Lead Opinion
announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I, III, and IV, and an opinion with respect to Part II, in which Justice Stevens and Justice Kennedy join.
These cases call upon us to decide whether a licensing scheme in a comprehensive city ordinance regulating sexually oriented businesses is a prior restraint that fails to provide adequate procedural safeguards as required by Freedman v. Maryland,
I
On June 18,1986, the city council of the city of Dallas unanimously adopted Ordinance No. 19196 regulating sexually oriented businesses, which was aimed at eradicating the secondary effects of crime and urban blight. The ordinance, as amended, defines a “sexually oriented business” as “an adult arcade, adult bookstore or adult video store, adult cabaret, adult motel, adult motion picture theater, adult theater, escort agency, nude model studio, or sexual encounter center.” Dallas City Code, ch. 41A, Sexually Oriented Businesses §41A-2(19) (1986). The ordinance regulates sexually oriented businesses through a scheme incorporating zoning, li
Three separate suits were filed challenging the ordinance on numerous grounds and seeking preliminary and permanent injunctive relief as well as declaratory relief. Suits were brought by the following groups of individuals and businesses: those involved in selling, exhibiting, or distributing publications or video or motion picture films; adult cabarets or establishments providing live nude dancing or films, motion pictures, videocassettes, slides, or other photographic reproductions depicting sexual activities and anatomy specified in the ordinance; and adult motel owners. Following expedited discovery, petitioners’ constitutional claims were resolved through cross-motions for summary judgment. After a hearing, the District Court upheld the bulk of the ordinance, striking only four subsections. See Dumas v. Dallas,
The Court of Appeals for the Fifth Circuit affirmed.
Additionally, the Court of Appeals upheld the provision of the ordinance providing that motel owners renting rooms for fewer than 10 hours were “adult motel owners” and, as such, were required to obtain a license under the ordinance. See §§41A-2(4), 41A-18. The motel owners attacked the provision on the ground that the city had made no finding that adult motels engendered the evils the city was attempting to redress. The Court of Appeals concluded that the 10-hour limitation was based on the reasonable supposition that short rental periods facilitate prostitution, one of the secondary effects the city was attempting to remedy. See
Finally, the Court of Appeals upheld the civil disability provisions, as modified by the District Court, on the ground that the relationship between “the offense and the evil to be regulated is direct and substantial.” Id., at 1305.
We granted petitioners’ application for a stay of the mandate except for the holding that the provisions of the ordinance regulating the location of sexually oriented businesses do not violate the Federal Constitution, 485 U. S.
I — I HH
We granted certiorari on the issue whether the licensing scheme is an unconstitutional prior restraint that fails to provide adequate procedural safeguards as required by Freedman v. Maryland,
A
We note at the outset that petitioners raise a facial challenge to the licensing scheme. Although facial challenges to legislation are generally disfavored, they have been permitted in the First Amendment context where the licensing scheme vests unbridled discretion in the decisionmaker and where the regulation is challenged as overbroad. See City Council of Los Angeles v. Taxpayers for Vincent,
The businesses regulated by the city’s licensing scheme include adult arcades (defined as places in which motion pictures are shown to five or fewer individuals at a time, see § 41A-2(1)), adult bookstores or adult video stores, adult cabarets, adult motels, adult motion picture theaters, adult theaters, escort agencies, nude model studios, and sexual encounter centers, §§41A-2(19) and 41A-3. Although the ordinance applies to some businesses that apparently are not protected by the First Amendment, e. g., escort agencies and sexual encounter centers, it largely targets businesses purveying sexually explicit speech which the city concedes for purposes of these cases are protected by the First Amendment. Cf. Smith v. California,
B
While “[p]rior restraints are not unconstitutional per se . . . [a]ny system of prior restraint. . . comes to this Court bearing a heavy presumption against its constitutional validity.” Southeastern Promotions, Ltd. v. Conrad, supra, at 558. See, e. g., Lovell v. Griffin,
Second, a prior restraint that fails to place limits on the time within which the decisionmaker must issue the license is impermissible. Freedman, supra, at 59; Vance v. Universal Amusement Co.,
Although the ordinance states that the “chief of police shall approve the issuance of a license by the assessor and collector of taxes to an applicant within 30 days after receipt of an application,” the license may not issue if the “premises to be used for the sexually oriented business have not been approved by the health department, fire department, and the building official as being in compliance with applicable laws and ordinances.” §41A-5(a)(6). Moreover, the ordinance does not set a time limit within which the inspections must occur. The ordinance provides no means by which an applicant may ensure that the business is inspected within the 30-day time period within which the license is purportedly to be issued if approved. The city asserted at oral argument that when applicants apply for licenses, they are given the telephone numbers of the various inspection agencies so that they may contact them. Tr. of Oral Arg. 48. That measure, obviously, does not place any limits on the time within which the city will inspect the business and thereby make the business eligible for the sexually oriented business license. Thus, the city’s regulatory scheme allows indefinite postponement of the issuance of a license.
In Freedman, we determined that the following three procedural safeguards were necessary to ensure expeditious de-cisionmaking by the motion picture censorship board: (1) any restraint prior to judicial review can be imposed only for a specified brief period during which the status quo must be maintained; (2) expeditious judicial review of that decision must be available; and (3) the censor must bear the burden of going to court to suppress the speech and must bear the burden of proof once in court. Freedman, supra, at 58-60.
