Within weeks of being sentenced as a career offender, Sherodney Stewart set out, pro se, to have his predicate state convictions vacated. He succeeded. He then filed a motion under 28 U.S.C. § 2255, which is the subject of this appeal. It was his second such motion, but because it was not “second or successive” as that term is understood in context of the Anti-terrorism and Effective Death Penalty Act (“AEDPA”), we reverse the district court’s dismissal and remand for resentencing.
I. BACKGROUND
Stewart pleaded guilty by agreement to distributing more than 50 grams of cocaine base, in violation of 21 U.S.C. § 841(a)(1), (b)(l)(A)(iii), and 18 U.S.C. § 2, on March 12, 2002. In June 2002, the district court sentenced him as a career offender to 360 months of imprisonment, to be followed by five years of supervised release. We dismissed his direct appeal on February 6, 2003, based on an appeal-waiver provision in his plea agreement. Stewart did not seek certiorari review of that dismissal, rendering his judgment final on May 7, 2003. He had one year from that date to seek habeas relief. See 28 U.S.C. § 2255(f)(1).
On May 3, 2004 — four days before that year expired — Stewart filed a pro se motion entitled, “Motion for Equitable Tolling of the Time Period for the Filing of a § 2255 [Motion].” In it, he requested six additional months to file a § 2255 motion, and he articulated three challenges he intended to raise, including a Sixth Amendment ineffective-assistance-of-counsel claim, based on his attorney’s failure to investigate the state convictions that predicated his career offender enhancement. The district court could have construed this motion for equitable tolling as a § 2255 motion; 1 instead, it entered an order denying the motion on August 19, 2004, that did not mention Stewart’s claims.
Stewart restated those claims in a pro se § 2255 motion that he filed five weeks later, on September 29, 2004. He also filed a separate motion asking the court to consider his § 2255 claims as having been timely raised, based on their inclusion in his motion for equitable tolling. Again, the court disregarded the substance of Stewart’s claims and dismissed his § 2255 motion as time-barred.
Meanwhile, Stewart had already begun the process of challenging his predicate state convictions. From August 2002 *858 through March 2003, he enlisted the help of his father in gathering records and transcripts related to the state convictions, and he conducted legal research almost daily in the prison law library. After obtaining the necessary documents, Stewart filed a pro se state habeas corpus petition in April 2003. That petition traveled through the Georgia court system, and — after a favorable reversal by the Georgia Supreme Court — Stewart’s state convictions were ultimately vacated on July 2, 2008.
The following month, on August 15, 2008, Stewart filed a second
pro se
§ 2255 motion, requesting vacatur of his career offender enhancement pursuant to
Johnson v. United States,
We granted Stewart a Certificate of Appealability (“CoA”) on this issue: “Whether the district court erred in finding that Stewart’s motion was second or successive in light of Stewart’s argument that the grounds he has asserted for challenging his sentence did not exist at the time he filed his previous motion to vacate.” 2
II. DISCUSSION
The question before us is whether Stewart’s numerically second § 2255 motion was “second or successive” under AEDPA, and we consider that question
de novo. See McIver v. United States,
A. Johnson v. United States
In
Johnson,
the Supreme Court held that the state court vacatur of a predicate conviction is a new “fact” that triggers a fresh one-year statute of limitations under § 2255(f)(4),
3
so long as the petitioner exercised due diligence in seeking that order.
The Court’s rationale was based, in part, on its previous holdings in
Custis v. United
States
4
and
Daniels v. United
States
5
— which explain that only
after
an underlying conviction is successfully challenged may a defendant seek relief in federal courts.
Id.
at 303-04,
Johnson
established that the basis for a claim challenging a sentence predicated on faulty state convictions arises when the order vacating those predicate convictions issues.
Id.,
B. AEDPA’s Gatekeeping Provisions: “Second or Successive”
AEDPA dramatically limits successive attempts at habeas relief. If a § 2255 motion is deemed “successive,” a court may consider it only if it complies with that section’s gatekeeping provision, which provides:
A second or successive motion must be certified as provided in section 2244 by a panel of the appropriate court of appeals to contain—
(1) newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.
28 U.S.C. § 2255(h). AEDPA’s restrictions on second or successive motions are meant to forestall abuse of the writ of habeas corpus,
see Felker v. Turpin,
Particularly when a petitioner raises a claim that could not have been raised in a prior habeas petition, courts have forgone a literal reading of “second or successive.”
See, e.g., Singleton v. Norris,
But adopting that approach too broadly would threaten Congress’s clear intention to limit “second or successive” attempts at post-conviction relief. Therefore, we must confront the difficult task of distinguishing between those previously unavailable claims that Congress contemplated in AEDPA’s gatekeeping provisions and those that cannot reasonably be deemed “successive.”
The Fifth Circuit addressed this difficulty in
Leal Garcia v. Quarterman,
After Leal Garcia, a Mexican national, filed his first petition for habeas relief, the International Court of Justice (“ICJ”) is
*861
sued its decision in
Case Concerning Avena and Other Mexican Nationals (Mexico v. United States),
2004 I.C.J. 12 (Judgment of Mar. 31, 2004)
(“Avena”),
which held that the United States violated the Vienna Convention’s guarantee of consular access and ordered that the convictions and sentences of those individuals whose rights were violated be reviewed.
