State v. DeMartinState v. DeMartin
The defendant was convicted, after a trial to the jury, of conspiracy to commit the crime of policy playing, in violation of former § 54-197 of the G-eneral Statutes. On appeal he has challenged certain of the trial court’s rulings on evidence, as well as the denial of his motion to dismiss the information.
From a review of the evidence, the jury could have found the following facts: Beginning on August 25, 1971, an undercover police officer succeeded in ingratiating himself with persons involved in policy playing operations in the New Haven and outlying areas. On September 27, 1971, the officer met with the defendant and one John Taddei 1 to discuss the officer’s efforts to set himself up in the policy playing operation. At that meeting, the defendant made a series of threats against the officer in the event it should be discovered that he was a policeman. The officer responded that his life was an open book and that he was only in it for the money. The defendant, apparently satisfied by this reply, then said: “Okay, here’s how I do it,” and described how the officer would be set up in the operation.
Later that day, at the defendant’s instructions, Taddei told the officer to call in his “action” to a certain telephone number every day between noon and 1 p.m. The officer was told that he should identify himself as “Peanuts” and that the person on the other end, who would identify himself as “Roger,” would be expecting his calls.
On September 30, the officer made arrangements to meet with Taddei the next day, and at that October 1 meeting Taddei gave the officer $80 to pay off a winning policy number from the preceding day’s action. This $80 was admitted into evidence for the limited purpose of showing the intention of the parties on September 30, but, in the final charge to the jury, the trial court reversed itself and instructed the jury to disregard the $80 payment as well as evidence concerning the conversation between the officer and Taddei on October 1. The officer’s undercover operation concluded on October 4, 1971.
I
The conspiracy was alleged to have taken place between August 25, 1971, and October 4, 1971.
3
The defendant challenges the state’s right to charge him under
With respect to the state’s power to charge under
Nor is there any error in the trial court’s limited admission and subsequent exclusion of evidence of events of October 1, i.e., the conversation between the officer and Taddei and the $80 which Taddei paid the officer. Although the court had barred the state from presenting evidence of a conspiracy which took place after September 30, this October 1 evidence was initially admitted for the limited purpose of showing the intention of the parties on September 30, the day a bet winning $80 was phoned in by the officer. The trial court, in its charge to the jury, however, reversed itself and told the jury to disregard this October 1 evidence and to consider only events which occurred on or up to September 30. In light of the strong and explicit language of the charge,
6
as well as a review of the particular
n
The defendant claims error in the denial of his motion to dismiss the information on the ground that under Wharton’s rule 7 the crime of policy playing is of such a character that one can be charged only for a substantive violation of the statute and not for conspiracy. We cannot agree.
In its most recent formulation, Wharton’s rule reads as follows: “An agreement by two persons to commit a crime cannot be prosecuted as a conspiracy when the crime is of such a nature as to necessarily require the participation of two persons for its commission.” 1 Wharton, Criminal Law & Procedure (Anderson Ed.) §89, p. 191, cited in
In a recent opinion, the United States Supreme Court reviewed Wharton’s rule at length and declined to hold that the doctrine required reversal of a conviction for conspiracy to violate a federal antigambling statute.
Iannelli
v.
United States,
The court concluded that “Wharton’s Rule applies only to offenses that require concerted criminal activity, a plurality of criminal agents. In such cases, a closer relationship exists between the conspiracy and the substantive offense because both require collective criminal activity.” (Emphasis in original.) Iannelli v. United States, supra, 785.
It is true that gambling generally involves the participation not only of bettors but also of people who accept and process these bets. The policy playing statute in effect at the time of this
Our holding on this issue is consistent with
State
v.
McLaughlin,
supra, 335, in which we upheld a conviction for conspiracy to operate a telegraph and telephone apparatus for transmitting and receiving information concerning horse races upon which bets were to be placed. It was noted in that case that the legislature intended to punish only those who were transmitting the betting information and not those who received it, and in
State
v.
Faillace,
This statement is logically persuasive when applied to the present case. The trial court did not err in denying the defendant’s motion to dismiss the information on the ground it violated Wharton’s rule.
