*1 Before DUBINA, Chief Judge, and TJOFLAT, EDMONDSON, CARNES, BARKETT, HULL, MARCUS, PRYOR, MARTIN, HILL, and BLACK, Circuit Judges. [*]
*2 CARNES, Circuit Judge:
Ezell Gilbert, a federal prisoner, wants to have an error of law in the
calculation of his sentence corrected based upon a Supreme Court decision
interpreting the sentencing guidelines, even though that decision was issued eleven
years after he was sentenced. Gilbert insists that prisoners have a right to have
errors in the calculation of their sentences corrected no matter how long it has been
since the sentences were imposed. His insistence calls to mind Justice Holmes’
observation that “All rights tend to declare themselves absolute to their logical
extreme.” Hudson Cnty. Water Co. v. McCarter,
The principles of policy that limit the right to be resentenced in accord with the latest guidelines decisions are those regarding finality of judgment and the important interests that finality promotes. For reasons we will discuss, the statutory provisions and the decisions furthering finality of judgment are strong enough to hold their own against Gilbert’s claimed right to have a long-ago error in calculating his sentence corrected.
In more technical terms, we granted rehearing en banc in this case to decide whether the savings clause contained in 28 U.S.C. § 2255(e) permits a federal prisoner to challenge his sentence in a 28 U.S.C. § 2241 petition when he cannot raise that challenge in a § 2255 motion because of the § 2255(h) bar against second and successive motions. The primary question, in plainer English, is whether a federal prisoner can use a habeas corpus petition to challenge his sentence. Our answer is “no,” at least where the sentence the prisoner is attacking does not exceed the statutory maximum.
I. BACKGROUND
The facts underlying the sentence in this case, and the procedural history, illuminate the issue and the competing considerations that we consider in deciding it.
A. Gilbert’s Crime and Criminal History
On October 11, 1995, Ezell Gilbert set off for a day of work, plying his trade near the Cottage Hills Housing Project, a high crime area of Tampa, Florida. That day Gilbert was working out of his car, a four-door 1985 Chevrolet Celebrity. He was a drug dealer, and two officers of the Tampa Police Department, who were hidden from view, were conducting surveillance of illegal activity in the area.
Around 9:30 a.m. the officers spotted Gilbert as he stopped his car and *4 allowed a man to enter it. Once inside, the man appeared to give money to Gilbert in exchange for some rocks of crack cocaine. The officers then saw the man exit the car as he counted the rocks he had bought. A short time later, the officers saw another man enter Gilbert’s car and engage in another drug deal with him. At that point, the officers conducting surveillance notified a patrol car that was a few blocks away and provided the car’s license plate number. The officers in the patrol car discovered through a computer check that the plate number was assigned to a different make and model car. By this time Gilbert was on the move, driving in the direction of the patrol car, which was at a nearby intersection. The officers in the patrol car trailed Gilbert’s vehicle for about a block before it turned into the parking lot of a convenience store. When the officers approached Gilbert’s car, he tried to flee on foot but they stopped him.
The officers discovered that Gilbert had not been alone in the car. In a drug dealer’s version of “Bring Your Daughter to Work Day,” Gilbert had brought his five-year-old daughter, Keidra, along with him as he plied his trade. She had been seated in the back seat of the small car the whole time. She was there as two drug addicts climbed into the car to buy drugs from Gilbert, and he left her there as he attempted to run away from the approaching officer.
When police demanded to see the car’s registration, Gilbert reluctantly *5 opened the glove compartment. A clear plastic bag containing what appeared to be crack cocaine fell out into his hand and into plain view. Shoving it back in the compartment, Gilbert told police that “nothing” was in the bag. At that point the police placed him under arrest and started to search the car. As the officers did so, Gilbert exclaimed, “[T]he car ain’t mine; I don’t know what’s in that car.”
What was in that car, in addition to Gilbert’s young daughter, was the bag that had fallen from the glove compartment. It contained 67 grams of crack cocaine, and there was a smaller bag containing 2 grams of powder cocaine in the glove compartment. And there were also 40 “ring baggies” containing a total of 111 grams of marijuana stashed under the car’s front seat.