Leal Garcia,
On appeal, the Fifth Circuit set out to determine if Leal Garcia’s petition was successive under AEDPA, and, therefore, subject to the statute’s gatekeeping provisions.
Id.
at 219. Leal Garcia relied on
In re
Cain,
9
But the court determined that Leal Garcia’s claim fell within a small subset of unavailable claims that could not reasonably be categorized as “successive.” Id. at 222, 224. After noting that AEDPA’s gatekeeping provisions are meant to minimize repeated attacks on an underlying judgment, the court stated:
[I]f the purported defect existed, or the claim was ripe, at the time of the prior petition, the later petition is likely to be held successive even if the legal basis for the attack was not. If, however, the purported defect did not arise, or the claim did not ripen, until after the conclusion of the previous petition, the later petition based on that defect may be non-successive. 10
Id. at 222 (emphasis added). The court noted that the President’s declaration, meant to make Avena enforceable on the states, was not issued until after Leal Garcia’s first petition was denied. Id. at 223-24. Therefore, “the basis for his claim— Texas’s refusal to conduct the review of his conviction' — did not occur until well after proceedings on his first petition had con- *862 eluded.” Id. at 224. Consequently, Leal Garcia’s subsequent petition was not successive under AEDPA. Id.
The Fifth Circuit’s approach in
Leal Garcia
is consonant with the Supreme Court’s reasoning in
Panetti v. Quarterman,
Mindful of the “implications for habeas practice,” the purposes of AEDPA, and its prior habeas decisions — including those applying the abuse-of-the writ doctrine— the Court determined “that Congress did not intend the provisions of AEDPA addressing ‘second or successive’ petitions to govern a filing in the unusual posture presented here: a § 2254 application raising a Ford-based incompetency claim filed as soon as that claim is ripe.”
Id.
at 945, 127
*863
S.Ct. at 2853. The Court ultimately determined that Panetti’s
Ford
claim was not “second or successive,” thereby refusing to construe AEDPA “in a manner that would require unripe (and, often, factually unsupported) claims to be raised as a mere formality, to the benefit of no party.”
Id.
at 947,
III. APPLICATION
We turn now to the related questions of whether Stewart’s numerically second § 2255 motion is “second or successive,” 13 and how Stewart must pursue relief.
The Government first argues that Stewart’s second § 2255 motion is successive because the facts supporting the claim existed when he filed his first § 2255 motion — essentially seeking to relitigate the Supreme Court’s decision in
Johnson.
14
The
Johnson
Court squarely rejected this argument, explaining that the circumstances rendering predicate convictions invalid may factually support the defendant’s state-court challenge, but they “cannot by themselves be the basis of a § 2255 claim.”
Stewart’s situation falls within what the Fifth Circuit recognized is a small subset of unavailable claims that must not be categorized as successive.
Leal Garcia,
“[Cjlaims based on a
factual
predicate not previously discoverable are successive,” but “[i]f ... the purported defect did not arise, or the claim did not ripen, until after the conclusion of the previous petition, the later petition based on that defect may be non-successive.”
Leal Garcia,
Assuming he has acted with due diligence, “a defendant given a sentence
*864
enhanced for a prior conviction is entitled to a reduction if the earlier conviction is vacated.”
Johnson,
But how must Stewart pursue the relief he is due? Together, Custis, Daniels, and Johnson establish that the time for challenging a federal sentence based on a faulty state conviction is only after that conviction has been vacated. Therefore, the time for Stewart to pursue his Johnson claim is now. The Government urges us to conclude that, even so, Stewart should have waited until now to file his first § 2255 motion. 16 This argument is untenable. The Government’s suggested approach would force petitioners like Stewart to choose between claims available immediately — such as claims alleging ineffective assistance of counsel — and those available only later — such as Johnson claims. 17 To require Stewart (and those similarly situated) to forgo raising good and viable claims in hopes that one day he might obtain relief under Johnson is exactly the kind of perverse result that the Supreme Court counseled against in Martinez-Villareal.
Therefore, we are left with two options. Either (1) we could instruct future defendants to include potential Johnson claims in their initial § 2255 motions and ask the district courts to “stay and abey” while the defendants challenge their predicate convictions in state courts; or (2) we could conclude that Stewart properly raised his 2008 motion when it first became ripe. The Government argues that we should take the former option. Panetti’s reasoning illustrates that the latter option is superior.
As in
Panetti,
a literal application of AEDPA’s “second or successive” language in this situation would frustrate the purposes of AEDPA by leading movants to inundate district courts with meritless and unripe petitions alleging their federal sentences were improperly enhanced by flawed prior state convictions, so that those movants could preserve the right to
*865
request resentencing later if, by some chance, they were to succeed both in having those state convictions vacated and in satisfying Johnson’s due diligence requirement in the process. The phrase “second or successive” must not be interpreted “in a manner that would require unripe (and, often, factually unsupported) claims to be raised as a mere formality, to the benefit of no party,”
Panetti
Our decision is informed, not only by the Supreme Court’s holding in Panetti but also by the interests of judicial economy. For every Johnson claim that will eventually become viable, there are many more that will not. We are disinclined to instruct district courts to hold all such motions in abeyance for years, while defendants challenge state convictions, particularly when the other path is logical and consistent with Supreme Court precedent.
