EMIL JUTROWSKI v. TOWNSHIP OF RIVERDALE; STATE OF NEW JERSEY, by and through the New Jersey State Police; JEFFREY HEIMBACH, New Jersey State Police Trooper, individually and in his representative capacity as a State Police Officer; JAMES FRANCHINO, individually and in his representative capacity as a New Jersey State Police Officer; TRAVIS ROEMMELE, individually and in his representative capacity as a Riverdale Police Officer; CHRISTOPHER BIRO, individually and in his representative capacity as a Riverdale Police Officer; JOHN DOES (1-20); COL. RICK FUENTES, in his representative capacity as a commanding and Chief Executive Officer of the New Jersey State Police; CHIEF THOMAS SOULES, in his representative capacity as Chief of the Riverdale Police Department
No. 17-2594
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
September 12, 2018
PRECEDENTIAL. Argued: March 12, 2018. On Appeal from the United States District Court for the District of New Jersey (D.N.J. Civil Action No. 2-13-cv-07351). District Judge: Honorable John M. Vazquez.
PRECEDENTIAL
Before: JORDAN, KRAUSE, and GREENBERG, Circuit Judges
Robert J. Degroot [Argued]
Ole Nekritin
56 Park Place
Newark, NJ 07102
Counsel for Appellant Emil Jutrowski
Anthony P. Seijas [Argued]
Cleary Giacobbe Alfieri & Jacobs
169 Ramapo Valley Road
Upper Level 105
Oakland, NJ 07436
Counsel for Appellees Township of Riverdale, Christopher Biro, Travis Roemmele, and Chief Thomas Soules
Matthew J. Lynch [Argued]
Office of Attorney General of New Jersey
Division of Law
25 Market Street
Richard J. Hughes Justice Complex
Trenton, NJ 08625
Robert P. Preuss
Office of Attorney General of New Jersey
Division of Law Tort Litigation and Judiciary
25 Market Street
P.O. Box 116
Trenton, NJ 08625
Christopher S. Porrino
Office of Attorney General of New Jersey
Melissa H. Raksa, Assistant Attorney General
Kai W. Marshall-Otto
Richard J. Hughes Justice Complex
25 Market Street
P.O. Box 112
Trenton, NJ 08625
OPINION OF THE COURT
KRAUSE, Circuit Judge.
This case arises from an undisputed constitutional violation: an act of excessive force committed during the arrest of Appellant Emil Jutrowski in which he was kicked in the face, breaking his eye socket. Appellees—consisting of two Riverdale, New Jersey Police Officers and two New Jersey State Troopers involved in the arrest (the “Individual Defendants“), and their respective employers, the Township of Riverdale and the State of New Jersey (collectively, the “Defendants“)—do not dispute that one of the officers kicked Jutrowski. But each of the Individual Defendants asserts he neither inflicted the blow himself nor saw anyone else do so, and Jutrowski, whose face was pinned to the pavement when the excessive force occurred, is unable to identify his assailant. He therefore brought excessive force claims against all Defendants and conspiracy claims against the four Individual Defendants under
We are now called upon to outline the contours of this “personal involvement” requirement in
I. Background
A. Factual Background1
On June 23, 2010, Emil Jutrowski, after drinking several vodka sodas at a bar in East Hanover, NJ, crashed his sport utility vehicle along the shoulder of the highway. Other than a small cut above his right eye, Jutrowski suffered no injuries from the accident. Because his car was pinned up against the left guardrail, however, he could not exit from the driver‘s side door and was still attempting to “pull away” when police arrived. App. 285. The first two officers to arrive on the scene were Officer Travis Roemmele and Officer Christopher Biro of the Riverdale, New Jersey Police Department (the “Riverdale Defendants“). Moments later, three State Troopers arrived, including Appellees Jeffrey Heimbach and James Franchino (the “State Trooper Defendants“).