The record does not reveal whether that day was the first time that Gilbert had taken his five-year-old daughter into harm’s way with him as he committed crimes, but it does reveal that this was not the first time he had committed crimes. Gilbert’s known criminal history began in 1989, when he was only 19 years old. In March of 1989 he was arrested on state charges for possession of cocaine and possession of alcohol by a minor, but those charges were dropped. Two arrests followed in May 1989 for possession of alcohol by a minor, but the State evidently did not pursue the charges.
Gilbert soon graduated to more serious crimes. In September 1989, while *6 still 19 years old, he was arrested for striking a police officer who had been attempting to detain him for battery on a female. It appears from the record that Gilbert was later convicted for battery and obstructing or opposing officers without violence in connection with that incident, and he was sentenced to an unspecified amount of time served. Also in September of 1989, Gilbert was arrested and charged with two state felonies: possession of cocaine with intent to sell or distribute and carrying a concealed firearm (a shotgun was found under the car seat). In January of 1990, at age 20, he was sentenced to three years probation on both counts, with formal adjudication withheld pending his successful completion of probation.
Instead of successfully completing probation, however, Gilbert chose to commit more crimes. As a result, a probation violation notice was filed on March 2, 1990, and a few days later Gilbert was arrested and charged with more state crimes, including possession of cocaine. He was convicted of the new cocaine charge on March 29, 1990, and on that date received a sentence of 2 years of community control.
Seventeen days later, on April 16, 1990, state authorities filed yet another notice that Gilbert had violated the terms of the probation that had been imposed on him just three months earlier. On June 6, 1990, he was found to have violated *7 his probation and as a result was adjudicated guilty on the January 1990 crimes of possession of cocaine with intent to sell or distribute and carrying a concealed firearm. He was sentenced to 30 months imprisonment for those two crimes. On or about that same date, Gibert also received the same sentence on the March 7, 1990 charge of possession of cocaine. Those sentences were imposed when Gilbert was 20.
How much time Gilbert actually served is unclear, but it certainly was not 30 months. By October 24, 1991, only 17 months after he had been sentenced, the 21- year-old Gilbert was free again, a fact we know because he was arrested on that date for possession of marijuana. Gilbert was convicted of that marijuana charge and on January 28, 1992, at age 22, he received yet another sentence of probation, this time for one year. Less than two months later, yet another probation violation notice had been filed, and in August of 1993, when Gilbert was 23, he was arrested yet again, this time on two counts of possession of marijuana with intent to sell or distribute. The State filed an “order of release” as to both those charges on September 8, 1993, but in what may have been a related action, on September 14 Gilbert was sentenced to one year imprisonment on the 1991 marijuana charge. He was then 23 years old.
Gilbert once again did not serve his full time in prison; instead, he was *8 released on January 8, 1994, just four months into his one-year term. And once again, it was not long before Gilbert was caught committing another crime. That September, an officer who had stopped him for a traffic violation spotted a handgun next to Gilbert’s right leg, and a search of his car revealed 22.3 grams of crack cocaine. For some reason Gilbert, then age 24, was charged only with carrying a concealed firearm and being a felon in possession of a firearm. On December 19, 1994, shortly after he had turned 25, Gilbert was sentenced to three years probation for each crime. And true to form, Gilbert did not successfully complete his probationary period. Instead, he violated it when he committed the drug crimes involved in this case on October 11, 1995, about a month before he turned 26. This time he would not be treated leniently.
The State of Florida charged Gilbert with trafficking in cocaine, possession of marijuana, possession of drug paraphernalia, and child abuse, all in connection with his October 11, 1995 arrest. The child abuse charges stemmed from Gilbert’s having his daughter with him while he was dealing drugs. All of those state charges, however, were nolle prossed in January 1996, in deference to the federal indictment of Gilbert for that same illegal drug conduct.
