CUTTER ET AL. v. WILKINSON, DIRECTOR, OHIO DEPARTMENT OF REHABILITATION AND CORRECTION, ET AL.
No. 03-9877
Supreme Court of the United States
Argued March 21, 2005-Decided May 31, 2005
544 U.S. 709
David Goldberger argued the cause for petitioners. With him on the briefs were Marc D. Stern and Benson A. Wolman.
Acting Solicitor General Clement argued the cause for the United States as respondent under this Court‘s Rule 12.6 in support of petitioners. With him on the briefs were Assistant Attorney General Keisler, Patricia A. Millett, Mark B. Stern, and Michael S. Raab.
Douglas R. Cole, State Solicitor of Ohio, argued the cause for respondents. With him on the brief were Jim Petro, Attorney General, Stephen P. Carney, Senior Deputy Solicitor, and Todd R. Marti and Franklin E. Crawford, Assistant Solicitors.*
*Briefs of amici curiae urging reversal were filed for the State of New York et al. by Eliot Spitzer, Attorney General of New York, Caitlin J. Halligan, Solicitor General, Daniel Smirlock, Deputy Solicitor General, and Jean Lin and Benjamin N. Gutman, Assistant Solicitors General, and by Christine O. Gregoire, Attorney General of Washington; for the American Correctional Chaplains Association et al. by Gene C. Schaerr; for Americans United for Separation of Church and State et al. by David M. Gossett, David C. Fathi, Ayesha N. Khan, Richard B. Katskee, Alex J. Luchenitser, and Steven R. Shapiro; for the National Association of Evangelicals et al. by Douglas Laycock and Nathan J. Diament; and for Sen. Orrin G. Hatch et al. by Martin S. Lederman.
Briefs of amici curiae urging affirmance were filed for the Commonwealth of Virginia et al. by Judith Williams Jagdmann, Attorney General of Virginia, William E. Thro, State Solicitor General, Maureen Riley Matsen, Deputy Attorney General, and Matthew M. Cobb, Carla R. Collins, Eric A. Gregory, Joel C. Hoppe, Courtney M. Malveaux, Valerie L. Myers,
Briefs of amici curiae were filed for the Coalition for the Free Exercise of Religion by Anthony R. Picarello, Jr., and K. Hollyn Hollman; for the International Municipal Lawyers Association et al. by Marci A. Hamilton; and for the Rutherford Institute by James J. Knicely and John W. Whitehead.
Section 3 of the Religious Land Use and Institutionalized Persons Act of 2000 (RLUIPA or Act), 114 Stat. 804,
For purposes of this litigation at its current stage, respondents have stipulated that petitioners are members of bona fide religions and that they are sincere in their beliefs. Gerhardt v. Lazaroff, 221 F. Supp. 2d 827, 833 (SD Ohio 2002).
In response to petitioners’ complaints, respondent prison officials have mounted a facial challenge to the institutionalized-persons provision of RLUIPA; respondents contend, inter alia, that the Act improperly advances religion in violation of the First Amendment‘s Establishment Clause. The District Court denied respondents’ motion to dismiss petitioners’ complaints, but the Court of Appeals reversed that determination. The appeals court held, as the prison officials urged, that the portion of RLUIPA applicable to institutionalized persons,
“This Court has long recognized that the government may... accommodate religious practices... without violating the Establishment Clause.” Hobbie v. Unemployment Appeals Comm‘n of Fla., 480 U. S. 136, 144-145 (1987). Just last Term, in Locke v. Davey, 540 U. S. 712 (2004), the Court reaffirmed that “there is room for play in the joints between” the Free Exercise and Establishment Clauses, allowing the government to accommodate religion beyond free exercise requirements, without offense to the Establishment Clause.
I
A
RLUIPA is the latest of long-running congressional efforts to accord religious exercise heightened protection from government-imposed burdens, consistent with this Court‘s precedents. Ten years before RLUIPA‘s enactment, the Court held, in Employment Div., Dept. of Human Resources of Ore. v. Smith, 494 U. S. 872, 878-882 (1990), that the First Amendment‘s Free Exercise Clause does not inhibit enforcement of otherwise valid laws of general application that incidentally burden religious conduct. In particular, we ruled that the Free Exercise Clause did not bar Oregon from enforcing its blanket ban on peyote possession with no allowance for sacramental use of the drug. Accordingly, the State could deny unemployment benefits to persons dismissed from their jobs because of their religiously inspired peyote use. Id., at 874, 890. The Court recognized, however, that the political branches could shield religious exercise through legislative accommodation, for example, by making an exception to proscriptive drug laws for sacramental peyote use. Id., at 890.
