Lead Opinion
OPINION OF THE COURT
■This case arises from the grievous death of State Trooper David Kedra, who was shot and killed by his instructor, then-Corporal Richard Schroeter, during a routine firearms training. Although a long-term veteran of the police force and specifically certified in the safe use of firearms, Schroeter allegedly disregarded each of the steps that he previously acknowledged in writing were required to safely perform a live demonstration of a firearm—skipping over both his own safety check and an independent check by a second person, treating the gun as if it were unloaded instead of loaded, pointing it at a person instead of a safe target, bypassing the required visual and physical inspection before a “trigger pull,” and then pulling the trigger with the gun aimed at Kedra’s chest. JA 31.
Appellant brought a civil rights complaint under 42 U.S.C. § 1983 alleging that Schroeter’s conduct had subjected her deceased son to a state-created danger in violation of his Fourteenth Amendment substantive due process rights. But because the complaint did not allege that Schroeter had actual knowledge that there was a bullet in the gun when he fired it at Kedra, the District Court held that Schroeter was entitled to qualified immunity and dismissed the complaint with prejudice. Its reasoning was that the complaint pleaded only an objective theory of deliberate indifference, i.e., what a reasonable official should have known because the risk was so obvious, which was not then-clearly established, and was insufficient to plead the clearly established subjective theory of deliberate indifference, i.e., that Schroeter was actually aware that his conduct carried a substantial risk of serious harm. We agree with the District Court that the objective theory of deliberate indifference was not clearly established at the time of the shooting. However, because obviousness of risk is relevant to proving actual knowledge and the allegations of the complaint here are more than sufficient to support a reasonable inference that Schroeter had such knowledge, we conclude the complaint adequately pleads a state-created danger claim under a then-clearly established theory of liability. We therefore will reverse the District Court’s grant of qualified immunity and remand for further proceedings.
I. Background
As this is an appeal from a grant of a motion to dismiss, the factual allegations are taken from the complaint and are accepted as true.
Before the training, Schroeter acknowledged in writing a list of firearms safety rules for instructors, including that he must always perform a safety check of a gun before using it for training; that he must implement a second check on whether it is loaded by, e.g., having a second person check the gun; that he must treat all guns as if they are loaded; that he must never point the muzzle of a gun at another person; that he must keep his finger off the trigger, unless he opens the gun to verify it is unloaded before pointing it at a safe target and pulling the trigger; and that he must open the gún to visually and physically determine that it is unloaded before ever pulling the trigger. At the training itself, however, Schroeter violated each of these rules when, in the course of explaining the “trigger reset” function on an operational handgun, he bypassed all of the safety checks, failed to physically or visually inspect the gun to ensure it was unloaded, raised the gun to chest level, pointed it directly at Kedra, and pulled the trigger. JA 32. The gún, in fact, was loaded, and it fired a bullet into Kedra’s abdomen at close range, causing Kedra’s death several hours later.
Criminal charges were filed by state authorities, eventually resulting in Schroe-ter’s guilty plea in Pennsylvania state court to five counts of reckless endangerment of another person and his retirement from the State Police. In addition, Kedra’s mother, as the representative of her son’s estate, filed a one-count civil complaint against Schroeter in the U.S. District Court for the Eastern District of Pennsylvania, claiming a violation of Kedra’s substantive due process rights to life and liberty under the Fourteenth Amendment, and making the above-referenced factual allegations, including as to Sehroeter’s training and experience, his written ac-knowledgement of the risks and attendant safety protocols, and his guilty plea.
