint without
that
why
legislature
have intended such result.
We see no reason
the
would
broadly
Second, “[cjriminal
are
to
read more
than their
statutes
ordinarily
language plainly requires
ambiguities
in
to be resolved
are
contrary interpretation
. .
would frus-
of the defendant.
.
favor
[U]nless
intent,
governed by
legislative
are
the
an
criminal statutes
trate
evident
strictly
against
principle
are
construed
the
fundamental
that such statutes
Velasco,
quotation
omitted.)
(Citation omitted;
v.
internal
marks
State
state.”
Skakel,
210,
supra,
(2000);
v.
also State
276
253 Conn.
545
Faison
Tyre State,
326,
(Del. 1980);
412 A.2d
329 n.5
v.
Correa,
State v.
State,
963,
1983);
426
2d
966
(Fla.
v.
So.
denied,
1321,
68
644, 649,
P.2d
cert.
App.
706
5 Haw.
Cole,
104, 665
People v.
85,
172 Ill. 2d
(1985);
Haw. 692
587,
S.
1030, 117 Ct.
denied,
cert.
519 U.S.
1275,
N.E.2d
Rich,
739,
N.W.2d
State
v.
305
Ed. 2d 517
(1996);
136 L.
Buggs,
216, 547
1981); State
203,
v.
219 Kan.
745 (Iowa
Commonwealth, 554 S.W.2d
Spencer v.
(1976);
P.2d 720
1108, 1113
Estes,
State
v.
418 A.2d
355,
(Ky. 1977);
358
112-13, 721
Stouffer,
State v.
97,
Md.
352
(Me. 1980);
People Adams,
222, 238,
v.
389 Mich.
(1998);
A.2d 207
Smith,
19,
N.W.2d
State
v.
669
(1973);
205
415
N.W.2d
1236,
2d
1238
State,
Cuevas v.
338 So.
2003);
(Minn.
32
Shelton,
200,
State v.
78
(Mo.
S.W.3d
204
1976);
(Miss.
Wright
State,
415, 417-18, 581
v.
94 Nev.
App. 2002);
Masino,
436, 447, 466
State
v.
94 N.J.
(1978);
P.2d 442
People
Levy, supra,
164;
15 N.Y.2d
v.
(1983);
A.2d 955
Fulcher,
S.E.2d 338
State v.
503, 523, 243
(1978);
294 N.C.
Logan,
135,
2d
it
expose
that the
intended
legislature
an
conviction,
accused to a and the severe
accompanying
conviction,
sanctions
such
when the
merely
restraint
involved
incidental
to the commis
a separate,
sion of
crime.
underlying
Indeed,
major
*32
ity view regarding
construction
of statutes
crime
delineating
kidnapping
has
rightly
been
as the “modem” approach; State v.
characterized
DeJesus, 91
App. 47, 87,
Conn.
Our not holding represent complete does refutation principles prior established our kidnapping jurisprudence. First, in order to establish a kidnapping, required is any state to establish minimum period of confinement or degree movement.31 When or merely confinement movement incidental the commission crime, however, of another the confine- ment or movement must have exceeded that which was necessary to commit the other crime. guiding “[T]he principle whether or [confinement movement] part was so much the of another substantive crime that the substantive crime could not have been committed without such . . . .” (Internal quotation acts marks reiterate, however, involving We convictions miniscule subject challenge vagueness restraints remain under the doctrine. See opinion. footnote 510, 528, 782 Niemeyer, State omitted.) In other J., concurring). C. (McDonald, A.2d con- whether ... to determine words, “the test [the] kid- such that or involved finements movements [were] when an prosecuted may charged also be napping occurred asks kidnapping has separate from offense movement, or detention confinement, whether the or accompanying felony merely incidental itself, in and of enough, significant it was whether Goodhue, prosecution.”32 independent warrant Vt. 464. supra, 175 convicted of both may be
Conversely, a defendant any if, substantive crime at and another of that commission prior or after the to, during time way crime, is moved confined other the victim is, significance, criminal independent that has that which exceeding to an extent victim was restrained *33 complete the other necessary accomplish or was of the crime.33 the movement or confinement Whether necessary for another merely incidental to and victim is facts and circum- particular will the depend crime Consequently, when the evidence stances of each case. the restraint was not reasonably finding that supports other, merely the commission of some incidental 32 interpretation of the statutes The dissent asserts that our jury “[attempt] by represents means which a must determine an to devise a restraining the ‘incidental’ the commission of whether the act of making assertion, suggests we . . . .” In the this dissent other crime doing approach adopted opinion. in this the that we have have invented majority so, ignores of of substantial the fact that the courts the dissent Indeed, jurisdictions adopted interpretative approach. previously have which, weight holding, gives as we all to the fact that our the dissent no at indicated, representing aptly has the modem have been characterized majority approach, that have considered the view of the of courts reflects the issue. by legislature is borne out The fact that the intended result degree (a) language (2), first which defines of 53a-92 coupled engage unlawful an intent to in certain other as an abduction opinion. conduct. See footnote of this
separate crime, the ultimate factual determination must
by
jury.
be made
purposes
For
making
deter-
mination,
should be
instructed
consider the
factors,
various relevant
including the nature and dura-
tion
victim’s movement or
by
confinement
defendant, whether
that movement or confinement
during
separate
occurred
the commission of the
of-
fense, whether the restraint was inherent
in the nature
separate
offense,
prevented
whether the restraint
the victim from summoning assistance, whether
restraint reduced the
defendant’s risk
detection and
whether the
restraint created
or
significant danger
independent
increased the victim’s risk of harm
of that
separate
e.g., Virgin
Islands
posed
See,
offense.
v. Berry, 604 F.2d
Cir.
1979); Mendoza
(3d
221,
State,
122 Nev.
(2006); State
130 P.3d
LaFrance,
Second, we do not retreat from general principle may that an accused be with and charged convicted more than one crime out arising of the same act acts, as all long as elements of each crime are proven. Indeed, because the confinement or movement simultaneously of victim that occurs with or incidental to the ordinarily commission another crime will con- stitute a substantial interference with that victim’s lib- erty, may prosecuted such restraints still under the many unlawful restraint Undoubtedly, statutes. crimes involving already prosecuted restraints are under those provisions. relatively our Moreover, holding is narrow *34 directly only and affects those cases in the which state cannot establish that the restraint indepen- involved had predicate dent significance kidnap- the conduct for a We ping. anticipate therefore do not holding that our major will prosecutorial force a shift in decision making.
Finally, present case, the defendant claims that he is entitled to a judgment acquittal of on the count. that, The defendant contends in light juror reasonably trial, at no adduced the evidence of imposed on the victim the restraint conclude that could connection used in incidental to the restraint was not disagree. We the victim. with the assault of came that the defendant The evidence established and, her while she was to from behind up the victim staircase, by the back up her grabbed a walking and the defendant floor, The victim fell to neck. to free from the She herself struggled held her there. him to let her go. and screamed for grasp defendant’s down, however, to hold her continued The defendant to persisted screaming fighting and and, when she in the mouth herself, punched he her once extricate his down throat. attempted fingers thrust her victim, defendant forced her According to the before for at least five minutes ground remain away. she was able get juror reasonably could facts, of these
On the basis victim was not defendant’s restraint of the find that the of the victim. The victim merely incidental to his assault forcibly defendant, her, after accosting testified that the Although down for five minutes or more. held her punched the victim once and shoved his fin- very mouth, conduct was brief into her gers duration of the defendant’s contrast the extended evidence, victim. In more- light restraint over, juror reasonably could find that the defendant primarily purpose for the pulled ground the victim to put that he struck her and his restraining her, in her mouth in an effort to subdue her and fingers screaming help so that she could prevent her from say circumstances, In we escape.34 not such cannot why acknowledge We it is clear from the the defendant evidence Nevertheless, victim. on the evidence accosted and restrained the basis juror reasonably presented, restraint could conclude that defendant’s words, his the victim was not incidental to assault of the victim. other juror reasonably significance independent find that the restraint had could case, therefore, readily distinguishable are of the assault. The facts of this imposed facts other cases in which the restraint on the victim from the *35 necessarily defendant’s restraint of the victim was
incidental to his assault of the victim. Whether the defendant’s conduct constituted a kidnapping, there- a fore, question factual prop- determination erly jury. reasons, instructed For the we foregoing conclude that the entitled to a new trial on the in the charge kidnapping degree. of second Fur- thermore, if that, must instructed it finds of merely that the defendant’s restraint the victim was to incidental the defendant’s commission of another against victim, is, assault, crime then it must find guilty the defendant not of the crime of kid- napping.35 merely underlying example, was incidental to an v. crime. For in State Sanseverino, 608, 949 (2008), A.2d 1156 a case that we also decide today, defendant, Sanseverino, bakery, Paolino the owner of a followed victims, G, employee, bakery, one of his his into back of room the where Id., G, gone apron. had an she retrieve 615. While alone with Sanseverino G, pushed grabbed against sexually her the wall and Id. assaulted her. go, Sanseverino then G she let went into bathroom and did not come person bakery. until out she heard another enter the Id. G her then finished jury trial, shift and went home. Id. After a Sanseverino was convicted of degree degree. Id., in the first sexual assault the first application Upon adopt present case, 616-17. of the rule that we in the we concluded that there was no evidence that Sanseverino had restrained G any any degree period greater necessary or for of time than Id., that, commit the sexual assault. 625. We therefore concluded because juror imposed no reasonable could that the find restraint Sanseverino had G, against G not incidental to on was the commission the sexual assault ajudgment acquittal kidnapping charge. Sanseverino was entitled to on id., present case, by say contrast, See 625-26. In the we cannot that the requires evidence the conclusion that the defendant restrained the victim solely juror purpose assaulting indeed, reasonably her; for the could merely engaged find that the assaultive conduct which the defendant was incidental to his restraint of the victim. previously, ultimately As we noted the defendant was not tried for assault. We nevertheless conclude that a defendant is entitled to an instruc imposed tion that he cannot be if convicted the restraint merely assault, regardless the victim incidental to the whether try assault, reasonably state elects to the defendant for because the facts Alam, support See, State, e.g., supra, would an v. assault conviction. (concluding uncharged P.2d 350 at restraint issue was incidental attempted assault); People Rappuhn, App. sexual 78 Mich. (1977) (court improperly give N.W.2d90 failed incidental instruction gross People uncharged indecency); Jackson,
reference to offense
II he is the defendant’s claim that We next address of unlawful a new trial on the charges entitled to a child injury of to degree in the first risk restraint deputy improper to conduct allegedly due attorney attorney) during (state’s state’s assistant the defendant contends Specifically, trial. suggested to attorney improperly (1)
state’s
the victim
attempted
had
assault
that the defendant
any
such
the lack of evidence
sexually, despite
coun-
attempted
assault,
defense
(2) denigrated
sexual
mislead
attempted
that counsel had
sel and asserted
excessively during
leading questions
used
jury, (3)
wit-
of several of the state’s
his direct examination
witness,
nesses,
the sole defense
cross-examined
(4)
during closing
to facts not in evidence
(5)
referred
of the chal-
Although we
that some
agree
argument.