The core policy underlying Freedman is that the license for a First Amendment-protected business must be issued within a reasonable period of time, because undue delay results in the unconstitutional suppression of protected speech. Thus, the first two safeguards are essential: the licensor must make the decision whether to issue the license within a specified and reasonable time period during which the status quo is maintained, and there must be the possibility of prompt judicial review in the event that the license is erroneously denied. See Freedman, supra, at 51. See also Shuttlesworth, supra, at 155, n. 4 (content-neutral time, place, and manner regulation must provide for “expeditious judicial review”); National Socialist Party of America v. Skokie,
The Court in Freedman also required the censor to go to court and to bear the burden in court of justifying the denial.
“Without these safeguards, it may prove too burdensome to seek review of the censor’s determination. Particularly in the case of motion pictures, it may take very little to deter exhibition in a given locality. The exhibitor’s stake in any one picture may be insufficient to warrant a protracted and onerous course of litigation. The distributor, on the other hand, may be equally unwilling to accept the burdens and delays of litigation in a particular area when, without such difficulties, he can freely exhibit his film in most of the rest of the country . . . .”380 U. S., at 59 .
As discussed supra, the Dallas scheme does not provide for an effective limitation on the time within which the licensor’s decision must be made. It also fails to provide an avenue for prompt judicial review so as to minimize suppression of the speech in the event of a license denial. We therefore hold that the failure to provide these essential safeguards renders the ordinance’s licensing requirement unconstitutional insofar as it is enforced against those businesses engaged in First Amendment activity, as determined by the court on remand.
The Court also required in Freedman that the censor bear the burden of going to court in order to suppress the speech and the burden of proof once in court. The licensing scheme we examine today is significantly different from the censorship scheme examined in Freedman. In Freedman, the censor engaged in direct censorship of particular expressive material. Under our First Amendment jurisprudence, such regulation of speech is presumptively invalid and, therefore, the censor in Freedman was required to carry the burden of going to court if the speech was to be suppressed and of justifying its decision once in court. Under the Dallas ordinance, the city does not exercise discretion by passing judgment on the content of any protected speech. Rather, the city reviews the general qualifications of each license applicant, a ministerial action that is not presumptively invalid. The Court in Freedman also placed the burdens on the censor, because otherwise the motion picture distributor was likely to be deterred from challenging the decision to suppress the speech and, therefore, the censor’s decision to suppress was tantamount to complete suppression of the speech. The license applicants under the Dallas scheme have much more at stake than did the motion picture distributor considered in Freedman, where only one film was censored. Because the
Finally, we note that § 5 of Ordinance No. 19196 summarily states that “[t]he terms and provisions of this ordinance are severable, and are governed by Section 1-4 of CHAPTER 1 of the Dallas City Code, as amended.” We therefore remand to the Court of Appeals for further determination whether and to what extent the licensing scheme is severable. Cf. Lakewood v. Plain Dealer Publishing Co.,
I-H i — I I — I
We do not reach the merits of the adult entertainment and adult cabaret petitioners’ challenges to the civil disability-provision, § 41A-5(a)(10), and the provision disabling individuals residing with those whose licenses have been denied or revoked, § 41A-5(a)(5), because petitioners have failed to show they have standing to challenge them. See Brief for Petitioners in No. 87-2051, pp. 22-40, 44; Brief for Petitioners in No. 87-2012, pp. 12-20. Neither the District Court nor the Court of Appeals determined whether petitioners had standing to challenge any particular provision of the ordinance. Although neither side raises the issue here, we are required to address the issue even if the courts below have not passed on it, see Jenkins v. McKeithen,
“[E]very federal appellate court has a special obligation to ‘satisfy itself not only of its own jurisdiction, but also that of the lower courts in a cause under review/ even though the parties are prepared to concede it. Mitchell v. Maurer,293 U. S. 237 , 244 (1934). See Juidice v. Vail,430 U. S. 327 , 331-332 (1977) (standing). ‘And if the record discloses that the lower court was without jurisdiction this court will notice the defect, although the parties make no contention concerning it/” Bender v. Williamsport Area School Dist.,475 U. S. 534 , 541 (1986).
It is a long-settled principle that standing cannot be “inferred argumentatively from averments in the pleadings,” Grace v. American Central Ins. Co.,
The ordinance challenged here prohibits the issuance of a license to an applicant who has resided with an individual whose license application has been denied or revoked within
Examination of the record here reveals that no party has standing to challenge the provision involving those residing with individuals whose licenses were denied or revoked. Nor does any party have standing to challenge the civil disability provision disabling applicants who were either convicted of the specified offenses or whose spouses were convicted.