Schroeter moved to dismiss the complaint under Federal Rule of Civil Procedure 12(b)(6), claiming he was entitled to qualified immunity because “[t]he gravamen of [p]laintiff s [c]omplaint is that ... Schroeter should have known that his firearm posed a substantial risk to those attending his class, not that ... Schroeter actually did know that there was such a risk.” Memorandum of Law in Support of Defendant’s Motion to Dismiss Complaint at 9-10, Kedra v. Schroeter, No. 15-5223 (E.D. Pa. Jan. 6, 2016), ECF No. 5-1. That theory of liability, Schroeter argued, was not then-clearly established and, hence, he was entitled to qualified immunity. Schroe-ter relied in particular on Sanford v. Stiles,
The District Court accepted both Schroeter’s premise and conclusion, ruling, first, that Appellant’s complaint did not plead deliberate indifference based on actual knowledge because Appellant conceded she “could not and would not plead that [Schroeter] knew there was a bullet in the gun,” Kedra v. Schroeter,
II. Jurisdiction and Standard of Review
The District Court had federal question jurisdiction under 28 U.S.C. § 1331, and we have jurisdiction under 28 U.S.C. § 1291. We exercise plenary review over both - a District- Court’s dismissal under' Fedéral. Rule of Civil Procedure 12(b)(6) and its grant of qualified immunity. Morrow v. Balaski,
III. Discussion
The doctrine of qualified immunity shields government officials from civil liability for constitutional violations only if “their actions could reasonably have, been thought consistent with the lights they are alleged to have violated.” Anderson v. Creighton,
As a preliminary matter that will inform the scope of our review, we note that by taking this approach, the District Court addressed the “clearly established” ■inquiry only in part. For the question posed by the District Court—whether it was then-clearly established that obviousness of risk untethered from actual knowledge could prove deliberate indifference-goes to whether the plaintiff sufficiently pleaded the elements of a state-created danger claim, as then defined. See Phillips,
Granted, the contours of a given right are necessarily co-exterisive with the scope of conduct that violates that right, so that where it would not be clear to “a Reasonable official ... that what he is doing violates [a] right,” Anderson,
Here, the District Court addressed the “clearly established” .inquiry only in the first sense, determining that the theory of liability was not clearly established. Be-, cause we conclude this was error, we also address the inquiry in the second sense, assessing whether, under the facts of this case, the specific right at issue was clearly established.
A. Applicable Legal Principles
In asserting her claim under 42 U.S.C. § 1983 for a deprivation of Ke-dra’s rights to life and liberty, Appellant invokes the Due Process Clause, which at its core protects individuals against arbitrary government action. See Cty. of Sacramento v. Lewis,
Here, the District Court focused, as do the parties on appeal, on. the second element of a state-created danger claim.
We have identified three potential levels of culpability. In “hyperpres-surized enviropment[s] requiring a snap judgment,” an official must actually intend to cause harm in order to be liable. Vargas v. City of Philadelphia,
As the District Court correctly recognized, see Kedra,
Here the District Court examined one of the elusive aspects of deliberate indifference with which we and other Courts of Appeals have wrestled over time: whether deliberate indifference in the substantive due process context—as opposed to the Eighth Amendment context—may be satisfied using an objective test or only a subjective “actual knowledge” test. See Kedra,
More recently, both the Supreme Court and this Court have spoken to the issue. In Kingsley v. Hendrickson, — U.S. —,
Consistent with this approach, we too recently embraced an objective standard in the context of a substantive due process claim—in particular, for a claim of state-created danger. In L.R. v. School District of Philadelphia, we denied qualified immunity to a teacher who released a kindergartener to a stranger who then abused the child.
Seeking to benefit from the trajectory of this case law,
B. Whether Appellant Pleaded Her Claim Under A Clearly Established Theory of Deliberate Indifference
Given the historical ambiguity in our case law, we agree with the District Court that Sehroeter’s arguments might have traction if Appellant had pleaded deliberate indifference based merely on what Schroeter should have known in view of the obviousness of a particular risk. But there’s the rub: That is not what Appellant pleaded. Contrary to the way that Schroe-ter and the District Court characterize it, the complaint here clearly and unmistakably alleges facts that support an inference of actual, subjective knowledge of a substantial risk of lethal harm, and neither the Supreme Court nor we have wavered from the well-established principle, that a plaintiff may plead and prove deliberate indifference in the substantive due process context using this subjective test.
In the discussion to follow, we first address whether the complaint pleads deliberate indifference under the clearly established subjective test and then turn to the District Court’s misunderstanding of that test in requiring Appellant to plead knowledge of the certainty of harm instead of knowledge of the substantial risk of harm.
1. Application of the Deliberate Indifference Standard
At the pleading stage, courts must “accept all factual allegations as true, construe the complaint in the light most favorable to the plaintiff, and determine whether, under any reasonable reading of the complaint, the plaintiff may be entitled to relief.” Phillips,
To make this assessment on a Rule 12(b)(6) motion, “courts must consider the complaint in its entirety,” Tellabs, Inc. v. Makor Issues & Rights, Ltd.,
Here, then, the relevant question is whether the complaint, considering all the allegations, pleads sufficient facts to support the inference that when Schroeter pointed his gun at Kedra at close range and deliberately pulled the trigger without even once checking whether the gun was loaded, he acted with subjective deliberate indifference, i.e., actual awareness- of a substantial risk of serious harm, lying' “somewhere between intent ... and negligence.” Morse,
First, the complaint points to the obvious risk of harm in pointing the muzzle of a gun at another person and pulling the trigger, while skipping any kind of safety check. Perhaps because it concluded that Appellant pleaded deliberate indifference by relying on only the objective obviousness of risk, the District Court did not acknowledge or discuss the relevance of obviousness of risk to proving actual knowledge of risk. See Kedra,
For that reason, we have regularly relied on the obviousness of risk as a permissible and highly relevant basis from which to infer actual knowledge-even directing in our Model Civil Jury Instructions that, in assessing deliberate indifference for state-created danger claims, a jury is “entitled to infer from the obviousness of the risk that [the state actor] knew of the risk.” Third Circuit Model Civil Jury Instructions § 4.14 (Mar. 2017). In Kneipp v. Tedder, for example, police officers sent a woman home “unescorted in a visibly intoxicated state in cold weather,” and we reversed a grant of summary judgment in their favor, citing the foreseeable and obvious risk that the woman would later fall down an embankment and suffer'hypothermia.
