In re: REBEKAH GEE, in her official capacity as Secretary of the Louisiana Department of Health; JAMES E. STEWART, SR., in his official capacity as District Attorney for Caddo Parish
No. 19-30353
United States Court of Appeals, Fifth Circuit
October 18, 2019
Before OWEN, Chief Judge, and WILLETT and OLDHAM, Circuit Judges.
Petitioners. Petition for a Writ of Mandamus to the United States District Court for the Middle District of Louisiana
This is an extraordinary case. An abortion clinic and two of its doctors seek a federal injunction against virtually all of Louisiana‘s legal framework for regulating abortion. As part of this effort, Plaintiffs challenge legal provisions that do not injure them now and could not ever injure them. The district court, however, concluded it would be “untenable” to make Plaintiffs establish their standing because doing so would make it more difficult for them to succeed on the merits. That was obvious error. Still, we exercise our discretion not to grant Defendants’ mandamus petition at this time because we are confident it is unnecessary.
I.
Plaintiffs brought a “cumulative-effects challenge” to Louisiana‘s laws regulating abortion. They argued the provisions taken as a whole were unconstitutional, even if the individual provisions were not. Louisiana moved to dismiss on jurisdictional grounds and because Plaintiffs’ theory is foreclosed by precedent. The district court denied the motion to dismiss but certified its order for interlocutory appeal under
Plaintiffs then persuaded the district court to rescind the certification so they could amend their complaint to add individual-effect challenges to some of the provisions. After Plaintiffs amended their complaint, Louisiana again moved to dismiss under Rules
Stranger still, the district court refused to consider Louisiana‘s jurisdictional arguments because doing so might make it difficult for Plaintiffs to prevail on the merits. Id. at 15. The court acknowledged Louisiana‘s argument that Plaintiffs’ challenges to certain provisions “could not possibly be justiciable” and said that argument “appear[ed] persuasive” “[i]n a vacuum.” Id. at 14; see also id. at 11 (“Defendants also claim that the Court lacks Article III jurisdiction to consider a challenge to many of the individual laws included in Plaintiffs’ cumulative effects challenge.“). The court nonetheless refused to analyze Plaintiffs’ standing to challenge each provision included in their cumulative-effects challenge: “[T]o take on each regulation, individually and separately,” would place Plaintiffs “in an untenable position where they are forced to individually challenge many facially valid regulations, despite the fact that, taken together, such provisions may violate the directives of both Planned Parenthood and Casey [sic].” Id. at 14-15.
Louisiana petitioned this Court for a writ of mandamus.1 With Mississippi and Texas both supporting the petition as amici, all three States in our Circuit have asked us to intervene. Louisiana asks us, among other things, to use the writ of mandamus to dismiss two counts in the Amended Complaint.
II.
Under the All Writs Act, federal courts “may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.”
First, the party seeking issuance of the writ [must] have no other adequate means to attain the relief he desires—a condition designed to ensure that the writ will not be used as a substitute for the regular appeals process. Second, the petitioner must satisfy the burden of showing that [his] right to issuance of the writ is clear and indisputable. Third, even if the first two prerequisites have been met, the issuing court, in the exercise of its discretion, must be satisfied that the writ is appropriate under the circumstances.
Id. at 380-81 (alterations in original) (quotations omitted).
“The clearest traditional office of mandamus and prohibition has been to control jurisdictional excesses, whether the lower court has acted without power or has refused to act when it had no power to refuse.” 16 CHARLES ALAN WRIGHT ET AL., FEDERAL PRACTICE AND PROCEDURE § 3933.1 (3d ed.) [hereinafter WRIGHT & MILLER]. That was true at common law. See 3 WILLIAM BLACKSTONE, COMMENTARIES *112 (explaining the writ of prohibition issued to “any inferior court, commanding them to cease” a case that did “not belong to that jurisdiction“).2 And it‘s true today. “The traditional use of the writ in aid of appellate jurisdiction both at common law and in the federal courts has been to confine [the court against which mandamus is sought] to a lawful exercise of its prescribed jurisdiction.” Cheney, 542 U.S. at 380 (quoting Roche v. Evaporated Milk Ass‘n, 319 U.S. 21, 26 (1943)); see also 16 WRIGHT & MILLER § 3932 (“The most common traditional statement is that the extraordinary writs are available to a court of appeals to prevent a district court from acting beyond its jurisdiction, or to compel it to take action that it lacks power to withhold.“).
That‘s not to say mandamus was or is limited to jurisdictional issues. Although it issued “in theory to prevent [a judge] from exceeding his jurisdiction or to require him to exercise it,” it issued “[i]n practice” for “all manner of errors.” Pulliam v. Allen, 466 U.S. 522, 532-33 (1984). But even as the use of mandamus expanded, the jurisdictional core remained. That‘s why mandamus is described as “an expeditious and effective means of confining the inferior court to a lawful exercise of its prescribed jurisdiction, or of compelling it to exercise its authority when it is its duty to do so.” Ex parte Republic of Peru, 318 U.S. 578, 583 (1943).
