United States v. RoseUnited States v. Rose
Cеdric Rose was convicted of one count of possession of crack cocaine with intent to distribute, one count of possession of a firearm in furtherance of a drug trafficking offense, and two counts of possession of a firearm by a convicted felon. He appeals his concurrent sentences of 360 months and his consecutive life sentence, claiming constitutional errors and insufficient evidence. We affirm.
I. BACKGROUND
Just after midnight on February 9, 2007, Officers Burke and Riede of the Dallas Police Department observed a vehicle arrive at a known drug house. The officers, who were standing next to their marked police car while watching the house, saw the vehicle remain parked outside the house for several minutes before it pulled off and began driving toward them. When the vehicle approached the police car, it stopped, backed up, turned around, and drove off in the opposite direction. The officers entered their car and followed the vehicle; when they saw that it was missing a rear license plate, they initiated a traffic stop.
Officer Riede approached the vehicle on the driver’s side, while Officer Burke approached from the passenger’s side. Aeisha Mitchell was driving, and Cedric Rose was sitting in the front passenger seat. Officer Burke shone a flashlight into the vehicle’s window and observed a baggie of marijuana and crack cocaine between Rose’s legs. When Officer Burke opened the door, Rose threw the baggie out of the vehicle, beyond the officer’s reach. Officer Burke attempted to handcuff Rose, but Rose resisted. During the ensuing struggle, Rose stated that he “need[ed his] chips” while he repeatedly tried to reach under the front passenger seat; there was a bag of potato chips in the vehicle’s center console. After he was subdued, Rose told the officers that there was a firearm under the front passenger seat; Officer Burke then found a loaded .38-caliber handgun with an obliterated serial number in the area Rose had tried to reach. A brief
Rose was charged by a four-count superseding indictment. The four counts were one count of possession with intent to distribute five grams or more of cocaine base, in violation of
After Officer Burke testified to the facts surrounding the traffic stop and arrest, the government called Monica Lopez, the supervisor of the drug laboratory at SWIFS. Lopez testified as an expert witness about the analysis that her laboratory had conducted on the crack cocaine Rose had thrown from the vehicle. SWIFS determined that the sample contained 15.5 grams of crack cocaine. Lopez identified the laboratory report that SWIFS had preparеd; she was not listed as the “Analyst,” but she signed the lab report as a “Reviewer.” Lopez testified that the analyst had generated the report. Rose did not object to Lopez’s testimony or to the report; the report was admitted into evidence. Rose’s cross-examination of Lopez focused exclusively on the calibration of the testing equipment.
The government’s next witness was Special Agent Dan Kaase of the Bureau of Alcohol, Tobacco, Firearms, and Explosives. He testified as an expert witness that drug dealers typically carry small handguns that can be conсealed. He further testified that the street value of 15.5 grams of crack cocaine was approximately $1,500, which was inconsistent with possession for personal use. According to Kaase, the fact that numerous smaller baggies containing crack cocaine were packaged inside a larger bag suggested that the drugs were intended for resale; Kaase also cited the lack of any drug paraphernalia to support that conclusion.
The government called Mitchell, the driver of the vehicle, to describe the events of that night as she recalled them. Shе testified that she did not know Rose had a gun with him that night and that she had seen Rose with the .38 before. She further testified that she overheard Rose tell the officers both that there was a gun in the vehicle and that she did not know it was there.
To support the two counts of possession of a firearm subsequent to a felony conviction, the government introduced records of Rose’s convictions for unauthorized use of a motor vehicle, felony theft, burglary of a building, aggravated robbery (on four occasions), and aggravated sexual assault. With regard to the fourth count in the superseding indictment, which was unrelated to Rose’s arrest on February 9, 2007, the government called Officer Erin Kas
To explain the circumstances of Rose’s July 30 arrest, the government called Jose Guevara to the stand. Guevara testified he and his coworker, Raul Castaneda, had visited a strip club on July 20, 2007, in Castaneda’s car — the one Rose was driving when he was arrested by Officer Kaschalk. Guevara drove the car to his home when Castaneda was arrested for public intoxication. While in the process of returning the cai' the following morning, Guevara encountered Rose and attempted to purchase powder cocaine. When Guevara declined to accept crack cocaine, Rose became frustrated and asked for the money anyway; when Guevara refused, Rose shot him in the leg, then pointed the gun at Guevara’s face. Guevara fled the car and collapsed; the car was gone when he looked back. When presented with a photograph of the .22-caliber handgun, Guevara testified that it looked like the gun Rose used to shoot him. Castaneda testified that the .22-caliber handgun was not in his ear on the night of July 20 and that he reported the car stolen after learning that Guevara had been shot.