First, the record does not reveal that any party before us was living with an individual whose license application was denied or whose license was revoked. Therefore, no party has standing with respect to § 41A-5(a)(5). Second, § 41A-5(a)(10) applies to applicants whose spouses have been convicted of any of the enumerated crimes, but the record reveals only one individual who could be disabled under this provision. An individual, who had been convicted under the Texas Controlled Substances Act, asserts that his wife was interested in opening a sexually oriented business. But the wife, although an officer of petitioner Bi-Ti Enterprises, Inc.,
Even if the wife did have standing, her claim would now be moot. Her husband’s convictions under the Texas Controlled Substances Act would not now disable her from obtaining a license to operate a sexually oriented business, because the city council, following the District Court’s decision, deleted the provision disabling those with convictions under the Texas Controlled Substances Act or Dangerous Drugs Act. App. H. to Pet. for Cert, in No. 87-2012, p. 107. See Hall v. Beals,
Finally, the record does not reveal any party who has standing to challenge the provision disabling an applicant who was convicted of any of the enumerated crimes. To establish standing to challenge that provision the individual must show both (1) a conviction of one or more of the enumerated crimes, and (2) that the conviction or release from confinement occurred recently enough to disable the applicant under the ordinance. See §§41A-5(a)(10)(A), (B). If the disability period has elapsed, the applicant is not deprived of the possibility of obtaining a license and, therefore, cannot be injured by the provision.
The only party who could plausibly claim to have standing to challenge this provision is Bill Staten, who stated in an affidavit that he had been “convicted of three misdemeanor obscenity violations within a twenty-four month period.” 7 Record, Staten Affidavit 2. That clearly satisfies the first requirement. Under the ordinance, any person convicted of two or more misdemeanors “within any 24-month period,” must wait five years following the last conviction or release from confinement, whichever is later, before a license may be issued. See § 41A-5(a)(10)(B)(iii). But Staten failed to state when he had been convicted of the last misdemeanor or the date of release from confinement and, thus, has failed “clearly to allege facts demonstrating that he is a proper
At oral argument, the city’s attorney responded as follows when asked whether there was standing to challenge the civil disability provisions: “I believe that there are one or two of the Petitioners that have had their licenses denied based on criminal conviction.” Tr. of Oral Arg. 32. See also Foster Affidavit 1 (affidavit filed by the city in its Response to Petitioner’s Application for Recall and Stay of the Mandate stating that two licenses were revoked on the grounds of a prior conviction since the ordinance went into effect but failing to identify the licensees). We do not rely on the city’s representations at argument as “the necessary factual predicate may not be gleaned from the briefs and arguments themselves,” Bender, swpra, at 547. And we may not rely on the city’s affidavit, because it is evidence first introduced to this Court and “is not in the record of the proceedings below,” Adickes v. S. H. Kress & Co.,
Because we conclude that no petitioner has shown standing to challenge either the civil disability provisions or the provisions involving those who live with individuals whose licenses have been denied or revoked, we conclude that the courts below lacked jurisdiction to adjudicate petitioners’ claims with respect to those provisions. We accordingly vacate the judgment of the Court of Appeals with respect to those provisions with directions to dismiss that portion of the action. See Bender, supra, at 549 (vacating judgment below on
IV
' The motel owner petitioners challenge two aspects of the ordinance’s requirement that motels that rent rooms for fewer than 10 hours are sexually oriented businesses and are, therefore, regulated under the ordinance. See § 41A-18(a). First, they contend that the city had an insufficient factual basis on which to conclude that rental of motel rooms for fewer than 10 hours produced adverse impacts. Second, they contend that the ordinance violates privacy rights, especially the right to intimate association.
With respect to the first contention, the motel owners assert that the city has violated the Due Process Clause by failing to produce adequate support for its supposition that renting rooms for fewer than 10 hours results in increased crime or other secondary effects. They contend that the council had before it only a 1977 study by the city of Los Angeles that considered cursorily the effect of adult motels on surrounding neighborhoods. See Defendant’s Motion for Summary Judgment, Vol. 2, Exh. 11. The Court of Appeals thought it reasonable to believe that shorter rental time periods indicate that the motels foster prostitution and that this type of criminal activity is what the ordinance seeks to suppress. See
Finally, the motel owners challenge the regulations on the ground that they violate the constitutional right “to be let alone,” Olmstead v. United States,
It is so ordered.
Notes
Section 41A-5(a)(5) provides as follows: “The chief of police shall approve the issuance of a license . . . unless he finds [that]. . . [a]n applicant is residing with a person who has been denied a license by the city to operate a sexually oriented business within the preceding 12 months, or residing with a person whose license to operate a sexually oriented business has been revoked within the preceding 12 months.”
Sections 41A-5(a)(10), (b), and (c), as amended, provide as follows: “The chief of police shall approve the issuance of a license . . . unless he finds [that] . . .
“(10) An applicant or an applicant’s spouse has been convicted of a crime:
“(A) involving:
“(i) any of the following offenses as described in Chapter 43 of the Texas
Penal Code:
“(aa) prostitution;
“(bb) promotion of prostitution;
“(cc) aggravated promotion of prostitution;
“(dd) compelling prostitution;
“(ee) obscenity;
“(ff) sale, distribution, or display of harmful material to minor;
“(gg) sexual performance by a child;
“(hh) possession of child pornography;
“(ii) any of the following offenses as described in Chapter 21 of the Texas
Penal Code:
“(aa) public lewdness;
“(bb) indecent exposure;
“(cc) indecency with a child;
“(iii) sexual assault or aggravated sexual assault as described in Chapter
22 of the Texas Penal Code;
“(iv) incest, solicitation of a child, or harboring a runaway child as described in Chapter 25 of the Texas Penal Code; or
“(v) criminal attempt, conspiracy, or solicitation to commit any of the foregoing offenses;
*233 “(B) for which:
“(i) less than two years have elapsed since the date of conviction or the date of release from confinement imposed for the conviction, whichever is the later date, if the conviction is of a misdemeanor offense;
“(ii) less than five years have elapsed since the date of conviction or the date of release from confinement for the conviction, whichever is the later date, if the conviction is of a felony offense; or
“(in) less than five years have elapsed since the date of the last conviction or the date of release from confinement for the last conviction, whichever is the later date, if the convictions are of two or more misdemeanor offenses or combination of misdemeanor offenses occurring within any 24-month period.