III.
In keeping with the traditional office of the writ of mandamus, we start with the jurisdictional errors below. And we consider whether, in the extraordinary circumstances presented here, those jurisdictional errors give the State a right to the writ. It‘s a close question, even in these extraordinary circumstances. But in our view, the State has carried its burden on the first prong of the mandamus standard.
A.
Our mandamus precedent has long distinguished between discretionary decisions and non-discretionary duties. If the issue “is one committed to the discretion
A district court‘s obligation to consider a challenge to its jurisdiction is non-discretionary. When the defendant “challenge[s] the jurisdiction of the district court in an appropriate manner,” that court has a “duty of making further inquiry as to its own jurisdiction.” Opelika Nursing Home, Inc. v. Richardson, 448 F.2d 658, 666 (5th Cir. 1971). “[F]ederal courts are under an independent obligation to examine their own jurisdiction, and standing ‘is perhaps the most important of [the jurisdictional] doctrines.‘” FW/PBS, Inc. v. City of Dallas, 493 U.S. 215, 231 (1990) (quoting Allen v. Wright, 468 U.S. 737, 750 (1984)); see also United States v. Hays, 515 U.S. 737, 742 (1995). This obligation applies to each statute being challenged. See, e.g., Lewis v. Casey, 518 U.S. 343, 358 & n.6 (1996).
We hasten to emphasize, however, that a district court‘s failure to consider jurisdiction does not always create a right to the writ. That failure is extraordinary here for four reasons. First, Louisiana raised forceful objections to the district court‘s jurisdiction. The State filed a motion to dismiss the first complaint and another jurisdictional challenge to the Amended Complaint. Second, the district court recognized the defendants’ jurisdictional objections and even said they appeared “persuasive.” Third, the court nonetheless found it “untenable” to make Plaintiffs establish standing because doing so would make it harder for them to succeed on the merits. March 29, 2019 Order, Doc. 103 at 15. Fourth, as we explain in Part III.B below, at least some of the State‘s jurisdictional arguments appear meritorious. This case is thus not about a mere jurisdictional error. Nor is it about a mere failure to spot a jurisdictional issue. It is closer to a “refusal to be guided by established doctrines governing jurisdiction.” Belcher v. Grooms, 406 F.2d 14, 16 (5th Cir. 1968). And as we explain in Part IV below, the failure to rule on these standing issues now—statute-by-statute and regulation-by-regulation—could result in significant discovery costs borne by the State‘s taxpayers. In these circumstances, the failure to perform a non-discretionary jurisdictional inquiry satisfies the first prong of the mandamus standard.
B.
Our conclusion is reinforced by the obvious standing problems associated with some of Plaintiffs’ challenges.
1.
It is now beyond cavil that plaintiffs must establish standing for each and every provision they challenge. See, e.g., Gill v. Whitford, 138 S. Ct. 1916, 1934 (2018); DaimlerChrysler Corp. v. Cuno, 547 U.S. 332, 353 (2006); Lewis, 518 U.S. at 358 & n.6; Blum v. Yaretsky, 457 U.S. 991, 999 (1982). Take Lewis v. Casey for example. In that case, 22 prisoners filed a class action against the Arizona Department of Corrections (“ADOC“) for violating their constitutional right to access the courts. Id. at 346. The district court “identified a variety of shortcomings of the ADOC system, in matters ranging from the training of library staff, to the updating of legal materials, to the availability of photocopying services.” Ibid. It also found inmates in “lockdown” did not have physical access to the prison library. Id. at 347. And illiterate or non-English-speaking inmates did not have adequate legal assistance. Ibid. So the district court appointed a special master, who conducted an eight-month investigation of the prison system. Ibid. Then, working with the special master, the district court imposed a 25-page injunction on ADOC. Among other things:
[i]t specified in minute detail the times that libraries were to be kept open, the number of hours of library use to which each inmate was entitled (10 per week), the minimal educational requirements for prison librarians (a library science degree, law degree, or paralegal degree), the content of a videotaped legal-research course for inmates (to be prepared by persons appointed by the Special Master but funded by ADOC), and similar matters.
Ibid. The district court said every prison library must contain, ”inter alia, the Arizona Digest, the Modern Federal Practice Digest, Corpus Juris Secundum, and a full set of the United States Code Annotated, and . . . provide a 30-40 hour videotaped legal research course covering relevant tort and civil law, including immigration and family issues.” Id. at 355 n.5 (quotation omitted).
That is not how Article III works. In vacating the injunction, the Supreme Court held that plaintiffs can seek judicial review of state laws and regulations only insofar as they show a plaintiff was (or imminently will be) actually injured by a particular legal provision. See id. at 349. It is not enough, the Court held, that the plaintiffs or the district court identified a constitutional problem with the ADOC libraries. See id. at 357. Nor could the plaintiffs identify one injury and then bootstrap it to complain about others. See id. at 358. That‘s because:
standing is not dispensed in gross. If the right to complain of one administrative deficiency automatically conferred the right to complain of all administrative deficiencies, any citizen aggrieved in one respect could bring the whole structure of state administration before the courts for review. That is of course not the law. As we have said, “[n]or does a plaintiff who has been subject to injurious conduct of one kind possess by virtue of that injury the necessary stake in litigating conduct of another kind, although similar, to which he has not been subject.”