The officers quickly deduced that Jutrowski was heavily intoxicated. Heimbach, who first approached Jutrowski, immediately detected “an overwhelming odor of an alcoholic beverage emanating from the interior of [the] vehicle,” and asked Jutrowski to produce his license and registration. App. 285. Instead, Jutrowski attempted to light a cigarette and proceeded to rub liquid hand sanitizer on his face.2 As the smell of alcohol became “stronger,” Heimbach determined that “it was emanating directly from [Jutrowski‘s] breath.” App. 285. He also observed that Jutrowski‘s eyes were bloodshot and his pupils extremely dilated, and that, although Jutrowski was still seated in his vehicle, he was disoriented and moving slowly. Id.3
It was also apparent that Jutrowski needed medical attention. Heimbach noticed the cut above his right eye, and Jutrowski told Heimbach that he was injured, that he had a heart condition, and
Lying on the ground on his stomach, Jutrowski‘s face was turned to his right, with his left cheek on the pavement. With Troopers Franchino and Heimbach on Jutrowski‘s right side and a third trooper on his left, the officers attempted to handcuff him—a difficult task because Jutrowski‘s hands were tucked underneath him and he was a “very strong, very big man,” allegedly weighing over 300 pounds at the time. App. 375, 427, 462. As Franchino used his baton to pry Jutrowski‘s arms from underneath him, Riverdale Officers Biro and Roemmele ran over to assist. Biro knelt down at Jutrowski‘s feet to hold his legs, and Roemmele “assisted by holding [Jutrowski‘s] legs while the officers were finally able to remove [his] hands from under his body.” App. 288. Heimbach put his knee in the small of Jutrowski‘s back to subdue him and with Jutrowski still lying face down, Heimbach began to search him. Franchino was positioned near Jutrowski‘s shoulders, and was thus “closest to his head.” App. 438.
At some point in the midst of this scuffle, one of the officers kicked Jutrowski hard on the right side of his face,5 hard enough to inflict a “blow out fracture,” that is, a broken nose and broken eye socket, requiring surgery. App. 262-63.6
After the kick, the officers turned Jutrowski over on his back and Trooper
B. Procedural History
Because he was unable to identify which of the officers in his immediate vicinity was the one that kicked him, Jutrowski filed suit against Officers Biro and Roemmele and Troopers Franchino and Heimbach, along with the Township of Riverdale and State of New Jersey (collectively, the “Defendants“).7 His complaint, as relevant here, included in Count I a claim for the use of excessive force, in violation of the Fourth Amendment and
After Defendants unsuccessfully moved for dismissal, the case proceeded to discovery, where it was established that Biro, Roemmele, Franchino, and Heimbach were each in Jutrowski‘s immediate presence when he was kicked. But Jutrowski was not able in the course of the discovery to identify which of these law enforcement officers inflicted the blow, and none of the officers admitted to being either the perpetrator or a witness. Even Heimbach—who testified that he had his knee in Jutrowski‘s back between his shoulder blades, that his “sole focus” for “the entire time” was on Jutrowski‘s head, and that “if anything . . . struck [Jutrowski] in the face, he would know“—allegedly saw nothing. App. 344. Likewise, Trooper Franchino testified that he was the officer “closest to [Jutrowski‘s] head” and was “more than six inches [but] less than three feet” away when Jutrowski was taken to the ground, but he too saw nothing. App. 438.
