Stewart v. United StatesStewart v. United States
Within weeks of being sentenced as a career offender, Sherodney Stewart set out,
pro se,
to have his predicate state convictions vacated. He succeeded. He then filed a motion under
I. BACKGROUND
Stewart pleaded guilty by agreement to distributing more than 50 grams of cocaine base, in violation of
On May 3, 2004 — four days before that year expired — Stewart filed a
pro se
motion entitled, “Motion for Equitable Tolling of the Time Period for the Filing of a
Stewart restated those claims in a
pro se
Meanwhile, Stewart had already begun the process of challenging his predicate state convictions. From August 2002
The following month, on August 15, 2008, Stewart filed a second
pro se
We granted Stewart a Certificate of Appealability (“CoA”) on this issue: “Whether the district court erred in finding that Stewart’s motion was second or successive in light of Stewart’s argument that the grounds he has asserted for challenging his sentence did not exist at the time he filed his previous motion to vacate.” 2
II. DISCUSSION
The question before us is whether Stewart’s numerically second
A. Johnson v. United States
In
Johnson,
the Supreme Court held that the state court vacatur of a predicate conviction is a new “fact” that triggers a fresh one-year statute of limitations under
The Court’s rationale was based, in part, on its previous holdings in
Custis v. United
States
4
and
Daniels v. United
States
5
— which explain that only
after
an underlying conviction is successfully challenged may a defendant seek relief in federal courts.
Id.
at 303-04,
Johnson
established that the basis for a claim challenging a sentence predicated on faulty state convictions arises when the order vacating those predicate convictions issues.
Id.,
B. AEDPA’s Gatekeeping Provisions: “Second or Successive”
AEDPA dramatically limits successive attempts at habeas relief. If a
A second or successive motion must be certified as provided in section 2244 by a panel of the appropriate court of appeals to contain—
(1) newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.
Particularly when a petitioner raises a claim that could not have been raised in a prior habeas petition, courts have forgone a literal reading of “second or successive.”
See, e.g., Singleton v. Norris,
But adopting that approach too broadly would threaten Congress’s clear intention to limit “second or successive” attempts at post-conviction relief. Therefore, we must confront the difficult task of distinguishing between those previously unavailable claims that Congress contemplated in AEDPA’s gatekeeping provisions and those that cannot reasonably be deemed “successive.”
The Fifth Circuit addressed this difficulty in
Leal Garcia v. Quarterman,
After Leal Garcia, a Mexican national, filed his first petition for habeas relief, the International Court of Justice (“ICJ”) is
On appeal, the Fifth Circuit set out to determine if Leal Garcia’s petition was successive under AEDPA, and, therefore, subject to the statute’s gatekeeping provisions.
Id.
at 219. Leal Garcia relied on
In re
Cain,
9
But the court determined that Leal Garcia’s claim fell within a small subset of unavailable claims that could not reasonably be categorized as “successive.” Id. at 222, 224. After noting that AEDPA’s gatekeeping provisions are meant to minimize repeated attacks on an underlying judgment, the court stated:
[I]f the purported defect existed, or the claim was ripe, at the time of the prior petition, the later petition is likely to be held successive even if the legal basis for the attack was not. If, however, the purported defect did not arise, or the claim did not ripen, until after the conclusion of the previous petition, the later petition based on that defect may be non-successive. 10
Id.
at 222 (emphasis added). The court noted that the President’s declaration, meant to make
Avena
enforceable on the states, was not issued until after Leal Garcia’s first petition was denied.
Id.
at 223-24. Therefore, “the basis for his claim— Texas’s refusal to conduct the review of his conviction' — did not occur until well after proceedings on his first petition had con-
The Fifth Circuit’s approach in
Leal Garcia
is consonant with the Supreme Court’s reasoning in
Panetti v. Quarterman,
Mindful of the “implications for habeas practice,” the purposes of AEDPA, and its prior habeas decisions — including those applying the abuse-of-the writ doctrine— the Court determined “that Congress did not intend the provisions of AEDPA addressing ‘second or successive’ petitions to govern a filing in the unusual posture presented here: a § 2254 application raising a Ford-based incompetency claim filed as soon as that claim is ripe.”
Id.
at 945, 127
III. APPLICATION
We turn now to the related questions of whether Stewart’s numerically second
The Government first argues that Stewart’s second
Stewart’s situation falls within what the Fifth Circuit recognized is a small subset of unavailable claims that must not be categorized as successive.
