ACE PATTERSON, Petitioner-Appellant, versus SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS, Respondent-Appellee.
No. 12-12653
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
January 29, 2016
D.C. Docket No. 4:11-cv-00010-RH-CAS
[PUBLISH]
Appeal from the United States District Court for the Northern District of Florida
JORDAN, Circuit Judge.
* Honorable Madeline Hughes Haikala, United States District Judge for the Northern District of Alabama, sitting by designation.
Ace Patterson, a Florida prisoner, appeals the district court‘s dismissal of his habeas corpus petition, filed pursuant to
I
In 1998, a Florida jury convicted Mr. Patterson of burglary, aggravated kidnapping of a child, and two counts of capital sexual battery. The trial court sentenced Mr. Patterson to 311 months of imprisonment for the burglary and aggravated kidnapping offenses, and consecutive terms of life imprisonment plus chemical castration for the sexual battery offense. His convictions and sentences were affirmed on direct appeal.
Approximately nine years later, in 2007, Mr. Patterson filed a habeas corpus petition pursuant to
After that dismissal, Mr. Patterson filed a motion to correct an illegal sentence with the state trial court under
In its response, the State conceded the facial sufficiency of the motion and did not oppose Mr. Patterson‘s request to correct the illegal sentence given the consecutive life terms that had been imposed. On December 14, 2009, the state trial court entered an order granting Mr. Patterson‘s Rule 3.800 motion. The order repeated all of the sentences initially imposed on Mr. Patterson, and stated that Mr. Patterson would “not have to undergo [m]edroxyprogesterone [a]cetate (MPA) injection, also known as ‘Chemical Castration’ as previously
Following entry of the new order, Mr. Patterson filed a new
II
Whether a petition for a writ of habeas corpus is second or successive is a question we consider de novo. See Stewart v. United States, 646 F.3d 856, 858 (11th Cir. 2011). Generally, subject to exceptions not relevant here, claims presented in a second or successive
The Supreme Court stepped into the statutory void in Magwood v. Patterson, 561 U.S. 320, 332-33 (2010), and held that “the phrase ‘second or successive’ must be interpreted with respect to the judgment challenged.” The Court ruled that “where . . . there is a new judgment intervening between two habeas petitions, an application challenging the resulting new judgment is not second or successive.” Id. at 341. Put more simply, “the existence of a new judgment is dispositive.” Id. at 338. And the judgment is what “authorizes the prisoner‘s confinement.” Id. at 332.
Mr. Patterson contends that his current
A
A Florida jury convicted Mr. Insignares of attempted first-degree murder with a firearm, resulting in a sentence of 40 years of imprisonment, including a 20-year mandatory minimum; criminal mischief, resulting in a concurrent sentence of five years of imprisonment; and discharging a firearm in public, resulting in a concurrent sentence of one year of imprisonment. See Insignares, 755 F.3d at 1276. The trial court later reduced Mr. Insignares’ sentence for attempted first-degree murder from 40 years to 27 years, and a state appellate court set aside the criminal mischief conviction. That left Mr. Insignares with a 27-year sentence (including a 20-year mandatory minimum) for his attempted murder conviction, and a concurrent one-year sentence for his discharge of a firearm conviction. See id.
In 2007, following state post-conviction proceedings, Mr. Insignares filed his first
In 2011, following the entry of a corrected sentence and new judgment by the state trial court, Mr. Insignares—like Mr. Patterson here—filed another
Applying the Supreme Court‘s decision in Magwood, the district court determined that Mr. Insignares’ new habeas corpus petition was not second or successive, and denied the petition on the merits. See id. On appeal, the State argued that, “[b]ecause [Mr.] Insignares had filed a federal habeas petition in 2007 challenging his conviction and raising the same issues as [in] his 2011 petition,” the later petition was second or successive and the district court did not have jurisdiction to adjudicate it. See id. at 1278. We rejected the State‘s argument.
Relying on Ferreira v. Secretary, 494 F.3d 1286, 1288 (11th Cir. 2007), we affirmed the district court‘s determination that Mr. Insignares’ new habeas corpus petition was not “second or successive” under Magwood. We held that “[t]he 2009 resentencing by the state judge resulted in a new judgment, and [Mr. Insignares’ 2011 petition was the] first federal challenge to that 2009 judgment.” Insignares, 755 F.3d at 1281. And we did so even though the new judgment was beneficial to Mr. Insignares and even though the claims asserted by Mr. Insignares challenged his initial convictions and not the new judgment. See id. at 1277.
We declined to follow the Seventh Circuit‘s decision in Suggs v. United States, 705 F.3d 279, 282-284 (7th Cir. 2013), which concluded that a second motion to vacate is “second or successive,” even where the defendant has been resentenced, if the motion attacks the underlying conviction and not the new sentence. We phrased our holding as follows: “[W]hen a habeas petition is the first to challenge a new judgment, it is not ‘second or successive’ regardless of whether its claims challenge the sentence or the underlying conviction.” Id. at 1281. We then addressed Mr. Insignares’ claims (several claims of ineffective assistance of counsel, a claim that a juror had been sleeping at trial, and a claim of cumulative error) and rejected them on the merits, even though the first habeas petition asserting those same claims had been previously dismissed as untimely. See id. at 1282-84.