Responding to Smith, Congress enacted the Religious Freedom Restoration Act of 1993 (RFRA), 107 Stat. 1488,
Congress again responded, this time by enacting RLUIPA. Less sweeping than RFRA, and invoking federal authority under the Spending and Commerce Clauses, RLUIPA targets two areas: Section 2 of the Act concerns land-use regulation,
Before enacting § 3, Congress documented, in hearings spanning three years, that “frivolous or arbitrary” barriers impeded institutionalized persons’ religious exercise. See 146 Cong. Rec. 16698, 16699 (2000) (joint statement of Sen. Hatch and Sen. Kennedy on RLUIPA) (hereinafter Joint Statement) (“Whether from indifference, ignorance, bigotry, or lack of resources, some institutions restrict religious liberty in egregious and unnecessary ways.“).5 To se-
B
Petitioners initially filed suit against respondents asserting claims under the First and Fourteenth Amendments. After RLUIPA‘s enactment, petitioners amended their complaints to include claims under § 3. Respondents moved to dismiss the statutory claims, arguing, inter alia, that § 3 violates the Establishment Clause. 221 F. Supp. 2d, at 846. Pursuant to
Adopting the report and recommendation of the Magistrate Judge, the District Court rejected the argument that § 3 conflicts with the Establishment Clause. 221 F. Supp. 2d, at 846-848. As to the Act‘s impact on a prison‘s staff and general inmate population, the court stated that RLUIPA “permits safety and security-which are undisputedly compelling state interests-to outweigh an inmate‘s claim to a religious accommodation.” Id., at 848. On the thin record before it, the court declined to find, as respondents had urged, that enforcement of RLUIPA, inevitably, would compromise prison security. Ibid.
On interlocutory appeal pursuant to
We granted certiorari to resolve the conflict among Courts of Appeals on the question whether RLUIPA‘s institutionalized-persons provision, § 3 of the Act, is consistent with the Establishment Clause of the First Amendment. 543 U. S. 924 (2004).7 Compare 349 F. 3d 257 with Madison v. Riter, 355 F. 3d 310, 313 (CA4 2003) (§ 3 of RLUIPA does not violate the Establishment Clause); Charles v. Verhagen, 348 F. 3d 601, 610-611 (CA7 2003) (same); Mayweathers v. Newland, 314 F. 3d 1062, 1068-1069 (CA9 2002) (same). We
II
A
The Religion Clauses of the First Amendment provide: “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof.” The first of the two Clauses, commonly called the Establishment Clause, commands a separation of church and state. The second, the Free Exercise Clause, requires government respect for, and noninterference with, the religious beliefs and practices of our Nation‘s people. While the two Clauses express complementary values, they often exert conflicting pressures. See Locke, 540 U. S., at 718 (“These two Clauses... are frequently in tension.“); Walz, 397 U. S., at 668-669 (“The Court has struggled to find a neutral course between the two Religion Clauses, both of which are cast in absolute terms, and either of which, if expanded to a logical extreme, would tend to clash with the other.“).
Our decisions recognize that “there is room for play in the joints” between the Clauses, id., at 669, some space for legislative action neither compelled by the Free Exercise Clause nor prohibited by the Establishment Clause. See, e. g., Smith, 494 U. S., at 890 (“[A] society that believes in the negative protection accorded to religious belief can be expected to be solicitous of that value in its legislation....“); Amos, 483 U. S., at 329-330 (Federal Government may exempt secular nonprofit activities of religious organizations from Title VII‘s prohibition on religious discrimination in employment); Sherbert v. Verner, 374 U. S. 398, 422 (1963) (Harlan, J., dissenting) (“The constitutional obligation of ‘neutrality’ is not so narrow a channel that the slightest deviation from an absolutely straight course leads to condemnation.” (citation omitted)). In accord with the majority of Courts of Appeals that have ruled on the question, see supra, at 718 and this
Foremost, we find RLUIPA‘s institutionalized-persons provision compatible with the Establishment Clause because it alleviates exceptional government-created burdens on private religious exercise. See Board of Ed. of Kiryas Joel Village School Dist. v. Grumet, 512 U. S. 687, 705 (1994) (government need not “be oblivious to impositions that legitimate exercises of state power may place on religious belief and practice“); Amos, 483 U. S., at 349 (O‘CONNOR, J., concurring in judgment) (removal of government-imposed burdens on religious exercise is more likely to be perceived “as an accommodation of the exercise of religion rather than as a Government endorsement of religion“). Furthermore, the Act on its face does not founder on shoals our prior decisions have identified: Properly applying RLUIPA, courts must take adequate account of the burdens a requested accommodation may impose on nonbeneficiaries, see Estate of Thornton v. Caldor, Inc., 472 U. S. 703 (1985); and they must be satisfied that the Act‘s prescriptions are and will be administered neutrally among different faiths, see Kiryas Joel, 512 U. S. 687.8