Nor did any of the dashboard cameras (“dashcams“) on the officers’ vehicles capture the incident. Officer Biro‘s car was parked closest to Jutrowski‘s, and his dashcam presumably would have had the best view of Jutrowski being escorted from his car across the highway—except that it allegedly did not record. According to Biro‘s testimony, he did not manually switch on the camera because he believed he was pulling over to investigate a traffic accident, not to effectuate a vehicle stop. Emil Jutrowski v. Township of Riverdale, et al., No. 13-7351, 2017 WL 1395484, at *1 (D.N.J. Apr. 17, 2017). Biro also indicated that the camera should record automatically
In the absence of evidence identifying the perpetrator, the District Court granted summary judgment on all counts for all Defendants. Id. As for the use of excessive force, although the Defendants “d[id] not contest that Plaintiff was kicked,” the District Court reasoned that because Jutrowski could not “identify which Defendant kicked him,” he was essentially asking “the Court to guess which individual Officer Defendant committed the alleged wrong.” Id. at *4. In its thorough and thoughtful opinions granting summary judgment and denying reconsideration, the District Court relied on this Court‘s precedents to conclude that absent an “evidentiary basis on which to hold” any individual defendant liable, Defendants were all entitled to judgment as a matter of law. Id. The District Court also rejected Jutrowski‘s request to fill the evidentiary void with an adverse spoliation inference from the failure to produce Officer Biro‘s dashcam video because Jutrowski had not made “a request for inspection pursuant to
As for the federal and state civil conspiracy counts, the District Court found “no facts suggesting that [Individual] Defendants spoke to each other concerning the alleged kick before the incident occurred” and that it could not infer any “after-the-fact” conspiracy because Jutrowski had not identified specific facts to support the contention “that the officers from Riverdale and the State Police colluded before writing their reports or testifying before the grand jury.” Id. at *8. It therefore granted summary judgment on these counts, both to the extent they asserted a conspiracy to use excessive force and to the extent they asserted a conspiracy to violate Jutrowski‘s rights afterwards.
Jutrowski now appeals, arguing that the District Court erred in granting summary judgment on his claims of excessive force and civil conspiracy.
II. Jurisdiction and Standard of Review9
We review the District Court‘s grant of summary judgment de novo. Faush v. Tuesday Morning, Inc., 808 F.3d 208, 215 (3d Cir. 2015). To warrant summary judgment, the moving party must establish “that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law,”
A factual dispute is genuine “if the evidence is such that a reasonable jury could return a verdict for the nonmoving party,” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986), but “[c]onversely, where a non-moving party fails sufficiently to establish the existence of an essential element of its case on which it bears the burden of proof at trial, there is not a genuine dispute with respect to a material fact and thus the moving party is entitled to judgment as a matter of law.” Goldenstein v. Repossessors Inc., 815 F.3d 142, 146 (3d Cir. 2016) (citations omitted).
We review the denial of an adverse spoliation inference for abuse of discretion. In re Hechinger Inv. Co. of Del., 489 F.3d 568, 574 (3d Cir. 2007). A district court abuses its discretion if its decision not to draw the inference rests upon “a clearly erroneous finding of fact, an errant conclusion of law or an improper application of law to fact.” Meditz v. City of Newark, 658 F.3d 364, 367 n.1 (3d Cir. 2011) (citations omitted).
III. Discussion
On appeal, Jutrowski argues that the District Court erred by granting summary judgment on his excessive force claim against all Defendants because he set forth specific facts showing a genuine issue for trial in two ways: by establishing that excessive force was used and that the Individual Defendants were all in close proximity, and by adducing sufficient evidence (the absence of a dashcam video from Officer Biro) to warrant an adverse inference against the Defendants. He also claims error in the grant of summary judgment on his claims against the Individual Defendants for conspiracy to violate his federal and state civil rights. We address these arguments in turn.
A. The Excessive Force Claim
As Jutrowski would have it, so long as a plaintiff can show that some officer used excessive force, he may haul before a jury all officers who were “in the immediate vicinity of where excessive force occurred” without any proof of their personal involvement. Appellant‘s Br. 13. That is simply not the law. Instead, the tenet that a defendant‘s
We begin with principles of tort liability, which necessarily inform our interpretation of
In the
We have imported these precepts into the excessive force context in a trilogy of cases that squarely foreclose Jutrowski‘s argument today. In Howell, 464 F.2d 272, where the plaintiff alleged that a single police officer exerted excessive force in arresting him and sued two of the six officers at the scene, alleging that one was the perpetrator, we affirmed a directed verdict for the defendants because “[i]nsofar as the two defendants are concerned, one of them is free of liability.” Id. at 283. “At best,” we explained, “there was proof of wrongful conduct of one, identified only as one of two possible actors, without an explicit identification as to which of the two,” and thus, “without more,” there was no way to know which of them should be held to answer for the violation. Id. at 283.