A “basic principle of justice [is] that like cases should be decided alike,” Martin v. Franklin Capital Corp., 546 U.S. 132, 139 (2005), and we find no meaningful distinction between Mr. Insignares’ case and Mr. Patterson‘s case. Just as Mr. Insignares’ initial
B
The State contends that Insignares is distinguishable for two reasons. We are not persuaded.
First, the State argues that, unlike the situation in Insignares, Mr. Patterson was not resentenced. Instead, the state trial court merely barred the Department of Corrections from carrying out a portion of Mr. Patterson‘s initial judgment and sentence. We do not see the distinction.
Initially, Mr. Patterson‘s sentence consisted of a term of 311 months of imprisonment for his burglary and aggravated kidnapping convictions, as well as consecutive terms of life imprisonment plus chemical castration for his sexual battery convictions. The total sentence not only authorized the Department of Corrections to incarcerate Mr. Patterson, but also, at its discretion, to chemically castrate him by administering MPA during his term of incarceration. See
Following entry of the state trial court‘s Rule 3.800 order vacating the chemical castration portion of Mr. Patterson‘s sentence, the Department of Corrections was no longer authorized to chemically castrate him through the administration of MPA. It was, in other words, not able to carry out one of the punitive measures permitted by Florida law and initially imposed by the trial court at sentencing. The Rule 3.800 order, together with the 1998 judgment, are what currently “authoriz[e] [Mr. Patterson‘s] confinement.” Magwood, 561 U.S. at 332.
We fail to understand how an order vacating the punishment of chemical castration
Second, the State says that Insignares is distinguishable because in that case, after granting the Rule 3.800 motion, the state trial court entered a “corrected sentence and new judgment.” Insignares, 755 F.3d at 1277. The State asserts that here there is only one judgment in the record—the one rendered in 1998—and it contends that, because the state trial court did not enter a new judgment in Mr. Patterson‘s case following its grant of Rule 3.800 relief, Insignares does not apply.
Again, we are not convinced. For starters, Florida law requires only that a “judgment of guilty” or “not guilty . . . be rendered . . . in writing, signed by the judge, filed, and recorded.”
To accept the State‘s argument would be to make the form that a new judgment takes—rather than its substance—dispositive. If we were to accept the State‘s view—that it is the entry of a new separate paper judgment (and only the entry of
We do not think the Supreme Court intended for Magwood to extend that far, and thereby conflict with the central purpose behind AEDPA‘s restrictions on the filing of second or successive petitions—that of “ensur[ing] greater finality of state and federal court judgments in criminal cases[.]” Gonzalez v. Secretary, 366 F.3d 1253, 1269 (11th Cir. 2004), aff‘d on other grounds sub nom. Gonzalez v. Crosby, 545 U.S. 524 (2005). Where state court orders are concerned, principles of federalism and comity counsel against federal courts insisting that a state trial court use a particular method (or piece of paper) to render a criminal judgment. Given the potential variety of forms of criminal judgments available in state criminal justice systems, a federal rule for determining successiveness should and must be based on the substance, and not the merely the form, of a trial court‘s sentencing order.
For all of these reasons, we believe the appropriate approach is to focus on the legal error corrected by, and the substantive effect of, the state trial court‘s Rule 3.800 order. As we emphasized in Insignares, “courts must look to the judgment challenged to determine whether a petition is second or successive.” Insignares, 755 F.3d at 1278 (emphasis in original). And we have previously explained, in the context of applying AEDPA‘s one-year statute of limitations, that “the judgment to which AEDPA refers is the underlying conviction and most recent sentence that authorizes the petitioner‘s current detention.” Ferreira, 494 F.3d at 1292.
Where a state court corrects a legal error in an initial sentence, and imposes a new sentence that is substantively different than the one originally imposed, there is a new judgment under Magwood and Insignares. Here, the initial imposition of the punishment of chemical castration was erroneous under Florida law, and the subsequent removal of that punishment substantively altered the punitive terms of Mr. Patterson‘s custody. So the original 1998 judgment, standing alone, no longer accounts for the authority of the Department of Corrections to detain and exert control over Mr. Patterson. Instead, as the State admits, one must now look to the original 1998 judgment, together with the 2009 order removing the punishment of chemical castration, in order to determine Mr. Patterson‘s present and legally authorized sentence. See Magwood, 561 U.S. at 332 (“A § 2254 petitioner is applying for something: His petition ‘seeks invalidation (in whole or in part) of the judgment authorizing the prisoner‘s confinement.‘“). Cf. B. Garner, Garner‘s Dictionary of Legal Usage 495 (3d ed. 2011) (defining an American judgment as “the final decisive act of a court in defining the rights of the parties“). Because
C
The Fifth Circuit‘s decision in In re Lampton, 667 F.3d 585 (5th Cir. 2012), is not to the contrary. Mr. Lampton, a federal prisoner, was convicted by a jury of, among other things, one count of conspiracy to distribute heroin and marijuana and one count of engaging in a continuing criminal enterprise. The district court sentenced him to concurrent life sentences for each conviction. The district court, however, later granted in part Mr. Lampton‘s motion to vacate under
Mr. Lampton then filed a second
The Fifth Circuit reached this result, in part, because despite the amended judgment, Mr. Lampton still had to serve a life sentence on the continuing-criminal-enterprise conviction that was imposed by the original judgment entered by the district court. Mr. Lampton‘s punishment, in other words, did not change. “[T]he rule announced in Magwood applies only when a new sentence was imposed as a result of the first habeas proceeding.” Id. at 589. Because no new sentence was imposed as a result of Mr. Lampton‘s initial
Notably, the Fifth Circuit in Lampton cited with approval its prior order in In re Barnes, No. 11-30319 (5th Cir. June 23, 2011) (per curiam). In that case, after his first habeas petition was dismissed on limitations grounds, the petitioner later filed a motion in state court to correct his life sentence. The state court granted the motion and amended the petitioner‘s life sentence to a 99-year sentence. The Fifth Circuit held that the petitioner could file another
Our holding is consistent with the Fifth Circuit‘s reasoning in Lampton, in that we too conclude that it is Mr. Patterson‘s new sentence—a sentence that no longer contains a previously imposed punishment—which yields a new judgment. As a result of the state trial court‘s Rule 3.800 order, the Department of Corrections can no longer chemically castrate Mr. Patterson. That is, it cannot carry out a punishment that it was previously legally authorized to carry out while Mr. Patterson was in its custody. This substantive alteration of the punitive terms of Mr. Patterson‘s original judgment resulted in a new sentence, which yielded a new judgment.3
D
We respect the passionate dissenting views of our colleague, Judge William Pryor. Yet we suspect that Judge Pryor‘s real disagreement is with Magwood and our prior decision in Insignares.