Second, the complaint alleges that Schroeter was a specially trained firearms instructor with twenty years of experience. And that training and experience is no less relevant to - Schroeter’s actual knowledge of the substantial risk of harm here than the “medical training” of which we took note for the emergency medical technicians in Rivas v. City of Passaic,
Third, the complaint alleges that Schroeter was expressly advised of the lethal risk in handling any operational firearm through the safety rules that he acknowledged in writing and that, as a training instructor, he himself was responsible for teaching to others. Those safety protocols were clear and detailed, requiring that an instructor, prior to demonstrating the use of a firearm, (a) conduct a safety check to ensure the gun was not loaded, (b) implement a second safety check by, e,g., having a second person independently verify the gun is not loaded, (c) always treat the firearm as if it were loaded, (c) point the muzzle only at a safe target, (d) never point the firearm at another person, (e) always keep his finger off the trigger unless firing at a safe target, and (f) before demonstrating a “trigger pull,”'open the gun to visúally and physically confirm it is unloaded. JA 31. The complaint alleges that Schroeter not only ignored these directives but directly contravened each and every one of them. Those allegations— which could be characterized as not merely circumstantial, but even direct, evidence of mens rea—give rise to at least as strong an inference of knowledge of risk as the kindergarten teacher’s knowledge and disregard of school policy concerning the release of children in L.R.,
In addition to these three categories of evidence that support an inference of actual knowledge, the complaint also alleges direct evidence, of Schroeter’s mental state in the form of his criminal plea to reckless endangerment. That guilty plea required Schroeter, as a matter of Pennsylvania law, to admit that he “recklessly engage[d] in conduct which plaee[d] another person in danger of death or serious bodily injury,” 18 Pa; Cons. Stat. § 2705, with, the mental state of “conscious[ ] disregard[ ] [of] a substantial and ■unjustifiable risk” of serious harm, 18 Pa. Cons. Stat. § 302(b)(3); see also Klein,
In sum, this is not a case where Appellant’s theory of deliberate indifference devolves to mere, negligence or is based only on what .Schroeter objectively should have known given the obvious risk. Instead, the obviousness of the risk in pointing a gun at a defenseless person and pulling the trigger without undertaking any safety check whatsoever only reinforces the many other allegations of the complaint reflecting Schroeter’s “conscious disregard of a substantial risk of serious harm.” Vargas,
2. The District Court’s Misapprehension of the Culpability Required for Deliberate Indifference
The District Court reached the opposite conclusion, relying on the premise that Schroeter’s conduct could not reflect a “conscious disregard of a substantial risk of serious harm,” Vargas,
First, by requiring Appellant to plead Schroeter’s knowledge of a bullet in the chamber, the District Court in effect required plaintiffs to plead actual knowledge using only direct evidence. .But the Supreme Court has instructed that “[w]hether a [state actor] ha[s] the requisite knowledge of a substantial risk is a question of fact subject to demonstration in the usual ways, including inference from circumstantial evidence, and a factfinder may conclude that a prison official knew of a substantial risk from the very fact that the risk was obvious,” Farmer,
Second, in concluding that the allegations of the complaint (other than Schroe-ter’s criminal guilty plea) do not give rise to an inference of actual knowledge of risk, the District Court and our concurring colleague have done the inverse of what we are required to do at the pleading stage: Instead of considering the complaint as a whole, they consider “whether any individual allegation, scrutinized in isolation, meets that standard,” Tellabs,
Although, at trial, Schroeter might offer evidence that he affirmatively believed the gun was unloaded and had some reasonable basis for such a belief, we may not prevent the case from ever reaching trial by positing other possible inferences and “den[yingj” the plaintiff “the inferences to which her complaint is entitled,” Phillips,
Third, by requiring Appellant to plead that Schroeter had actual knowledge of a bullet in the chamber, the District Court imposed a novel and heightened culpability standard on a plaintiff pleading deliberate indifference, elevating knowledge of a “substantial risk” of harm to knowledge of a certainty of harm, confusing ■ the “conscious disregard” standard that applies where an officer can exercise “unhurried judgment” with the far higher standard of “intent to harm” that applies when an officer a state actor must act in a “hyper-pressurized environment requiring a snap judgment,” Vargas,
“Intent to harm,” however, far exceeds what is required to plead deliberate indifference. Vargas,
The cases in which we have applied this standard also illustrate that the subjective knowledge test requires knowledge only of the substantial risk of serious harm, not of the certainty of that harm. For instance, in Kneipp, we held that the plaintiffs could show the defending police officers’ mental state of “willful disregard” based on the foreseeable risk that -serious harm was likely to befall an unescorted woman whom they had left “in a visibly intoxicated.state in cold weather”; we did not require the plaintiffs to allege that the police officers knew with certainty that the woman would fall down an embankment and suffer hypothermia.