B. Gilbert’s Indictment, Conviction, and Sentencing The indictment of Gilbert in December 1995 included one count of *9 possession of crack cocaine with intent to distribute and one count of possession of marijuana with intent to distribute. The government filed a timely 21 U.S.C. § 851 notice of the prior drug convictions that it intended to rely on in seeking an enhanced statutory penalty range under 21 U.S.C. § 841(b)(1)(A). That notice listed three of Gilbert’s prior convictions: his March 1990 conviction for possession of cocaine; his June 1990 conviction for possession of cocaine with intent to sell or distribute; and his January 1992 conviction for possession of marijuana. Given the quantity of crack cocaine that Gilbert was charged with possessing with intent to sell, even without any of his prior convictions he faced a statutory range of ten years to life on that count. See 21 U.S.C. § 841(b)(1)(A) (1996) (“In the case of a violation of subsection (a) of this section involving . . . 50 grams or more of a mixture of substance . . . which contains cocaine base . . . such person shall be sentenced to a term of imprisonment which may not be less than 10 years or more than life.”) With any two of his three prior convictions listed in the § 851 notice, however, Gilbert faced a mandatory sentence of life imprisonment (without parole) on that count. See id. (“If any person commits a violation of this subparagraph . . . after two or more prior convictions for a felony drug offense have become final, such person shall be sentenced to a mandatory term of life imprisonment without release . . . .”). On the second count, involving possession *10 with intent to sell marijuana, without any prior convictions Gilbert would have faced a sentence of not more than five years. See 21 U.S.C. § 841(b)(1)(D) (1996). With one or more prior convictions for a felony drug offense he faced a sentence of not more than ten years on that count. See id.
After Gilbert’s motion to suppress was denied, he pleaded guilty in March of 1996. At the plea hearing, Gilbert admitted possessing with intent to distribute more than 50 grams of crack cocaine and more than 100 grams of marijuana. Given the prior drug convictions listed in the § 851 notice, none of which Gilbert ever denied, his guilty plea should have subjected him to a mandatory life sentence. See 21 U.S.C. § 841(b)(1)(A) (1996). But Gilbert pleaded guilty to the indictment “as originally charged without the enhancement,” meaning without “the [§] 851 enhancement.” The government did not object to Gilbert’s statement that the statutory enhancement would not be applied, and the non-application of it obviously was part of a plea agreement. [1]
Gilbert was sentenced on March 25, 1997. Because the government waived the § 851 notice of prior convictions, his statutory sentencing range was ten years to life imprisonment on the crack distribution count and not more than five years on the marijuana distribution count. See 21 U.S.C. §§ 841(b)(1)(A), (D) (1996). Gilbert’s base offense level was 32 because his distribution offense involved at least 50 grams but less than 150 grams of crack. See U.S.S.G. § 2D1.1(a)(3), (c)(4) (1995). There were no adjustments for specific characteristics of the offense, characteristics of the victim, the defendant’s role in the offense, or obstruction of justice.
Gilbert was sentenced as a career offender under § 4B1.1 based on two convictions: his June 1990 conviction for possession of cocaine with intent to sell, which was counted as “a controlled substance offense,” and his December 1994
That part of the colloquy went as follows:
The Court: “I understand that you’re pleading guilty to the indictment as originally charged without the enhancement; is that correct?”
Defendant: “Yes, sir.”
[Defense Attorney]: “That’s the 851 enhancement.”
The Court: “The 851 enhancement.” At the sentence hearing, Gilbert’s attorney stated, without objection from the government, that: “[O]n page one of the sentencing memorandum, they have the mandatory minimum of life, which is no longer applicable in this case, it’s a ten-year mandatory minimum.” And the Addendum to the PSR states: “The government has indicated that the enhancement in this case for a Life sentence was withdrawn at the time of the defendant’s plea.” *12 conviction for carrying a concealed weapon, which was counted as a “crime of violence.” See id. § 4B1.1 (1995). Although Gilbert’s long criminal record included other drug charges, some of them had resulted in convictions for possession instead of distribution while a few had not resulted in convictions. As [2] a result, Gilbert had only one prior conviction that met the guidelines definition of “a controlled substance offense.” See id. § 4B1.2(b) (defining “controlled substance offense” to mean a felony that involves the manufacture, import, export, distribution, or dispensing of a controlled substance or possession with intent to do so). That conviction and the one for carrying a concealed weapon were the two [3]
that led to his being treated as a career offender under § 4B1.1. Because he was treated as a career offender, Gilbert’s offense level was increased from 32 to 37. See id. § 4B1.1(b)(A) (providing for an offense level of 37 where a career offender’s current offense provides a maximum penalty of life imprisonment). [4]
Gilbert was given a two-point downward adjustment for acceptance of responsibility, see id. § 3E1.1(a) (1995), bringing his adjusted offense level to 35. His criminal history category would have been V, but the career offender [5]
provision raised it to VI because of the § 4B1.1 enhancement. See id. § 4B1.1(b). [6] The result was a guidelines range of 292 to 365 months.