“(b) The fact that a conviction is being appealed shall have no effect on the disqualification of the applicant or applicant’s spouse.
“(c) An applicant who has been convicted or whose spouse has been convicted of an offense listed in Subsection (a)(10) may qualify for a sexually oriented business license only when the time period required by Section 41A-5(a)(10)(B) has elapsed.”
Petitioners also raise a variety of other First Amendment challenges to the ordinance’s licensing scheme. In light of our conclusion that the licensing requirement is unconstitutional because it lacks essential procedural safeguards and that no petitioner has standing to challenge the residency or civil disability provisions, we do not reach those questions.
Concurrence Opinion
with whom Justice Marshall and Justice Blackmun join, concurring in the judgment.
I concur in the judgment invalidating the Dallas licensing provisions, as applied to any First Amendment-protected business, because I agree that the licensing scheme does not provide the procedural safeguards required under our previous cases.
I
In Freedman v. Maryland, supra, as Justice O’Connor notes, we held that three procedural safeguards are needed to “obviate the dangers of a censorship system”: (1) any prior restraint in advance of a final judicial determination on the merits must be no longer than that necessary to preserve the status quo pending judicial resolution; (2) a prompt judicial determination must be available; and (3) the would-be censor must bear both the burden of going to court and the burden of proof in court.
We have never suggested that our insistence on Freedman procedures might vary with the particular facts of the prior restraint before us. To the contrary, this Court has continued to require Freedman procedures in a wide variety of contexts. In National Socialist Party of America v. Skokie,
Two Terms ago, in Riley, this Court applied Freedman to a professional licensing scheme because the professionals involved, charity fundraisers, were engaged in First Amendment-protected activity. We held that, even if North Carolina’s interest in licensing fundraisers was sufficient to justify such a regulation, it “must provide that the licensor ‘will, within a specified brief period, either issue a license or go to court.’”
In Riley, this Court, to be sure, discussed the failure of the North Carolina statute to set a time limit for actions on license applications, but it also held that the licensor must be required to go to court, not the would-be fundraiser. Because I see no relevant difference between the fundraisers in Riley and the bookstores and motion picture theaters in these cases, I would hold that the city of Dallas must bear the burden of going to court and proving its case before it may permissibly deny licenses to First Amendment-protected businesses.
Justice O’Connor bases her disinclination to require the third Freedman procedure on two grounds: the Dallas licensing scheme does not involve an administrator’s passing judgment on whether the content of particular speech is protected or not; and the Dallas scheme licenses entire businesses, not just individual films. Justice O’Connor finds the first distinction significant on the theory that our jurisprudence holds only that suppression of speech on the ostensible ground of
While Justice O’Connor is certainly correct that these aspects distinguish the facts before us from those in Freedman, neither ground distinguishes these cases from Riley. The licensor in Riley was not required to distinguish between protected and unprotected speech. He was reviewing applications to practice a particular profession, just as the city of Dallas is acting on applications to operate particular businesses. Similarly, the fundraisers in Riley had their entire livelihoods at stake, just as the bookstores and others subject to the Dallas ordinance. Nonetheless, this Court placed the burden of going to court on the State, not the applicant.
Moreover, I believe Riley was rightly decided for the same reasons that the limitation set forth in Justice O’Connor’s opinion is wrong. The danger posed by a license that prevents a speaker from speaking at all is not derived from the basis on which that license was purportedly denied. The danger posed is the unlawful stifling of speech that results. As we said in Freedman, it is “the transcendent value of speech” that places the burden of persuasion on the State.
II
In Part III of the opinion, Justice O’Connor considers at some length whether petitioners have made an adequate showing of standing to bring their claims against the cohabitation and civil disability provisions of the licensing scheme. Were it of some precedential value, I would question this Court’s reversal of the findings of both the District Court and the Court of Appeals
The first claim for which the Court fails to find a petitioner with standing—an unspecified objection to the provision denying a license to any applicant residing with someone whose own application has been denied or revoked within the past year—is not directly presented by the parties, was not reached by the court below, and is not among the questions on which certiorari was granted. The second claim for which the Court fails to find a petitioner with standing—petitioners’ objection to the ordinance’s civil disability provisions—is clearly before this Court, but consideration of this claim is rendered redundant by Justice O’Connor’s holding in Part II.
The civil disability claim is an objection to that part of the licensing scheme which provides for denial or revocation of a license because of prior criminal convictions, on the ground
But since the Court invalidates the application of the entire Dallas licensing scheme to any First Amendment-protected business under the Freedman doctrine, it is unnecessary to decide whether some or all of the same provisions are also invalid, as to First Amendment-protected businesses, on other grounds. Justice O’Connor recognizes this and wisely declines to reach petitioners’ challenge to various requirements under the licensing scheme, other than the civil disability and cohabitation provisions, on the First Amendment ground that the ordinance impermissibly singles out persons and businesses engaged in First Amendment-protected activities for regulation.