As these cases make clear, all that is required to satisfy deliberate indifference is “conscious disregard of a substantial risk of serious harm,” Vargas,
Lastly, the District Court’s approach to deliberate indifference is inconsistent not only -with the applicable pleading and culpability standards, but also with the purposes of the state-created danger doctrine. Although the District Court found that Schroeter could not be held liable for deliberate indifference without an allegation of intent to harm, see Kedra,
The state-created danger doctrine—rooted in the Fourteenth Amendment’s guarantee of due process, which is “designed to ... secure certain individual rights against both State and Federal Government,” Daniels v. Williams,
What’s more, remedies under § 1983, as applied to state-created danger cases, not only seek to “provide relief to victims,” but also serve the additional “purpose ... [of] deter[ring] state actors from using the badge of their authority to deprive individuals of their federally guaranteed rights.” Squires v. Bonser,
In sum, because the allegations in Appellant’s complaint collectively give rise to the inference that Schroeter acted with actual knowledge of a substantial risk of lethal harm—that is, knowledge that gives rise to “a degree of culpability that shocks the conscience” under the then-clearly established actual knowledge theory of deliberate indifference, Bright,
C. Whether the Right at Issue Was Clearly Established
Having concluded that the facts, as alleged, plead the elements of a substantive due process violation under , a clearly established theory of liability, we must still contend with Schroeter’s argument that there was- no precedent sufficiently “factually similar to the plaintiff’s allegationsl ] to put [him] on notice that his ... conduct [was] constitutionally prohibited.” Appellee’s Br. 26 (quoting Mammaro v. N.J. Div. of Child Prot. & Permanency,
Because the District Court here concluded Appellant’s theory of deliberate indifference was not clearly' established law, it did not proceed to define the specific right at issue or to address whether that right was itself clearly established at the relevant time. See Kedra,
Here, in view of the allegations of the complaint, we define what is at issue as an individual’s right not to be subjected, defenseless, to a police officer’s demonstration of the use of deadly force in a manner contrary to all applicable safety protocols.
We are persuaded that Schroeter had such fair warning at the time of the shooting. This was not merély an accidental discharge of a firearm that happened to be “point[ed] .. 1 at another officer” at the time. Concurrence at 452. Instead, at a training Kedra was required to attend, he was subjected to his training instructor contravening each and every firearm safety protocol by skipping over both required safety checks, treating the firearm as if it were unloaded, pointing the firearm directly at Kedra, and pulling the trigger.
Our case law made it clear at that time that state actors may be liable for affirmatively exposing a plaintiff to a deadly risk of harm through “highly dangerous ... conduct,” Morse,
In addition to Pur own case law and that of the Supreme O.ourt, “we routinely consider decisions by other Courts of Appeals as part of our ‘clearly established’ analysis when we have not yet addressed the specific right asserted by the plaintiff.” Williams v. Bitner,
Schroeter, however, relies on Spady v. Bethlehem Area School District to argue that the right here should be defined more narrowly and that this right was not clearly established at the time.
This argument mischaracterizes the risk of harm presented on the face of Appellant’s complaint and misstates our case law. There is nothing “non-apparent,” Spady,
In sum, the right alleged to have been violated was clearly established, and Ap- ■ pedant’s complaint sufficiently pleads a violation of that right. Accordingly, Schroe-ter was not entitled to qualified immunity.
IY. Conclusion
For the foregoing reasons, we will reverse and remand for proceedings consistent with this opinion.
Notes
. Appellant filed a First Amended Complaint that differed from her original complaint only in listing her title as “personal representative of the Estate.” JA 29. As the substance of the complaints is the same, we will simply refer to the relevant document as the "complaint.”