If the § 4B1.1 career offender enhancement had not applied, Gilbert’s base offense level would have been 32 minus 2 levels for acceptance of responsibility, resulting in an adjusted offense level of 30. His criminal history category would not have been increased from level V, and the guidelines range would have been 151 to 188 months.
Gilbert objected on a number of grounds at sentencing, the only relevant one for present purposes being his objection to career offender treatment under the guidelines. He did not dispute that his prior conviction for possession of cocaine with intent to distribute was a “controlled substance offense,” but he did contend renumbered § 4B1.1(b)(A) (2009), the content has not changed.
[5] Gilbert had a criminal history score subtotal of 7 before two points were added because he had been on probation at the time he committed these offenses, see U.S.S.G. § 4A1.1(d) (1995), and one point was added because he committed these offenses within two years of his release from custody in 1994 for possession of marijuana, see id. § 4A1.1(e) (1995).
[6]
At the time of Gilbert’s sentencing, the guidelines provision mandating that a career
offender’s criminal history category should be VI was contained in § 4B1.1 (1995). Although
that provision has since been renumbered § 4B1.1(b) (2009), the content has not changed.
*14
that his prior conviction for carrying a concealed weapon was not a “crime of
violence.” In rebutting his objection, the government relied on United States v.
Hall,
The district court overruled all of Gilbert’s objections and sentenced him on March 25, 1997. Acting under the then-mandatory guidelines system, the district court sentenced Gilbert to 292 months imprisonment on the intent to distribute crack cocaine count after the judge made it abundantly clear that he would have preferred to give Gilbert a shorter term of imprisonment. The court also sentenced Gilbert to 120 months imprisonment on the intent to distribute marijuana count, to run concurrently.
C. The Post-Sentencing Procedural History
On direct appeal Gilbert raised three issues, one of which was his contention
*15
that carrying a concealed weapon was not a “crime of violence,” as defined in §
4B1.2(a), for § 4B1.1 purposes. See United States v. Gilbert,
(11th Cir. 1998) (Gilbert I). This Court rejected his argument and concluded that
carrying a concealed weapon “presents a serious potential risk of physical injury,”
within the meaning of § 4B1.2(a)(2). Gilbert I,
Gilbert’s petition for rehearing and rehearing en banc, United States v. Gilbert, 156
F.3d 188 (11th Cir. 1998) (unpublished table decision), which raised the issue, and
the Supreme Court denied his petition for a writ of certiorari, Gilbert v. United
States,
In September of 1999 Gilbert filed pro se a 28 U.S.C. § 2255 motion raising a number of claims, none of which reiterated the contention he had already made at sentencing and on appeal that the § 4B1.1 career offender enhancement guideline should not have been applied in his case. The district court denied his § 2255 motion in July 2003. That court also denied Gilbert a certificate of appealability, [8]
*16 and in June 2004 we did too.
There the matter was laid to rest, and there it rested until a series of events beginning in August 2008 led to its being exhumed. The United States Sentencing Commission had published Amendment 706 on November 1, 2007, which provided for a two-level reduction in base offense levels for crack cocaine offenses. U.S.S.G. App. C, amend. 706 (Supp. 2007). That amendment, which was made retroactively applicable by Amendment 713 on March 3, 2008, allowed prisoners serving time for crack cocaine offenses to receive a reduction in their sentences. Id.; U.S.S.G. App. C, amend. 713 (Supp. 2008).
On August 26, 2008, the district court on its own initiative issued an order directing the Federal Public Defender to represent Gilbert in an 18 U.S.C. § 3582(c)(2) proceeding before the court to determine whether he was entitled to have his sentence reduced under Amendment 706. The court also ordered the Probation Office to file a supplemental report in the case. After hearing from the Federal Public Defender and the United States Attorney’s Office, the court issued an order on January 21, 2009, concluding that Gilbert was not entitled to relief under Amendment 706. The court reasoned that while Amendment 706 did reduce Gilbert’s base offense level, it did not “have the effect of lowering the applicable sentencing guideline range because the career offender guideline, not the crack *17 guideline, was applied at sentencing.” The court also briefly addressed and rejected the possibility of granting Gilbert relief under 28 U.S.C. § 2255 or § 2241.
Gilbert then filed through counsel what he styled a “Motion to Reopen and
Amend First 28 U.S.C. § 2255 Motion” on January 28, 2009. See Gilbert v.