“[T]he ‘exercise of religion’ often involves not only belief and profession but the performance of... physical acts [such as] assembling with others for a worship service [or] participating in sacramental use of bread and wine....” Smith, 494 U. S., at 877. Section 3 covers state-run institutions-mental hospitals, prisons, and the like-in which the government exerts a degree of control unparalleled in civilian soci-
We do not read RLUIPA to elevate accommodation of religious observances over an institution‘s need to maintain order and safety. Our decisions indicate that an accommodation must be measured so that it does not override other significant interests. In Caldor, the Court struck down a Connecticut law that “arm[ed] Sabbath observers with an absolute and unqualified right not to work on whatever day they designate[d] as their Sabbath.” 472 U. S., at 709. We held the law invalid under the Establishment Clause because it “unyielding[ly] weigh[ted]” the interests of Sabbatarians “over all other interests.” Id., at 710.
We have no cause to believe that RLUIPA would not be applied in an appropriately balanced way, with particular sensitivity to security concerns. While the Act adopts a
Finally, RLUIPA does not differentiate among bona fide faiths. In Kiryas Joel, we invalidated a state law that carved out a separate school district to serve exclusively a
B
The Sixth Circuit misread our precedents to require invalidation of RLUIPA as “impermissibly advancing religion by giving greater protection to religious rights than to other constitutionally protected rights.” 349 F. 3d, at 264. Our decision in Amos counsels otherwise. There, we upheld against an Establishment Clause challenge a provision exempting “religious organizations from Title VII‘s prohibition against discrimination in employment on the basis of religion.” 483 U. S., at 329. The District Court in Amos, reasoning in part that the exemption improperly “single[d] out religious entities for a benefit,” id., at 338, had “declared the statute unconstitutional as applied to secular activity,” id., at 333. Religious accommodations, we held, need not “come packaged with benefits to secular entities.” Id., at 338; see Madison, 355 F. 3d, at 318 (“There is no requirement that legislative protections for fundamental rights march in lockstep.“).
Were the Court of Appeals’ view the correct reading of our decisions, all manner of religious accommodations would fall. Congressional permission for members of the military to wear religious apparel while in uniform would fail, see
In upholding RLUIPA‘s institutionalized-persons provision, we emphasize that respondents “have raised a facial challenge to [the Act‘s] constitutionality, and have not contended that under the facts of any of [petitioners‘] specific cases... [that] applying RLUIPA would produce unconstitutional results.” 221 F. Supp. 2d, at 831. The District Court, noting the underdeveloped state of the record, concluded: A finding “that it is factually impossible to provide the kind of accommodations that RLUIPA will require without significantly compromising prison security or the levels of service provided to other inmates” cannot be made at this juncture. Id., at 848 (emphasis added).13 We agree.
“For more than a decade, the federal Bureau of Prisons has managed the largest correctional system in the Nation under the same heightened scrutiny standard as RLUIPA without compromising prison security, public safety, or the constitutional rights of other prisoners.” Brief for United States 24 (citation omitted). The Congress that enacted RLUIPA was aware of the Bureau‘s experience. See Joint Statement 16700 (letter from Dept. of Justice to Sen. Hatch) (“[W]e do not believe [RLUIPA] would have an unreasonable
Should inmate requests for religious accommodations become excessive, impose unjustified burdens on other institutionalized persons, or jeopardize the effective functioning of an institution, the facility would be free to resist the imposition. In that event, adjudication in as-applied challenges would be in order.
*
*
*
For the reasons stated, the judgment of the United States Court of Appeals for the Sixth Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
JUSTICE THOMAS, concurring.