Id. at 358 n.6 (emphasis added) (quoting Blum, 457 U.S. at 999). Applying that rule, the Court identified only two plaintiffs who suffered actual injuries: A prisoner named Bartholic needed “special services” to file an action
All of this makes sense because, “under our constitutional system[,] courts are not roving commissions assigned to pass judgment on the validity of the Nation‘s laws.” Broadrick v. Oklahoma, 413 U.S. 601, 610-11 (1973). Instead, federal courts are limited to deciding “cases” and “controversies.”
These same principles apply in abortion cases. For example, in K.P. v. LeBlanc, 729 F.3d 427 (5th Cir. 2013), we analyzed abortion providers’ standing as it related to each provision they challenged. Id. at 437. We concluded they lacked standing to challenge one of the provisions. Ibid. As a result, we vacated the district court‘s judgment regarding that provision and “dismiss[ed] that claim for want of jurisdiction.” Id. at 443.3
2.
In this case, Plaintiffs have proffered ample allegations to support their contention that the State of Louisiana is not regulating abortion properly. But Article III demands much more. See Lewis, 518 U.S. at 350. To ensure that standing is not dispensed in gross, the district court must analyze Plaintiffs’ standing to challenge each provision of law
especially problematic, because at least four categories of Plaintiffs’ legal challenges appear to fall short of Article III‘s demands.
First, Plaintiffs challenge some legal provisions that do not appear to do anything. For example, they challenge the statutory title. See
Second, Plaintiffs challenge a bevy of legal provisions that appear incapable of injuring them. For example, they challenge individual provisions requiring:
- an abortion facility to have a distinct name that does not “mislead the patient or their family into believing it is owned, endorsed, or operated by the state of Louisiana,”
LA. ADMIN. CODE tit. 48, pt. I, § 4403(F) ; - an abortion facility to maintain the “privacy and confidentiality of patient medical records,”
LA. ADMIN. CODE tit. 48, pt. I, § 4425(A)(3) ; - “safeguards” to protect patient records from “loss or damage,”
LA. ADMIN. CODE tit. 48, pt. I, § 4425(A)(4) ; - an abortion facility to comply “with all applicable state laws for the reporting of crimes against a child that include but are not limited to: a. rape; b. sexual battery; c. incest; and d. carnal knowledge of a juvenile,”
LA. ADMIN. CODE tit. 48, pt. I, § 4425(F)(2) ; - a physician to report an abortion to the Louisiana Department of Health,
LA. REV. STAT. § 40:1061.11 (C) ;5 - a physician to report “a serious adverse event” to the U.S. Food and Drug Administration,
LA. REV. STAT. § 40:1061.11(D) ;6 - an abortion facility to have sanitary “toilet facilities,” including hot and cold water and some method for drying users’ hands,
LA. ADMIN. CODE tit. 48, pt. I, § 4445(A)(5) ; - an abortion facility to display a “Forced Abortion Prevention” sign,
LA. ADMIN. CODE tit. 48, pt. I, § 4445(G)(1) ; and
- an abortion facility to “post information regarding the National Human Trafficking Resource Center Hotline,”
LA. ADMIN. CODE tit. 48, pt. I, § 4445(H) .
See Am. Compl. ¶¶ 5, 59, 60 (challenging these provisions). Some of these provisions cannot apply to Plaintiffs. For example, Plaintiffs have not alleged that they began constructing or intended to construct an abortion facility after the enactment of a 2015 legal provision governing the standards for facility construction.7 And Plaintiffs do not allege that, but for Louisiana law, they would not have sanitary toilets, hot and cold water, and signs regarding forced abortions and human trafficking. Nor do Plaintiffs allege that they would provide these things in a different way, but for Louisiana law. Similarly, Plaintiffs do not allege any injury from their obligation to maintain the privacy and confidentiality of their patients’ records—to the contrary, Plaintiffs say they want to “safeguard” this information. See Am. Compl. ¶ 132. To the extent the challenged regulations require Plaintiffs to do what they‘ve already been doing and want to keep doing, they do not have standing to challenge them.8 See Summers v. Earth Island Inst., 555 U.S. 488, 494 (2009) (explaining plaintiffs “can demonstrate standing only if application of the regulations by the Government will affect them” (emphasis omitted)).