Judge Pryor, for example, complains that our decision allows a state prisoner to raise, in a subsequent federal habeas petition, claims that he failed to assert in his first petition. That complaint, however, should be addressed to the Supreme Court. The Justices who dissented in Magwood pointed out that the majority was permitting the exact same thing that Judge Pryor now bemoans. See Magwood, 561 U.S. at 343-44 (Kennedy, J., dissenting) (“The Court today decides that a state prisoner who succeeds in his first federal habeas on a discreet sentencing claim may later file a second petition raising numerous previously unraised claims, even if that petition is an abuse of the writ of habeas corpus.“). It is not for us to overhaul Supreme Court precedent. See King v. Morgan, 807 F.3d 154, 159 (6th Cir. 2015) (explaining that in Magwood the majority ruled in favor of the habeas petitioner notwithstanding the “animating” purpose of AEDPA – “to cut back on successive habeas challenges“).
There is also an aspect of Judge Pryor‘s dissent that we do not fully understand. Judge Pryor, like the State, says that Insignares does not control because in that case the state trial court entered an amended judgment after issuing its Rule
If Judge Pryor thinks that White is correctly decided, then his characterization of its rationale—that there is no new judgment unless the original judgment is vacated—fits here, for the state trial court‘s Rule 3.800 order in Mr. Patterson‘s case set aside, i.e., vacated, the punishment of chemical castration mandated and authorized by the 1998 judgment. Florida courts have long held
and recognized that an order granting a
Finally, to the extent that Judge Pryor is suggesting that we are in some way trying to undermine AEDPA, such an accusation is as disappointing as it is wrong. As the Seventh Circuit recently noted, see Kramer v. United States, 797 F.3d 493, 502 (7th Cir. 2015), reasonable jurists can disagree about what constitutes a new judgment under Magwood. We have tried to faithfully apply AEDPA and Magwood in light of binding circuit precedent, and that binding circuit precedent is Insignares. We believe we have accomplished that task, Judge Pryor‘s protests notwithstanding.
III
We reverse the dismissal of Mr. Patterson‘s habeas corpus petition as second or successive and remand for further proceedings consistent with this opinion. We express no views on Mr. Patterson‘s claims.
REVERSED AND REMANDED.
HAIKALA, District Judge, concurring specially:
Judge Pryor and Judge Jordan have prepared thorough opinions in this case. I have studied both opinions. I agree with Judge Pryor that this case is not hard. I agree with Judge Jordan‘s analysis of the issue presented to the Court. Like Judge Jordan, I conclude that the rationale of Insignares v. Sec‘y, Fla. Dep‘t of Corr., 755 F.3d 1273 (11th Cir. 2014), requires reversal. I write separately to address a few points in Judge Pryor‘s opinion.
In his opinion, Judge Pryor describes Mr. Patterson‘s reprehensible criminal behavior. Minority Op. at 2-3. There is no doubt that the conduct that gave rise to Mr. Patterson‘s conviction and sentence is heinous, but that conduct has no bearing upon the legal standard that governs the issue before the Court. As the United States Supreme Court wrote in Chessman v. Teets: “On many occasions this Court has found it necessary to say that the requirements of the Due Process Clause of the Fourteenth Amendment must be respected, no matter how heinous the crime in question and no matter how guilty an accused may ultimately be found to be after guilt has been established in accordance with the procedure demanded by
[T]he Constitution upon which this country is founded protects all citizens, even the worst among the citizenry who have engaged in the most reprehensible of acts. In this context, the broad protections of the Constitution therefore turn a blind eye to the individual facts of the underlying crime and instead focus on rights, even the rights of those who gave their victims no such analogous consideration. Such fundamental fairness in application must inform cases like the one before this Court today, animating the proceedings so that justice, however often slow, is ultimately done. To accept less would be to diminish the Constitution.