collec-
that,
we conclude
improper,
conduct
lenged
process
of a due
tively, it did not rise
the level
requiring a new trial.
violation
we
prosecutorial
impropriety,
“In
claims of
analyzing
step
. . .
we
process.
First,
in a two
must deter-
engage
any
occurred; second,
impropriety
mine whether
in fact
impropriety,
whether
or the
we must examine
deprived
multiple improprieties,
effect of
cumulative
fair trial.
process right
the defendant of his due
deprived
... To
whether the
determine
defendant was
process
trial,
of his
to a fair
we must determine
right
due
1032, 1032,
(1978) (concluding
App.
Div. 2d
A The defendant first attorney claims that the state’s prejudiced unfairly jury the him against by encouraging speculate to that the case attempted involved an assault, sexual a crime with which the defendant was not charged. agree, part, We with the defendant. procedural history additional following is rele- vant our review of this contention. When the defen- dant arraigned, first was he charged was with multiple but offenses no sexual Approximately year offense. one day later, jury selection, on first the state’s attor- ney an filed amended information charging defen- dant, time, for first with kidnapping attempted sexual assault in the degree. third The new information jury pool read to the during days each of the two of jury selection that day followed. On the before the evidentiary portion of trial commenced, the defen- dant filed a motion to dismiss the two new charges, claiming there was no factual for basis them. Prior on argument motion, the defendant’s the state’s attor- ney filed substitute information that did not contain the charge attempted sexual assault in the third any degree other sexual offense. During argument motion, the defendant claimed state’s attempted sexual had added the attorney originally doing so, a factual basis without charge assault inducing purpose for the solely claimed further The defendant plea bargain. accept of the count addition prejudiced had that he been rejected The court assault. attempted sexual alleging had the defendant claim, stating that the defendant’s charge assault because the sexual prejudice no suffered dropped. had been the victim as a attorney called trial,
At the state’s examination, testified in detail On she witness. direct evening on the at the train station the events testimony events, about those attacked. In her she was and the defendant explained that, as she victim just free, she broke steps, were on the before struggling she was had started rise. The wearing the skirt that she had on attorney the victim what state’s asked *38 replied the victim evening, beneath her skirt that and pair of shorts and under- that she had been a wearing attorney then asked victim: clothing. The state’s any your “Did ever under- get into [the defendant] objected question to the Defense counsel clothing?” a and, excused, was moved for mistrial. after the that, there was no argued Defense counsel because had or had evidence that sexual assault occurred improperly line was attempted, questioning been faith and and demonstrated bad suggestive prejudicial, attorney part attorney. on the of the state’s state’s merely he his responded trying was narrow case not by establishing that the defendant had intended sexually rather, that he had but, to assault the victim physical injury on her. The court intended inflict attorney unnecessary that it was instructed state’s disprove had intended for the state to that the defendant motion for to commit a sexual assault but denied the however, give agreed, a mistrial. The trial court and, curative instruction following the victim’s testi- mony, did so.36
Finally, during closing argument, attorney the state’s alluded to the defendant’s alleged intentions on the night question. of the incident in In particular, the state’s attorney made the statements following during his argument: course of “You closing all know he what wanted do. know You all what he tried to do and you all know he accomplished what . . night. . yourself, Ask thirty-two what was this year old, unem- ployed train male at the at station about to 10:30 [10 p.m.] he doing? When saw that girl walking into area, you secluded all know he do, what wanted to tried to do . and what he did. . . knew the [The defendant] severity his child, actions he what wanted to do accomplish.” objected Defense counsel to these and, statements for a again, moved mistrial. The trial court overruled defense counsel’s objections de- nied the motion for mistrial, that the explaining state’s attorney’s remarks were a reference to the defendant’s alleged intent to restrain victim, and abduct the sexually. assault her Finally, during argu- his rebuttal ment, attorney the state’s reiterated: “You know what do, wanted to he do tried to and what [the defendant] accomplished? he The abduction was accomplished because he held her down . .” with force . .
The defendant contends that the conduct foregoing attorney improper state’s because it was *39 to designed jury by inflame the injecting sexual offense into the case. court has recognized “[T]his prosecutor may numerous occasions that not appeal [a] to emotions, the passions prejudices jurors. and of the . . . appeals they should be avoided because [S]uch 36 jury The trial court instructed the the that information that the state’s attorney allege assault, you filed “does not sexual so I want to be aware charge information, of that. is no sexual There assault . . . and it’s upon here, you incumbent me to so advise thus I . .” have advised . . from [jurors’] attention effect of diverting have the . . . on the evidence. duty to decide the case their emotions, he invites appeals to prosecutor When not to a rational case, according jury decide powerful but on the basis of appraisal evidence, likely which are to skew and irrelevant factors State quotation omitted.) marks appraisal.” (Internal Bell, supra, 773. attorney’s amend- pretrial to the state’s respect
With information and his statements original ments to the persuaded we are not that the argument, during closing commences, trial improper. conduct was Before a authority charges, prosecutor has broad add delete by unduly not provided prejudiced the defendant 36-17; also actions. Practice Book see those Tanzella, A.2d Nev- ertheless, prosecutor should not bring charges by See, American unsupported e.g., are the evidence. Association, Bar Criminal Prose- Standards for Justice: 1993) cution Function and Defense Function Ed. (3d (f), p. standard 3-3.9 Standards Criminal (ABA present case, In the the victim’s statement Justice). up police indicated that her skirt had been hiked that, her encounter with at during time, rape believed that he her. she intended Accordingly, we cannot conclude that the state’s attor- ney attempted good lacked a faith basis for adding even he withdrew it. charge though sexual assault later to the state’s respect With statements made attorney we will not during closing second- argument, the determination of the trial court that those guess attempted to the statements did allude withdrawn charge. sexual assault Because defendant was both charged restraint, and unlawful specific crimes, it was reasonable for the court attorney conclude, represented, the state’s the comments were intended to for the highlight *40 adduced evidence the state an intent establishing to attorney’s restrain and abduct the victim. The state’s use of the same his rebuttal fol- language argument, immediately lowed by alleged reference to the abduc- tion, supports interpretation that of those remarks. attorney’s question
The state’s to the victim toas whether the defendant had tried to into her under- get however, improper. was “A clothing, prosecutor should not ask a question implies which the existence of predicate factual a good which faith belief is lack- ABA ing.” Justice, Standards for Criminal supra, stan- dard p. 3-5.7 103. “It is an . . (d), improper tactic for . the prosecutor ... attempt im- communicate . . pressions by questioner innuendo . when the has to support no evidence Id., innuendo.” standard 3- 5.7, commentary, p. 106; Gershman, see also B. Prosecu- torial (2dEd. 2007) p. Misconduct 10:20, (“[cjourts consistently have prosecutors’ condemned attempts to impression jury by create an ques- innuendos in tions By when no evidence supporting exists”). the time testified, victim attorney state’s had withdrawn the attempted necessarily sexual assault he charge, and was aware inadequate evidence was to support a conviction for that offense. Indeed, explanation attorney the state’s proffered confirms as much. Finally, if we explanation even credit the that the state’s attorney gave question, for the that explanation is inade- quate justify the challenged argument because, the trial observed, court the state did not have burden proving the defendant trying sexually. assault the victim We agree therefore with the improper attorney defendant that it was for the state’s to ask the victim whether defendant had attempted . . “get into . underclothing.” [her] attorney defendant next claims that the state’s repeatedly denigrated defense counsel and improperly
557 to seeking was mislead that defense counsel asserted with this claim.37 jury. disagree the We dur- defendant, attorney, to the the state’s According about, and facial trial, remarks ing derogatory made challenged defense counsel.38 The expressions toward, transcript, in the remarks, however, were not recorded response to defense counsel’s court, and the trial not them. With indicated that he had heard complaints, the record reveals respect expressions, to the facial for their that the trial court admonished both counsel but indicated that subsequently courtroom behavior39 light been In appropriate.40 their conduct had generally alia, claim, to, support the refers inter several of this attorney that, duringjury according state’s made selection comments concedes, defendant, The defendant to the were derisive defense counsel. however, that, exception, challenged all were one minor comments with presence jurors ultimately were excused. Because there made in the who right possibility to a fair is no that those remarks affected the defendant’s trial, need address them. we attorney Specifically, refers to a comment that the state’s the defendant persons allegedly during courtroom audience made trial to one or more According request following that the be excused. defense counsel’s attorney said, bullshit, defendant, just typical relax.” state’s “[I]t’s attorney words, “Oh The defendant also claims that state’s muttered God,” sought permission when defense to recall under his breath counsel a witness. say just going I this one more time. don’t want The court stated: “I’m any any everybody going I more faces. I don’t want more nonsense on. want rulings professional here. When I make to conduct themselves in a manner people questions questions, faces, no and I allow to ask or not ask more by everybody Is in this no more nonsense. that understood courtroom?” responded Both counsel in the affirmative. The court continued: “Because my any rul[ings] I what I or what I don’t if see more laces about allow allow, appropriate going me I I’m take the action. And trust when tell [to] you, gentlemen, you appropriate take if I don’t me to action think [want] you’re something misbehaving in a courtroom. That is I do not tolerate.” subsequently reiterated: “I have warned counsel now. If court both any there in this that I become aware of or I more antics courtroom [are] see, just ago counsel warned few moments about faces that [was] making. goes again, being regard rulings were I If that made will sanctions be issued.” day question, At the close of court on the the court observed it encouraged improper counsel had addressed the claims of conduct agree we with the foregoing, state that the record support does not claim prosecutorial the defendant’s impropriety predicated attorney’s on the state’s alleg- edly and facial disparaging expressions.41 comments portion
The defendant also takes issue with that attorney’s state’s rebuttal argument in which he used the terms “red screen” herring” “smoke characterize certain issues that defense counsel had *42 raised during closing argument.42 his The defendant con- unfairly tends that these comments impugned defense counsel, thereby prejudicing against the defen- reject dant. We also this claim. is a
“There
distinction
argument
dispar
between
that
ages the
role of
integrity or
defense counsel and argu
defense.” State theory
ment
that disparages
Orellana, 89
App. 71, 101,
Conn.