IV. CONCLUSION
Because the basis for his Johnson claim did not exist before his proceedings on his initial § 2255 motion concluded, Stewart’s numerically second motion is not “second or successive,” and § 2255(h)’s gatekeeping provision does not apply. Amd because attempting to raise his Johnson claim in his initial § 2255 motion would have been an empty formality, Stewart was permitted to raise it in a second, diligently pursued § 2255 motion. Accordingly, we reverse and remand for resentencing consistent with this opinion.
REVERSED and REMANDED.
Notes
. "It is well established that the standards governing the sufficiency of habeas corpus petitions are less stringent when the petition is drafted
pro se
and without the aid of counsel.”
Williams
v.
Griswald,
The Government conceded as much in its response to Stewart’s motion: "[Stewart’s] allegations would normally be sufficient to raise a claim under Section 2255,” and "the district court does have the discretion to consider [Stewart’s] motion to equitably toll as a motion under Section 2255.”
. Stewart's Certificate of Appealability also addressed: "[w]hether the district court erred in finding that Stewart’s motion to vacate was untimely filed.” On appeal, the Government concedes that Stewart's motion was timely because he exercised due diligence in pursuing the vacatur of his state convictions:
Within only a few months of receiving a sentence that was enhanced based on his state court convictions, Stewart took steps to begin the process of having those convictions vacated. Less than a year after the entry of judgment in the district court, Stewart had filed his habeas petition in the superior court. Having filed his habeas petition in what he believed to be the proper venue, the amount of time that it took the state courts to process his petition was largely beyond Stewart’s control .... Accordingly, the Government does not seek to argue here that Stewart failed to act with due diligence in seeking to have his state court convictions vacated.
Gov’t Br. at 27-28. We agree that Stewart exercised due diligence, and we reverse without addressing the alternate ground for the district court’s decision in depth.
. "A 1-year period of limitation shall apply to a motion under [§ 2255]. The limitation period shall run from the latest of — ... (4) the date on which the facts supporting the claim or claims presented could have been discovered through the exercise of due diligence.” 28 U.S.C. § 2255(f)(4).
.
.
.
Panetti
addressed a petition for habeas relief under 28 U.S.C. § 2254. Because of the similarities between the provisions governing second or successive petitions under § 2254 and second or successive motions under § 2255, precedent interpreting one of these parallel restrictions is instructive for interpreting its
*860
counterpart.
See
28 U.S.C. §§ 2244(b)(2), 2255(h);
see also Gonzalez v. Sec'y Dept. of Corr.,
.
. Additionally, there are numerous cases in which courts have determined that petitions challenging the administration of the petitioner's sentence were not "second or successive,” in part, because the claims they raised did not exist or could not have been raised in a prior petition.
See, e.g., Benchoff v. Colleran,
. Supra, n. 8.
. The court listed the following examples of this second type of petition: attacks on (1) distinct judgments, (2) administration of an inmate’s sentence, (3) defective habeas proceedings, and (4) legal errors that arise after the underlying conviction.
Leal Garcia,
.
Ford v. Wainwright, 477
U.S. 399, 409-10,
. In
Tompkins v. Secretary, Department of Corrections, we
refused to apply
Panetti
to a petitioner's second or successive petition that raised three claims that "can be and routinely are raised in initial habeas petitions.”
The posture in
Panetti
was "unusual,” but it was not
unique.
In
Tompkins, we
refused to apply
Panetti
to claims that "can be and routinely are raised in initial habeas petitions.”
Id.
at 1260. But when a claim
could not have been raised
in a prior habeas petition, courts have interpreted
Panetti
to permit that claim to be raised in a subsequent petition.
United States v. Buenrostro,
. Our panel in
In re Dean,
. We have never directly considered whether
Johnson
is limited to first § 2255 motions.
See In re Conklin,
. In its order granting Stewart’s petition for state habeas relief and remanding to the trial court, the Georgia Supreme Court explained that under Georgia law, Stewart had no unqualified right to a direct appeal because he pleaded guilty to his state-court offenses.
See Smith v. State,
. The Government explains, "[h]aving already used the § 2255 motion authorized by Congress, he may not now use a second to have his sentence reduced based on the later vacatur of his state court convictions .... Stewart's actions may have been unwise, but he is bound by them nevertheless.” Gov’t Br. at 20-21.
. It is worth noting here that, at least for Stewart, this approach would have been even more speculative. Johnson was not decided until April 4, 2005 — months after Stewart’s initial one-year time period lapsed. Thus, Stewart's ability to access a refreshed one-year limitations period under § 2255(f)(4) after he obtained his vacatur order had not yet been established when he would have faced the choice proposed by the Government.