Cooey v. Strickland, No. 2:04-CV-1156, 2009 WL 4842393, at *102 (S.D. Ohio Dec. 7, 2009). Similarly, when interpreting and applying a statute, a court must turn a blind eye to the individual facts of the underlying crime if those facts are not relevant to the statutory issue before the court. To do otherwise would be to abandon objective legal standards for subjective sliding scales.1
Judge Pryor also expresses concern that the majority decision may cause “state prisoners [to] have greater access to the writ” and state courts to be more hesitant to correct sentencing errors. Minority Op. at 19-20. Respectfully, I do not share these concerns. If anything, the majority opinion may, as a practical matter, engender fewer writs. The obvious way to avoid a second writ is to make certain that every criminal judgment fully complies with all procedural and substantive rules that govern the judgment when the judgment is first entered. Judges are human though, and trial judges – federal and state alike – occasionally make mistakes. Mistakes have consequences. To fulfill their obligations, trial judges routinely issue decisions – legally sound decisions – that produce consequences that the judge may wish he or she could avoid, but every judge, by oath, is obligated to “faithfully and impartially discharge and perform all of the duties” of the judicial office.2 The notion that a trial judge would refrain from correcting a sentencing error that all of the parties have acknowledged (as is the case here) to avoid a potential habeas petition is repugnant to the judicial office.
Similarly, we must follow binding precedent even when application of that precedent may open the door – however briefly – to a second habeas petition.3 As our Circuit has acknowledged, Supreme Court precedent dictates that a criminal judgment is “comprised of both the sentence and conviction.” Insignares, 755 F.3d at 1281 (discussing and citing Burton v. Stewart, 549 U.S. 147, 156 (2007); Deal v. United States, 508 U.S. 129, 132 (1993) (“A judgment of conviction
Judge Pryor‘s and Judge Jordan‘s opinions express an honest disagreement about the import of this Circuit‘s precedent. I vote with Judge Jordan. As Judge Fay explained in his special concurrence in Insignares, “there is language in Magwood that indicates [] that the Supreme Court may well take a different tack should it deal with a case like this one.” Insignares, 755 F.3d at 1285 (Fay, J., concurring specially). “When the Supreme Court has a case exactly like this one, we will know the answer. Until then, we are bound by our precedent in Ferreira” and Insignares. Id.
WILLIAM PRYOR, Circuit Judge, dissenting:
Ace Patterson—a child rapist, kidnapper, and burglar—won the habeas lottery today. The majority gives him a second chance to collaterally attack his convictions in federal court, seventeen years after his trial and nine years after he filed his first federal petition for a writ of habeas corpus. Most state prisoners are not so lucky, as the Antiterrorism and Effective Death Penalty Act prohibits the filing of a “second or successive” petition for a writ of habeas corpus.
I. BACKGROUND
The majority provides a barebones accounting of the facts and the procedural history of this appeal. But the nature of Patterson‘s crimes, the trauma he caused the victim, and his repeated and often frivolous collateral attacks vividly illustrate why the Antiterrorism and Effective Death Penalty Act bars second or successive petitions. Here‘s the rest of the story.
Ace Patterson is a prisoner in the custody of the Secretary of the Florida Department of Corrections. In 1997, he visited his cousin and his cousin‘s fiancée at their home in Madison County, Florida. There, Patterson was introduced to the couple‘s eight-year-old daughter before she went to bed. Patterson ate dinner and spent time with the couple and then left for the night. But he later returned uninvited.
In the middle of the night, Patterson broke into his cousin‘s home, lifted his cousin‘s sleeping eight-year-old daughter out of her bed, and carried her outside. Patterson dropped her in a dirty area of the woods and raped her. When she tried to scream, Patterson gagged her by sticking his fingers down her throat. When she tried to escape, Patterson grabbed her leg, dragged her back into the dirt, and raped her again. After the assault, the girl found her way back home. Her parents awoke to the sound of their eight-year-old daughter knocking on the front door—crying, covered in dirt, missing a clump of hair, and covered in scratches and bruises. The medical examiners later discovered dirt in her vagina and severe vaginal lacerations.
In 1998, a jury convicted Patterson of burglary, aggravated kidnapping of a child, and two counts of capital sexual battery. The Florida trial court sentenced him to 311 months imprisonment, consecutive terms of life imprisonment, and chemical castration. The 1998 sentence “committed [Patterson] to the custody of the Department of Corrections” and directed the Department to “keep and safely imprison” Patterson for the remainder of his life. A copy of the 1998 sentence is attached as Appendix A to this dissent. Patterson‘s convictions and sentence were affirmed on direct appeal.
Patterson then initiated a flurry of collateral attacks against his convictions, including four petitions for writs of habeas corpus in state court and an ethics complaint against the prosecutor who tried his case. His efforts failed, and a Florida appellate court warned him that “the filing of any further successive and/or frivolous petitions or appeals may result in the imposition of sanctions.” Patterson v. State, 788 So. 2d 397 (Fla. Dist. Ct. App. 2001) (mem.).
In 2006, Patterson filed his first federal petition for a writ of habeas corpus. He alleged that his convictions were secured in violation of the Due Process Clause of the Fourteenth Amendment, the Self-Incrimination Clause of the Fifth Amendment, and the right to effective assistance of counsel under the Sixth Amendment. The district court dismissed his 2006 petition as untimely. Ordinarily, that decision would have brought closure to the victim of his crimes, who was by then eighteen years old.