United States,
The problem for Gilbert was that his Archer-based claim clearly was barred by the Antiterrorism and Effective Death Penalty Act of 1996’s (AEDPA’s) second and successive petitions provision, 28 U.S.C. § 2255(h). By styling his pleading as one to reopen the § 2255 motion that he had filed more than 9 years before, Gilbert was attempting to avoid that statutory bar. The government opposed that specific attempt and Gilbert’s motion in general.
Gilbert urged on the district court “two vehicles” by which it could grant
him relief. He argued that the court could construe his motion as one under Fed. R.
Civ. P. 60(b)(5) and (b)(6) to reopen and revisit its original order denying his
initial 28 U.S.C. § 2255 motion. In the alternative, Gilbert argued that the court
could treat his motion as one for relief under 28 U.S.C. § 2241 on the theory that
the savings clause of § 2255(e), as interpreted in Wofford v. Scott,
The district court rejected both arguments. It concluded that Gilbert’s 60(b)
argument was foreclosed by the reasoning in Gonzalez v. Crosby,
A panel of this Court reversed the district court’s denial of relief. See
Gilbert II,
II. DISCUSSION
Gilbert’s savings clause contention requires much more discussion than his Rule 60(b) one, so we will address it first. Before doing that, however, we need to address some assumptions the parties make that relate to the issues we will be deciding.
A. Assumptions About the Effect of the Error in Calculating Gilbert’s Sentence Gilbert’s arguments presume that if Begay and Archer had been on the books when his case arose he would have received a lighter sentence because the career offender enhancement, which those decisions rule out for his case, did increase his mandatory guidelines range. His arguments also presume that if he were resentenced today, which is the relief he is seeking, he would receive a lighter sentence with the career offender enhancement out of the picture. We are not so sure of either proposition.
Gilbert’s sentencing occurred in 1997, eight years before the decision in
United States v. Booker,
If Begay had begotten Archer before Gilbert was sentenced and his sentence was affirmed on direct appeal, his earlier weapons conviction would not have been treated as a crime of violence under § 4B1.2(a), and he would not have been classified as a career offender under § 4B1.1. As a result, Gilbert would have had a *21 lower guidelines range in that pre-Booker, mandatory guidelines era and would have received a lower sentence if we assume that the government still would have waived its statutory right to have a mandatory life sentence imposed on him. But that is a big assumption.
On the possession of crack cocaine with intent to distribute charge, Gilbert
faced a mandatory life sentence under 21 U.S.C. § 841(b)(1)(A), which requires
life imprisonment for anyone who possesses crack cocaine or other drugs with
intent to distribute after being convicted of two or more felony drug offenses. The
government filed a 21 U.S.C. § 851 notice listing three prior felony drug offenses
that Gilbert had been convicted of before he committed the crack cocaine
distribution offense in this case, all of which qualified him for the mandatory life
sentence. See supra at 9–11. Gilbert never denied the existence or validity of any
of the three prior drug convictions listed in the § 851 notice (or any of his other
convictions either). By failing to object to the part of the presentence report listing
his prior convictions, Gilbert admitted them, see United States v. Bennett, 472 F.3d
825, 833–34 (11th Cir. 2006); United States v. Wade,
Cir. 2006), and to this day he has never disputed their validity.
If the Begay decision had been on the books when Gilbert was facing these charges, the government would have known that the guidelines range he faced was *22 151 to 188 months instead of 292 to 365 months. Given a minimum sentence that was 141 months lower, the government might well have decided not to waive the § 851 notice and the mandatory life sentence it had an absolute right to insist on under § 841(b)(1)(A). It is one thing not to insist on a life sentence when the defendant is facing at least 292 months without the enhancement, and quite another to forgo it if he might be sentenced to less than half that much time.
While the government did waive its right to insist on a mandatory life sentence as part of a plea bargain, the record does not establish that it would have done so if it could not have counted on the career offender enhancement to double the sentence that Gilbert would receive. It is not as though the government needed a guilty plea because there was a risk of acquittal or the trial would have taken a long time. The evidence against Gilbert was overwhelming and the trial would have been short and simple. Two police officers saw Gilbert as he sold crack cocaine out of his car. Soon thereafter, when another officer approached him, Gilbert attempted to flee on foot. The charges against Gilbert were based on crack cocaine that was found in the glove compartment of his car, and marijuana that was bagged for sale and found under the seat. Even if Gilbert had wanted to take the stand and deny it all, there is little or no chance a jury would have believed him given all of the evidence against him and all of his prior convictions. And the fact *23 that Gilbert had brought his little daughter along with him while dealing drugs would have squelched any stray feelings of sympathy that the jury might otherwise have felt for him.