Leal Garcia,
“[Cjlaims based on a
factual
predicate not previously discoverable are successive,” but “[i]f ... the purported defect did not arise, or the claim did not ripen, until after the conclusion of the previous petition, the later petition based on that defect may be non-successive.”
Leal Garcia,
Assuming he has acted with due diligence, “a defendant given a sentence
But how must Stewart pursue the relief he is due? Together,
Custis, Daniels,
and
Johnson
establish that the time for challenging a federal sentence based on a faulty state conviction is only after that conviction has been vacated. Therefore, the time for Stewart to pursue his
Johnson
claim is now. The Government urges us to conclude that, even so, Stewart should have waited until now to file his first
Therefore, we are left with two options. Either (1) we could instruct future defendants to include potential
Johnson
claims in their initial
As in
Panetti,
a literal application of AEDPA’s “second or successive” language in this situation would frustrate the purposes of AEDPA by leading movants to inundate district courts with meritless and unripe petitions alleging their federal sentences were improperly enhanced by flawed prior state convictions, so that those movants could preserve the right to
Our decision is informed, not only by the Supreme Court’s holding in Panetti but also by the interests of judicial economy. For every Johnson claim that will eventually become viable, there are many more that will not. We are disinclined to instruct district courts to hold all such motions in abeyance for years, while defendants challenge state convictions, particularly when the other path is logical and consistent with Supreme Court precedent.
IV. CONCLUSION
Because the basis for his
Johnson
claim did not exist before his proceedings on his initial
REVERSED and REMANDED.
Notes
. "It is well established that the standards governing the sufficiency of habeas corpus petitions are less stringent when the petition is drafted
pro se
and without the aid of counsel.”
Williams
v.
Griswald,
The Government conceded as much in its response to Stewart’s motion: "[Stewart’s] allegations would normally be sufficient to raise a claim under
. Stewart's Certificate of Appealability also addressed: "[w]hether the district court erred in finding that Stewart’s motion to vacate was untimely filed.” On appeal, the Government concedes that Stewart's motion was timely because he exercised due diligence in pursuing the vacatur of his state convictions:
Within only a few months of receiving a sentence that was enhanced based on his state court convictions, Stewart took steps to begin the process of having those convictions vacated. Less than a year after the entry of judgment in the district court, Stewart had filed his habeas petition in the superior court. Having filed his habeas petition in what he believed to be the proper venue, the amount of time that it took the state courts to process his petition was largely beyond Stewart’s control .... Accordingly, the Government does not seek to argue here that Stewart failed to act with due diligence in seeking to have his state court convictions vacated.
Gov’t Br. at 27-28. We agree that Stewart exercised due diligence, and we reverse without addressing the alternate ground for the district court’s decision in depth.
. "A 1-year period of limitation shall apply to a motion under [
.
.
.
Panetti
addressed a petition for habeas relief under
.
. Additionally, there are numerous cases in which courts have determined that petitions challenging the administration of the petitioner's sentence were not "second or successive,” in part, because the claims they raised did not exist or could not have been raised in a prior petition.
See, e.g., Benchoff v. Colleran,
. Supra, n. 8.
. The court listed the following examples of this second type of petition: attacks on (1) distinct judgments, (2) administration of an inmate’s sentence, (3) defective habeas proceedings, and (4) legal errors that arise after the underlying conviction.
Leal Garcia,
.
Ford v. Wainwright, 477
U.S. 399, 409-10,
. In
Tompkins v. Secretary, Department of Corrections, we
refused to apply
Panetti
to a petitioner's second or successive petition that raised three claims that "can be and routinely are raised in initial habeas petitions.”
The posture in
Panetti
was "unusual,” but it was not
unique.
In
Tompkins, we
refused to apply
Panetti
to claims that "can be and routinely are raised in initial habeas petitions.”
Id.
at 1260. But when a claim
could not have been raised
in a prior habeas petition, courts have interpreted
Panetti
to permit that claim to be raised in a subsequent petition.
United States v. Buenrostro,
. Our panel in
In re Dean,
. We have never directly considered whether
Johnson
is limited to first
. In its order granting Stewart’s petition for state habeas relief and remanding to the trial court, the Georgia Supreme Court explained that under Georgia law, Stewart had no unqualified right to a direct appeal because he pleaded guilty to his state-court offenses.
See Smith v. State,
. The Government explains, "[h]aving already used the
. It is worth noting here that, at least for Stewart, this approach would have been even more speculative.
Johnson
was not decided until April 4, 2005 — months after Stewart’s initial one-year time period lapsed. Thus, Stewart's ability to access a refreshed one-year limitations period under