Ill
Before trial, the defendant unsuccessfully moved to suppress (1) three tapes made by the officer of his telephone calls to “Roger” on September 28, 29, and 30, and (2) the tape of a September 26 conversation between the officer and John Taddei. The defendant also moved to suppress the transcripts of these conversations. The basis of his objection
A
Present federal and state wiretapping and eavesdropping statutes were drafted in response to a series of United States Supreme Court decisions which broke with the past and stated that one’s conversations were protected from illegal “seizure” within the meaning of the fourth amendment to the United States constitution:
Berger
v.
New York,
In Berger, the court invalidated a New York statute which authorized wiretapping and eavesdropping because the statute contained a “blanket grant of permission to eavesdrop . . . without adequate judicial supervision or protective procedures.” Id., 60. It was noted, in particular, that the statute permitted eavesdropping without requiring the belief that a particular offense had been or was being committed and without the need that the conversations sought be particularly described; that the eavesdropping was authorized for a two-month period, with extensions permitted; that there was no termination date specified once the conversation sought was actually seized; and that there was no requirement for notice as there was with conventional warrants. Id., 55-60.
Osborn, a case decided prior to Berger and Katz and upon which each relied to some degree; see Berger, supra, 63; Katz, supra, 355-56; stated (p. 329-30) that under “precise and discriminate circumstances,” a federal court could empower agents to use concealed electronic devices “for the narrow and particularized purpose of ascertaining the truth of the . . . allegations” of a “detailed factual affidavit alleging the commission of a specific criminal offense.”
Prior to Berger, Katz and Osborn, however, the Supreme Court had turned back contentions that the recording of a conversation by one of the participants or the overhearing of a conversation by a third party with the consent of one of the parties violated the fourth amendment.
In
Lopez
v.
United States,
The court in
Lopez
relied on
On Lee
v.
United States,
Although it might appear at first blush that the constitutional doctrines of
Lopez
and
On Lee
could not survive
Berger, Katz
and
Osborn,
these cases were harmonized by the Supreme Court in the 1971 case of
United States
v.
White,
In its discussion of On Lee, the plurality opinion in White 9 acknowledged that to the extent On Lee rejected the claim that there was no fourth amendment violation “because the informer had not trespassed when he entered the defendant’s premises and conversed with him,” it could not survive Katz. Id., 750. The court, however, cited an alternative ground for the holding in On Lee which could survive Katz, i.e., that the defendant was “talking confidentially and indiscreetly with one he trusted and he was overheard. ... It would be dubious service to the genuine liberties protected by the Fourth Amendment to make them bedfellows with spurious liberties improvised by farfetched analogies which would liken eavesdropping to a conversation, with the connivance of one of the parties, to an unreasonable search or seizure.” Id.
The court went on to explain (p. 751) the viability of
On Lee
and
Lopez
in the wake of
Berger, Katz
and
Osborn
as follows: “Concededly a police agent who conceals his police connections may write down for official use his conversations with a defendant and testify concerning them, without a warrant authorizing his encounters with the defendant and without otherwise violating the latter’s Fourth Amendment rights.
Hoffa
v.
United States,
Thus, having considered the constitutional framework for wiretapping and electronic surveillance, we turn to the federal and state statutes here in issue.
B
The present federal wiretapping and electronic surveillance statute, the Omnibus Crime Control and Safe Streets Act of 1968, Public Law 90-351, Title III, § 802, 82 Stat. 212, codified as
The purposes of title III, which are set forth in detail in the Congressional findings,
10
are two-fold: protecting the privacy of oral and wire communications while delineating on a uniform basis the narrow and clearly-defined circumstances and con
For these reasons, then, it is apparent that in the present case the actions taken by the undercover officer in taping and transcribing his own conversations are not violative of the federal constitution,
Connecticut’s wiretapping and electronic surveillance statute, 1971 Public Acts, No. 68, codified as
While Connecticut’s statute resembles title III in many respects, it contains, however, none of the broad prohibitions against wiretapping and electronic surveillance which are contained in
Thus, there is nothing in the state statute which prohibits the undercover officer from making tapes of his own conversations and transcribing them for introduction into evidence. It is a fundamental-axiom of statutory construction that criminal laws must be strictly construed, and the officer’s actions would be illegal only if the statute made them so.
State
v.
Cataudella,
There is no error.
In this opinion the other judges concurred.
Notes
John Taddei, along with five other men whom the officer had contacted during the investigation, were named, but not charged, in the informations.
The officer also taped his telephone conversations to “Boger” of October 1 through October 4, but in view of the trial court’s decision to exclude evidence which occurred after September 30, these tapes and transcripts were not submitted to the jury.