The point is that we cannot say with certainty that if Begay and Archer had been the law when Gilbert committed these crimes, he would have received a lesser sentence. Ironically, for the reasons we have just discussed, he might have received an even harsher one. Rather than speculate, however, we will assume for present purposes that if those two decisions had been on the books more than a decade earlier, Gilbert would have received a substantially lighter sentence then than he did—a sentence in the range of 151 to 188 months instead of 292 months. [10] That is, however, only an assumption.
Gilbert also presumes that if he could just get a new sentence hearing, he will receive a shorter sentence than the one he now has. We have our doubts about *24 that. It is true that if Gilbert is resentenced the calculation of his guidelines range will be free of any Begay/Archer error and he will not be treated as a career offender. His guidelines range will be lower. There is, however, no guarantee that his new sentence under the post-Booker advisory guidelines system will be shorter than 292 months. It could be the same or even longer.
There are a number of 18 U.S.C. § 3553(a) factors in Gilbert’s case that a sentencing judge could use to vary upward substantially from the advisory guidelines range. After all, in a six-year period when he was between the ages of 19 and 25, Gilbert committed and was convicted of five drug felonies and three weapons felonies. See supra at 6–9. He is an eight-time drug and weapons felon. And his record includes a number of occasions on which he was shown leniency in the form of dropped charges, probationary sentences, or early release. Every time Gilbert received probation, he violated it. Every time charges against him were dropped or he was released early, he immediately went back to his life of crime. And, most disturbing of all, when Gilbert committed the serious drug crimes in this case he took his five-year-old daughter along with him to watch it all. He endangered his little girl by having her in the back seat of the small car in a high crime area as crack addicts climbed into the front seat and bought drugs from him.
A sentencing judge could easily decide to vary significantly upwards from
*25
the advisory guidelines range in view of: “the nature and circumstances of the
offense and the history and characteristics of the defendant,” § 3553(a)(1); “the
need for the sentence imposed . . . to reflect the seriousness of the offense, to
promote respect for the law, and to provide just punishment for the offense,” §
3553(a)(2)(A); and the need for the sentence “to afford adequate deterrence to
criminal conduct,” § 3553(a)(2)(B). A sentence of 292 months, or even a life
sentence, would not be unreasonable or disproportionate to the crime. See
Harmelin v. Michigan,
Nonetheless, because it does not affect our reasoning or the result we reach, we will assume that Gilbert would receive a substantially lower sentence if he were resentenced today, just as we are assuming that his sentence would have been lower when he was sentenced in 1997 if the Begay and Archer decisions had been out at that time.
Begay and Archer were not, however, issued before Gilbert was sentenced. They were issued eleven years after Gilbert was sentenced, ten years after we affirmed his sentence on direct appeal, nine years after the Supreme Court denied certiorari review, and five years after his § 2255 motion was denied. Gilbert’s sentence had long since become final before those two decisions were issued. The question we face is whether there is a finality-shattering procedure that allows Gilbert to have his sentence vacated and entitles him to be resentenced all these years later.
B. The Savings Clause Issue
Having already unsuccessfully filed a § 2255 motion raising other issues, *27 Gilbert concedes, and we agree, that he may not raise his Begay/Archer claim about the misapplication of the career offender guidelines in another § 2255 motion. Section 2255(h) bars second and successive motions except in two narrow circumstances, neither of which applies here. See 28 U.S.C. § 2255(h)(1) & (2). Gilbert’s primary contention is that his claim is cognizable in a 28 U.S.C. § 2241 petition for a writ of habeas corpus. Section 2255(e), however, provides that a § 2241 petition “shall not be entertained” if the prisoner has failed to seek or has already been denied relief by § 2255 motion, as Gilbert has, “unless it also appears that the remedy by [§ 2255] motion is inadequate or ineffective to test the legality of his detention.” See 28 U.S.C. § 2255(e). The quoted exception to the § 2255(e) bar on § 2241 petitions, commonly referred to as the “savings clause,” is the focus of our issue: Does the savings clause of § 2255(e) apply to claims that the sentencing guidelines were misapplied in the pre-Booker mandatory guidelines era in a way that resulted in a substantially longer sentence that does not exceed the statutory maximum?