872 A.2d
cert.
denied,
diversion International Dic- .” Third New . . . Webster’s issue portion of the challenged tionary. Our review it refers to sev- reveals that attorney’s argument state’s reasonably defense counsel points eral made or inconclusive may peripheral, be characterized Thus, herring” use of the term “red unimportant. screen” is the term “smoke Although was not unfair. connot- may it be viewed as more because problematic id. “smoke deceive; see (defining an intent ing obscure, confuse, designed as “something screen” say term, cannot use mislead”); we isolated, impropriety. to the level of an which was rises the state’s attor- defendant further contends that questions. In ney leading the excessive use of engaged claim, points to numerous support of his attorney posed leading in which the state’s instances Gary the victim’s mother and questions victim, to the *43 security who was to the Stam- Albert, guard assigned a night ford on the the victim was accosted train station reject impropriety. there. We also this claim questions inappropriate are Leading generally witness, of a direct or redirect examination although has to allow them in certain circum- court discretion (b). § stances. See Conn. Code Evid. 6-8 Under 6-8 § Evidence, of the Connecticut Code of the court (b) (3) may questions they “necessary when are permit leading testimony . . . .” The commen- develop to witness’ tary 6-8 Connecticut Code accompanying (b) (3) § explains that, exception, of Evidence under that “may put ques- to calling party leading court allow apprehensive tions witness who is reti- young to who communicating, cent” or “to a witness has trouble deficiency by disability or language virtue either . . . Conn. Code Evid. 6-8 (Citation omitted.) (b), .” commentary.
The victim and each Albert fall into one of these exceptions prohibition to the against questions. leading The record reveals that the victim, who was sixteen years old trial, at the time of was spoke nervous and very softly testifying. uneasy when Her and reticent demeanor prompted repeat- the court to reassure her edly that nothing there was to be nervous about and she speak should relax and louder. In permitting attorney questions state’s to use leading in his exam- ination of victim, explained the court that it was “obligated take into consideration the age of the witness, the demeanor witness and her current physical and emotional condition in leeway ” terms of the I attorney that have allowed the . . state’s . . As Albert, the record reveals that his native lan- guage French and that he had difficulty substantial testifying English. The court therefore agreed allow the attorney state’s of leeway measure in his questioning Albert, stating: “I had no idea [the court] what So the saying. must not have [Albert] any idea he’s what The trial court saying.” acted well within its discretion in attorney the state’s permitting put questions to the leading victim to Albert.
Our review of the ques- record indicates that certain posed attorney tions state’s to the victim’s mother were each leading. instance, such however, the trial court sustained defense objection counsel’s lead- ing question, and, result, any as a answer that the vic- given tim’s mother had to these questions was stricken. provided defendant has reason, no and we are *44 none, why aware of questions the themselves were so prejudicial or harmful as to trial render the unfair. Con- sequently, the claim fail. defendant’s must
The defendant’s next claim is that the state’s attor- ney’s witness, cross-examination of the sole defense ques- his improper because Dahlgren, was Deborah The repetitive. defen- unduly was sarcastic and tioning attorney’s the state’s conduct contends that dant further the prejudice intended Dahlgren was vis-á-vis attorney’s convey belief and to the state’s against her call, a close Although untruthful. that was Dahlgren attorney’s cross- portions of the state’s we that agree improper. were Dahlgren examination history is neces- procedural following additional trial, At of the defendant’s claim. sary to our evaluation was intoxi- to establish that he sought the defendant and, therefore, that he attacked the victim cated when necessary specific he not have formed the could or the crime either the crime commit support of his claim of intoxica- restraint. unlawful presented testimony of Dahl- tion, the defendant acquaintance who knew the defendant a casual gren, frequented swimming had same the two because and Dahlgren had been identified pool and health club. with the assistance of defen- defense, located and mother, testified, before she evening dant’s day her was as a witness until the she not disclosed testimony. witness. To some she a reluctant degree, in testified, essence, she had seen Dahlgren pool evening question at the on the defendant highly that he was intoxicated. She further testified in that condition observing she recalled defendant holi- question on the because there had been a night day party pool evening, at the because her for repeatedly cigarettes. had asked propriety of the state’s challenges The defendant attorney’s during use of sarcasm his cross-examination examples The defendant refers to several Dahlgren. attorney’s use of the device: state’s the state’s attorney Dahlgren whether she was “certified asked . her eye follow-up . . tests” as a giving roadside testimony that she believed that the defendant had been *45 that evening on, alia,
intoxicated based inter how his eyes appeared; he referred to (2) Dahlgren’s memory the defendant’s demeanor that evening “miraculous”; commented, response he to Dahlgren’s testi- mony that she did not remember when she met first the defendant, “That’s what I The thought.” attorney’s further repeated maintains that the state’s questioning of as to how Dahlgren possibly she could have remembered that the defendant at pool that evening43and whether she had been coached about following exchange defendant directs us between the state’s attorney Dahlgren: person year—over year ago asking “Q. You can remember this from a cigarettes? for cigarette night. “A. He for a asked “Q. He did? “A. All the time. you specifically? night “Q. can And remember that “A. Yeah. you “Q. Where did write it down? “A. I don’t need to write it down. “Q. You don’t need to? “A. Uh-huh .... journal? “Q. You didn’t write it in a “A. No. pilot?
“Q. Palm “A. No. “Q. Calendar? “A. No. specifically “Q. You can remember a— remember, yes, “A. I I remember. specifically “Q. You can remember— totally— “A. I remember that my question? “Q. Can I finish “A. Sure. specifically person pool party you “Q. asking You can remember a at a cigarette ago? for a fourteen months Yes, always cigarettes. “A. because he asked me for * * * many you people cigarettes? “Q. And how asked “A. him. Just you people? specifically “Q.Just him out of 200 And could remember that? anymore. people “A.A lot of I don’t smoke don’t even smoke that much. you cigarette? “Q. And what time did ask he for this night taking “A. All he was them. *46 convey jury that to testimony44 was to designed
her not believe Dahl- attorney personally did state’s testimony. the defendant contends Finally, gren’s Dahlgren ask attorney improper was state’s it plan- he her “that the defendant had told was whether because [somejbody night” and rob ning go out basis to ask attorney lacked a faith good state’s question.45 attorney’s state’s The defendant contends that the his improper because questioning Dahlgren Really? “Q. “A. Yes. your you go get pack? ever tell Mm to own “Q. Did I “A. did. many cigarettes he for? “Q. And how did ask table, eight, I think he took “A. Seven or and then I left them on the and couple more. ago? you . . . months “Q. can remember tMs from fourteen And very annoying.” Yes, I find that “A. because following colloquy primarily on between the relies attorney Dahlgren: state’s say, obviously you right? what to “Q. And the mother told [defendant’s] Well, no. “A. Well, “Q. no? mean, you’re asking questions just winging it. I me and I’manswer- “A.I’m ing as as I best [can]. say here, you right? didn’t tell what to “Q. And the mother [defendant’s] “A. No. attorney you say? didn’t tell what “Q. And defense “A. No. your— “Q. And no one told—no one went over happened. telling you Sir, “A. what I’m honest truth. this is God’s your testimony “Q. No one went over before— “A. No. Today? “Q. “A. No. you’re Today doing “Q. first time this? “A. This is the first time. helped you your testimony today? coming in here “Q. And no one “A. No.” objection We note that the trial court sustained defense counsel’s question. testimony
intent was not to elicit
from Dahlgren but,
rather, to
previously
mock and belittle
As
her.