The district court denied the defense’s motion for judgment of acquittal after the government rested its case in chief. The defense called Rose’s brother as a character witness before resting. The district court rendered a verdict of guilty on all four counts, then denied the defensе’s renewed motion for judgment of acquittal. Rose made an objection to the initial presentence report limited to the factual statements it contained, while the government objected that the report did not address the career offender statute,
II. DISCUSSION
Rose makes five arguments on appeal: (1) admission of the lab report without the testimony of the authoring analyst violated his rights under the Confrontation Clause of the Sixth Amendment; (2) there was insufficient evidence to convict him of possessing a firearm in furtherance of a drug trafficking offense; (3) the district court erred when it found his prior convictions for aggravated robbery were serious violent felonies triggering the career offender statute; (4) the career offender statute is unconstitutional; and (5) Rose’s lack of knowledge that the firearms had moved in interstate commerce precluded convictions for being a felon in possession of a firearm. We address each of these arguments in turn.
A. Confrontation Clause
Rose claims for the first time on appeal that the SWIFS lab report was tеstimonial hearsay, and its admission— without the accompanying testimony of the analyst who conducted the testing — violat
The Sixth Amendment provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.”
In Melendez-Diaz, the Court considered whether the defendant’s Confrontation Clause rights were violated when three certificates of analysis were admitted into evidence without the live testimony of any witnesses regarding how the tests were performed, what equipment was used, or what methodology was followed. Id. at 2532. The Court found that the certificates — -notarized documents describing the nature and quantity of the substances tested, and created for a prosecutorial purpose — -were properly considered affidavits, and were within the core class of testimonial statements triggering the right to confront the authoring analysts. Id. at 2531-32.
Rose asserts that the SWIFS lab report is testimonial, like the certificates of analysis in Melendez-Diaz, and he therefore was entitled to be confronted with the analyst who actually performed the tests. The government counters that Rose’s confrontation rights were not violated because Lopez, who was the supervisor of the laboratory and the reviewer of the analysis at issue and who signed the report as such, testified in court, and was subject to cross-examination by Rose. The government further аsserts that the ambiguity in the record regarding Lopez’s role in the testing precludes a finding on appeal that any error was plain.
We agree that the SWIFS lab report, like the certificates of analysis in
Melendez-Diaz,
is a testimonial statement for purposes of the Confrontation Clause. However, we conclude that, on this record, any error that may have resulted from admitting the SWIFS lab report was not plain. As an initial matter, Lopez’s testi
We clarify here that we do not hold that the prosecution may avoid confrontation issues through the in-court testimony of any witness who signed a lab report without regard to that witness’s role in conducting tests or preparing the report. Instead, we refer to the above language from
Melendez-Diaz
to illustrate that any error that may have arisen from the facts of this case — another issue on which we reserve judgment — was not plain as required by our standard of review under
Rose asserts that there was insufficient evidence to convict him of possession of a firearm in furtherance of a drug trafficking offense. Because Rose moved for judgment of acquittal under
Certain criminal penalties apply when “a[ ] person ..., during and in relation to any crime of violence or drug trafficking crime ..., uses or carries a firearm, or ... in furtherance of any such crime, possesses a firearm.”
(1) the type of drug activity being conducted; (2) the accessibility of the firearm; (3) the type of weapon; (4) whether the weapon is stolen; (5) whether the possession is lawful; (6) whether the gun is loaded; (7) the weapon’s proximity to drugs or drug profits; аnd (8) the time and circumstances under which the gun is found.