Third, Plaintiffs challenge some legal provisions that theoretically could apply to them—but without any allegation that they would. For example, they challenge individual provisions requiring:
-
a “plan review” for an “initial licensure, major renovation, and change of location“—without any allegation that they need an initial license or are planning a major renovation or change of location, LA. ADMIN. CODE tit. 48, pt. I, § 4403(H) ; - a “physical environment survey” for a major renovation or change of location—without any allegation that they‘re planning a major renovation or change of location,
LA. ADMIN. CODE tit. 48, pt. I, §§ 4403(H)(3)(ii) ,4407(D)(5) ; - certain flooring and wall finishes for abortion facilities that undergo a major renovation or change of location—without any allegation that they‘re planning a major renovation or change of location,
LA. ADMIN. CODE tit. 48, pt. I, § 4445(A)(6) ; - a “soiled utility room” containing, among other things, a trash can in abortion facilities that undergo a major renovation or change of location—without any allegation that they‘re planning a major renovation or change of location,
LA. ADMIN. CODE tit. 48, pt. I, § 4445(E)(1) ; - a stretcher, a wheelchair, and hallways to accommodate them in abortion facilities that undergo a major renovation or change of location—without any allegation that they‘re planning a major renovation or change of location,
LA. ADMIN. CODE tit. 48, pt. I, § 4445(E)(4) -(5); - sanitary laundry facilities in abortion facilities that include an “in-house laundry“—without any allegation they have an “in-house laundry,”
LA. ADMIN. CODE tit. 48, pt. I, § 4445(F) ; - an abortion facility to have “qualified personnel” necessary to provide patient care—without any allegation they want to hire unqualified personnel,
LA. ADMIN. CODE tit. 48, pt. I, § 4423(A) ; - an abortion facility to “employ qualified medical staff” and “qualified nursing staff to meet the needs of the patients“—without any allegation they want to hire unqualified medical staff or don‘t wish to meet the needs of patients,
LA. ADMIN. CODE tit. 48, pt. I, § 4423(C) -(D);
- an administrator to be at least 18 years old and to have a high school diploma or the equivalent—without any allegation they wish to hire an administrator who is under 18 or does not have a high school diploma or the equivalent,
LA. ADMIN. CODE tit. 48, pt. I, § 4423(B)(1) ; - a “qualified person” to perform any ultrasound—without any allegation they wish to hire an unqualified person to perform the ultrasound,
LA. REV. STAT. § 40:1061.10(D)(1) ; and - the Louisiana Department of Health to promulgate rules for the safe provision of abortion—without any allegation that the delegation of rulemaking is unconstitutional independent of any particular rule,
LA. REV. STAT. § 40:2175.5 .
See Am. Compl. ¶¶ 5, 59, 60 (challenging these provisions). It‘s theoretically possible these provisions could injure Plaintiffs. But Article III requires more than theoretical possibilities. See Simon, 426 U.S. at 44 (“[U]nadorned speculation will not suffice to invoke the federal judicial power.“). Absent allegations that Plaintiffs will trigger these requirements in the near future, they have no standing to challenge them. See Clapper, 568 U.S. at 409 (“[W]e have repeatedly reiterated that threatened injury must be certainly impending to constitute injury in fact, and that allegations of possible future injury
Fourth, Plaintiffs challenge some legal provisions that benefit rather than harm women seeking abortions. In Singleton v. Wulff, 428 U.S. 106 (1976), a plurality of the Court recognized abortion providers’ third-party standing to challenge laws that place undue burdens on women seeking abortions. See id. at 118 (plurality opinion). That practice continues today. See, e.g., Whole Woman‘s Health v. Hellerstedt, 136 S. Ct. 2292 (2016); cf. June Medical Services L.L.C. v. Gee, 905 F.3d 787 (5th Cir. 2018), cert. granted, 2019 WL 4889928 (U.S. Oct. 4, 2019) (No. 18-1460) (granting certiorari to consider whether abortion providers can be presumed to have third-party standing). The rationale appears to be that abortion providers and women seeking abortions have a unity of interest in challenging laws that regulate the procedure. Whatever the wisdom of that rationale, see Whole Woman‘s Health, 136 S. Ct. at 2322-23 (Thomas, J., dissenting), some of Plaintiffs’ challenges seem inconsistent with it. For example, they challenge a provision that prohibits them from charging for an abortion in the 24 hours after a woman gives informed consent. See
The foregoing is not meant to be an exhaustive jurisdictional analysis of Plaintiffs’ allegations. Perhaps they lack standing in ways not explored here. Perhaps they have standing in others. We leave that for the district court to decide on a provision-by-provision basis. See supra note 4. We recognize that analyzing standing at this level of granularity can be tedious in a sweeping challenge like this one. But it‘s what Article III requires.
IV.
To secure mandamus relief, Louisiana also must show it has “no other adequate means to attain the relief [it] desires.” Cheney, 542 U.S. at 380 (quotation omitted). This requirement “ensure[s] that the writ will not be used as a substitute for the regular appeals process.” Id. at 380-81. Here, Louisiana has shown a later appeal would be inadequate to correct the jurisdictional errors described above.
A.
