UNITED STATES v. HAYES
No. 07-608
SUPREME COURT OF THE UNITED STATES
Argued November 10, 2008—Decided February 24, 2009
555 U.S. 415
Nicole A. Saharsky argued the cause for the United States. On the brief were Solicitor General Garre, Acting Assistant Attorney General Friedrich, Deputy Solicitor General Dreeben, Leondra R. Kruger, and Thomas E. Booth.
Troy Nino Giatras argued the cause for respondent. With him on the brief were Michael F. Smith, James F. Gehrke, Kimberly Horsley Allen, and John H. Dudley, Jr.*
The federal Gun Control Act of 1968,
I
In 2004, law enforcement officers in Marion County, West Virginia, came to the home of Randy Edward Hayes in response to a 911 call reporting domestic violence. Hayes consented to a search of his home, and the officers discovered a rifle. Further investigation revealed that Hayes had recently possessed several other firearms as well. Based on this evidence, a federal grand jury returned an indictment in 2005, charging Hayes, under
The indictment identified Hayes‘s predicate misdemeanor crime of domestic violence as a 1994 conviction for battery in violation of West Virginia law.1 The victim of that battery, the indictment alleged, was Hayes‘s then-wife—a person who “shared a child in common” with Hayes and “who was cohabitating with . . . him as a spouse.” App. 3.2
Asserting that his 1994 West Virginia battery conviction did not qualify as a predicate offense under
In a 2-to-1 decision, the United States Court of Appeals for the Fourth Circuit reversed. A
II
Section 922(g)(9) makes it “unlawful for any person . . . who has been convicted in any court of a misdemeanor crime of domestic violence . . . [to] possess in or affecting commerce, any firearm or ammunition.” Section 921(a)(33)(A) defines “misdemeanor crime of domestic violence” as follows:
“[T]he term ‘misdemeanor crime of domestic violence’ means an offense that—
“(i) is a misdemeanor under Federal, State, or Tribal law; and
“(ii) has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or
guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabitating with or has cohabitated with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent, or guardian of the victim.” (Footnote omitted.)
This definition, all agree, imposes two requirements: First, a “misdemeanor crime of domestic violence” must have, “as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon.” Second, it must be “committed by” a person who has a specified domestic relationship with the victim. The question here is whether the language of
We note as an initial matter that
Treating the relationship between aggressor and victim as an element of the predicate offense is also awkward as a matter of syntax. It requires the reader to regard “the use or attempted use of physical force, or the threatened use of a deadly weapon” as an expression modified by the relative clause “committed by.” In ordinary usage, however, we
In reaching the conclusion that
Had Congress placed the “committed by” phrase in its own clause, set off from clause (ii) by a semicolon or a line break, the lawmakers might have better conveyed that “committed by” modifies only “offense” and not “use” or “element.” Congress’ less-than-meticulous drafting, however, hardly shows that the legislators meant to exclude from
As structured,
A related statutory provision,
Section 2803(3)(C) authorizes federal agents to “make an arrest without a warrant for an offense committed in Indian country if—”
“the offense is a misdemeanor crime of domestic violence . . . and has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabitating with or has cohabitated with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent or guardian of the victim. . . .”
At the time Congress enacted
As a second justification for its construction of
Applying the rule of the last antecedent here would require us to accept two unlikely premises: that Congress employed the singular “element” to encompass two distinct concepts, and that it adopted the awkward construction “commi[t]” a “use.” See supra, at 421-423. Moreover, as the dissent acknowledges, post, at 433, the last-antecedent rule
Most sensibly read, then,
III
Practical considerations strongly support our reading of
Construing
As of 1996, only about one-third of the States had criminal statutes that specifically proscribed domestic violence. See Brief for United States 23, n. 8.8 Even in those States, domestic abusers were (and are) routinely prosecuted under generally applicable assault or battery laws. See Tr. of Oral Arg. 19. And no statute defining a distinct federal misdemeanor designated as an element of the offense a domestic relationship between aggressor and victim. Yet Congress defined “misdemeanor crime of domestic violence” to include “misdemeanor[s] under Federal . . . law.”