Patterson then pursued a different line of attack. Instead of challenging his convictions, he challenged the portion of his sentence that required chemical castration. Patterson filed a motion to correct an illegal sentence under
In 2009, the Florida trial court granted Patterson‘s motion in an order that stated, “[T]he Defendant shall not have to undergo [chemical castration] as previously ordered by the Court at his sentencing in the above styled matter.” The 2009 order did not vacate Patterson‘s original sentence and replace it with a new one. Nor did it direct the Department of Corrections to hold Patterson or to do any affirmative act. A copy of the 2009 order is attached as Appendix B to this dissent.
After his success in state court, Patterson resumed attacking his 1998 convictions in federal court. In 2011, he filed a second petition for a writ of habeas corpus, which again alleged that his convictions were secured in violation of the Fifth, Sixth, and Fourteenth Amendments. The district court dismissed his 2011 petition as second or successive.
II. DISCUSSION
After a state prisoner has had a trial, direct appeal, and an opportunity for collateral review in the state courts, he typically gets one, and only one, chance to collaterally attack his conviction in federal court. With exceptions not relevant here, section 2244(b) prohibits a state prisoner from filing a “second or successive” habeas petition.
Whether a petition is second or successive depends on “the judgment challenged.” Insignares v. Sec‘y, Fla. Dep‘t of Corr., 755 F.3d 1273, 1278 (11th Cir. 2014). The judgment that matters for purposes of section 2244 is “the judgment authorizing the prisoner‘s confinement.” Magwood, 561 U.S. at 332, 130 S. Ct. at 2797 (emphasis omitted) (quoting Dotson, 544 U.S. at 83, 125 S. Ct. at 1248); see also Burton v. Stewart, 549 U.S. 147, 156, 127 S. Ct. 793, 798 (2007) (explaining that the judgment for purposes of section 2244 is “the judgment pursuant to which [the prisoner] [i]s being detained“); Insignares, 755 F.3d at 1281 (“[T]he judgment to which AEDPA refers is the underlying conviction and most recent sentence that authorizes the petitioner‘s current detention.“) (alteration in original) (emphasis added) (quoting Ferreira v. Sec‘y, Dep‘t of Corr., 494 F.3d 1286, 1292 (11th Cir. 2007))). This conclusion follows from the text of the statute. Section 2244(b) refers to second or successive petitions “under section 2254,”
A petition is not second or successive if it challenges a “new judgment” issued after the prisoner filed his first petition. Magwood, 561 U.S. at 324, 130 S. Ct. at 2792. But, again, the new judgment must be a new “judgment authorizing the prisoner‘s confinement.” Id. at 332, 130 S. Ct. at 2797 (emphasis omitted) (quoting Dotson, 544 U.S. at 83, 125 S. Ct. at 1248). For example, in Magwood, a prisoner filed his first habeas petition, and the district court granted it and vacated his sentence. Id. at 326, 130 S. Ct. at 2793. The state court then conducted a new sentencing hearing and entered a new sentence. Id. When the prisoner filed a second habeas petition, the U.S. Supreme Court held that it was not second or successive because the petition was the prisoner‘s “first” challenge to the new sentence. Id. at 339, 130 S. Ct. at 2801. Although the prisoner‘s second petition restated the same errors as his first petition, the errors he alleged were “new.” Id. At the resentencing hearing, the state court had heard and rejected the prisoner‘s arguments a second time, and “[a]n error made a second time is still a new error.” Id.
Based on the text of the statute and the precedent of the Supreme Court, this case should have been easy. The judgment requiring Patterson‘s confinement is the sentence entered in 1998. That judgment “committed [Patterson] to the custody of the Department of Corrections,” and that commitment has never been vacated or replaced. Patterson challenged that judgment in his 2006 petition for a writ of habeas corpus. When the 2006 petition was dismissed as untimely, Patterson lost his one chance to obtain federal habeas relief. See Murray v. Greiner, 394 F.3d 78, 81 (2d Cir. 2005) (“[D]ismissal of a § 2254 petition for failure to comply with the one-year statute of limitations constitutes an adjudication on the merits that renders future petitions under § 2254 challenging the same conviction ‘second or successive’ petitions under § 2244(b).“). Because Patterson‘s 2011 petition tries to challenge the 1998 sentence a second time, it should be dismissed as second or successive.
The majority contends that the 2009 order sparing Patterson from chemical castration is a “new judgment” that renders the 2011 petition not second or successive, Majority Op. at 5, but the majority ignores the plain text of the statute. The presence of an intervening judgment or sentence is irrelevant on its own; a new judgment counts for purposes of section 2244 only if it is a new judgment “pursuant to” which the prisoner is “in custody.”