Ordinarily, a district court‘s erroneous denial of a Rule
Instead, we reserve this extraordinary remedy for special situations where the unlawful exercise of federal jurisdiction imposes extraordinary harms. For example, we have held mandamus can be appropriate in some circumstances to challenge the denial of venue-transfer motions. See, e.g., In re Volkswagen of Am., Inc., 545 F.3d 304, 309 (5th Cir. 2008) (en banc); In re Horseshoe Entm‘t, 337 F.3d 429, 432 (5th Cir. 2003); 16 WRIGHT & MILLER § 3935.4. One of our sister circuits granted mandamus to direct the dismissal of a complaint raising “a basic and undecided question” of civil procedure. In re BP Lubricants USA Inc., 637 F.3d 1307, 1313 (Fed. Cir. 2011) (quotation omitted). And the Supreme Court used mandamus to review the denial of a motion to dismiss for lack of jurisdiction over a foreign boat. See Republic of Peru, 318 U.S. at 589-90.
The unlawful assertion of federal power over a matter of state sovereignty qualifies as another such special situation. See In re Univ. of Mich., 936 F.3d 460, 465 (6th Cir. 2019) (holding federalism concerns justified granting mandamus when a district court improperly “invoke[ed] federal power to haul a high-ranking state official into federal court“). That‘s why the Supreme Court “has issued the writ to restrain a lower court when its actions would threaten the separation of powers by embarrassing the executive arm of the Government, or result in the intrusion by the federal judiciary on a delicate area of federal-state relations.” Cheney, 542 U.S. at 381 (emphasis added) (quotations and brackets omitted). For example, in Maryland v. Soper, 270 U.S. 9 (1926), the State charged four federal prohibition agents with murder. The officers removed to federal court. Then the State petitioned for mandamus to have the case remanded to state court. The officers opposed mandamus by arguing the removal was “a question within the regular judicial function of the District Court to decide, and that this court should not interfere thus prematurely with its exercise.” Id. at 28. The Supreme Court rejected that argument and held a later appeal was inadequate when “the jurisdiction of the courts of a state to try offenses against its own laws and in violation of its own peace and dignity is wrested from it by the order of an inferior federal court.” Id. at 29. As one of our sister circuits has put it, “[t]he crux of these authorities” is “that federalism concerns justify review by mandamus.” California v. Mesa, 813 F.2d 960, 963 (9th Cir. 1987), aff‘d, 489 U.S. 121 (1989).
B.
Here, the combination of five federalism concerns makes this a special circumstance and distinguishes it from an ordinary case: (1) A sovereign State is requesting the writ; (2) Plaintiffs seek sweeping review of an entire body of state law; (3) Plaintiffs seek structural injunctions that would give the district court de facto control of state law; (4) the type of discovery waiting on the other side of Louisiana‘s motion to dismiss is categorically different than what awaits an ordinary civil litigant; and (5) the ordinary civil litigant cannot demand attorneys’ fees from the State‘s taxpayers.
First, the State of Louisiana is the true defendant in this case. See supra note 1. The Supreme Court has long “recognized that States are not normal litigants.” Massachusetts v. EPA, 549 U.S. 497, 518 (2007); see also id. at 520 (holding States are “entitled to special solicitude in our standing analysis“). They‘re “residuary
Second, Plaintiffs are seeking judicial review of an entire body of state statutory and regulatory law. See Am. Compl. at 58-60. Judicial review of any state law implicates obvious federalism concerns. See Morrow v. Harwell, 768 F.2d 619, 627 (5th Cir. 1985) (emphasizing the “extraordinary” nature of “federal injunctive relief” despite “its familiarity to federal courts, gained particularly in desegregation cases over the past thirty years“). Those concerns are exponentially more acute when a federal court entertains a challenge to an entire body of state law.
Third, Plaintiffs are seeking a structural injunction and continuing federal supervision of the State of Louisiana. Such expansive use of equitable remedies has long been recognized as a threat to federalism. The Founders worried “that the equity power would” so empower federal courts that it “would result in... the entire subversion of the legislative, executive and judicial powers of the individual states.” Missouri v. Jenkins, 515 U.S. 70, 128-29 (1995) (Thomas, J., concurring) (quoting Brutus XI). Responding to Brutus and defending the proposed Constitution, “Hamilton sought to narrow the expansive Anti-Federalist reading of inherent judicial equity power” and “described Article III ‘equity’ as a jurisdiction over certain types of cases rather than as a broad remedial power.” Id. at 130 (describing The Federalist No. 83).