For reasons unexplained and inexplicable, the opinion separates the prior restraint and singling out claims and accords them different treatment. Perhaps, if the inquiry had reached the merits of the prior restraint claim, one could infer a motive to take the opportunity to offer guidance in an area of the law badly in need of it. But because the inquiry proceeds no further than jurisdiction, no such explanation is available. Whatever the reason for including Part III, it is superfluous.
Justice Scalia’s opinion concurring in part and dissenting in part, purportedly grounded in my opinion in Ginzburg v. United States,
What Ginzburg did not do, and what this Court has never done, despite Justice Scalia’s claims, is to abrogate First Amendment protection for an entire category of speech-related businesses. We said in Ginzburg that we perceived “no threat to First Amendment guarantees in thus holding that in close cases evidence of pandering may be probative with respect to the nature of the material in question.”
Vance v. Universal Amusement Co.,
Both the District Court and the Fifth Circuit, after finding that plaintiffs had standing to challenge the ordinance, reached the civil disability question. See
Petitioners M. J. R., Inc., et al. phrase the same objection slightly differently. They characterize license denial or revocation based on certain listed prior speech offenses as a “classic prior restraint of the type prohibited as facially unconstitutional under the rule of Near v. Minnesota [ex rel. Olson],
See Brief for Petitioners FW/PBS, Inc., et al. 21-24.
Concurrence Opinion
with whom The Chief Justice joins, concurring in part and dissenting in part.
I join Parts I, III, and IV of the Court’s opinion but do not agree with the conclusion in Part II that the Dallas ordinance must include two of the procedural safeguards set forth in Freedman v. Maryland,
The Court has often held that when speech and nonspeech elements “are combined in the same course of conduct, a sufficiently important governmental interest in regulating the nonspeech element can justify incidental limitations on First Amendment freedoms.” United States v. O’Brien,
Justice O’Connor nevertheless invalidates the licensing provisions for failure to provide some of the procedural requirements that Freedman v. Maryland, supra, imposed in connection with a Maryland law forbidding the exhibition of any film without the approval of a board of censors. There, the board was approving or disapproving every film based on its view of the film’s content and its suitability for public viewing. Absent procedural safeguards, the law imposed an unconstitutional prior restraint on exhibitors. As I have said, however, nothing like that is involved here; the predicate identified in Freedman for imposing its procedural requirements is absent in these cases.
Nor is there any other good reason for invoking Freedman. The Dallas ordinance is in many respects analogous to regulations requiring parade or demonstration permits and imposing conditions on such permits. Such regulations have generally been treated as time, place, and manner restrictions and have been upheld if they are content neutral, serve a substantial governmental interest, and leave open alternative avenues of communication. Cox v. New Hampshire,
Licensing schemes subject to First Amendment scrutiny, however, even though purporting to be time, place, and manner restrictions, have been invalidated when undue discretion has been vested in the licensor. Unbridled discretion with respect to the criteria used in deciding whether or not to grant a license is deemed to convert an otherwise valid law into an unconstitutional prior restraint. Shuttlesworth v. Birmingham,
Additionally, petitioners’ reliance on Riley v. National Federation of Blind of N. C., Inc.,
Contrary to the ordinance in these cases, the Riley licensing requirement was aimed directly at speech. The discretion given the licensors in Riley empowered them to affect the content of the fundraiser’s speech, unless that discretion was suitably restrained. In that context, the Court invoked Freedman. That basis for applying Freedman is not present here, for, as I have said, the licensor is not vested with undue discretion.
Neither is there any basis for holding that businesses dealing in expressive materials have been singled out; all sexually oriented businesses — including those not involved in expressive activity such as escort agencies — are covered, and all other businesses must live up to the building codes, as well as fire and health regulations. Furthermore, the Court should not assume that the licensing process will be unduly prolonged or that inspections will be arbitrarily delayed. There is no evidence that this has been the case, or that inspections in other contexts have been delayed or neglected. Between the time of the District Court’s judgment and that of the
I see no basis for invalidating this ordinance because it fails to include some prophylactic measures that will guard against highly speculative injuries. As Justice O’Connor notes in the course of refusing to apply one of the Freedman procedural mandates, the licensing in these cases is required of sexually oriented businesses, enterprises that will have every incentive to pursue the license applications vigorously. Ante, at 229-230. The ordinance requires that an application be acted on within 30 days. Licensing decisions suspending or revoking a license are immediately appealable to a permit and license appeal board and are stayed pending that appeal. In addition, no one suggests that licensing decisions are not subject to immediate appeal to the courts. As I see it, there is no realistic prospect that the requirement of a license will have anything more than an incidental effect on the sale of protected materials.
Perhaps Justice O’Connor is saying that those who deal in expressive materials are entitled to special procedures in the course of complying with otherwise valid, neutral regulations generally applicable to all businesses. I doubt, however, that bookstores or radio or television stations must be given special breaks in the enforcement of general health, building, and fire regulations. If they must, why would not a variety of other kinds of businesses, like supermarkets and convenience stores that sell books and magazines, also be so entitled? I question that there is authority to be found in our cases for such a special privilege.