In Sharrar v. Felsing, 128 F.3d 810 (3d Cir. 1997), where the plaintiff alleged that an officer who handcuffed him had dislocated his shoulder but could not identify which, out of the 20 officers on the scene, was the perpetrator, we likewise concluded that there was “no evidentiary basis on which to hold the[] defendants liable” and affirmed the order of summary judgment in their favor on that basis. Id. at 821.
In contrast, in Smith v. Mensinger, 293 F.3d 641 (3d Cir. 2002), we reversed the grant of summary judgment on an Eighth Amendment claim where, although the plaintiff-inmate conceded he could not see all five of the defendant-correctional officers during his alleged beating, he testified that “all of them . . . were pushing my head, right, into the cabinets . . . and walls,” and “the full force of all the guards [was] behind me . . . . I said all of them.” Id. at 650 (emphasis omitted). In that circumstance, we explained, the “fact that Smith . . . acknowledged that he could not see those defendants during the beating neither negate[d] their involvement nor their liability as a matter of law.”10 Id.
The line we drew in these cases is consistent with the approach of other Courts of Appeals. Indeed, just last year, our colleagues on the Seventh Circuit wrestled with the “potential tension” between the individual-responsibility requirement of
Other Courts of Appeals likewise have held that personal involvement of each defendant is a prerequisite to liability in
The authorities on which we rely—tort law principles informing
Nor is that deficiency remedied by the potential adverse inference Jutrowski contends should be drawn from Officer Biro‘s failure to produce his dashcam video. At summary judgment, “the trier of fact generally may receive the fact of . . nonproduction or destruction [of relevant materials] as evidence that the party that has prevented production did so out of the well-founded fear that the contents would harm him,” see Brewer v. Quaker State Oil Refining Corp., 72 F.3d 326, 334 (3d Cir. 1995). But a spoliation inference requires, among other things, “actual suppression or withholding of evidence,” Bull v. United Parcel Serv., Inc., 665 F.3d 68, 73 (3d Cir. 2012), and here, the District Court found, it would have to “assume[] there was a recording of the incident” because Jutrowski “fail[ed] to provide sufficient evidence
demonstrating that the video actually existed.” Jutrowski, 2017 WL 1395474, at *5.That evidence is indeed starkly absent. On appeal, as at summary judgment, Jutrowski posits the existence of an automatic recording based entirely on Biro‘s statement at his deposition that the recording device “activates with [the emergency] lights.” App. 396. This statement, however, was in the present tense, while moments later, Biro made cryptic reference to events “back then” and a “different system.” Id. Yet Jutrowski neither asked follow-up questions at that point,11 nor sought afterwards to confirm the existence of the video through “a request for inspection pursuant to
The upshot is a record insufficient for any reasonable jury to identify which, if any,12 of the Individual Defendants used
As the Colbert court also observed, however, there may be other “avenue[s] for relief,” like a conspiracy claim, that “sufficiently construct[] the necessary causal connection between the official and some wrongdoing, regardless of whether the plaintiff was able to observe” the constitutional violation. See Colbert, 851 F.3d at 658. It is to such a claim that we now turn.