Congress did revise the language of
Indeed, in a floor statement discussing the revised version of
“[C]onvictions for domestic violence-related crimes often are for crimes, such as assault, that are not explicitly identified as related to domestic violence. Therefore, it will not always be possible for law enforcement authorities to determine from the face of someone‘s criminal record whether a particular misdemeanor con-
viction involves domestic violence, as defined in the new law.” Id., at 26675.
The remarks of a single Senator are “not controlling,” Consumer Product Safety Comm‘n v. GTE Sylvania, Inc., 447 U. S. 102, 118 (1980), but, as Hayes recognizes, the legislative record is otherwise “absolutely silent.” See Tr. of Oral Arg. 32, 35. It contains no suggestion that Congress intended to confine
IV
The rule of lenity, Hayes contends, provides an additional reason to construe
*
*
*
For the reasons stated, the judgment of the United States Court of Appeals for the Fourth Circuit is reversed, and the
It is so ordered.
CHIEF JUSTICE ROBERTS, with whom JUSTICE SCALIA joins, dissenting.
A person convicted of a “misdemeanor crime of domestic violence” is prohibited from possessing a firearm.
Section 921(a)(33)(A) provides:
“[T]he term ‘misdemeanor crime of domestic violence’ means an offense that—
“(i) is a misdemeanor under Federal, State, or Tribal law; and
“(ii) has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabitating with or has cohabitated with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent, or guardian of the victim.” (Footnote omitted.)
The majority would read the “committed by” phrase in clause (ii) to modify the word “offense” in the opening clause of subparagraph (A), leapfrogging the word “element” at the outset of clause (ii). That reading does not require the specified domestic relationship in clause (ii) to be an element of the predicate misdemeanor statute. Individuals convicted under generic use-of-force statutes containing no reference to domestic violence would therefore be subject to prosecution under
That seems to be the most natural reading right off the bat. The term at issue is “misdemeanor crime of domestic violence.” That is a defined term—so the definition certainly must be parsed—but it would be at least surprising to find from that parsing that a “misdemeanor crime of domestic violence” need not by its terms have anything to do with domestic violence.
The grammatical rule of the last antecedent indicates that the domestic relationship is a required element of the predicate offense. That rule instructs that “a limiting clause or phrase . . . should ordinarily be read as modifying only the noun or phrase that it immediately follows.” Barnhart v. Thomas, 540 U. S. 20, 26 (2003). Pursuant to that rule, the “committed by” phrase in clause (ii) is best read to modify the preceding phrase “the use or attempted use of physical force, or the threatened use of a deadly weapon.” See 482 F. 3d, at 754-755. By not following the usual grammatical rule, the majority‘s reading requires jumping over two line breaks, clause (i), a semicolon, and the first portion of clause (ii) to reach the more distant antecedent (“offense“). Due to the floating “that” after “offense,” if “committed by” modified “offense” the text would read “offense that committed by.”
The majority counters that people do not ordinarily say someone “commit[s]” a “use” of force. See ante, at 423. True enough, but only because “use” of force is a term that encompasses a variety of conduct, which if listed separately would not pose the objection the majority raises (e. g., commits a battery, robbery, or kidnaping). There is no reason to believe that the reasonable drafting decision to insert “use” of
The majority also relies on Congress‘s use of the word “element” in the singular. From that, the majority infers that Congress intended to describe only one required element—the use of force. Ante, at 421-422. In its view, Congress would have used the plural “elements” if it meant to encompass both the use of force and the offender‘s relationship with the victim. Ibid.
That argument is contrary to the Dictionary Act, which specifies that unless the context indicates otherwise, “words importing the singular include and apply to several persons, parties, or things.”
In other statutes, Congress has used the word “element” in the singular to refer to the use of force and its object. See, e. g.,
The majority also points out that interpreting “committed by” to modify the “use” of force would render the word “committed” superfluous. That may be so, but as shown, reading “committed by” to modify “offense” has its own flaws. All this goes to show that the statute is not an example of elegant syntax under either reading. The majority properly acknowledges that, under its view, the statutory language reflects “less-than-meticulous drafting” and “syntactical awkwardness,” and “is not a model of the careful drafter‘s art.” Ante, at 423, 428, 429. I am willing to acknowledge the same with respect to my reading. But I conclude from such reciprocal shortcomings that the text is at least ambiguous.