Concurrence Opinion
concurring in part and dissenting in part.
As the Court explains in Part III of its opinion, it is not certain that any petitioner has standing to challenge the provisions of the licensing scheme that disqualify applicants who are themselves unqualified or who reside with, or are married to, unqualified persons. Given the breadth of those provisions, the assertions in the Staten and Foster affidavits, and the District Court’s understanding of the relevant facts, however, I cannot join the decision to direct dismissal of this portion of the litigation. See ante, at 235. I would remand for an evidentiary hearing on the standing issues.
I join Parts I, II, and IV of Justice O’Connor’s opinion. With respect to Justice Scalia’s proposed resurrection of Ginzburg v. United States,
“Signs which identify the ‘adult’ character of a motion picture theater or of a bookstore convey the message that sexually provocative entertainment is to be found within .... Such signs . . . provide a warning to those who find erotic materials offensive that they should shop elsewhere for other kinds of books, magazines, or entertainment. Under any sensible regulatory scheme, truthful description of subject matter that is pleasing to*250 some and offensive to others ought to be encouraged, not punished.”431 U. S., at 604 .
Concurrence Opinion
concurring in part and dissenting in part.
I join Part I of the Court’s opinion, Part III, holding that there is no standing to challenge certain portions of the Dallas ordinance, and Part IV, sustaining on the merits certain other portions. I dissent from the judgment, however, because I would affirm the Fifth Circuit’s holding that the ordinance is constitutional in all respects before us.
1 — I
Since this Court first had occasion to apply the First Amendment to materials treating of sex, some three decades ago, we have been guided by the principle that “sex and obscenity are not synonymous,” Roth v. United States,
Distinguishing the one from the other has been the problem. Obscenity, in common understanding, is material that “treat[s] sex in a manner appealing to prurient interest,” id., at 488. But for constitutional purposes we have added other conditions to that definition, out of an abundance of concern that “the standards for judging obscenity safeguard the pro-téction of freedom of speech and press for material which does not treat sex in a manner appealing to prurient interest.” Ibid. To begin with, we rejected the approach previously adopted by some courts, which would permit the banning of an entire literary work on the basis of one or several passages that in isolation could be considered obscene. Instead, we said, “the dominant theme of the material taken as a whole” must appeal to prurient interest. Id., at 489 (emphasis added). We have gone on to add other conditions, which are reflected in the three-part test pronounced in Miller v. California,
*251 “The basic guidelines for the trier of fact must be: (a) whether ‘the average person, applying contemporary community standards’ would find that the work, taken as a whole, appeals to the prurient interest . . . ; (b) whether the work depicts or describes, in a patently offensive way, sexual conduct specifically defined by the applicable state law; and (c) whether the work, taken as a whole, lacks serious literary, artistic, political, or scientific value.”
These standards’ immediate purpose and effect — which, it is fair to say, have met with general public acceptance — have been to guarantee the access of all adults to such works of literature, once banned or sought to be banned, as Dreiser’s An American Tragedy,
Application of these standards (or, I should say, misapplication of them) has had another effect as well — unintended and most certainly not generally approved. The Dallas ordinance at issue in these cases is not an isolated phenomenon. It is one example of an increasing number of attempts throughout the country, by various means, not to withhold from the public any particular book or performance, but to prevent the erosion of public morality by the increasingly general appearance of what the Dallas ordinance delicately calls “sexually
While many communities do not object to such businesses, others do, and have sought to eliminate them. Attempts to do so by focusing upon the individual books, motion pictures, or performances that these businesses market are doomed to failure by reason of the very stringency of our obscenity test, designed to avoid any risk of suppressing socially valuable expression. Communities cannot close down “porn-shops” by banning pornography (which, so long as it does not cross the distant line of obscenity, is protected), just as Congress cannot eliminate specialized “dial-a-porn” telephone services by prohibiting individual messages that are “indecent” but not quite obscene. Id., at 131. Consequently, communities have resorted to a number of other means, including stringent zoning laws, see e. g., Young v. American Mini Theatres, Inc.,
It does not seem to me desirable to perpetuate such a regime of prohibition by indirection. I think the means of rendering it unnecessary is available under our precedents and should be applied in the present cases. That means consists of recognizing that a business devoted to the sale of highly explicit sexual material can be found to be engaged in the marketing of obscenity, even though each book or film it sells might, in isolation, be considered merely pornographic and not obscene. It is necessary, to be sure of protecting valuable speech, that we compel all communities to tolerate individual works that have only marginal communicative content beyond raw sexual appeal; it is not necessary that we compel them to tolerate businesses that hold themselves forth as specializing in such material. Because I think that Dallas could constitutionally have proscribed the commercial activities that it chose instead to license, I do not think the details of its licensing scheme had to comply with First Amendment standards.
II
The Dallas ordinance applies to any sexually oriented business, which is defined as “an adult arcade, adult bookstore or adult video store, adult cabaret, adult motel, adult motion picture theater, - adult theater, escort agency, nude model studio, or sexual encounter center.” Dallas City Code § 41A-2(19) (1986). Operators of escort agencies and sexual encounter centers are not before us.
*255 “(A) the fondling or other erotic touching of human genitals, pubic region, buttocks, anus, or female breasts;
“(B) sex acts, normal or perverted, actual or simulated, including intercourse, oral copulation, or sodomy;
“(C) masturbation, actual or simulated; or
“(D) excretory functions as part of or in connection with any of the activities set forth in (A) through (C) above.” §41A-2(21).
