BARRETT v. UNITED STATES
No. 74-5566
Supreme Court of the United States
Argued November 4, 1975—Decided January 13, 1976
423 U.S. 212
Thomas A. Schaffer, by appointment of the Court, 421 U. S. 908, argued the cause and filed a brief for petitioner.
Robert B. Reich argued the cause for the United States pro hac vice. With him on the brief were Solicitor General Bork, Acting Assistant Attorney General Keeney, and Sidney M. Glazer.
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
Petitioner Pearl Barrett has been convicted by a jury in the United States District Court for the Eastern Dis
I
In January 1967, petitioner was convicted in a Kentucky state court of housebreaking. He received a two-year sentence. On April 1, 1972, he purchased a .32-caliber Smith & Wesson revolver over the counter from a Western Auto Store in Booneville, Ky., where petitioner resided.2 The vendor, who was a local dentist as
Within an hour after the purchase petitioner was arrested by a county sheriff for driving while intoxicated. The firearm, fully loaded, was on the floorboard of the car on the driver‘s side.
Petitioner was charged with a violation of
On appeal, the Court of Appeals affirmed by a divided vote on the question before us. 504 F. 2d 629 (CA6 1974). Because of the importance of the issue and because the Sixth Circuit‘s decision appeared to have overtones of conflict with the opinion and decision of the United States Court of Appeals for the Eighth Circuit in United States v. Ruffin, 490 F. 2d 557 (1974), we granted certiorari limited to the
II
Petitioner concedes that Congress, under the Commerce Clause of the Constitution, has the power to regulate interstate trafficking in firearms. Brief for Petitioner 7. He states, however, that the issue before
We feel, however, that the language of
A. Section 922 (h) pointedly and simply provides that it is unlawful for four categories of persons, including a convicted felon, “to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.” The quoted language is without ambiguity. It is directed unrestrictedly at the felon‘s receipt of any firearm that “has been” shipped in interstate commerce. It contains no limitation to a receipt which itself is part of the interstate movement. We therefore have no reason to differ with the Court of Appeals’ majority‘s conclusion that the language “means exactly what it says.” 504 F. 2d, at 632.
It is to be noted, furthermore, that while the proscribed act, “to receive any firearm,” is in the present tense, the interstate commerce reference is in the present perfect tense, denoting an act that has been completed.
Had Congress intended to confine
B. The very structure of the Gun Control Act demonstrates that Congress did not intend merely to restrict interstate sales but sought broadly to keep firearms away from the persons Congress classified as potentially irresponsible and dangerous. These persons are comprehensively barred by the Act from acquiring firearms by any means. Thus,
Similarly,
We note, too, that other sections of the Act clearly apply to and regulate intrastate sales of a gun that has moved in interstate commerce. For example, the licensing provisions,
Construing
C. The legislative history is fully supportive of our construction of
The history of the 1968 Act reflects a similar concern with keeping firearms out of the hands of categories of potentially irresponsible persons, including convicted felons. Its broadly stated principal purpose was “to make it possible to keep firearms out of the hands of those not legally entitled to possess them because of age, criminal background, or incompetency.” S. Rep. No. 1501, 90th Cong., 2d Sess., 22 (1968). See also 114 Cong. Rec. 13219 (1968) (remarks by Sen. Tydings); Huddleston v. United States, 415 U. S., at 824-825. Congressman Celler, the House Manager, expressed the same concern: “This bill seeks to maximize the possibility
III
Two statements of this Court in past cases, naturally relied upon by petitioner, deserve mention. The first is an observation made over 30 years ago in reference to the 1938 Act‘s § 2 (f), the predecessor of
“Both courts below held that the offense created by the Act is confined to the receipt of firearms or ammunition as a part of interstate transportation and does not extend to the receipt, in an intrastate transaction, of such articles which, at some prior time, have been transported interstate. The Government agrees that this construction is correct.” Tot v. United States, 319 U. S. 463, 466 (1943).
In that case, the Court held that the presumption contained in § 2 (f), to the effect that “the possession of a firearm or ammunition by any such person [one convicted of a crime of violence or a fugitive from justice] shall be presumptive evidence that such firearm or ammunition was shipped or transported or received, as the case may be, by such person in violation of this Act,” was violative of due process.
The quoted observation, of course, is merely a recital as to what the District Court and the Court of Appeals in that case had held and a further statement that the Government had agreed that the construction by the
The second statement is more recent and appears in United States v. Bass, supra.7 The Bass comment, of course, is dictum, for Bass had to do with a prosecution under
“While the reach of Title IV itself is a question to be decided finally some other day, the Government has presented here no learning or other evidence indicating that the 1968 Act changed the prior approach to the ‘receipt’ offense.” 404 U. S., at 343 n. 10.
The Bass dictum was just another observation made in passing as the Court proceeded to consider
Furthermore, we are not willing to decide the present case on the assumption that Congress, in passing the Gun Control Act 25 years after Tot was decided, had the Court‘s casual recital in Tot in mind when it used language identical to that in the 1938 Act.8 There is
We conclude that
It is so ordered.
MR. JUSTICE STEVENS took no part in the consideration or decision of this case.
MR. JUSTICE WHITE, concurring.