B. The Conspiracy Claims Against the Individual Defendants
In his complaint, Jutrowski alleges both a conspiracy to violate his federal civil rights, in violation of
i. Requirements to Establish a § 1983 Conspiracy
To prevail on a conspiracy claim under
Although deprivations of the right of access to the courts arise most often in the prison context,17 see, e.g., Peterkin v. Jeffes, 855 F.2d 1021, 1036 (3d Cir. 1988), this right is also denied when law enforcement officers conspire to cover up constitutional violations, see, e.g., Colbert, 851 F.3d at 657-58 (holding that the plaintiff could allege under
After a plaintiff establishes that the object of the conspiracy was the deprivation of a federally protected right, “the rule is clear that” the plaintiff “must provide some factual basis to support the existence of the elements of a conspiracy: agreement and concerted action.” Capogrosso v. Supreme Court of N.J., 588 F.3d 180, 184-85 (3d Cir. 2009) (citing Crabtree v. Muchmore, 904 F.2d 1475, 1481 (10th Cir. 1990)). To show agreement, he must demonstrate that “the state actors named as defendants in the[] complaint somehow reached an understanding to deny [the plaintiff] his rights,” Kost v. Kozakiewicz, 1 F.3d 176, 185 (3d Cir. 1993), and in the absence of direct proof, that “meeting of the minds” or “understanding or agreement to conspire” can be “infer[red]” from circumstantial evidence, Startzell v. City of Philadelphia, 533 F.3d 183, 205 (3d Cir. 2008). Such circumstantial evidence may include that the alleged conspirators “did or said something to create an understanding,” “the approximate time when the agreement was made, the specific parties to the agreement[,] the period of the conspiracy, or the object of the conspiracy.” Great W. Mining, 615 F.3d at 178-79 (citations omitted). And in the context of an alleged conspiracy among police officers, it may manifest as “conversations” between officers about the incident, “allegedly distorted” stories that “emerged,” an “awareness of conflicting stories” and “irregularities in the series of official investigations” into the incident. Hampton v. Hanrahan, 600 F.2d 600, 627-28 (7th Cir. 1979), rev‘d in part on other grounds by Hanrahan v. Hampton, 466 U.S. 754 (1980).
Because “inferring mental state from circumstantial evidence is among the chief tasks of factfinders,” Kedra v. Schroeter, 876 F.3d 424, 444 (3d Cir. 2017) (citing United States v. Wright, 665 F.3d 560, 569 (3d. Cir. 2012)), an allegation of conspiracy can only be overcome at summary judgment when “the moving parties’ submissions foreclose[] the possibility of the existence of certain facts from which ‘it would be open to a jury . . . to infer from the circumstances’ that there had been a meeting of the minds,” Anderson, 477 U.S. at 249 (citing Adickes, 398 U.S. 144).
ii. The Conspiracy Claims Against the Individual Defendants
We dispense quickly with Jutrowski‘s argument that he sufficiently established an agreement among the Individual Defendants, before the fact, to use excessive force. While this claim meets the threshold requirement that the alleged conspiracy had the goal of violating a constitutional right, Jutrowski‘s assertion of a “common plan” among the officers, based on (1) an alleged “reloc[ation] [of] the ambulances so that EMT personnel would not be able to witness the[] attack,” and (2) the officers “simultaneously grabbing” him to take him down, is not supported by any specific facts in the record. App. 276.18 To
The record paints a different picture, however, for Jutrowski‘s claims of a conspiracy after the fact. As a threshold matter, we reject Defendants’ argument that Jutrowski failed to assert a cognizable conspiratorial objective because “[t]he only injur[y] [he] alleges is . . . to his eye” so that post-injury “actions with regard to [the officers‘] paperwork and grand jury testimony cannot possibly form the basis of a conspiracy that led to [his] injuries.” State Troopers’ Br. 25. The “injury” Jutrowski asserts with respect to this conspiracy is not the application of excessive force but the denial of “access to the courts.” Monroe, 536 F.3d at 205. And drawing all reasonable inferences, as we must, in Jutrowski‘s favor, we cannot agree with the District Court that there is insufficient evidence of “collu[sion]” among “the officers from Riverdale and the State Police” to deprive him of that access. Jutrowski, 2017 WL 1395474, at *8.