Indeed, at least two other circuits have embraced the “formalistic” distinction that the majority rejects. The Fifth and Seventh Circuits have held that an order that affects the judgment requiring the prisoner‘s confinement, but does not vacate and replace that judgment, does not lift the bar on second or successive petitions. The Fifth Circuit has held that an order partially vacating a sentence is not a new judgment for purposes of the bar on second or successive petitions. See In re Lampton, 667 F.3d 585, 589–90 (5th Cir. 2012). In Lampton, the federal prisoner filed his first motion to vacate, and the district court granted it in part and entered an order “vacating Lampton‘s conspiracy conviction and the life sentence that had been imposed based on that conviction.” Id. at 587. This order did not allow Lampton to file a second or successive motion, Judge Higginbotham wrote, because Lampton‘s original sentence “remained intact” and the later order did not “impose[]” a “new sentence” or “enter an amended judgment.” Id. at 589–90. The majority‘s attempt to distinguish Lampton omits the key reasoning of that decision. The point was not that Lampton‘s sentence “did not change,” Majority Op. at 16; it was that a partial vacatur is the type of “less fundamental change” that does not allow a prisoner to “bypass AEDPA‘s restrictions on piecemeal habeas litigation.” Lampton, 667 F.3d at 590. Even more on point, the Seventh Circuit has held that an order reducing a prisoner‘s sentence based on a change in the Sentencing Guidelines,
Our decision in Insignares does not support the majority. True, both Patterson and Insignares filed successful motions to correct an illegal sentence under
The majority does not view the difference between this case and Insignares as “meaningful,” Majority Op. at 8, but the presence of a new judgment authorizing the prisoner‘s confinement is the only meaningful difference under the statute. As we reiterated in Insignares, “the existence of a new judgment is dispositive.” 755 F.3d at 1280 (emphasis added) (quoting Magwood, 561 U.S. at 338, 130 S. Ct. at 2800). And the new judgment must be a new “judgment authorizing the prisoner‘s confinement.” Id. at 1279 (emphasis omitted) (quoting Magwood, 561 U.S. at 332, 130 S. Ct. at 2797). Contrary to the majority opinion, our decision in Insignares never held—or even suggested—that any order affecting a prisoner‘s sentence would necessarily constitute a “new judgment” for purposes of section 2244. Instead, we repeatedly stressed that the Florida trial court had entered a corrected sentence after it granted Insignares‘s motion under
I fully appreciate that Insignares is the law of this Circuit and binds this panel, whether or not it was correctly decided. Cf. Majority Op. at 19. But “opinions are to be read in the light of the facts of the case under discussion” and “[t]o keep opinions within reasonable bounds precludes writing into them every limitation or variation which might be suggested by the circumstances of cases not before the Court.” Armour & Co. v. Wantock, 323 U.S. 126, 133, 65 S. Ct. 165, 168 (1944). Our decision in Insignares addressed a collateral attack on a new judgment authorizing the prisoner‘s confinement. Extending it to a case like this one where no such judgment exists not only misreads Insignares but also conflicts with the plain text of the statute.
Nor is the majority opinion remotely consistent with the purposes of the statute. Cf. Majority Op. at 13–14. In what should raise a massive red flag to any student of the history of habeas law, the majority‘s interpretation makes it easier to file a federal habeas petition after the Antiterrorism and Effective Death Penalty Act of 1996 than before that watershed statute was enacted. See generally Gilbert v. United States, 640 F.3d 1293, 1310–11 (11th Cir. 2011) (en banc). Before 1996, Patterson‘s second petition would be considered an “abuse of the writ” because it raises claims that he could have raised in his first petition. McCleskey v. Zant, 499 U.S. 467, 498, 111 S. Ct. 1454, 1472 (1991). It would be barred unless Patterson could prove either cause and prejudice or a fundamental miscarriage of justice. Id. at 494–95, 111 S. Ct. at 1470. Yet, the majority allows him to file a second petition when he could prove neither exception—a poor interpretation of a statute that was enacted to promote “greater finality of state . . . court judgments in criminal cases,” Gonzalez v. Sec‘y for Dep‘t of Corr., 366 F.3d 1253, 1269 (11th Cir. 2004) (en banc), and to impose “new and tighter limits on successive petitions,” Suggs v. United States, 705 F.3d 279, 285 (7th Cir. 2013). True, the Antiterrorism and Effective Death Penalty Act partially modifies the doctrine of abuse of the writ when it defines “second or successive” with respect to “the judgment challenged,” instead of the “claims” raised. Magwood, 561 U.S. at 333–36, 130 S. Ct. at 2797–99. But that textual modification does not apply here because Patterson is raising the same claims and challenging the same judgment. Outside of the modification identified in Magwood, seven Justices have explained that the doctrine of abuse of the writ should continue to guide our interpretation of section 2244(b). See id. at 343, 130 S. Ct. at 2803 (Breyer, J., joined by Stevens and Sotomayor, JJ., concurring in part and concurring in the judgment); id. at 344, 130 S. Ct. at 2803–04 (Kennedy, J., joined by Roberts, C.J., and Ginsburg and Alito, JJ., dissenting). The majority opinion does not heed that instruction.
The majority argues that its opinion somehow promotes finality, federalism, and comity, Majority Op. at 13–14, but that‘s a laugher. Leaving aside the fact that the State of Florida argues for the opposite result, the majority opinion will greatly expand the opportunities for federal courts to reopen and reexamine the criminal judgments of state courts. A prisoner will be able to file another petition for a writ of habeas corpus any time a state court issues an order affecting his sentence—for example, an order removing a restitution obligation or a fine, an order reducing a sentence for substantial assistance to the government or based on a reduced sentencing guideline, or an order shortening a term of probation. The majority‘s rule will not only undermine the bar on second or successive petitions in section 2244(b), but it will also undermine the one-year statute of limitations in section 2244(d) because both provisions use the same definition of “judgment.” See Insignares, 755 F.3d at 1281. The corresponding blow to the finality of criminal judgments will be substantial. A prisoner in Florida, for example, can forever hold out hope for another round of federal habeas review because Florida allows prisoners to file motions to correct an illegal sentence “at any time.”