we
have
observed,
prosecutor may
not seek to sway
by unfair appeals
see,
to emotion and prejudice;
e.g.,
v. Rizzo,
171, 255,
We conclude that the foregoing of the state’s attorney’s cross-examination of when Dahlgren, consid- ered ran together, Specifi- afoul these proscriptions.46 cally, his gratuitous repeated use of sarcasm and questioning of as to Dahlgren already matters that he explored had with her thoroughly were intended to convey attorney’s to the the state’s own belief that Dahlgren was not a credible witness. Furthermore, there is no indication that the attorney state’s had a good faith belief that defendant told Dahlgren 46Indeed, attorney’s the state concedes that at least some of the state’s questions improper. were evening on the someone he to rob intended victim assaulted. attorney that the state’s claims defendant further
The clos- during not in evidence to facts improperly referred disagree. We ing argument. ques- claim. In to this facts are relevant following
The attorney asked mother, state’s the victim’s tioning incident at not discuss the victim would why her responded: mother The victim’s the train station. “[S]he me now. She right want to talk to me didn’t told she counsel incident.” Defense want to relive that did not purported testimony insofar it objected to the to discuss the unwilling the victim was explain why objection. sustained the incident, and the trial court attorney the state’s now claims testimony in his clos- to this should have referred ing argument. prosecutor, for a his course, improper
Of
it
*48
been
to evidence that has
argument,
to refer
closing
v.
See,
State
Oli-
e.g.,
stricken or ruled inadmissible.
In addition, a defendant’s “[although object failure to improprieties does preclude review of his claims . . . object, defense counsel does not request [w]hen a curative presum- instruction move for a he mistrial, ably does not view the impropriety prejudicial alleged enough jeopardize seriously the defendant’s right a fair . . . trial. fact that defense counsel did not [T]he object to one or more incidents of [impropriety] must be considered in determining whether and to what [impropriety] extent contributed to depriving whether, a fair trial therefore, reversal is warranted.” (Citation omitted; quotation internal Id., object marks 782. The omitted.) defendant did move for mistrial following the state’s attorney’s inquiry the victim as to whether the defendant had gotten into her underclothing. Much the state’s attor- ney’s cross-examination of Dahlgren that the defendant challenges appeal, however, was subject not the contemporaneous objection. To the extent *49 defense counsel failed objection, to raise an that fact weighs against the defendant’s claim improper that the was conduct harmful. first Williams
As to the factor, attorney’s state’s conduct that have improper we concluded was was not invited the defense. Defense counsel sought any testimony about all references and preclude then objected, he and assault, and attempted sexual attorney mistrial, sought when the state’s for a moved respect With to the state’s inquiry. that line of pursue repetitive unduly questioning and attorney’s sarcastic invited also were not improprieties those Dahlgren, by the defense.47 and third Williams fac- respect
With
to the second
particularly severe or
improprieties were not
tors, the
trial,
in the context of
entire
frequent when viewed
wit-
days and
eleven
spanned
which
several
included
G.,
382, 419,
See,
State v. James
e.g.,
nesses.
prosecutorial
claim of
(2004) (in examining
With respect to the measures, factor curative court, immediately following testimony, the victim’s jury instructed the that the defendant had not been with charged sexual assault. have that recognized “[W]e a prompt cautionary instruction to the regarding improper prosecutorial questions remarks or can obvi- any possible ate harm to the (Internal quo- defendant.” Id., tation marks omitted.) 420. The court’s curative instruction, therefore, militates against the defendant’s claim that he is to a pro- entitled new trial on due cess grounds.
Finally, testimony although was Dahlgren’s relevant ato central case, issue namely, defendant’s intent, the state’s case against the defendant strong. was The defendant did not contest proof the state’s that he had accosted the victim the train at station and did dispute the essential facts to that relating altercation. Rather, the attempted defendant demonstrate had he been when so intoxicated he assaulted the victim that he specific necessary lacked the to commit the crime of or of unlawful restraint. The evidence adduced, that the state however, con- strongly tradicted the defendant’s claim. For example, two Met- ropolitan Authority Transit who present officers were when the defendant apprehended shortly after the incident testified that the defendant did not appear In addition, intoxicated. an room emergency record medical documenting treatment the defendant received for a twisted ankle that he suffered run- while ning from the scene of alleged assault of the victim does not indicate that the had been intoxi- Finally, apparent cated. it was testimony from her Dahlgren particularly was not friendly or close to a fact defendant, that minimized the effect of the attorney’s state’s efforts, improper, some which were to undermine Dahlgren’s credibility.
Upon consideration of the factors, relevant we are satisfied that prosecutorial several instances of *51 did not has identified that the defendant impropriety reject we Accordingly, his trial. implicate the fairness of process were rights claim that his due defendant’s the attorney’s conduct.48 improper the state’s violated
Ill
is that
the trial court
defendant’s final claim
The
respect
to
the
with
the
improperly
jury
instructed
thereby
degree,
in the first
offense of unlawful restraint
We
charge.
disagree
him to a new trial on that
entitling
inadequate.49
trial court’s instructions were
that the
48
that,
alternatively
if we conclude that the
The
claims
even
process
prosecutorial improprieties do
rise to the level of a due
claimed
judgment
violation,
under
we nevertheless should reverse the trial court’s
may
powers.
supervisory
previously
that we
invoke our
“We
have held
our
prosecutorial
authority
[impropriety]
supervisory
in cases in which
inherent
right
implicate
egregious
the
. . .
to a fair trial
is not
as to
defendant’s
so
deliberately
prosecutor
engages in
or
. .
when
conduct
he
.
[but]
cautioned,
knows,
ought
know,
improper.
.
. . We have
how
she
only
ever,
appropriate
generally
. . .
when the
a sanction
that [s]uch
justice
[prosecutor’s]
is so
administration of
conduct
oifensive to the sound
effectively prevent
only
integrity
new trial can
such assaults on
prosecutorial [impropri
Accordingly,
. .
in
in which
of the tribunal.
.
cases
violation,
ety]
will
not rise to the level of a constitutional
we
exercise
does
only
supervisory authority to
an otherwise lawful conviction
our
reverse
remedy
necessary
clearly
when
of a new trial is
to deter the
the drastic
omitted;
alleged prosecutorial [impropriety]
(Citations
inter
the future.”
G.,
quotation
supra,
omitted.)
The defendant claims that definition of the because the court’s tions were flawed therefore, and, inaccu- incomplete term “intent” contention, relies support rate. In of this provides which (11), 53a-3 on General Statutes ‘intentionally’ respect a result acts person “[a] an defining a statute offense or to conduct described result or objective is to cause such when his conscious . .” added.) . . (Emphasis in such conduct engage im- the court’s The defendant further contends the instructions definition of intent rendered proper on unlawful restraint in the first The trial court instructed *53 count, charged degree second the defendant is as follows: “Under the provides degree. regard, unlawful restraint in the first In that our Penal Code guilty degree person in when a of restraint the first he unlawful expose per person that other restrains another under circumstances which injury. physical son to a substantial risk of prove you guilty charge, to defendant of this the state must “For find the one, beyond following a that the defendant elements reasonable doubt: exposed victim; two, restrained and that the restraint victim to a physical injury. of substantial risk “Restraint, just discussed, person’s a movements as we means to restrict intentionally unlawfully substantially so interfere in such a manner liberty confining her consent. with her without her prove beyond a doubt that the defendant “The state must also reasonable exposed the victim to a restrained the victim under circumstances Physical injury impairment physical injury. substantial of means the of risk means, impairment physical physical pain. it condition or That’s what physical injury pain. A means considerable condition substantial risk physical injury. risk of prove beyond summary again, “So, the state must reasonable in once the victim that such restraint doubt that the defendant restrained exposed physical injury.” risk of victim to substantial
constitutionally deficient because it misled the believe that it could find the guilty of unlaw- ful restraint in the first degree simply proof based that he had engage conduct “intend[ed] grabbing regardless of whether or not he [the victim] intended restrain . . confine . her.” In other [and] words, the defendant claims that the court’s charge effectively eliminated the specific intent element of unlawful restraint.
The state concedes that trial court’s definition of “intent” was incomplete because the court failed to explain the term in statutory accordance with the defini- tion. Because the court’s definition of intent did not phrase contain the “to cause result,” such that definition solely focused on the concept of general intent—that is, an intent to engage certain conduct—and not on concept specific is, an intent—that intent to bring about a certain result. “When the elements a crime a description consist of of a particular act and mental specific only element not nature, issue whether the defendant proscribed intended do the act. If he intend, did so he the requisite general has intent for culpability. When the elements of a crime include a defendant’s intent to achieve some result additional to act, the additional distinguishes language the crime from those intent and general makes it one requiring specific intent.” State v. Bitting, 1, 5, Because, A.2d 240 (1971). as we explained, have unlaw- specific ful restraint is a crime, the court’s defini- tion of intent, alone, was standing pur- inaccurate for poses present case.