Finally, “specified anatomical areas” means “human genitals in a state of sexual arousal.” §41A-2(20).
The dispositive case is Ginzburg v. United States,
“The deliberate representation of petitioners’ publications as erotically arousing, for example, stimulated the reader to accept them as prurient; he looks for titillation, not for saving intellectual content. . . . And the circumstances of presentation and dissemination of material are equally relevant to determining whether social importance claimed for material in the courtroom was, in the*257 circumstances, pretense or reality — whether it was the basis upon which it was traded in the marketplace or a spurious claim for litigation purposes. Where the purveyor’s sole emphasis is on the sexually provocative aspects of his publications, that fact may be decisive in the determination of obscenity. Certainly in a prosecution which, as here, does not necessarily imply suppression of the materials involved, the fact that they originate or are used as a subject of pandering is relevant to the application of the Roth test.” Id., at 470-471.
We held one of the three publications in question to be, in the circumstances of its sale, obscene, despite the trial court’s finding that only 4 of the 15 articles it contained “predominantly appealed to prurient interest and substantially exceeded community standards of candor,” id., at 471; and another to be obscene despite the fact that it previously had been sold by its author to numerous psychiatrists, some of whom testified that they found it useful in their professional practice. We upheld the convictions because the petitioners had “deliberately emphasized the sexually provocative aspects of the work, in order to catch the salaciously disposed.” Id., at 472.
In Memoirs v. Attorney General of Massachusetts,
“On the premise, which we have no occasion to assess, that Memoirs has the requisite prurient appeal and is patently offensive, but has only a minimum of social value, the circumstances of production, sale, and publicity are relevant in determining whether or not the publication or distribution of the book is constitutionally protected. ... In this proceeding, however, the courts were asked to judge the obscenity of Memoirs in the abstract, and*258 the declaration of obscenity was neither aided nor limited by a specific set of circumstances of production, sale, and publicity. All possible uses of the book must therefore be considered, and the mere risk that the book might be exploited by panderers because it so pervasively treats sexual matters cannot alter the fact . . . that the book will have redeeming social importance in the hands of those who publish or distribute it on the basis of that value.”383 U. S., at 420-421 (footnote omitted).
Ginzburg was decided before our landmark Miller decision, but we have consistently applied its holding post-Miller. See Hamling v. United States,
In evaluating the Dallas ordinance under the principles I have described, we must of course give it the benefit of any “limiting construction [that] has been or could be placed” on its text. Broadrick v. Oklahoma,
Favorably construed, the Dallas ordinance regulates only the business of pandering, as I have defined it above. It should be noted, to begin with, that the depictions, descriptions, and displays that cause any of the businesses before us to qualify as a “sexually oriented business” must be sexually explicit in more than a minor degree. What is at issue here is not the sort of nude photograph that might commonly appear on a so-called “pin-up calendar” or “men’s magazine.” The mere portrayal of the naked human body does not qualify unless (in the definition of adult cabaret, adult theater, and nude model studio) it is featured live. Qualifying depictions and descriptions do not include human genitals, but only human genitals in a state of sexual arousal, the fondling of erogenous zones, and normal or perverted sexual acts.
In addition, in order to qualify for regulation under the ordinance the business that provides such live nudity or such sexually explicit depictions or descriptions must do so “as one of its principal business purposes” (in the case of adult bookstores and adult video stores) or “regularly” (in the case of adult motion picture theaters, adult cabarets, and adult theaters). The adverb “regularly” can mean “constantly, continually, steadily, sustainedly,” Roget’s International Thesaurus §135.7, p. 77 (4th ed. 1977), and also “in a . . . methodical way,” Webster’s Third New International Dictionary 1913 (1981). I think it can reasonably be interpreted
All of the establishments at issue, therefore, share the characteristics that they offer (1) live nudity or hardcore sexual material, (2) as a constant, intentional objective of their business. But there is still more. With the single exception of “adult motion picture theater,” the descriptions of all the establishments at issue contain some language that suggests a requirement that the business hold itself forth to the public precisely as a place where sexual stimulation of the described sort can be obtained. Surely it would be permissible to interpret the phrase “as one of its principal business purposes” in the definition of “adult bookstore or adult video store” to require such holding forth. A business can hardly have as a principal purpose a line of commerce it does not even promote. Likewise, the portion of the definitions of “adult cabaret” and “adult theater” which requires that they regularly “feature” the described sexual material suggests that it must not merely be there but must be promoted or marketed as such. The definition of nude model studio, while containing no such requirement, is subject to a defense which contains as one of its elements that the structure where the studio is located “has no sign visible from the exterior of the structure and no other advertising that indicates a nude person is available for viewing.” Dallas City Code § 41A-21(d)(3)(A) (1986). Even the definitions of the two categories of enterprises not at issue in this case, “escort agencies” and “sexual encounter centers,” contain language that arguably requires a “holding forth” (a “primary business purpose” requirement). Given these indications of the importance of “holding forth” con
The Dallas ordinance’s narrow focus distinguishes these cases from Schad v. Mount Ephraim,
Even if it were possible to conceive of a business that could meet the above-described qualifications and yet be engaged in First Amendment activities rather than pandering, we do not invalidate statutes as overbroad on the basis of imagination alone. We have always held that we will not apply that “strong medicine” unless the overbreadth is both “real” and “substantial.” Broadrick v. Oklahoma, supra, at 613, 615. I think we must sustain the current ordinance just as we sustained the statute at issue in New York v. Ferber, supra,
“[W]e seriously doubt, and it has not been suggested, that these arguably impermissible applications of the statute amount to more than a tiny fraction of the materials within the statute’s reach. Nor will we assume that the New York courts will widen the possibly invalid reach of the statute by giving an expansive construction to the proscription on ‘lewd exhibition[s] of the genitals.’ Under these circumstances, §263.15 is ‘not substantially overbroad and . . . whatever overbreadth may exist should be cured through a case-by-case analysis of the fact situations to which its sanctions, assertedly, may not be applied.’ Broadrick v. Oklahoma,413 U. S., at 615-616 .” Id., at 773-774.