United States v. Charles,
Taking the evidence in the light most favorable to the government and applying these eight factors, we conclude that a rational trier of fact could have found Rose guilty beyond a reasonable doubt. First, Rose possessed the crack cocaine for distribution, as demonstrated by the amount of the drug and the fact that it was packaged in individual baggies; Special Agent Kaase testified that drug dealers often carry handguns for protection. The .38-caliber handgun was underneath Rose’s seat and not closed in any other comрartment of the vehicle. In addition, the weapon was a handgun capable of being concealed on or near Rose’s person. It is not clear whether the weapon
C. Prior Convictions Triggering the Career Offender Statute,
In seeking to avoid the life sentence imposed against him, Rose claims that the district court erred in concluding that his prior convictions triggered the career offender provision of
The career offender statute provides that “a person who is convicted ... of a serious violent felony shall be sentenced to life imprisonment if ... the person has been convicted [of] ... 2 or more serious violent felonies.”
(i) a Federal or State offense, by whatever designation and wherever committed, consisting of ... robbery (as described in section 2111, 2113, оr 2118) ...; and
(ii) any other offense punishable by a maximum term of imprisonment of 10 years or more that has as an element the use, attempted use, or threatened use of physical force against the person of another or that, by its nature, involves a substantial risk that physical force against the person of another may be used in the course of committing the offense[.J
Rose cites
D. Constitutionality of the Career Offender Statute,
Rose contends that the career offender statute,
E. Evidence that the Firearms Had Moved in Interstate Commerce
Rose argues that we should vacate his two convictions for possession of firearms by a felon in violation of
‘Whether ... a
mens rea
requirement exists is a question of law, which we review
de novo.” United States v. Privett,
Flores-Figueroa
does not modify the proof required for conviction and sentencing under
We will overrule a prior panel opinion in response to an intervening decision of the Supreme Court only if “ ‘such overruling is
unequivocally
directed.’ ”
Cain v. Transocean Offshore USA, Inc.,
III. CONCLUSION
Rose has not demonstrated that admission of the lab report was plain error. The district court had suffiсient evidence to convict him of possession of a firearm in furtherance of a drug trafficking offense, and it committed no error in finding that Rose’s prior convictions for aggravated robbery were serious violent felonies triggering the career offender statute. Rose’s remaining contentions are foreclosed by circuit precedent. We therefore AFFIRM Rose’s conviction and sentence.
Notes
. The third count charged Rose with possession of the .38-caliber firearm on February 9, 2007, when he was arrested by Officer Burke. The fourth count charged Rose with possession of a .22-caliber firearm on July 30, 2007.
. Because it would not affect our conclusion on this issue, we do not address the government’s argument that Rose waived his Confrontation Clause objection.
. For example, when asked what procedures were used to analyze the drugs seized, Lopez replied, "We use a combination of analytical techniques ____” ' When asked about how a color test is performed and what was done in the lab, Lopez answered, “In this case, the analyst typically takes a solution, places it in a clean well plate and adds the substance to it. The substance produces a color rеaction, which gives us an idea of whether it’s cocaine or some other substance. In this case, it gave us an indication that it was cocaine.’’ Rose’s cross-examination of Lopez focused exclusively on the calibration of the testing equipment; it did not probe whether Lopez was referring to the lab’s procedures generally or whether she had personal knowledge of the tests performed in this case.
. In finding that any error was not plain, we note also that other courts have reached varying conclusions when faced with related factual situations.
Compare Larkin v. Yates,
No. 09-2034,
. The aggravated robbery statute provides, in relevant part:
A person commits an offense if he commits robbery as defined in Section 29.02, and he: (1) causes serious bodily injury to another; [or] (2) uses or exhibits a deadly weapon[.]
A person commits an offense if, in the course of committing theft as defined in Chapter 31 and with intent to obtain or maintain control of the property, he:
(1) intentionally, knowingly, or recklessly causes bodily injury to another; or
(2) intentionally or knowingly threatens or places another in fear of imminent bodily injury or death.
. Rose insists that under
United States v. Ocana,
.
. That section provides:
In the case of a person who violatessection 922(g) of this title and has three previous convictions by any court referred to insection 922(g)(1) of this title for a violent felony or a serious drug offense, or both, committed on occasions different from one another, such person shall be fined under this title and imprisoned not less than fifteen years, and, notwithstanding any other provision of law, the court shall not suspend the sentence of, or grant a probationary sentence to, such person with respect to the conviction undersection 922(g) .
. Even assuming arguendo that the "knowingly" requirement in