The same concerns apply today: Federalism is a “clear restraint[] on the use of equity power” because “[a] structural reform decree eviscerates a State‘s discretionary authority over its own program and budgets.” Id. at 131; see also Horne v. Flores, 557 U.S. 433, 448 (2009) (“[I]nstitutional reform injunctions often raise sensitive federalism concerns.“). Courts are properly reluctant to grant such relief because of the federalism burdens it imposes. See Morrow, 768 F.2d at 627 (“There is no question but that the passive remedy of a declaratory judgment is far less intrusive into state functions than injunctive relief that affirmatively commands specific future behavior under the threat of the court‘s contempt powers.“). The Supreme Court has made clear that sweeping requests for “intrusive and unworkable” injunctions are nonjusticiable because they threaten “the special delicacy of the adjustment to be preserved between federal equitable power and State administration of its own law.” O‘Shea v. Littleton, 414 U.S. 488, 500 (1974) (quotation and brackets omitted). And the Court has even shaped substantive federal law around the assumption that it must avoid “permanent judicial intervention in the conduct
of governmental operations to a degree inconsistent with
Plaintiffs are seeking this same sort of sweeping federal supervision of the State. They want the district court to issue permanent injunctive relief against a slew of state statutes and regulations, to “retain jurisdiction,” and to provide “judicial oversight” of state actors. Mem. in Opp‘n to Mot. to Dismiss, Doc. 32 at 10; Am. Compl. at 59–60. They treat the desegregation cases as exemplars for court “supervision.” Mem. in Opp‘n to Mot. to Dismiss, Doc. 32, at 10. Regardless of whether the district court ever orders such sweeping relief, the mere prospect of it increases the stakes of this litigation exponentially as compared to an ordinary civil case.
Fourth, discovery in this case would be categorically different from discovery in an ordinary case. In the ordinary case, the plaintiff who defeats a motion to dismiss does not get to demand written discovery and depositions of high-ranking government officials. Nor does the ordinary plaintiff get to demand access to documents and communications that would otherwise be protected by legislative and executive privilege. But such discovery demands are all too common where, as here, plaintiffs claim the government acted with an invidious purpose. See, e.g., Tummino v. Torti, 603 F. Supp. 2d 519 (E.D.N.Y. 2009) (detailing extensive discovery taken from senior FDA and other executive branch officials in litigation over “Plan B” pill); cf. Texas v. Holder, No. 12-128, 2012 WL 13070060 (D.D.C. June 5, 2012) (ordering extensive discovery of state officials in voting-rights suit and ordering a seconddeposition of a sitting state senator). For example, in an abortion case from one of our sister circuits:
[P]laintiffs spent much time on discovery. They noticed the depositions of [Guam] Governor Joseph F. Ada; June S. Mair, a legislative staffer to the senator who had sponsored the abortion statute; and Police Chief Adolf P. Sgambelluri. They also sought and obtained such items as drafts of the abortion bills; memos from the attorney general to the police chief; crime statistics; memos from the police chief to his staff; and copies of the governor‘s speeches. The discovery effort spawned a good bit of satellite litigation. For example, the parties disagreed about whether Governor Ada could be deposed. The matter was briefed and argued and, in an inexplicable ruling, the district court permitted the deposition.
Guam Soc‘y of Obstetricians & Gynecologists v. Ada, 100 F.3d 691, 707 (9th Cir. 1996) (citations and footnotes omitted).
The plaintiffs in this case have propounded extensive initial discovery requests that likewise tread on sensitive areas of state decisionmaking. See Mot. for Partial Dismissal, Doc. 95-2 at 1–11. Numerous appellate courts have recognized the appropriateness of mandamus in a lawsuit involving discovery that would hamper important state interests. See, e.g., In re Lombardi, 741 F.3d 888, 895 (8th Cir. 2014) (en banc); In re County of Erie, 473 F.3d 413, 419 (2d Cir. 2007); In re Wilkinson, 137 F.3d 911, 914 (6th Cir. 1998).
Consider the recent case of In re Kemp, 894 F.3d 900 (8th Cir. 2018). There a state judge sued the Arkansas Supreme Court because it had removed him from certain cases. Id. at 904–05. The disgruntled judge sought extensive discovery, and the district court denied a motion to dismiss.
Similarly, the Supreme Court has told us the potential availability of executive privilege is not an adequate protection against such discovery requests. See Cheney, 542 U.S. at 380–91. Instead, the primary protection comes from the exacting standards for
The fifth and final federalism consideration that distinguishes this from an ordinary civil case is fee-shifting. “In the United States, the prevailing litigant is ordinarily not entitled to collect a reasonable attorneys’ fee from the loser.” Alyeska Pipeline Serv. Co. v. Wilderness Soc‘y, 421 U.S. 240, 247 (1975). But that is not true in cases like this one. Here, Plaintiffs have sued state officials under
This means that the State of Louisiana could be on the hook for both sides’ fees. At argument, Plaintiffs’ counsel wished for “a nickel for every time I represented a defendant who is concerned about the time, cost, and burden of discovery.” Oral Argument at 38:42–48. But unlike an ordinary private defendant, Louisiana is at risk of having to pay its costs and Plaintiffs’ fees and expenses.Those fees and expenses can be astronomical. In Whole Woman‘s Health v. Hellerstedt—which Plaintiffs invoke as the principal precedent for this suit—the abortion clinic submitted a fee application for more than $4.5 million.9 That bill included
All five of these factors combine to make this an extraordinary case. And it is one of the “special situations” in which a later appeal is inadequate. 16 WRIGHT & MILLER § 3932.1.