“When reviewing challenged jury . instruction . . [a] *54 we must adhere to the well settled rule that [however] charge jury is to be entirety, considered in its whole, by read as a total judged its effect rather by than its component parts. individual . . . test [T]he aof court’s is charge upon not whether it is as accurate court of last resort of a opinions as the legal principles jury in to the presents the case fairly whether it but party is to either not done way injustice such long As of law. ... established rules under the [the issues adapted law, are correct instructions] jury ... we will guidance for the and sufficient . . appeals . improper. instructions as not view the [I]n question, standard involving constitutional [the is] jury possible that the reasonably it is whether [was] . . . it was rea- determining ... whether misled. by the trial jmy was misled sonably that the possible jury is not to instructions, to the charge court’s purpose discovering critically dissected for the be statement, but it consid- possible inaccuracies jury in probable rather as to its effect ered [on] . . . The to a correct verdict in case. guiding [it] instruc- is to be read as a whole and individual charge isolation from are not to be in artificial judged tions . ... applied . . The test to be charge. the overall presents whole, charge, whether the considered as injustice will result.” jury the case to the so that no quotation Heine- (Internal omitted.) marks 281, 300, mann, 282 Conn. A.2d conclude that standards, we Applying foregoing reasonably possible jury it is not that the misled because incomplete the court’s definition that, to accurately explained prove thereafter court required state was “restraint,” the element of that the defendant had restricted the victim’s establish “intentionally unlawfully such a movements substantially her liberty manner as to interfere so by confining (Emphasis her without her consent.” no explanation, there is reasonable added.) Under possibility that the could have found the defendant it found that of unlawful restraint unless first had guilty he with the intent had restricted victim’s movements substantially liberty. to interfere with her In other *55 words, because “restraint” is itself defined in terms requirement that the specific include of a intent, and properly because the trial court jury instructed the definition, the defendant was not prejudiced by trial court’s failure to define “intent” in full compli- ance with 53a-3 We also note that the trial court, explanation in its of the defendant’s of intoxica- claim tion, referred expressly to the “specific intent” neces- sary for the commission offense unlawful restraint in the first degree. See footnote 51 opinion. Finally, dining closing arguments, both the attorney state’s and defense counsel addressed the unlawful wholly restraint in terms charge consistent requirement with its specific intent, of a a fact that further undermines the defendant’s claim that the likely was confused incomplete court’s definition conclude, of intent. We therefore, that the defendant has failed to demonstrate trial instructions, court’s when viewed the aggregate, were misleading. only is reversed judgment to the conviction the second and the degree case is remanded new trial on that count. The judgment respects. is affirmed in all other opinion In this BORDEN, NORCOTT and KATZ, Js., concurred.
BORDEN, J., I concurring. agree join with and majority I opinion. separately write and briefly to under- points. score two I
First, presents note that this case question same I my raised in Kinsey concurrence in v. Pacific Employers Co., Ins. 398, 414-19, 891 A.2d 959 (2006), regarding constitutionality, under the separation powers doctrine, of General Statutes 1-§ 2z. In present case, majority finds an ambiguity legislature’s use of two somewhat linguistically *56 requisite intent for phrases to the different define is, respectively. That the restraint, and abduction prevent necessary an is an intent “to for abduction [a and 53a-91 liberation”; (2); § General Statutes person’s] “to necessary is the intent the intent for restraint . liberty . . .” substantially person’s] interfere [a that ambiguity It is that General Statutes 53a-91 § language the literal majority go beyond the permits its historical kidnapping statute, the and to delve into to conclude and other nontextual sources background for the did not intend that conviction legislature merely kidnapping would lie when the I would underlying Although incidental to an crime. probability two in all readily phrasings conclude that the they is—barely—plausible mean thing, the same it I am hard meanings (although could have different they say is), what that difference because pressed Felician Sisters do use somewhat different words. See Commission, Connecticut, Inc. Historic District (2008) (“use 284 Conn. 937 A.2d suggests terms . . . within same statute different awareness of complete that the acted with legislature . . . and that it intended meanings their different meanings” quotation terms to have different [internal Nonetheless, Kinsey, as in this is a omitted]). marks finding adequate slim but reed on which to base Co., supra, Ins. Kinsey Employers ambiguity. Pacific (Borden, J., again, That slim reed does concurring). however, question of the bring to mind the serious con- I stitutionality Kinsey, since, l-2z that outlined § it, by be l-2z from majority without would barred likely history and would be relying legislative compelled Id., arrive at a answer. 416. different
Second, majority I in State v. joined because in which Luurtsema, 179, 811 (2002), A.2d223 that, this court affirmed a conviction under majority in the new standard articulated present case, required would in all be likelihood reversed, separate and because I issued concurrence in that case urging challenges kidnapping convic- tions on the basis of slight degrees detention be challenges vagueness; confined to I think id., 205; why I my it incumbent on me to state have changed join mind now majority present case. Briefly stated, persuaded by majority I am opinion’s that, in insight establishing prior our kidnapping juris- fully analyzed this court prudence, never the kidnapping statute, its historical background, the anomalous *57 jurisprudence results that our producing. light majority that analysis, of which the has produced, now that, I am convinced in enacting the kidnapping statutes, legislature every did not assault, intend that almost robbery automatically sexual assault or would ele- heavy vated to a its kidnapping, penalties attendant opportunities prosecutorial for sim- overcharging, by ply liberty virtue of a minor restraint of that was inherent in the underlying crime. Such a now result me, simply strikes “counterintuitive”; id., J., (Borden, but as anomalous concurring); and not likely consistent with the legislative intent. It is time join that we majority of that great courts have so concluded, majority as the has aptly demonstrated.
ZARELLA,J., with whom VERTEFEUILLE and SUL- Js., LIVAN, join, concurring part in dissenting I part. disagree inteipretation with the new of our kid- majority statutes that napping announces in I part of its opinion part and with its conclusion in III that specific unlawful restraint is a My crime.1 dis- majority with the agreement premised is on what I believe to be serious flaws in its construction of the plain statutory of the language scheme, its treatment principle of the decisis, usurpation stare and its agree majority’s part prosecutorial 1 I with the conclusion in II improprieties defendant, Salamon, did not entitle the Scott to a new trial. and the office legislature of both the the roles I state constitution. attorney set forth in our state’s that the majority’s conclusion however, with the agree, a new trial is entitled to defendant, Salamon, Scott albeit degree, in the second the charge I remand reason. therefore would for a different the trial and direct charge for a new trial on that case jury on the crime court to instruct my analysis Accordingly, follows. consistent with I result. concur in the
I pertaining concerns majority The identifies two it troubled kidnapping. First, the crime of with this severe potential charged to be defendants of the victim where the restraint crime situations underlying of some incidental the commission majority is unable to assault-type Second, crime.2 clearly restraint from distinguish the crime unlawful conclusion, majority’s ultimate kidnapping. and, at all however, fails to address the latter issue past this court’s addressing former, overrules *58 the precedent clear stat- language and overlooks the specific necessary kidnap- for defining ute the concerns, majority the an- ping. To address these time, statutory and for the first that the today, nounces restraint and scheme the crimes unlawful governing ambiguity This claimed ambiguous. premised majority’s on the conclusion that the language fails, light significant of the statute in of the difference penalties crimes, in the for the two to ade- distinguish quately kidnapping. an and a between unlawful restraint category “assault-type 2 Iuse the of offenses that the crime” describe perpetrate majority requiring victim in order to views as some restraint of the thus, potential charge and, having give in the rise to underlying charge for the commission of the crime. addition to or lieu of include, to, assault, robbery example, such crimes but are not limited For and sexual assault. the
Relying ambiguity, majority this then engages an unnecessary investigation into extratextual evidence our original ascertain the intent of legislature thirty concludes than that, years, more this court misinterpreted has the crime of I kidnapping. disagree statutory with this reading scheme and conclude plain of General language Statutes 53a-91 § clearly “restrain” and “abduct” defining distinguishes Indeed, two crimes and their different elements. even if it is proper evidence, look extratextual that evidence not support majority’s position. does preliminary matter, my
As a and before explaining analysis of seq., my 53a-91 et I note agreement majority’s prior observation that our law case this area has an in-depth not included discussion of the distinctions between unlawful kidnapping, restraint and specifically, of the critical difference between men- tal required states to commit analysis these crimes. That is one, however, that, my to the best knowledge, prior required none of our cases us to I conduct. agree majority with the case warrants further textual analysis of the statutory scheme governing these crimes. Unlike the major- conclusion advocated ity, however, I clearly construction advance is sup- ported by the text of the statutes and is consistent with our correctly line of long precedent, that, identifying for a defendant to be found guilty kidnapping, necessary intent. possessed must find that he
Because I conclude that the crimes of kidnapping
and unlawful
require
restraint
the state to
prove
possessed separate
and distinct mental
brief
states,
statutory
discussion of criminal intent in
*59
crimes
law,
is useful. At common
it was axiomatic that
required
criminal acts
of
“the
coupling
evil-meaning
Gabriel,
State
mind with the
hand . . . .”
evil-doing
405, 412,
To
the distinction between the crimes
I
must
as with
kidnapping,
begin,
unlawful restraint
text
statutory analysis,
all
with the
relevant stat-
legislative
in the context of the
scheme. See
utes read
General
l-2z. The crime
unlawful restraint
§
Statutes
felony,
D
degree,
the first
class
is defined General
provides
person
53a-95
which
(a),
Statutes §
“[a]
he
unlawful restraint in the first
when
guilty
degree
restrains another
person
which
under circumstances
expose
person
physi-
such other
a substantial risk
injury.”
cal
crime of
(Emphasis added.)
felony,
in the
a class B
is defined
degree,
second
(a),
provides
53a-94
which
General Statutes
“[a]
*60
person is guilty
in the second degree
when he
another person.”
abducts
(Emphasis added.)