. Collateral estoppel is a judicial doctrine that precludes relitigation of an issue already decided in a previous proceeding if "(Í) the issue decided in the prior adjudication was identical with the one presented in the later action, (2) there was a final judgment on the merits, (3) the party against whom the plea is asserted was a party or in privity with a party to the prior -adjudication, and (4) the party against whom it is asserted has had a full and fair opportunity to litigate the issue in question in a prior action.” Dici v. Pennsylvania,
. Appellant argues before us that the dismissal should have been without prejudice so that she could have an opportunity to supplement her pleading of deliberate indifference in an amended complaint. Because we. conclude Appellant already pleaded sufficient facts to sustain her claim, see infra Section III.B.1, we need not address whether the District Court erred in denying leave to amend..
. In ruling that an objective test was not a clearly established means to plead deliberate indifference, the District Court's approach arguably combined elements of both the first • and second prongs of the qualified immunity analysis. Yet, those inquiries diverge in-a significant respect with regard to mens red, for even where an element of a claimed violation includes a subjective test, "the test for qualified immunity's objective..,. That is, [an official] is entitled to qualified immunity only if she can show that a reasonable person in her position at the relevant time could have believed, in light of clearly established law, that her conduct comported with established legal standards.’.’ Beers-Capitol,
. We undertake this inquiry in the first instance to decide whether we may affirm on this alternative ground, see MRL Dev. I, LLC v. Whitecap Inv. Corp.,
. -We are unconvinced by Schroeter’s argument that no state-created danger claim is cognizable where, as here, the alleged violation is based on a state actor’s endangerment of a fellow government employee. While the Due Process Clause does not guarantee state employées' "certain minimal levels of safety and security” in the workplace, Collins v. City of Harker Heights,
. Schroeter also appears to contest the fourth element by casting his conduct as an omission to check the gun for a bullet and contending that he may be held liable only for an affirmative act. Yet the complaint alleges Schroeter skipped over required safety checks, picked up a firearm, raised it, pointed it at Kedra, and pulled the trigger. These indisputably affirmative acts "created an opportunity for harm that would not have otherwise existed.” Rivas v. City of Passaic,
. Compare, e.g., Board v. Farnham,
. Recognizing the significance of Kingsley, the Ninth Circuit, sitting en banc, has extended it to failure-to-protect claims, framing the test as whether a "reasonable officer in the circumstances would. have appreciated the high degree of risk involved—making the consequences of the defendant's conduct obvious,” Castro v. Cty. of Los Angeles,
. In his concurrence, Judge Fisher seeks to revisit L.R., positing, despite its terms, that it left Sanford's question unanswered; that its reliance on the objective test was dictum because it also observed the teacher’s conduct would meet the subjective test, but see Woods v. Interstate Realty Co.,
. We also recently resolved what we had identified as an open question after Farmer, see Woloszyn v. Cty. of Lawrence,
. Our Sister Circuits, with near unanimity, also have recognized the relevance of obviousness of risk to proving actual knowledge. See, e.g., Miranda-Rivera v. Toledo-Davila,
. Schroeter argues that we should disregard L.R. entirely because it post-dated the shooting. As the Supreme Court has observed, however, a later-decided case may still be considered when assessing whether a principle was clearly established to the extent the .case is merely "illustrative of the proper application” of a previously established constitutional principle. Wiggins v. Smith,
. The question whether a state criminal con- ' viction based on a guilty plea may be preclu-sive of any claims or issues is a question of the law of the state where the criminal proceeding took place, see Allen v. McCurry,
. At oral argument, Schroeter's counsel went even further, stating that "[b]ecause Corporal Schroeter was an experienced person with training experience, in particular, it can’t be alleged that he knew he wasn’t following [the safety protocols]. He has to have believed he was following ... them or he would not have done what he did.” Oral Arg. at 37:43-38:06, available at http://www2.ca3. uscourts. gov/oralargumenVaudio/16-1417 Kedrav.Schroeter.mp3. Aside from being entirely circular, Schroeter’s reasoning that the more obvious the risk, the weaker the inference of conscious disregard, flies in the face of Supreme Court precedent, which not only treats obviousness of risk as a basis from which to infer actual knowledge of risk, see, e.g., Hope,
. The Concurrence contends that obviousness of risk could not, in and of itself, be sufficient to plead actual knowledge, excerpting from Farmer that "obviousness of a risk is not conclusive.” Concurrence at 456 (quoting Farmer,