V.
The district court‘s failure to consider the State‘s jurisdictional challenges and the inadequacy of a later appeal support issuance of the writ. We nonetheless exercise our discretion not to issue it at this time.
As Wright and Miller explain, the writ of mandamus is a discretionary one: “The availability of prerogative writ review has long been held a matter of appellate discretion. Discretion is involved in defining both the circumstances that justify exercise of writ power and also the reasons that may justify denial of a writ even though the circumstances might justify a grant.” 16 WRIGHT & MILLER § 3933; see also Cheney, 542 U.S. at 381 (noting “even if the first two prerequisites have been met, the issuing court, in the exercise of its discretion, must be satisfied that the writ is appropriate under the circumstances”). Here, the State falls short. That‘s for two reasons. First, it‘s not clear from the district court‘s order how it would resolve the State‘s jurisdictional challenge. And second, much of the State‘s argument in its mandamus petition goes beyond jurisdiction. In particular, the State argues that Plaintiffs’ “cumulative-effects challenge” is not cognizable. But that challenge might change after the district court conducts its claim-by-claim analysis of Plaintiffs’ standing. So in our view, resolution of whether that challenge is cognizable should await the district court‘s jurisdictional analysis.
A.
As noted above, the district court has not yet addressed the State‘s jurisdictional arguments. The district court said it would be “untenable” to consider jurisdiction at this stage. That was wrong; the Supreme Court has repeatedly emphasized “the rule that
[E]very federal appellate court has a special obligation to satisfy itself not only of its own jurisdiction, but also that of the lower courts in a cause under review, even though the parties are prepared to concede it. And if the record discloses that the lower court was without jurisdiction this court will notice the defect, although the parties make no contention concerning it. When the lower federal court lacks jurisdiction, we
have jurisdiction on appeal, not of the merits but merely for the purpose of correcting the error of the lower court in entertaining the suit.
Bender v. Williamsport Area Sch. Dist., 475 U.S. 534, 541 (1986) (quotations and alterations omitted); accord Steel Co., 523 U.S. at 95; Arizonans for Official English v. Arizona, 520 U.S. 43, 73 (1997). And as we‘ve explained above, some of Plaintiffs’ claims have obvious standing problems. See supra Part III.B.
On the other hand, Plaintiffs might have standing to bring some of their challenges. For example, Count Four in the Amended Complaint challenges the State‘s administrative inspection procedures under the
accord In re Reyes, 814 F.2d 168, 170 (5th Cir. 1987); United States v. Denson, 603 F.2d 1143, 1145 (5th Cir. 1979) (en banc). We therefore elect, in our discretion, to allow the district court to consider the State‘s jurisdictional challenges in the first instance. We think that‘s particularly prudent because Plaintiffs’ scores of legal challenges must be disentangled so standing can be adjudicated for each one.
B.
We also think it prudent not to issue the writ at this time because much of the State‘s petition challenges the merits of Plaintiffs’ “cumulative-effects challenge.” The Plaintiffs’ theory, as we understand it, is that Louisiana‘s various laws and regulations regarding abortion cumulate to an undue burden. But before any federal court can analyze the “cumulative effects” of Louisiana‘s laws, we must know which laws Plaintiffs have standing to challenge. Again, jurisdiction first.
A stylized example makes this plain. If Plaintiffs cannot plausibly allege that they were injured by Legal Requirement A, they don‘t have standing to challenge A. See supra Part III.B.2. So Plaintiffs’ cumulative-effects challenge would no longer be: A + B + C + D = an undue burden. Instead, it would be: B + C + D = an undue burden.11
In its first
Whatever the merits of Plaintiffs’ “cumulative-effects challenge,” they are unprecedented. The Supreme Court has not blessed such a claim. To the contrary, the Court has analyzed abortion provisions separately rather than cumulatively. See, e.g., Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 879–901 (1992) (evaluating the definition of “medical emergency,” the informed-consent requirement, the spousal-notification requirement, the parental-consent provision, and recordkeeping and reporting requirements separately); Webster v. Reproductive Health Servs., 492 U.S. 490, 505–20 (1989) (evaluating four sections of the challenged law individually). And the Court‘s consistent focus on individual legal requirements isn‘t an accident. For example, in Ohio v. Akron Ctr. for Reproductive Health, 497 U.S. 502 (1990), the majority analyzed a constructive-authorization provision, a bypass procedure, and pleading requirements separately. Id. at 515–17. The Court did so over the explicit complaints from dissenting justices who thought they should be considered cumulatively. Id. at 527 (Blackmun, J., dissenting) (“The majority considers each provision in a piecemeal fashion, never acknowledging or assessing the ‘degree of burden that the entire regime of abortion regulations places’ on the minor.”).