1. Some Issues We Need Not Decide The government asserts, as its first line of defense, that a guidelines misapplication claim may not be brought in any collateral attack, not even an initial one. We have no reason to decide that issue because this is not Gilbert’s first *28 collateral attack on his sentence. He filed a § 2255 motion that was denied in 2003. [13]
The government concedes that a claim that a sentencing error resulted in a sentence longer than the statutory maximum may be brought in an initial § 2255 motion or, if that remedy is foreclosed by § 2255(h), in a § 2241 habeas petition by virtue of the savings clause in § 2255(e). We have no reason to decide whether to write that concession into the law of this circuit because Gilbert was not sentenced in excess of the statutory maximum for his crimes . [14] We have written into our phrasing of the issue that is before us the qualification that Gilbert’s sentence did not exceed the statutory maximum. We did that in order to make it clear we are not deciding that issue, and we do not imply any view about how that issue should be decided when and if it is presented in some other case.
We do need to explain here what we mean by “statutory maximum sentence.” For each crime, Congress prescribes a punishment ceiling beyond which no defendant convicted for committing that particular crime may be sentenced regardless of the circumstances of the crime, regardless of the defendant’s history, and regardless of the sentencing guidelines. In Gilbert’s case § 841(b)(1)(A) specified a punishment range of ten years to life for the crime of possession of 50 or more grams of cocaine base with intent to distribute. [15] See 21 U.S.C. § 841(b)(1)(A) & (b)(1)(A)(iii) (1996). Life imprisonment is the statutory maximum sentence for Gilbert’s crime. See id.
That seems obvious, but attempting to bring himself within the scope of the
government’s concession, Gilbert insists that the maximum sentence specified in
the statute providing a punishment range for the crime of conviction is not really
the statutory maximum sentence. Instead, he argues that with a pre-Booker
mandatory guidelines sentence, the top of the guidelines range, as correctly
calculated or recalculated to take into account any changes in case law, is the
maximum statutory sentence. His reasoning is that because Congress authorized
the Sentencing Commission to prescribe the sentencing guidelines and made the
guidelines mandatory, they trump the statutory punishment range or at least
*30
supersede what would otherwise be the statutory maximum. We disagree. To the
extent of any inconsistency, the guidelines would have to bend to statutorily
prescribed limits, not the other way around. See U.S.S.G. § 5G1.1 (a)–(b) (stating
that when the statutory maximum is less than the minimum of the applicable
guidelines range, or when the statutory minimum is greater than the maximum of
the applicable guidelines range, the statutory maximum and minimum prevail); see
generally United States v. Shimoda,
1993) (concluding that sentencing guidelines are not “laws” within the meaning of § 2255).
In any event, Gilbert’s point is beside the point. The government can shape its concession as it pleases. The government concedes only that a sentence beyond the maximum punishment statutorily specified for anyone who commits the crime may be remedied in a § 2255 motion or through the savings clause in a § 2241 *31 petition. And that is, once again, an issue we are not deciding.
2. The Text and History of the Clause
We turn now to the issue we are deciding. The text of the savings clause
itself does not indicate that it authorizes the filing of a § 2241 petition to remedy a
miscalculation of the sentencing guidelines that already has been, or may no longer
be, raised in a § 2255 motion. The language of the savings clause provides that it
applies, and a § 2241 petition may be filed, only when “the remedy by [§ 2255]
motion is inadequate or ineffective to test the legality of [the petitioner’s]
detention.” 28 U.S.C. § 2255(e). The history behind the savings clause does not
provide much help with its meaning. See Wofford,
3. The Relationship of § 2255(e) and 2255(h) Assuming that a sentencing guidelines error that resulted in a longer sentence may be remedied in a collateral proceeding, the reason Gilbert cannot obtain relief through a § 2255 motion now is that he unsuccessfully filed one earlier (six years before he filed this motion), and § 2255(h) expressly bars him from filing another one. See 28 U.S.C. § 2255(h). The existence of the statutory bar on second and successive motions cannot mean that § 2255 is “inadequate or ineffective” to test the legality of Gilbert’s detention within the meaning of the savings clause. If it did, the savings clause would eviscerate the second or successive motions bar, and prisoners could file an endless stream of § 2255 motions, none of which could be dismissed without a determination of the merits of the claims they raise.