The legitimate reach of the Dallas ordinance “dwarfs its arguably impermissible applications.” Id., at 773.
To reject the present facial attack upon the ordinance is not, of course, to deprive someone who is not engaged in pandering and who is somehow caught within its provisions (if that could possibly occur) from asserting his First Amendment rights. But that eventuality is so improbable, it seems to me, that no substantial quantity of First Amendment activity is anticipatorily “chilled.” The Constitution is adequately safeguarded by conducting further review of this reasonable ordinance as it is applied.
Justice O’Connor’s opinion correctly notes that respondents conceded that the materials sold are protected by the First Amendment. Ante, at 224. But they did not concede that the activity of pandering at which the Dallas ordinance is directed is constitutionally protected. They did not, to be
* * *
The tnode of analysis I have suggested is different from the rigid test for obscenity that we apply to the determination whether a particular book, film, or performance can be banned. The regulation here is not directed to particular
The basis of decision I have described seems to me the proper means, in Chief Justice Warren’s words, “to reconcile the right of the Nation and of the States to maintain a decent society and, on the other hand, the right of individuals to express themselves freely in accordance with the guarantees of the First and Fourteenth Amendments.” Jacobellis v. Ohio,
For the reasons stated, I respectfully dissent.
Held obscene in Commonwealth v. Friede,
Held obscene in People v. Dial Press, Inc.,
Held obscene in United States v. Two Obscene Books,
Unsuccessfully challenged as obscene in United States v. One Book Called “Ulysses,”
“Adult Bookstore or Adult Video Store means a commercial establishment which as one of its principal business purposes offers for sale or rental for any form of consideration any one or more of the following:
“(A) books, magazines, periodicals or other printed matter, or photographs, films, motion pictures, video cassettes or video reproductions, slides, or other visual representations which depict or describe ‘specified sexual activities’ or ‘specified anatomical areas’; or
“(B) instruments, devices, or paraphernalia which are designed for use in connection with ‘specified sexual activities.’” Dallas City Code §§ 41A-2(2)(A), (B) (1986).
The regulation of businesses that sell the items described in subsection (B) raises no First Amendment question.
“Adult Motion Picture Theater means a commercial establishment where, for any form of consideration, films, motion pictures, video cassettes, slides, or similar photographic reproductions are regularly shown which are characterized by the depiction or description of ‘specified sexual activities’ or ‘specified anatomical areas.’ ” § 41A-2(5).
“(3) Adult Cabaret means a nightclub, bar, restaurant, or similar commercial establishment which regularly features:
“(A) persons who appear in a state of nudity; or
“(B) live performances which are characterized by the exposure of ‘specified anatomical areas’ or by ‘specified sexual activities’; or
“(C) films, motion pictures, video cassettes, slides, or other photographic reproductions which are characterized by the depiction or description of ‘specified sexual activities’ or ‘specified anatomical areas.’”
*255 “(6) Adult Theater means a theater, concert hall, auditorium, or similar commercial establishment which regularly features persons who appear in a state of nudity or live performances which are characterized by the exposure of ‘specified anatomical areas’ or by ‘specified sexual activities.’
“(12) Nude Model Studio means any place where a person who appears in a state of nudity or displays ‘specified anatomical areas’ is provided to be observed, sketched, drawn, painted, sculptured, photographed, or similarly depicted by other persons who pay money or any form of consideration.
“(13) Nudity or a State of Nudity means:
“(A) the appearance of a human bare buttock, anus, male genitals, female genitals, or female breast; or
“(B) a state of dress which fails to opaquely cover a human buttock, anus, male genitals, female genitals, or areola of the female breast.” § 41A-2.
As to nude model studios, the ordinance further provides as a defense to prosecution that
“a person appearing in a state of nudity did so in a modeling class operated:
“(1) by a proprietary school licensed by the state of Texas; a college, junior .college, or university supported entirely or partly by taxation;
“(2) by a private college or university which maintains and operates educational programs in which credits are transferrable to a college, junior college, or university supported entirely or partly by taxation; or
“(3) in a structure:
“(A) which has no sign visible from the exterior of the structure and no other advertising that indicates a nude person is available for viewing; and
“(B) where in order to participate in a class a student must enroll at least three days in advance of the class; and
“(C) where no more than one nude model is on the premises at any one time.” § 41A-21(d).