Our Court also considered a cumulative-effects argument in June Medical Services. In that case, the district court considered a challenge to Louisiana‘s admitting-privileges requirement (“Act 620”). See June Med. Servs. L.L.C. v. Kliebert, 250 F. Supp. 3d 27 (M.D. La. 2017). It analyzed not only the burdens caused by Act 620 but also the burdens caused by unrelated laws—such as a 24-hour notification and waiting period—to conclude Act 620 was unconstitutional. See id. at 88 (“The result of these burdens on women and providers, taken together and in context, is that many women seeking a safe, legal abortion in Louisiana will be unable to obtain one.” (emphasis added)); id. at 40, 54–55, 82 (discussing other provisions and their impact on a woman‘s right to seek an abortion). And the district court based this cumulative-effects approach on its interpretation of Whole Woman‘s Health. See June Med. Serus., 250 F. Supp. 3d at 35. We reversed. See June Med. Serus., 905 F.3d 787 (5th Cir. 2018). We specifically criticized the district court‘s consideration of “unrelated” abortion laws in analyzing the burdens caused by Act 620: “[O]ther abortion regulations are unrelated to admitting privileges and therefore have no bearing on the constitutionality of Act
It is possible the district court nonetheless thought Whole Woman‘s Health serves as precedent for “cumulative-effects challenges.” See May 29, 2019 Order, Doc. 103 at 12–15. But in suggesting that, the district court relied on the severability analysis in Whole Woman‘s Health. Severability obviously governs the remedy after the finding of a constitutional violation; it plays no part in finding a constitutional violation. The Whole Woman‘s Health majority found (in relevant part) one constitutional violation: a single sentence in the Texas Health and Safety Code required abortion clinics to meet the standards for ambulatory surgical centers. See 136 S. Ct. at 2300 (citing
Because it is unclear why the district court changed its mind between its orders under
* * *
The petition for mandamus is DENIED WITHOUT PREJUDICE.
This panel will retain jurisdiction over the decision whether to grant any application for permission to appeal, should the district court grant certification pursuant to
Notes
The plaintiffs’ fee application included the following requests:
| Attorneys’ fees for Center for Reproductive Rights | $2,754,503.00 |
| Expenses for Center for Reproductive Rights | $70,462.41 |
| Attorneys’ fees for Morrison & Foerster LLP | $1,523,768.75 |
| Expenses for Morrison & Foerster LLP | $87,964.45 |
| Attorneys’ fees for O‘Connell & Soifer LLP | $111,231.25 |
| Attorneys’ fees for John H. Bucy II | $3,152.50 |
| Expenses for Leah M. Litman | $357.20 |
| Total | $4,551,439.56 |
Plaintiffs’ Motion for Attorneys’ Fees at 1, Whole Woman‘s Health v. Hellerstedt, No. 1:14-cv-284-LY (W.D. Tex. Oct. 7, 2016), ECF No. 245. The fee application spawned additional litigation and a supplemental request for an additional $100,000 in fees and expenses. See Order at 14-15, Whole Woman‘s Health v. Hellerstedt, No. 1:14-cv-284-LY (W.D. Tex. Aug. 9, 2019), ECF No. 297. Almost three years after the plaintiffs filed the application, the district court issued a 46-page opinion awarding approximately $2.5 million in fees and expenses. See id. at 46.
Of course, the State‘s failure to contest standing does not mean there is standing. See, e.g., Bender, 475 U.S. at 541; MidCap Media Fin., L.L.C. v. Pathway Data, Inc., 929 F.3d 310, 313 (5th Cir. 2019) (“Notwithstanding the parties’ agreement, we have an independent obligation to assess our own jurisdiction before exercising the judicial power of the United States.”). Because we are denying the petition, we need not decide whether Plaintiffs have shown standing to bring Count Four, nor do we need to assess the merits of that claim.
And, of course, that‘s still distinct from the following challenge: Legal Requirement B = an undue burden in light of related requirements E and F. In assessing whether an individual provision is an undue burden, we consider the relevant “factual context in which the law operates.” Jackson Women‘s Health Org. v. Currier, 760 F.3d 448, 458 (5th Cir. 2014). For example, a court could consider the absence of a state law prohibiting hospitals from discriminating against abortion providers in granting admitting privileges when assessing the burden of a related admitting-privileges requirement. Ibid. But that tells us nothing about whether unrelated requirements—regarding, say, admitting privileges and sanitary bathrooms—impose an undue burden. Nor does it tell us whether such a claim is cognizable.
Indeed, the Whole Woman‘s Health Court conducted the familiar undue-burden analysis and analyzed the two challenged laws separately. See 136 S. Ct. at 2300 (concluding “neither of these provisions confers medical benefits sufficient to justify the burdens upon access that each imposes” and that “each constitutes an undue burden on abortion access” (emphasis added)); id. at 2310 (analyzing whether the admitting-privileges requirement imposed an undue burden); id. at 2318 (assessing whether the surgical-center requirement “poses a substantial obstacle to women seeking abortions, and constitutes an ‘undue burden’ on their constitutional right to do so”).