Thus,
solely
when one looks
at the text
defining
crimes,
two
the principal difference between them is
plain. To understand how unlawful restraint differs
necessary
from
it is
kidnapping,
distinguish a defen-
dant’s
“restraint” of victim in one
from
case
“abduc-
tion” in another. Section 53a-91 defines these
and
terms
is, therefore,
proper
analysis
focus for an
substantive distinction between the two crimes.
provides
General Statutes
53a-91
§
relevant
(1)
“
part:
person’s
‘Restrain’ means to restrict a
move-
ments intentionally
unlawfully
in such a manner
substantially
liberty
to interfere
by
with his
moving
place
another,
him from one
by
or
confining him
. . .
.
necessary
without consent.
. .” The act
to com-
mit restraint
is clear. The defendant must
“restrict
person’s
movements”
him” or
“moving
“confining
him . . . .” General Statutes
Additionally,
53a-91 (1).
§
the legislature
specify
has chosen to
a mental state.
Therefore,
clearly
restraint
subject
not conduct
liability. Rather,
proscribed
strict
act of restricting
“intentionally
must be done
unlawfully,”
which
clearly excludes reckless or
negligent
restriction
purview
another’s movements
from the
of criminal
restraint. General Statutes
Thus,
53a-91
I
§
con-
clude,
majority,
unlike the
the statute’s
text
requires that the
with only
defendant act
general intent.3
3My
has
research
not revealed extensive discussion in our case law distin
guishing
liability, general
specific
characteristics of strict
intent and
intent
note, however,
law,
example,
I
crimes.
that our case
has characterized
following
general
crimes as
intent:
sexual assault
in the second
degree
Sorabella,
(1);
(a)
e.g.,
§
State
under General Statutes
53a-71
155, 169,
897,
denied,
131,
891 A.2d
cert.
549 U.S.
127 S. Ct.
injury
(2006); (2)
L. Ed. 2d 36
risk to a child under General
53-
§
Statutes
21; e.g., id., 172-73; (3) manslaughter
53a-56;
degree
in the second
under
Salz,
n.5,
see (1993) (distinguishing
5 Inote that
statute
not
does
further define a substantial
interference.
Whether the restriction of movement
rises to
level of a
substantial
liberty
jury.
question
interference with
factual
the victim’s
is a
for the
addi
requires
of “abduct”
movement,
the definition
with “intent
the defendant act
proof
tional
restraining]
additional to the act
achieve some result
[of
5.
Bitting, supra,
Specifically,
162 Conn.
. .
.”
v.
. State
kidnap
specified
the crime
has
legislature
act
proof that the defendant
requires additional
ping
spe
prevent
victim’s liberation
intent
Luurtsema,
v.
e.g., State
See,
means.
cific
physical
(2002)
“use
201, 811
(including
A.2d
requisite
kidnapping);
intent for
force”
statement
604, 618,
767 (1983)
Conn.
469 A.2d
Vass,
State
force
intimidation” sufficient
force,
threat of
(“use
satisfy
kidnapping);
for crime of
requisite
intent
415-16,
The failure to the product misreading is the of its intent distinction majority and elements of “restrain” “abduct.” The necessary victim, the to restrain a describes intent substantially person’s intent to interfere with that “the liberty majority opinion. . . . .” Footnote 28 of the This precise is is not reading not the statute and sup- ported by legislature’s language. the choice of Unlike “abduct,” language the used to define the used language require to that define “restrain” does not to restrict the victim’s movements with “the intent inter- person’s liberty”; with substantially (emphasis fere “intentionally only act id.; but that the defendant added) . unlawfully (1). . . .” General Statutes 53a-91 § and 584 “in phrase
The
such manner as to interfere substan-
tially
liberty”
with his
in 53a-91 (1)
point
defines the
§
at which the defendant’s intentional restriction of the
victim becomes a criminal restraint.6 The
definition
“abduct” builds on the intentional act of
but
restraint
6 majority’s
“intentionally”
The
reliance
the definition of
in
set forth
support
(11)
§
General
53a-3
to
Statutes
its conclusion that unlawful restraint
specific
provision
ais
intent crime is far from conclusive. That definitional
statutory intent—general
specific.
McColl,
defines both kinds of
State v.
545,
App.
575,
107,
denied,
953,
74 Conn.
813 A.2d
cert.
Conn.
262
818 A.2d
(2003);
Austin,
226, 235-37,
see also
v.
Conn.
State
585
prove that the defen-
that the state
additionally requires
of
definition
specific intent.
the
possessed dant
“with
phrase
employs the
“abduct,”
legislature
the
defen-
that the
requirement
the
intent
to” to describe
result of
additional
to achieve the
dant must desire
Therefore,
places
on
the burden
the defense of consent
mative defense.
beyond
prove
whenever
of
a reasonable doubt
lack
consent
“the state to
Id.
the issue is raised.”
My
with this
reading
also is consistent
of the unlawful restraint statutes
defining
general
interpretation
crime of risk of
§ 53-21
the
court’s
part
provides
injury
(a)
that
§ 53-21
in relevant
to
child. General Statutes
any
permits
person
wilfully
unlawfully
“[a]ny
child
who
or
causes or
placed
limb
such child is
to
in such a situation that the
or
...
be
life
injured
endangered,
likely
is
or the morals
the
such child
be
health of
impaired
guilty
likely
. . . shall be
of a class C
such
are
child
legislature employed
felony
(Emphasis added.)
language
. .
that
. .”
the
“wilfully
unlawfully
required
the mental state
is
or
in this statute
define
“intentionally,” “wilfully”
(a).
is not
§
. . . .”
Statutes
53-21
Unlike
General
by
§in
the definitional
a menial state referenced
53a-5
otherwise defined
concluded, however,
This
has
that
section
our criminal statutes.
court
require
legislature
the
intends to
that
defendant’s actions be “intentional”
766, 774,
proscribes
Payne,
when it
“wilful” conduct. State v.
240 Conn.
695
Romero,
part
(1997),
grounds
525
State v.
269
A.2d
overruled
other
Sorabella,
155,
481,
(2004);
v.
Conn.
Conn.
preventing liberty victim’s him or secreting using physical or threatening to use force or intimidation.7 (Emphasis General added.) Statutes § 53a-91
Significantly,
legislature repeats
the
this linguistic
pattern of
“restrain” with a
as
coupling
specific intent
phrase
statutory
indicated
the
“with intent to” in the
which
scheme,
supports
further
the conclusion that
7 majority
my
that
also asserts
conclusion that unlawful restraint is
general
a
intent crime is “inconsistent” with this court’s decision in State
Foster,
520,
(1987), because,
v.
case,
A.2d
522
277
in that
“we
impliedly acknowledged
only
if,
if,
restraint is unlawful
a defen
objective moving
confining
dant’s
conscious
or
the victim is to achieve
prohibited result, namely,
to restrict the victim’s movements in
such
substantially
liberty.”
manner as to interfere
with his or her
Footnote 28 of
majority opinion.
agree
majority. Foster,
the
I do not
with the
In
we
not
did
analyze
language
requirement
§
the
of 53a-91
the
define
intent
did, however, reject
“restrain.” We
the defendant’s contention that the trial
improperly
court’s
instructions
the definition of “restrain”
led the
prove
believe that
state did not need to
that the defendant intended
substantially
liberty.
Foster,
supra,
interfere
with the
v.
victim’s
State
affirmatively adopt
analysis
requisite
539. The
did
court
this
of the
statutory
Instead,
instructions,
intent.
the court cited the trial court’s
which
simply
precise statutory
“restrain,”
set
forth
definition of
and noted
that,
charge
entirety,
is reviewed in its
“[w]hen
it is obvious that the
adequately explained
meaning
court had more than
[trial]
of restraint
(Internal quotation
omitted.)
. . . .”
marks
Id.
support
Foster,
majority
Appellate
of its discussion of
cites three
majority opinion. First,
Court
See
cases.
footnote 28
I note that these
binding
Furthermore,
cases
engaged
are not
on this court.
none of them
comparison
requirements
a textual
of the intent
for unlawful restraint and
cases,
kidnapping.
Davis,
App. 667,
In the first of
these
State
13 Conn.
stated,
(1988), Appellate
analysis
all,
our law, case repeatedly which has identified that a kidnapping conviction requires proof that the defendant possessed the necessary intent. only
Not
does the
analysis
preceding
clarify the dis-
tinction between unlawful restraint and
it
kidnapping,
also confirms
analysis
that the
always
we have
con-
ducted when a defendant
is charged with kidnapping
and an underlying assault-type
proper.
crime is
question
for the
is not whether the restraint was
incidental to the commission of some underlying crime
but whether
proved
the state has
beyond a reasonable
doubt that the confinement or movement of the victim
*67
accomplished
was
“with
requisite
the
intent” to consti-
tute the crime of
State v.
kidnapping.