. The District Court also suggested at one point that the complaint was deficient for failure to plead that Schroeter was “consciously aware that he had failed to follow all of the safety rules and proceeded anyway,” emphasizing the lack of an allegation that Schroeter "realize[d] in the moment” he was not following the rules. Kedra,
. Contrary to our concurring colleague’s concerns about what our holding in this case portends for state-created danger cases or the element of deliberate indifference going forward, we do not today “reduc[e] the standard of deliberate indifference” anywhere "close to negligence.” Concurrence at 456-57. Instead, we require of Appellant’s complaint what we have historically required for liability under the state-created danger doctrine: allegations of conscience-shocking, affirmative behavior from a state official that caused "foreseeable and fairly direct” harm to a person who was a foreseeable victim of that behavior. Bright,
. Our concurring colleague would define the right at issue as "a police officer’s right not to be subjected to a firearms training in .which the instructor acts with deliberate indifference, that is, consciously disregards a known risk of death or great bodily harm.” Concurrence at 458. But that definition is broader, not narrower, than what we articulate because it is susceptible to a wide range of applications and is not, by its terms, anchored in any factual scenario. Moreover, with that definition, it is a foregone conclusion whether the right is "clearly established,” because its definition merely repeats the elements of the claim. Both to "give[] government officials breathing room to make reasonable but mistaken judgments,” Messerschmidt v. Millender,
. The Concurrence seeks to distinguish Mar-rero-Rodriguez from this case on the ground that there “dummy guns” were to be used,
. As Appellant points out, Fourth Amendment excessive force cases like Baird v. Renbarger,
. The majority notes that on appeal, Schroe-ter appears to contest the fourth element by arguing that his conduct constituted a failure to act, rather than an "affirmative act,” as is required. Sanford v. Stiles,
Concurrence Opinion
concurring.
It is undeniable that this tragic death never should have occurred and it is indisputable that defendant Schroeter should have known better than to point a gun at another officer without following proper safety precautions. So at first glance, it is difficult to find fault with the majority’s compelling discussion of why Schroeter’s conduct shocks the conscience. Nonetheless, I file this concurrence to explain my belief that the District Court’s judgment should be reversed on narrower grounds than those on which the majority relies.
I.
“Qualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of the challenged conduct.” Reichle v. Howards,
The District Court granted Schroeter qualified immunity under the second prong, concluding that it was not clearly established that he could violate a constitutional right without actual knowledge that his actions posed a substantial risk of harm. The majority reverses, concluding that (1) Kedra has pleaded that Schroeter acted with actual knowledge that his actions posed a substantial risk of harm, and (2) the right at issue here was clearly-established.
The Supreme Court recently noted' that it “has issued a number of opinions reversing federal courts in qualified immunity cases” over “the last five years.” White v. Pauly, — U.S. —,
A.
To prove a constitutional violation under the state created danger theory, a plaintiff must establish four elements: that “(1) the harm ultimately caused was foreseeable and fairly direct; (2) a state actor acted with a degree of culpability that shocks the conscience; (3) a relationship between the state and the plaintiff existed such that the plaintiff was a foreseeable victim of the defendant’s acts .,.; and (4) a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.” Sanford v. Stiles,
The Supreme Court has explained that “negligently inflicted hárm is categorically beneath the threshold of constitutional due process,” while “conduct intended to injure in some way unjustifiable by any government interest is the sort of official action most likely to rise to the conscience-shocking level.” County of Sacramento v. Lewis,
I agree with the majority that here, there was no “hyperpressurized environment” and' “unhurried judgments” were possible. Therefore, the level of culpability required to shock the conscience is deliberate indifference. Sanford,
The majority acknowledges that the subjective standard applies here, because it was the standard established in our case law at the time of Trooper Kedra’s death. Nevertheless, the majority goes on to analyze case law post-dating the conduct at issue: Kingsley v. Hendrickson, — U.S. —,
The majority definitively states that we settled the question of whether a subjective or objective standard applies when we observed that the risk of harm from the teacher’s alleged conduct was “ ‘so obvious’ as to rise to the level of deliberate indifference.” L.R.,
The majority’s other eases are no more persuasive. In Kingsley, the Supreme Court held that an,objective standard applied to a § 1983 claim alleging a violation of Fourteenth Amendment substantive due process rights.