2. That brings us to the structure of the statute. The most natural reading of the statute, as it is laid out, is that the underlying misdemeanor must have as an element the use of force committed by a person in a domestic relationship with the victim. The definition of “misdemeanor crime of domestic violence” is twice qualified: first, by the relative clause “is a misdemeanor under Federal, State, or Tribal law“; and second, by the relative clause “has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by [a person in a specified domestic relationship with the victim].”
The majority‘s contrary reading requires restructuring the statute and adding words. The majority first must place the “committed by” phrase in its own clause—set off by a line break, a semicolon, or “(iii)“—to indicate that “committed by” refers all the way back to “offense.” And, as noted, because the word “that” appears at the end of subparagraph (A), the statute would then read “an offense that committed
The Government would define “misdemeanor crime of domestic violence” as “an offense, committed by a person with a domestic relationship with the victim, that is a misdemeanor and has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon.” Brief for United States 13; see also Tr. of Oral Arg. 8-9. That reading also requires rearranging the statute. The “committed by” phrase would have to be severed from clause (ii) and moved up to appear after the word “offense” in subparagraph (A). Changing and rearranging the wording as the Government does to explain what the actual words mean is, in any event, not a compelling line of argument.
The majority attempts to diminish the magnitude of these alterations by stating that the lawmakers might have better conveyed their intent by setting off the “committed by” phrase with “a semicolon” or “a line break.” Ante, at 423. But those are not insignificant revisions; they alter the structure of the statute, and we have recognized that structure is often critical in resolving verbal ambiguity. See Castillo v. United States, 530 U. S. 120, 124 (2000) (“The statute‘s structure clarifies any ambiguity inherent in its literal language“). I therefore respectfully disagree with the majority that “misdemeanor crime of domestic violence” is most sensibly read as including misdemeanor offenses without a domestic-relationship element.
3. Moving beyond text and structure, the majority recognizes that there is “little . . . drafting history,” ante, at 429, but gamely trots out what there is: a statement on the floor of the Senate by the bill‘s sponsor, see ante, at 428-429. Such tidbits do not amount to much. See Consumer Product Safety Comm‘n v. GTE Sylvania, Inc., 447 U. S. 102, 118 (1980). This is especially true here where the statement was delivered the day the legislation was passed and after the House of Representatives had passed the pertinent pro-
The majority also finds it “highly improbable that Congress meant to extend
Invoking the sponsor‘s objective as Congress‘s manifest purpose, however, “ignores the complexity of the problems Congress is called upon to address and the dynamics of legislative action.” Board of Governors, FRS v. Dimension Financial Corp., 474 U. S. 361, 373-374 (1986). Legislative enactments are the result of negotiations between competing interests; “the final language of the legislation may reflect hard-fought compromises.” Id., at 374. Even if there were sufficient sentiment to extend the gun ban, individual legislators might have disagreed on the appropriate reach of the new provision. See ibid. Some members might well have been willing to extend the ban beyond individuals convicted of felonies, but only if the predicate misdemeanor by its terms was addressed to domestic violence.
The majority‘s approach will entail significant problems in application. Under the interpretation adopted by the court below, it is easy to determine whether an individual is
That is one reason we adopted a categorical approach to predicate offenses under the Armed Career Criminal Act,
Taking a fair view, the text of
“Because construction of a criminal statute must be guided by the need for fair warning, it is rare that legislative history or statutory policies will support a construction of a statute broader than that clearly warranted by the text.” Crandon v. United States, 494 U. S. 152, 160 (1990). It cannot fairly be said here that the text “clearly warrants” the counterintuitive conclusion that a “crime of domestic violence” need not
If the rule of lenity means anything, it is that an individual should not go to jail for failing to conduct a 50-state survey or comb through obscure legislative history. Ten years in jail is too much to hinge on the will-o‘-the-wisp of statutory meaning pursued by the majority.