For starters, material omissions in contemporaneous police reports can reasonably be seen by a jury as evidence that the officers “agreed to abide by [a] claim” about what happened and “agreed to represent [it] falsely,” Bell v. City of Milwaukee, 746 F.2d 1205, 1256 (7th Cir. 1984), rev‘d on other grounds by Russ v. Watts, 414 F.3d 783 (7th Cir. 2005), and omissions specifically as to the infliction of an injury or “reference to the use of force” that indisputably occurred during an arrest “can be as dishonest as an outright lie,” United States v. Seymour, 472 F.3d 969, 970 (7th Cir. 2007) (finding the omission, in an arrest report, regarding the use of force against a jaywalker to be material because “[t]he test is whether what is omitted is something the intended reader would have expected to see included if it had occurred . . .“). Here, none of the reports by Heimbach, Franchino or Roemmele19 indicated that Jutrowski suffered significant injuries during the course of his arrest, yet several of the officers admitted in their depositions that Jutrowski‘s injuries noticeably worsened during his apprehension.20 Moreover, notwithstanding the District Court‘s reasonable
Jutrowski‘s after-the-fact conspiracy allegations also find support in the time that was available to reach an agreement, see Great W. Mining, 615 F.3d at 178, and evidence of “conversations” between officers before the filing of reports, Hampton, 600 F.2d at 627. That is, there was undoubtedly time in the unhurried period after the incident and before the finalization of reports and deposition appearances for a “meeting of the minds,” Startzell, 533 F.3d at 205, and Heimbach acknowledged at his deposition that he “discussed” Jutrowski‘s case with Franchino and the third trooper involved in the arrest “while . . . going over the reports,” and that “prior to writing the narrative report,” he “discussed [with them] everything that happened” concerning “the scene and the arrest and subduing of Mr. Jutrowski” in order to straighten out the “sequence of events,” App. 341. Franchino also testified that he “remember[ed] speaking about” Jutrowski‘s injuries with Heimbach within a few weeks of the incident, App. 429, and that before submitting his report, it was “possible” that he discussed the “facts of the case” with Heimbach, App. 431.
Moreover, what emerged from these conversations might well be viewed by a reasonable jury as “irregularities” and “distorted” or “conflicting” accounts that suggest “a concerted effort to suppress facts.” Hampton, 600 F.2d at 628. For example, Roemmele‘s report, the lone Riverdale Police report as none was produced by Biro, makes reference to the presence of State Troopers, but it does not mention the presence of Biro, who not only participated in the arrest but was also Roemmele‘s supervisor. Heimbach‘s report omits any reference to the use of excessive force, although he does not dispute that someone kicked Jutrowski and that his “sole focus” for “the entire time” was on Jutrowski‘s head, so that “if any[one] . . . struck [Jutrowski] in the face, [he] would [have] know[n].” App. 344. For his part, Trooper Franchino testified that he was the officer “closest to [Jutrowski‘s] head,” and was “less than three feet” away when Jutrowski was taken to the ground, App. 438, but professed that he did not ever “look[] at [Jutrowski‘s] face,” App. 432, and that he checked the box for “moderate injury” on his use of force report only because “possib[ly] someone told” him to do it, App. 434. The Riverdale officers, who were also in Jutrowski‘s immediate vicinity, likewise do not contest that a kick occurred, but Roemmele made no reference to it in the one report produced by the Riverdale Police Department, and both officers contend that they did not see it. Furthermore, all of this may be considered against the backdrop of the other evidence in the record on summary judgment, including the report of a medical expert, who
In short, what Jutrowski put forward concerning alleged federal and state conspiracies to deprive him of access to the courts was sufficient to create a genuine issue of material fact. And he did so, consistent with Smith, for each of the Individual Defendants. That is, Jutrowski alleged that “all” of “Defendant officers . . . did act together and in concert” to conspire to violate his civil rights, App. 269, that all “[t]he police officers” are implicated in a cover-up, App. 493, and that each of them “perjured themselves,” App. 492, in “covering up” the use of excessive force and “protecting each other,” App. 495. Because he adduced evidence to support those allegations “such that a reasonable jury could return a verdict” in his favor, Anderson, 477 U.S. at 248, we will reverse District Court‘s entry of summary judgment on Counts V and VI to the extent they allege after-the-fact conspiracies, and we will remand for further proceedings on those claims against the Individual Defendants.
IV. Conclusion
For the foregoing reasons, we will affirm in part and reverse in part and will remand for proceedings consistent with this opinion.