I join the opinion of the Court. I agree with the Court that the Religious Land Use and Institutionalized Persons Act of 2000 (RLUIPA) is constitutional under our modern Establishment Clause case law.1 I write to explain why a
I
The Establishment Clause provides that “Congress shall make no law respecting an establishment of religion.” Amdt. 1. As I have explained, an important function of the Clause was to “ma[ke] clear that Congress could not interfere with state establishments.” Elk Grove Unified School Dist. v. Newdow, 542 U. S. 1, 50 (2004) (opinion concurring in judgment). The Clause, then, “is best understood as a
Ohio‘s vision of the range of protected state authority overreads the Clause. Ohio and its amici contend that, even though “States can no longer establish preferred churches” because the Clause has been incorporated against the States through the Fourteenth Amendment,3 “Congress is as unable as ever to contravene constitutionally permissible State choices regarding religious policy.” Brief for Respondents 26 (emphasis added); Brief for Commonwealth of Virginia et al. as Amici Curiae 6-13. That is not what the Clause says. The Clause prohibits Congress from enacting legislation “respecting an establishment of religion” (emphasis added); it does not prohibit Congress from enacting legislation “respecting religion” or “taking cognizance of religion.”
History, at least that presented by Ohio, does not show that the Clause hermetically seals the Federal Government out of the field of religion. Ohio points to, among other things, the words of James Madison in defense of the Constitution at the Virginia Ratifying Convention: “There is not a shadow of right in the general government to intermeddle with religion. Its least interference with it would be a most flagrant usurpation.” General Defense of the Constitution (June 12, 1788), reprinted in 11 Papers of James Madison 130 (R. Rutland, C. Hobson, W. Rachal, & J. Sisson eds. 1977). Ohio also relies on James Iredell‘s statement discussing the Religious Test Clause at the North Carolina Ratifying Convention:
“[Congress] certainly [has] no authority to interfere in the establishment of any religion whatsoever.... Is there any power given to Congress in matters of reli-
gion? Can they pass a single act to impair our religious liberties? If they could, it would be a just cause of alarm.... If any future Congress should pass an act concerning the religion of the country, it would be an act which they are not authorized to pass, by the Constitution, and which the people would not obey.” Debate in North Carolina Ratifying Convention (July 30, 1788), in 5 Founders’ Constitution 90 (P. Kurland & R. Lerner eds. 1987).
These quotations do not establish the Framers’ beliefs about the scope of the Establishment Clause. Instead, they demonstrate only that some of the Framers may have believed that the National Government had no authority to legislate concerning religion, because no enumerated power gave it that authority. Ohio‘s Spending Clause and Commerce Clause challenges, therefore, may well have merit. See n. 2, supra.
In any event, Ohio has not shown that the Establishment Clause codified Madison‘s or Iredell‘s view that the Federal Government could not legislate regarding religion. An unenacted version of the Clause, proposed in the House of Representatives, demonstrates the opposite. It provided that “Congress shall make no laws touching religion, or infringing the rights of conscience.” 1 Annals of Cong. 731 (1789); see also Wallace v. Jaffree, 472 U. S. 38, 96-97 (1985) (REHNQUIST, J., dissenting). The words ultimately adopted, “Congress shall make no law respecting an establishment of religion,” “identified a position from which [Madison] had once sought to distinguish his own,” Hamburger, Separation of Church and State, at 106. Whatever he thought of those words, “he clearly did not mind language less severe than that which he had [previously] used.” Ibid. The version of the Clause finally adopted is narrower than Ohio claims.
Nor does the other historical evidence on which Ohio relies-Joseph Story‘s Commentaries on the Constitution-prove its theory. Leaving aside the problems with relying
In short, the view that the Establishment Clause precludes Congress from legislating respecting religion lacks historical provenance, at least based on the history of which I am aware. Even when enacting laws that bind the States pursuant to valid exercises of its enumerated powers, Congress need not observe strict separation between church and state, or steer clear of the subject of religion. It need only refrain from making laws “respecting an establishment of religion“; it must not interfere with a state establishment of religion. For example, Congress presumably could not require a State to establish a religion any more than it could preclude a State from establishing a religion.
II
On its face-the relevant inquiry, as this is a facial challenge-RLUIPA is not a law “respecting an establishment of
In addition, RLUIPA‘s text applies to all laws passed by state and local governments, including “rule[s] of general applicability,” ibid., whether or not they concern an establishment of religion. State and local governments obviously have many laws that have nothing to do with religion, let alone establishments thereof. Numerous applications of RLUIPA therefore do not contravene the Establishment Clause, and a facial challenge based on the Clause must fail. See United States v. Booker, 543 U. S. 220, 314 (2005) (THOMAS, J., concurring in part and dissenting in part); United States v. Salerno, 481 U. S. 739, 745 (1987).
It also bears noting that Congress, pursuant to its Spending Clause authority, conditioned the States’ receipt of federal funds on their compliance with RLUIPA.