officials who must contest them after the “[p]assage of time, erosion of memory, and dispersion of witnesses.” Id. at 127, 102 S. Ct. at 1572; see also McCleskey, 499 U.S. at 492, 111 S. Ct. at 1469 (“If reexamination of a conviction in the first round of federal habeas stretches resources, examination of new claims raised in a second or subsequent petition spreads them thinner still.“). Far from respecting federalism, the majority will place state prosecutors in a double bind: either contest the prisoner‘s motion for a sentencing alteration, draining precious resources and forcing the victim to relive the crime and prosecution; or acquiesce in the prisoner‘s motion, triggering another round of federal habeas review and risking the release of the prisoner due to stale evidence. In short, I frankly do not understand how the majority can contend that its opinion is friendly to the
The majority offers two additional justifications for its opinion, but both are red herrings. First, the majority explains that Florida law does not require trial judges to enter a written sentence. Majority Op. at 11–12. True, but irrelevant. If the Florida trial court in this case had entered a new judgment authorizing Patterson‘s confinement in an oral pronouncement, I would not be dissenting. But the Florida trial court did not enter any new judgment authorizing Patterson‘s confinement, orally or otherwise. The majority is knocking down a strawman when it portrays my position as a “paper judgment” requirement. See id. at 13, 20.
Second, the majority contends that focusing on the entry of a new judgment—never mind that the statute requires exactly that focus—would mean that judgments correcting only “clerical” errors would qualify as new judgments. Id. at 13. But this argument cannot be taken seriously. We have already held that clerical corrections do not create a new “judgment” for purposes of
The majority opinion is symptomatic of a disturbing phenomenon in the federal judiciary: an open disdain for the
Aside from ignoring the text of the statute and undermining its purposes, the majority‘s
When it comes to federal habeas petitions, the more is not the merrier. Relaxing the bar on second or successive petitions will “prejudice the occasional meritorious application” for a writ of habeas corpus by “bur[ying] [it] in a flood of worthless ones.” McCleskey, 499 U.S. at 492, 111 S. Ct. at 1469 (quoting Brown v. Allen, 344 U.S. 443, 537, 73 S. Ct. 397, 425 (1953) (Jackson, J., concurring in the result)). Despite the best efforts of Congress to prevent that “flood,” the majority is praying for rain.
This case is not hard. And nobody should be fooled by the majority‘s atextual decision. After seventeen years of repeated and often frivolous attempts to overturn his convictions, Patterson is being given another go-round based on an order issued in 2009 that both the State of Florida and the guardian ad litem thought was meaningless. That order does not authorize his confinement, and he does not allege that it violates his constitutional rights. Nor should he: the 2009 order gave him all of the relief that he requested. Today‘s decision is gimmickry that will require the State of Florida to defend a child rapist‘s convictions for the umpteenth time and will threaten a twenty-six-year-old woman to relive the horror of his monstrous crimes.
I dissent.
Appendix A
Appendix B
STATE OF FLORIDA -vs- ACE ROBERT PATTERSON
CASE NO. 97-000171-CF
IN THE CIRCUIT COURT OF THE THIRD JUDICIAL CIRCUIT OF FLORIDA IN AND FOR MADISON COUNTY, FLORIDA
2009-12-14
ORDER GRANTING DEFENDANT‘S MOTION TO CORRECT ILLEGAL SENTENCE
THIS MATTER, having come on to be heard before the Court on the Defendant‘s Motion to Correct Illegal Sentence, the State having acknowledged the Factual Sufficiency of Same and the Court being otherwise fully informed in the premises, finds as follows:
- The Defendant is currently serving a sentence of 311.7 months for Count 1 Burglary of a Dwelling Person
Assaulted and a concurrent 311.7 months for Count 2 Kidnapping and in Count 3 and 4 Capital Sexual Battery, the Defendant is serving Life sentences with Count 4 consecutive to Count 3. The Defendant was also ordered to undergo Medroxypragestrone Acetate (MPA) injection also known as chemical castration. - The Defendant filed a Motion to Correct an Illegal Sentence alleging that the Court did not comply with requirements of law when it sentenced him to be “Chemically Castrated” as the Court did not appoint a medical expert to determine whether the defendant was an appropriate candidate for said “Chemical Castration” within 60 days required by
Florida Statute 794.0235 . Nor did the Court specify the duration of said treatment as required byFlorida Statute 794.0135 . - The State has conceded that the Defendant‘s
motion is “Factually Sufficient” and stipulates to the Defendant‘s motion in light of the Defendant‘s consecutive Life sentences in the above styled matter. - Guardian-Ad-Litem Linda Dagget, Circuit Director of the Guardian-Ad-Litem‘s office in Live Oak, Florida, has been contacted by the State and she agrees with the States Stipulation to the Defendant‘s motion as it is a moot issue in light of the Defendant‘s consecutive Life sentences. Further, the Guardian-Ad-Litem on behalf of the victim, does not want to expose the victim to the painful remembrance of the Defendant‘s actions against her by having a contested hearing on an issue that is a “moot point“.