The original information in this ease, dated November 8, 1971, charged the defendant with conspiracy to commit the crime of policy playing in violation of
Former
The court charged the jury in pertinent part as follows: “I had allowed some evidence in at that time, at the time of the trial, for limited purposes. Tn reviewing that at this time, and for purposes of this charge, I am now instructing you to disregard that. You cannot consider it. You must limit your consideration to the evidence of acts and facts which occurred on or up to September 30. What
“Wharton’s Rule owes its name to Francis WTiarton, whose treatise on criminal law identified the doctrine and its fundamental rationale.”
Iannelli
v.
United States,
Former
Mr. Justice White wrote the plurality opinion in which Chief Justice Burger, Mr. Justice Stewart and Mr. Justice Blackmun joined. Mr. Justice Black and Mr. Justice Brennan concurred in the result for reasons set forth in their individual opinions, and Mr. Justice Douglas, Mr: Justice Harlan and Mr. Justice Marshall each filed dissenting opinions.
Section 801 of the Omnibus Crime Control and Safe Streets Act reads:
“On the basis of its own investigation and of published studies, the Congress makes the following findings:
(a) Wire communications are normally conducted through the use of facilities which form part of an interstate network. The same facilities are used for interstate and intrastate communications. There has been extensive wiretapping carried on without legal sanctions and without the consent of any of the parties to the conversation. Electronic, mechanical, and other intercepting devices are being used to overhear oral conversations made in private, without the consent of any of the parties to such communications. The contents of these communications and evidence derived therefrom are being used by public and private parties as evidence in court and administrative proceedings, and by persons whose activities affect interstate commerce. The possession, manufacture, distribution, advertising, and use of these devices are facilitated by interstate commerce.
(b) In order to protect effectively the privacy of wire and oral communications, to protect the integrity of court and administrative proceedings, and to prevent the obstruction of interstate commerce, it is necessary for Congress to define on a uniform basis the eircum-
(c) Organized criminals make extensive use of wire and oral- communications in their criminal activities. The interception of such communications to obtain evidence of the commission of crimes or to prevent their commission is an indispensable aid to law enforcement and the administration of justice.
(d) To safeguard the privacy of innocent persons, the interception of wire or oral communications where none of the parties to the communication has consented to the interception should be allowed only when authorized by a court of competent jurisdiction and should remain under the control and supervision of the authorizing court. Interception of wire and oral communications should further be limited to certain major types of offenses and specific categories of crime with assurances that the interception is justified and that the information obtained thereby will not be misused.”
“Intercept” is defined as “the aural acquisition of the contents of any wire or oral communication through the use of any electronic, mechanical or other device.”
In Rathbun
v.
United States,
Section 605 reads in pertinent part that “no person not being authorized by the sender shall intercept any communication and divulge or publish the existence, contents, substance, purport, effect or meaning of such intercepted communication to any person . . . .” Section 605 was amended by section 803 of title III of Publie Law 90-351, which inserted the words: “Excepted as authorized by chapter 119, title 18” at the beginning of the section. The legislative history makes dear that this change was intended to make the new section a substitute and not merely a reenactment of § 605. By this new language, the amendment was designed to insure that the regulation of the interception of wire or oral communications would be governed by chapter 119 of title 18, i.e., title III of the Crime Control Act, which governs the procedure by which a warrant for electronic surveillance may be obtained by law enforcement personnel. 1968 U.S. Code Cong, and Admin. News 2196.
The legislative history also makes it clear Congress intended that law enforcement personnel were to be excluded from the purview of § 605. As the Senate Judiciary Committee stated: “The new section is designed to regulate the conduct of communications personnel. It also provides that no person not authorized by the sender shall intercept any radio communication and divulge or publish the existence, contents, substance, purport, effect, or meaning of such intercepted communication to any person. ‘Person’ does not include a law enforcement officer acting in the normal course of his duties.” Id., 2197. See
United States
v.
Hall,
Sinee title III was in effeet during all pertinent periods in the instant case, it is that statute which must govern the undercover officer’s actions, not § 605.
Bathbun
is, nonetheless, instructive in the state of the law prior to the passage of title III and the decisions in
Berger, Sate
and
Osborn,
as well as the legislative intention behind the exemption for consensual recordings set forth in