Luurtsema, supra,
It is the proper role of
jury
to make such determi-
nations. The burden is on
present
the state to
evidence
to support its contention that the
possessed
intents,
both
even if he did so simultaneously. As our
long history of case law
dealing
this issue illus-
trates,
there will be factual circumstances
that make
it especially
jury
difficult for a
identify
whether a
defendant acted with a singular purpose
multiple
E.g.,
Shine,
632, 638, 479
crimes.
State v.
(1984). Similarly,
193 Conn.
A.2d 218
only
the defense
negate
of mistake of fact can be raised
the mental state
required
specific
Smith,
to commit
intent crimes. State v.
139, 142,
(1989).
The must consider evidence may infer intent from the conduct instructed that it majority the defendant.9 The identifies considerations jury’s it that deems relevant determination whether restraint incidental some other crime. suggest I would that such factors are of rele- greater jury’s vance to a determination of whether defen- necessary has intent specific dant acted with support jury conviction. The must be instructed to all attendant For consider circumstances. example, any spoken by defen- evidence words may dant to the or victim victims that indicate his men- state, tal the manner in which the defendant accomplished restraint victim, of the the actions prior took to, during that and following restraint, the nature and duration of the victim’s confinement, movement or whether the restraint separate occurred the commission of a during offense, whether the restraint reduced the defendant’s risk of being whether the caught, and restraint occurred under prevented discovery circumstances that victim all will jury’s assist a determination and shed on light the inner of the defendant’s state of mind. workings example, by For court that the trial should instruct defined our “[a]s statute, person intentionally respect acts with to conduct his con when objective engage in scious is to such conduct. person’s purpose usually “What a or intention has been is a matter by person testify determined No inference. is able to that he looked into purpose only therein another’s mind and saw a certain or intention. way ordinarily person’s purpose in which a can what a determine any time, person’s given statements, was at intention aside from that own person’s determining that what conduct was and what the circum- that, surrounding conduct, purpose were stances and from infer what his or intention was. necessary one; is, you required inference “This is not a are not you conduct, to infer intent from it is an the accused’s but inference that may you logical draw if it find that is reasonable and and in accordance evidence. . . . [the instructions circumstantial court’s] beyond proving burden of a reasonable doubt is on the “[T]he *69 (Internal quotation 164, omitted.) Respass, marks state.” n.16, 478, denied, cert. 183-84 770 A.2d 534 U.S. 122 S. Ct. L. Ed. 2d 392 charged with mul- Furthermore, when a defendant is jury properly the trial must instruct tiple crimes, courts kidnapping specific required on both the After any crime. requisite underlying intent for other the the intent, trial the on the elements instructing “If find you specify following: should court also victim, previously as I’ve the defendant restrained not find that this restraint term, defined that but do an abduction because the defendant amounted to the victim’s libera- specific prevent intent to lacked by place him in a where he is secreting holding tion or found, by using threatening or use likely not intimidation, you force or then must find the physical kidnapping. The guilty charge defendant not the intent intent for different from separate assault-type To find commit crime]. [the find charges, you of both must guilty only beyond has a reasonable proven state engaged doubt that the defendant in the conduct consti- each crime but also that defendant acted with tuting requisite intent for each crime.” II previously I 53a-91, described, Section is clear and on its face. The claimed on unambiguous ambiguity majority in its which the relies to extratextual engage premised majority’s flawed investigation read- is, upon statute. It incumbent me ing therefore, majority to address the errors that the commits investigation, majority’s the violence that the ultimate principles do to our of stare decisis and conclusions problems its new rules our regarding created kidnapping statutes.
A investigation As a into the result its extratextual backdrop” surrounding the enactment of our “historical majority that the penal code, revised determines *70 legislature scope “intended to exclude from the of the more serious of kidnapping crime and its accompanying penalties severe those confinements or movements of merely a victim that are necessary incidental and the commission of another crime against that victim.” My primary disagreement with this determination is improperly that it focuses on the action of restraint in the crime rather than on the intent requirement. Additionally, the evidence on which the majority rests its ultimate incomplete. determination is First, majority correctly observes that the commis- sion to revise the criminal statutes (commission) intended its of the kidnapping and unlawful revisions provisions restraint to draw a distinction between majority restraints and abductions. The fails to recog- nize, however, that the commission accomplished this goal adoption its through states differing mental necessary for commission of two crimes. The com- itself mission articulated the essence of this distinction: “Restraining, defined, as involves non-consensual re- striction or physical interference with liberty. Abduc- pZws tion involves restricting intent to victim secrete the or the threat physical to use the use of force or intimidation.” (Emphasis added.) Commission to Re- vise the Statutes, supra, Criminal 30. 53a-91, p. §
Additionally,
majority
relies
the fact that the
commission
that it
generally
noted
“drew
compa
from
provisions
rable
of New York’s Revised Penal Law and
the Model Penal
Code”
on the reform of kidnapping
statutes
with the New York
starting
Appeals’
Court of
v.
People
decision
Levy,
159,
15 N.Y.2d
204 N.E.2d
793,
denied,
256 N.Y.S.2d
cert.
381 U.S.
85 S.
1770, 14
Ct.
L. Ed. 2d 701
The
(1965).10 majority is correct
10Notably,
repeatedly
expressly
rejected arguments
this court
has
reasoning
Levy
early
based on
initial
as its
construction of 53a-
seq. See,
Amarillo,
e.g.,
supra,
n.12;
91 et
State
198 Conn.
304 &
Chetcuti,
165, 170-71,
B
The majority’s opinion
premised
is
only
on its
statutory analysis
flawed
but
also
ignoring
13
provides
part:
person
New
Law §
York Penal
135.25
in relevant
“A
is
guilty
degree
person
of
in the first
when he abducts another
when:
compel
person
pay
money
“1. His
a third
or deliver
or
property
ransom,
particular
engage
conduct,
or to
other
in
or
refrain
engaging
particular conduct;
from
or
person
period
“2. He restrains the
abducted
more than twelve
hours
intent to:
“(a)
physical injury upon
sexually;
Inflict
him or violate or abuse him
or
“(b) Accomplish
felony;
or advance the commission of a
or
“(c)
person;
Terrorize him or a third
or
“(d)
performance
governmental
political
of a
Interfere with
function
(Emphasis added.)
(McKinney 2004).
N.Y.
Law §
Penal
135.25
legislative
and the
dictates of stare decisis
important
correctly acknowl-
majority
acquiescence doctrine.
especially
decisis
principle
that the
stare
edges
present
in the
circumstances,
such as those
strong
e.g., Hum-
statutory
See,
construction.
case, involving
494-95,
Transport, Ltd., 282 Conn.
v. Marten
mel
decision, the court
today’s
With
A.2d 657
important principle.
strays far afield of this
support
law identifies several indicators
Our case
inaction should
legislative
conclusion that
statutory construc-
affirmation of our court’s
viewed as
of time that has
length
The first indicator is the
tion.
interpreta-
of its
passed since the court’s announcement
which the
has remained
legislature
and during
tion
id.,
failure to act
e.g.,
(legislature’s
See,
silent.
interpreted
years since court
first
statute
eighteen
v. Commissioner
Hammond
“highly significant”);
873-74,
A.2d 774
Correction,
of its merits because
argument
regardless
(rejecting
years of legisla-
court constrained
more than sixteen
Correction,
tive
Rivera v. Commissioner
silence);
years of
214, 252,
This court was called interpret first on to et § 53a-91 seq. in Chetcuti, 1977. See State v.
A.2d 263
(1977). Chetcuti, we concluded that “[t]he
.
language of
statutes is clear
. . .” Id., 168. Fur
thermore, we expressly rejected the approach that the
majority
present
takes in
case, namely,
that when
“the abduction
and restraint
a victim
merely
are
incidental
some other underlying offense,
such
assault,
sexual
the abduction and restraint cannot form
the basis for a
guilty
verdict
charge
kidnap
ping.” (Emphasis added.) Id., 170. We also recognized
effect” that this
“merger
incidental rule would cre
ate
adopted
if
and announced that
legislature
“the
this state has seen
kidnap
fit
the offense of
merge
ping
any
with sexual assault or with
felony.
other
Nor
imposed any
has the legislature
time requirement
the restraint,
any
nor
requirement
distance
for the
asportation to constitute the crime of
Id.
kidnapping.”
This
consistently
conclusion has been
by
affirmed
nearly always
court
See,
unanimous decision.
*74
e.g.,
Luurtsema,
State v.
262
supra,
201-203;
Conn.
State
824 (2000);
A.2d
441, 465-66, Wilcox,
254 Conn.
V.
v.
State
supra,
304-305;
198 Conn.
Amarillo,
v.
State
Bell,
614-15;
supra,
v.
Vass, supra, has remained
Moreover, the legislature
416-17.