The subjective, standard is the appropriate test for deliberate indifference in a substantive due process case because the Fourteenth Amendment is not a “font of tort law to ,be superimposed upon whatever systems may. already be administered by the States.” Daniels v. Williams,
Regardless of my disagreement with the majority’s reading of. cases it acknowledges are unnecessary to its decision here, I agree with the majority that the qualified immunity determination turns' on whether Kedra has pleaded facts from which we can infer that Schroeter acted with actual knowledge or “a ‘conscious disregard of a substantial risk of serious harm.’ ” L.R.,
Kedra satisfies this burden due to her allegation that Schroeter pleaded guilty in Pennsylvania-court, to reckless endangerment of another person. As the majority notes, by doing so, Schroeter agreed that he “recklessly engage[d] in conduct which placetd] ... another person in danger of death or serious bodily injury.” 18 Pa. Cons. Stat. § 2705. Under Pennsylvania law, “[t]he mens rea for recklessly endangering another person is a conscious disregard of a known risk of death or great bodily harm to another person.” Commonwealth v. Hopkins,
That language closely tracks with what is required for conscience-shocking behavior: “a ‘conscious disregard of a substantial risk of serious harm.’ ” L.R.,
B.
Aside from the guilty plea, the majority also relies- on what it calls circumstantial evidence of conscience-shocking behavior: (1) the .obviousness of the risk of pointing a gun at another person, (2) Schroeter’s professional training, and (3) Schroeter’s violation of safety protocols. I diverge from the majority in my belief that none of those factors adequately allege conduct that shocks the conscience.
The “obviousness of a risk is not conclusive.” as to a defendant’s subjective awareness of that risk. Farmer v. Brennan,
Likewise, I do not believe that Schroe-ter’s professional training and violation of safety protocols would adequately allege conscience-shocking behavior in the absence of the guilty pipa. To begin with, those allegations have a temporal problem: under a subjective standard, the relevant inquiry is Schroeter’s state of mind at the time he acted. The fact that he received training beforehand does not mean he remembered it, let alone that he was aware in the moment that he failed to follow it. Second, a failure to follow police protocol is not itself sufficient to establish a constitutional violation. Lewis,
Most importantly, the majority’s ruling could be read, in the future, to significantly expand the circumstances in which a plaintiff can defeat a claim of qualified immunity. Every public- official receives employment-related rules and trainings, but acknowledging those rules does not itself indicate conscious awareness of the risk of harm on a future occasion. Nor does violating an established rule transform negligence into conscience-shocking behavior. However, in seeming to accord equal weight to Schroeter’s prior training and his guilty plea, I fear the majority continues a trend of reducing the standard of deliberate indifference too close to negligence while also transforming qualified immunity “from a guarantee of immunity into a rule of pleading.” Anderson v. Creighton,
In short, after scrutinizing the entire complaint, I conclude that aside from Schroeter’s guilty plea to reckless endangerment, the remaining allegations in Ke-dra’s complaint make out only a strong case of negligence. I do not believe they would be sufficient, by themselves, to state a claim that Schroeter acted with the deliberate indifference required to shock the conscience.
C.
To summarize, Kedra adequately pleaded deliberate indifference, and therefore she alleged all four required elements of a state created danger claim. Sanford,
To be clearly established under qualified immunity’s second prong, “a right must be sufficiently clear that every reasonable official would have understood that what he is doing violates that right.” Reichle,
As the Supreme Court has explained, “the operation of this standard”—that is, whether a right is clearly established— “depends substantially upon the level of generality at which the relevant legal rule is to be identified.” Anderson,
The majority defines the right at issue here as “an individual’s right not to be subjected, defenseless, to a police officer’s demonstration of the use of deadly force in a manner contrary to all applicable safety protocols.” Maj. Op. at 449.1 would define the right more narrowly, and in accordance with my analysis of the first’ qualified immunity prong in Section I.A., asi a police officer’s right not to be subjected to a firearms training in which the instructor acts with deliberate indifference, that is, consciously disregards a known risk' of death or great bodily harm. Schroeter’s admitted deliberate indifference is crucial, in my opinion, to the conclusion at the first step of the analysis that a right was violated. See supra Section I.A., B. Therefore, in order to narrowly define the right in light of the particular conduct at issue, Mullenix,
The majority disagrees with this definition of the right, saying that it conflates the first and second elements of the qualified immunity analysis. Maj. ,Op. at 449 n.19.1 am not the first, however, to include a state of mind in the definition of a right. See Grandstaff v. City of Borger,
Given the unique facts of this case— namely, Schroeter’s guilty plea—-I believe •it is appropriate to tether the right in question to the standard of care he admitted he breached. The majority’s approach, by contrast, suffers from'its focus on the violation of “all applicable safety protocols,” which will inevitably lead to disputes over how many safety protocols' need to be violated for qualified immunity to be.forfeited. And those disputes, I predict, will devolve into a negligence-type analysis, which precedent clearly forbids. The majority’s definition of the right could prove fertile ground for future plaintiffs seeking to lower the bar yet further in § 1983 cases.