In meeting petitioner‘s contention that Tot v. United States, 319 U. S. 463 (1943), necessarily confines the offense created by
Section 2 (f) of the Federal Firearms Act of 1938, 52 Stat. 1251, at issue in Tot, read as follows:
“It shall be unlawful for any person who has been convicted of a crime of violence or is a fug[i]tive from justice to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce, and the possession of a firearm or ammunition by any such person shall be presumptive evidence that such firearm or ammunition
was shipped or transported or received, as the case may be, by such person in violation of this Act.”
The opening words of the section broadly describing the statutory violation as receiving a firearm which “has been shipped or transported” in interstate commerce were immediately followed by a provision that it could be presumed from possession alone that the defendant-possessor had personally participated in the interstate movement of the possessed firearm. Had Congress intended to proscribe the mere intrastate receipt by a defendant of a gun which had previously moved in interstate commerce without any involvement by the defendant in that movement, there would have been little or no reason to provide that his personal participation in the interstate movement could be inferred from his possession alone. Proof of personal possession and previous interstate movement independent of any act of the defendant, which would be sufficient to make out intrastate receipt of a firearm which had previously moved in interstate commerce, requires no such presumptive assistance.
In this light it is not surprising that the otherwise broad language of the statute, which was not limited to receipts that were themselves part of the interstate movement, was nonetheless understood to reach only receipts directly involved in interstate commerce. Tot v. United States, supra, it is argued, so understood the statute. Striking down the presumption did not remove this gloss from the language defining the violation. Thus after Tot, and as long as Congress left § 2 (f) intact, to establish a violation of § 2 (f) it was necessary to prove that a convicted felon found in possession of a firearm actually participated in an interstate shipment.
When
It is noted that Congress was aware that after Tot, “in order to establish a violation of this statute, it is necessary to prove that a convicted felon found in possession of a firearm actually received it in the course of an interstate shipment.“* From this it is inferred that in enacting
MR. JUSTICE STEWART, with whom MR. JUSTICE REHNQUIST joins, dissenting.
The petitioner in this case, a former convict, was arrested for driving while intoxicated. A revolver, fully loaded, was found on the floorboard of his car. These circumstances are offensive to those who believe in law and order. They are particularly offensive to those concerned with the need to control handguns. While I understand these concerns, I cannot join the Court in its rush to judgment, because I believe that as a matter of law the petitioner was simply not guilty of the federal statutory offense of which he stands convicted.
The petitioner bought a revolver from the Western Auto Store in Booneville, Ky., in an over-the-counter retail sale. Within an hour, he was arrested for driving while intoxicated and the revolver was found on the floorboard of his car. The revolver had been manufactured in Massachusetts and shipped to the Booneville retailer from a North Carolina distributor. The prosecution submitted no evidence of any kind that the petitioner had participated in any interstate activity involving the revolver, either before or after its purchase. On these facts, he was convicted of violating
This clause first appeared in the predecessor of
“Both courts below held that the offense created by the Act is confined to the receipt of firearms or ammunition as a part of interstate transportation and does not extend to the receipt, in an intrastate transaction, of such articles which, at some prior time, have been transported interstate. The Government agrees that this construction is correct.” Id., at 466.
Although the Tot Court was principally concerned with the constitutionality of the presumption established by the last clause of § 2 (f),2 its interpretation of the first clause of the statute was essential to its holding.3 The statutory presumption was that possession of a firearm or ammunition by any person in the class specified in § 2 (f) established receipt in violation of the statute. The Court in Tot held the presumption unconstitutional for lack of a rational connection between the fact proved
The Tot case did not go unnoticed when
“The Supreme Court declared [the presumption in § 2 (f)] unconstitutional in a 1943 case, Tot v. United States, 319 U. S. 463. Consequently, in order to establish a violation of this statute, it is necessary to prove that a convicted felon found in possession of a firearm actually received it in the course of an interstate shipment.” Hearings on S. 1, Amendment 90 to S. 1, S. 1853, and S. 1854 before Subcommittee to Investigate Juvenile Delinquency of the Senate Committee on the Judiciary, 90th Cong., 1st Sess., 46 (1967).
“The Supreme Court has declared [the presumption in § 2 (f)] unconstitutional. In order to establish the violation of the statute it is necessary to find that the felon found in possession of the firearm actually received it in the course of interstate commerce or transportation.” Hearings on H. R. 5037, H. R. 5038, H. R. 5384, H. R. 5385, and H. R. 5386 before Subcommittee No. 5 of the House Committee on the Judiciary, 90th Cong., 1st Sess., 561 (1967).4
In both hearings, the Commissioner was speaking in support of bills that omitted the presumption held un-
Just four years ago, in United States v. Bass, 404 U. S. 336 (1971), the Court expressly stated that it found nothing to indicate “that the 1968 Act changed the prior approach to the ‘receipt’ offense.” Id., at 343 n. 10. I would adhere to the Court‘s settled interpretation of the statutory language here involved and reverse the judgment of the Court of Appeals.
Notes
“§ 922. Unlawful acts.
“(h) It shall be unlawful for any person—
“(1) who is under indictment for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year;
“(2) who is a fugitive from justice;
“(3) who is an unlawful user of or addicted to marihuana or any depressant or stimulant drug (as defined in section 201 (v) of the Federal Food, Drug, and Cosmetic Act) or narcotic drug (as defined in section 4731 (a) of the Internal Revenue Code of 1954); or
“(4) who has been adjudicated as a mental defective or who has been committed to any mental institution;
“to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.”
Section 2 (f) of the Federal Firearms Act provided: “It shall be unlawful for any person who has been convicted of a crime of violence or is a fug[i]tive from justice to receive any . . .