Conn.
opportunities
despite several
this time
throughout
silent
statutory
of the
court’s construction
to alter
this
con
recognized
of all
these
presence
The
scheme.14
legisla
court should infer
that this
indicates
siderations
majority
body’s inaction.
from that
tive affirmation
respect
legislative
with
my position
view
elects to
bar to reconsideration
as an absolute
acquiescence
is not at all
interpretation. My position
statutory
prior
the factors that
contemplates
one
extreme. When
determining
in
us to consider
precedent
requires
our
the
inaction affirmation
legislative
to deem
whether
to our
history
respect
case law with
of our
“how
reason
however, I cannot see
statutes,
court]
[this
today, if it is
to follow that rule
ably could decline
Transport,
v.
all.”15Hummel Marten
any
retain
force at
Ltd., supra,
Rivera Commissioner of following Luurtsema, judiciary considered in committee our decision addressing kidnapping. charge Act of the An three bills the elements Asportation Cases, Concerning Kidnapping in Bill No. Raised Asportation Cases, Kidnapping Sess.; Concerning Bill No. An Act Senate Cases, 530,2005 Sess.; Kidnapping Concerning Asportation in Raised An Act committee action. Bill No. 2003 Sess. None received favorable 15 spite persuasions, majority observes, with of these substantial doctrine, respect legislative acquiescence has that this court also [following interpretation “recognized legislative stat our inaction necessarily quotation legislative (Internal . . .” affirmation . ute] note, majority omitted.) however, I on which the marks that none cases law, supports deviation, case, weight of our case relies from the accepts legislature’s again, have “Time and we which silence assent. legislature mani to take corrective action as characterized failure acquiescence (Inter festing legislature’s our of astatute.” construction Correction, supra, omitted.) quotation v. Commissioner nal marks Rivera *75 598 general
In addition to its
observation that legislative
always
acquiescence has not
been
affirmation,
deemed
maj ority
justify
articulates six reasons to
its decision
precedent.
overrule our
The
long-standing
ideas that
majority expresses
and cases that it
support
cites in
reasons, however,
of these
all
are
distinguishable from
present
case.
I
Further,
agree
do not
that these six
injustice
rationales rise to the level of substantial
or
252;
Inc.,
Mfg.,
supra,
254 Conn.
accord Mahon v. B.V. Unitron
284 Conn.
665;
Transport, Ltd., supra,
494; Conway
Hummel v. Marten
282 Conn.
v.
Wilton,
653, 682,
(1996).
238 Conn.
intent
It fails, however,
statute.
to recog-
nize the end of that
we
once
have construed
surrogacy
legislature’s
an appropriate
time has
given
previously
opinion,
construction that we have
As I
them.”
stated
in this
agree
majority
in-depth
analysis
lacking
I
with the
textual
in our
prior written decisions.
Fourth, majority
prior holdings
claims that a “reason to reconsider our
construing
kidnapping
encompass virtually
statutes to
all sexual assaults
prior
application
of our
robberies
that all
cases have relied on a literal
language
Although majority
of our
statutes.”
concedes
“frequently adhere[sj
language
statute,”
that this court
to the
literal
it
proceeds
rely
exemplify
on four cases to
we
situations which
eschewed
language
literal
statute
it
because
led
bizarre or unworkable
majority
results. I note that
none
the four cases to which the
refers
implicated
legislative acquiescence
Moreover,
stare
or our
decisis
doctrine.
distinguishable
applica
the cases involved circumstances that are
from
present
tion of our
statutes in the
case. See Clark Commis
Correction,
380, 390-91, 401, 917
(2007) (rejecting
sioner
A.2d 1
statutory
face);
literal construction because
scheme conflicted on its
Con
*77
nelly
Correction,
394, 404-405,
v. Commissioner
258 Conn.
C new majority announces its construction forward, explains that, going crime of the state not kidnapping, “in to establish a order any period minimum of confine- required to establish of movement. When that confinement degree ment or commission of merely movement is incidental or movement crime, however, another confinement necessary to com- must have exceeded that which supported mit other This conclusion is not crime.” prior construc- by the of the statutes or our language expressly rejecting tion such a rule. our rejecting jurisprudence, majority only steps into existing effectively also legislature the shoes but divests they prosecutors charging discretion cur- rently respect the crimes of possess *78 so, accomplishes and unlawful restraint. In it doing in by which was best articulated Justice Borden his Luurtsema: opinion appeal- in “It would be concurring . . in degree to decide . case the ing given majority interpreting kidnapping their statutes.” The later characterizes “followpng] these courts’ actions as the lead New York and California suggested Significantly, highest . . . .” commentator of New York’s one has Levy majority usurped power legislature. court: “The the the New York by judicial interpretation kidnapping effect, court wrote a new statute the Parker, “Aspects Merger Kidnapping,” New F. Law for York.” in the agree L. Rev. I that evidence of a trend 55 Cornell other may jurisdictions kidnapping change indicate that a in our laws would be adoption legislature, prudent advisable, changes or but of such for the not this court. or movement time of forcible restraint de too [mini- may to constitute The fact it kidnapping. be mis] me, however, counterintuitive is not sufficient .... implicitly rejected any have notion that a slight “[W]e degree asportation or detention could create a question whether regarding merely kidnapping ‘incidental’ to the underlying by crime also committed ... It would be contrary legisla- defendant. [a] tive fray scheme us to reenter that . . . and would for micromanaging amount to is essentially what a charg- ing state . . decision .” (Citations omitted; . Luurtsema, supra, emphasis added.) 204-205 (Borden, J., concurring).
I
majority’s
with the
begin
intrusion on our state’s
attorneys.
majority correctly
acknowledges our
well
law
may
settled
“an
that,
charged
accused
and convicted of more than one
arising
crime
out of
acts,
act or
same
as all of
long
the elements
today’s
of each crime are proven.”
decision,
With
majority ignores
equally
well settled principle that
when “criminal
overlap,
statutes
state is entitled to
choose
long
from
them as
as its action does
among
not
any
discriminate against
class of defendants.
. . . We
always
prosecutors
have
held that
have broad discre
tion in
what
determining
crime
crimes to charge
in any particular
Moreover,
. . .
situation.
where the
elements of two or more distinct offenses are combined
in the
act, prosecution
prose
same
for one will
bar
cution
omitted.) State Chet
(Citations
other.”
cuti, supra, 173
majority
Conn. 168-69. The
claims,
of any supporting authority,
absence
that our
interpretation of
existing
statute
has
prosecutors
afforded
with “unbridled discretion” and
them ...
“encouraged
include
charge
any
robbery.”
case
sexual assault or
I am
involving
puzzled by
statement,
encompasses
which
general
*79
prosecutors’
criticism of
decisions
this
charging
majority opinion indi-
23 of the
because footnote
realm,
discretion
to exercise this
prosecutors seem
cates that
majority suggests,
As
favor.
in the defendants’
often
less serious
many
for the
prosecutions
to be
there seem
circum-
from factual
arising
restraint
crime of unlawful
support
the more serious
that could
stances
opinion.
majority
Al-
footnote 23
charge. See
prosecutorial discretion is
held
though we have
that
also have noted that “the
oversight,
without
we
not
is one area
prosecutorial charging decisions
basis of
judicial
for broad
generally
oversight
well suited
and discre-
judgment
it involve
exercises
because
[s]
articulate in a manner
tion that are often difficult to
judicial
quotation
(Internal
suitable
evaluation.”
Grievance
Statewide
Massameno
omitted.)
marks
Committee,
539, 575,
604
Palmer,
in State v.
40,
206 Conn.
536 A.2d
(1988),
936
however,
overlap
does not diminish the fact that
two
crimes have different
id.,
elements. See
53-54
(rejecting claim that conviction of kidnapping unlawful restraint
in first degree
jeop-
violates double
ardy principles). Specifically, kidnapping requires addi-
proof
particular
tional
necessary
criminal intent
v. Luurtsema,
State
See, e.g.,
establish abduction.
supra,
physical
The
merely
fails to
recognize
because
are
could
there
factual
give
circumstances
rise to
prosecution
for kidnapping
they
does not mean that
must. Our case law
that,
recognized
has
under certain
circumstances,
factual
unlawful restraint
in the first
may
degree
constitute
lesser included
offense
crime of kidnapping in the first or
degree.
second
See
Vass,
State
v.
see also State v.
supra,
618;
191 Conn.
Daugaard,
195,
n.1,
231 Conn.
196
608 in its jury.20 I to the with charge agree the defendant that these instructions improper. were Because specific to prevent by the victim’s liberation secreting her, by or using or threatening physical use force intimidation, or is an essential element of the crime charged, such an omission constitutes reversible error. Tedesco, See, v. e.g., 397 291-92, A.2d 1352 I (1978). Furthermore, conclude that the trial court’s definition of “abduct” potential had the to con fuse jury and did not adequately distinguish crime of unlawful restraint in the first degree from that in degree.21 the second Therefore, I con cur the result the majority reaches, is, the defendant entitled the reversal of his conviction degree the second and a new trial on that charge.
STATE OF CONNECTICUT PAOLINO SANSEVERINO* (SC 17786) (SC 17787) J., Norcott, Rogers, Katz, Zarella, C. Palmer and Js. part: The trial court instructed in relevant “Abduct means to by person physical restrain use force or the threatened use physical by force or intimidation.” 53a-91, may Under accomplish the definitions set forth in § one many means, through including restraint Statutes 53a-91 the use of force. See General (1). example, may § For a defendant commit an unlawful possessing prevent restraint without ever an intent to the victim’s liberation by using physical threatening or to use Such force. restraint could occur by confining using barriers, refusing the victim in a room locks or other provide or, notes, by information on the location of exit an as the statute deception. person may accomplish abduction, however, only A an if he specific prevent “by restrains the victim intent to his liberation (A) secreting holding place likely either or him in where he is not found, (B) using threatening physical or to use force or intimidation.” (2). General Statutes 53a-91 * Following court, opinion reconsideration en banc this has been superseded part. Sanseverino, n.2, See State A.2d 710