Turning to whether the right as I define it was clearly established, I conclude that in light of existing case law, a reasonable person could not have believed that it was consistent with Kedra’s substantive due process rights to subject him to a firearms training at which the instructor was deliberately indifferent to his safety. Therefore, the right was clearly established.
Unlike the majority, I do not read existing cases as being “fundamentally” or “materially” similar to this one. See Hope,
To begin with, the deliberate indifference standard was clearly enunciated in the state created danger context more than a decadé ago and was clear at the time of Kedra’s death in 2014. Sanford,
We have reasoned, in the past, that deliberate indifference is simply inconsistent with objectively reasonable conduct. Beers-Capitol v. Whetzel,
The majority emphasizes the importance of Marrero-Rodriguez v. San Juan,
The majority dismisses the materially differing facts in Marrero-Rodriguez as a distinction without a difference. But the fact that the instructor there brought a' real gun to ■ a .training meant .to involye dummy weapons injected a level of danger into the training that never would have existed absent that deliberate act. Here, the training required a live weapon, so the inherent risk was of a different order than the risk involved in the Marrero-Rodri-guez training. Kedra does not allege that Sehroeter’s conduct was anything other than a mistake, however reckless. The same cannot be said for the instructor in Marrero-Rodriguez, and that should make a difference.
Regardless, as I explain above, the Supreme Court’s and our court’s precedents clearly establish the right in question, even in the absence of directly on-point precedent. It is therefore immaterial whether Marrero-Rodriguez may have also put Schroeter on notice that his conduct was violative of that right.
II.
I am concerned by the impact that the breadth of the majority’s decision could have on the law of qualified immunity. I am equally troubled by the recent trajectory of this Court’s jurisprudence. In my mind, we have gradually expandéd substantive due process protections to cases where they should not apply by tortifying the Constitution and chipping away at the standards necessary to show deliberate indifference.
The Due Process Clause of the Fourteenth Amendment provides that “[n]o State shall ... deprive any person of life, liberty, or property without due process of law.” U.S. Const. amend. XIV, § 1, cl. 2. Shortly after the Fourteenth Amendment’s adoption, the Supreme Court analyzed the meaning of the Due Process Clause and stated that the Clause was “intended to secure the individual from the arbitrary exercise of the powers of government, unrestrained by the established principles of private right and distributive justice.” Hurtado v. California,
In assessing what behavior is egregious enough to state a claim under the Due Process Clause, the Supreme Court has “spoken of the cognizable level of executive abuse of power as that which shocks the conscience” or “violates the ‘decencies of civilized conduct.’ ” Id. In so doing, it has recognized that the Due Process Clause is “phrased as a limitation on the State’s power to act, not as a guarantee of certain minimal levels of safety.” DeShaney,
Relying on that dicta in DeShaney, several Circuits recognized a state created danger theory for establishing a constitutional claim under § 1983, and we joined them in Kneipp v. Tedder,
Unfortunately, because the rules of substantive due process are not “subject to mechanical application in unfamiliar territory,” id. at 850,
Despite the fact that the Supreme Court left this question open, we have recognized such liability by defining deliberate indifference as “appearing] to fall somewhere between intent, which includes proceeding with knowledge that the harm is substantially certain to occur and negligence, which involves the mere unreasonable risk of harm to another.” Morse,
In my view, it is troubling how' far we have expanded substantive due process, a concept the Supreme Court has been reluctant to expand. Collins,
1—f h-i
Perhaps the full Court will revisit the qualified immunity framework to reexamine whether it is consistent Svith the history of the Due Process Clause. Perhaps the Supreme Court will clarify the governing law by weighing in on the state created danger theory before we expand this substantive due process doctrine even further. In the meantime, it is worth remembering:
The people .., may well prefer a system of liability which would place upon the State and its officials the responsibility for failure to act in situations such as the present one. They may create such a system, if they do not have it already, by changing the tort law of the State in accordance- with, the regular..lawmaking process. But they should not have it thrust upon them by this Court’s expansion of the Due Process Clause- of the Fourteenth Amendment.
DeShaney,
. The majority offers an interpretation under which Farmer, as applied, at the pleading stage, means the opposite of what it says—• namely, that the obviousness of a risk is, in fact, conclusive. Maj. Op. at 445-46 n.16. However, that interpretation is built on the premise that Farmer holds that the obviousness of risk alone could support liability. Id. That is incorrect. Farmer posits that liability could be premised on what might be called obviousness-plus: evidence that a "substantial” risk was "longstanding, pervasive, well-documented, or expressly noted by prison officials in the past.”
. See, e.g., Kosilek v. Spencer,