IT IS THEREFORE, ORDERED AND ADJUDGED, the Defendant‘s Motion to Correct an Illegal Sentence is GRANTED and the Defendant shall not have to undergo Medroxypragestrone Acetate (MPA) injection, also known as “Chemical Castration” as previously ordered by the Court at his sentencing in the
DONE AND ORDERED in chambers at Madison, Madison County, Florida this 14th day of December, 2009.
GREGORY S. PARKER
CIRCUIT JUDGE
Appendix C
THE STATE OF FLORIDA VS. MITCHEL ANDRE INSIGNARES
CASE NUMBER: F00-21361
IN THE CIRCUIT COURT OF THE ELEVENTH JUDICIAL CIRCUIT IN AND FOR MIAMI-DADE COUNTY, FLORIDA
2009-05-20
CORRECTED SENTENCE (AS TO COUNT 1)
The defendant, being personally before this Court, accompanied by his attorney, [REDACTED], and having been adjudicated guilty herein, and the Court having
[ ] on [date] deferred imposition of sentence until this date.
[ ] previously entered a judgment in this case on the defendant now resentences the defendant
[ ] placed the defendant on Probation/Community Control and having subsequently revoked the defendant‘s Probation/Community Control.
IT IS THE SENTENCE OF THE COURT that the defendant:
[ ] pay a fine of $ __________, pursuant to
[X] is hereby committed to the custody of the Department of Corrections.
[ ] is hereby committed to the custody of
[ ] is sentenced as a youthful offender in accordance with
TO BE IMPRISONED (check one; unmarked sections are inapplicable):
[ ] for a term of Natural Life.
[X] for a term of TWENTY SEVEN (27) YEARS.
[ ] said SENTENCE IS SUSPENDED for a period of __________ subject to conditions set forth in this Order.
[ ] IT IS FURTHER ORDERED that the entry of sentence be suspended as to count(s) __________ of this case.
If “split” sentence complete either of paragraphs
Followed by a period of __________ on Probation/Community Control under the supervision of the Department of Corrections according to the terms and conditions of supervision set forth in a separate order entered herein.
However, after serving a period of __________ imprisonment in __________ the balance of such sentence shall
In the event the defendant is ordered to serve additional split sentences, all incarceration portions shall be satisfied before the defendant begins service of the supervision terms.
SPECIAL PROVISIONS (As to Count 1)
By appropriate notation, the following provisions apply to the sentence imposed:
MANDATORY / MINIMUM PROVISIONS:
FIREARM:
[X] Possession
[ ] Discharged
[ ] Discharged causing great bodily harm
It is further ordered that the 10 mandatory minimum imprisonment provisions of
DRUG TRAFFICKING
[ ] It is further ordered that the __________ mandatory minimum imprisonment provisions of
CONTROLLED SUBSTANCE WITHIN 1000 FEET OF SCHOOL:
[ ] It is further ordered that the three year minimum imprisonment provisions of
FELONY OFFENDER:
[ ] The defendant is adjudicated a [ ] habitual violent felony offender [ ] violent career criminal and has been sentenced to an extended term in accordance with the provisions of
REPEAT SEXUAL OFFENDER:
[ ] It is further ordered that the defendant shall serve a minimum of __________ years before release in accordance with
LAW ENFORCEMENT PROTECTION ACT:
[ ] AGGRAVATED ASSAULT UPON LAW ENFORCEMENT OFFICER
[ ] AGGRAVATED BATTERY UPON LAW ENFORCEMENT OFFICER
It is further ordered that the defendant shall serve a minimum of:
[ ] 3 years provision of
[ ] 5 years provision of
AGGRAVATED ASSAULT or UPON PERSON YEARS OF AGE:
[ ] It is further
CAPITAL OFFENSE:
[ ] It is further ordered that the defendant shall serve no less than 25 years in accordance with
PRISON RELEASE
[ ] The defendant is adjudicated a Prison Release Reoffender and has been REOFFENDER sentenced to a maximum term in accordance with the provision of
OTHER PROVISIONS
[ ] The Court retains jurisdiction over the defendant pursuant to
JAIL CREDIT
[X] It is further ordered that the Defendant shall be allowed a total of 429 days as credit for time incarcerated prior to imposition of this sentence.
PRISON CREDIT
[ ] It is further ordered that the Defendant be allowed credit for all time previously served on this count in the Department of Corrections prior to resentencing.
CONSECUTIVE/ CONCURRENT AS TO OTHER COUNTS
[ ] It is further ordered that the sentence imposed for count(s) __________ shall run (check one) [ ] consecutive to [ ] concurrent with the sentence set forth in count(s) __________ of this case.
CONSECUTIVE/ CONCURRENT AS TO OTHER CONVICTIONS
[ ] It is further ordered that the composite term of all sentences imposed for the
(check one)
[ ] any active sentence being served.
[ ] Specific sentences: __________________________________________________________________________________________________________________________________________________________________________________________________________________
BLOOD SAMPLE REQUIRED
[ ] It is further ordered, pursuant to
In the event the above sentence is to the Department of Corrections, the Sheriff of
The defendant in Open Court was advised of his right to appeal from this sentence by filing notice of appeal within thirty days from this date with the Clerk of this Court, and the defendant‘s right to the assistance of counsel in taking said appeal at the expense of the State upon showing of indigence.
In imposing the above sentence, the Court further recommends _______________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
DONE AND ORDERED in Open Court at Dade County, Florida this 07 day of MAY, 2009.
ORLANDO A. PRESCOTT
JUDGE