That simply cannot be, as every circuit to address the matter has pointed out.
See e.g., Prost v. Anderson,
Fundamental canons of statutory construction support the conclusion that the
generally worded and ambiguous savings clause, which was first enacted in 1947,
cannot override the specifically worded and clear statutory bar on second or
successive motions that was enacted as part of AEDPA in 1996. An ambiguous or
general statutory provision enacted at an earlier time must yield to a specific and
clear provision enacted at a later time. See Morton v. Mancari,
Cir. 2009) (“The canon is that a specific statutory provision trumps a general
one.”); ConArt, Inc. v. Hellmuth, Obata + Kassabaum, Inc.,
4. Finality Interests
The critically important nature of the finality interests safeguarded by §
2255(h) also weighs heavily against an interpretation of the savings clause that
would lower the second or successive motions bar and permit guidelines-based
attacks years after the denial of an initial § 2255 motion. Sentencing guidelines
provisions are many and complex, the English language and those who use it are
imperfect, and the case law about what various and sundry guidelines mean and
whether they apply in different factual situations is in a constant state of flux. See,
e.g., United States v. Williams,
Cir. 2005) (Carnes, J., concurring) (referring to “the Sentencing Guidelines, some provisions of which are mind-numbingly complex”).
The single guidelines term that gave rise to this litigation illustrates the
phenomenon. Many are the decisional oars that have churned the law about the
meaning of “crime of violence,” as it appears in § 4B1.1. See, e.g., Johnson v.
*36
United States, ___ U.S. ___,
Of course, the finality-busting effects of permitting prisoners to use the *37 savings clause as a means of evading the second or successive motions bar would not be confined to cases in which later case law development showed errors were made in applying the § 4B1.1 career offender enhancement. The rule Gilbert asks us to create for his benefit would apply to every type and kind of enhancement, of which there are scores in the sentencing guidelines. Many of those enhancements turn on terms whose precise meaning is not manifestly clear even where the terms are defined in the guidelines. Definitions employ their own terms, the meaning of which can also be debatable, as the whole saga with the § 4B1.1 term “crime of violence” and its § 4B1.2(a) definition of that term proves. Consider just a few examples of enhancement terms which lend themselves to litigation about their extent and scope, and thereby open up the possibility of clarifying case law years after sentences are imposed: “physical contact,” “bodily injury,” “substantial bodily injury,” “permanent or life-threatening bodily injury,” “reckless conduct,” “custody, care or supervisory control of the defendant,” “uncontrollable circumstances,” “substantial disruption of public, governmental, or business functions or services,” “a pattern of activity,” “a substantial part of a fraudulent scheme,” “personal information,” and “abuse of a position of trust.” Those terms, [17] *38 and many others like them, form a seed bed from which decisions can sprout, undermining sentencing calculations that were made years before.
And the rule Gilbert is seeking could not be confined to sentence miscalculations based on enhancement errors. If the savings clause operates to allow attacks on old sentences that were lengthened by enhancements that later decisions have called into doubt, there is no reason it would not also operate to do the same with any other guidelines calculation error. As a result, no federal judgment imposing a sentence would be truly final until the sentence was completely served or the prisoner had gone on to face a different kind of final judgment. The exception that Gilbert would have us write into § 2255(h) using the savings clause as our pen would wreak havoc on the finality interests that Congress worked so hard to protect with the AEDPA provisions. [18]
As we have pointed out more than once, “ one of the principal functions of
AEDPA was to ensure a greater degree of finality for convictions.” Johnson v.
United States
,
The statutory bar against second or successive motions is one of the most
important AEDPA safeguards for finality of judgment. As we explained in our en
banc decision in the Gonzalez case, “The central purpose behind the AEDPA was
to ensure greater finality of state and federal court judgments in criminal cases, and
to that end its provisions greatly restrict the filing of second or successive
petitions.” Gonzalez v. Sec’y for Dep’t of Corr.,
524,
That would be a bad thing because “[o]ne of the law’s very objects is the
finality of its judgments.” McCleskey v. Zant,
No effective judicial system can afford to concede the continuing theoretical possibility that there is error in every trial and that every incarceration is unfounded. At some point the law must convey to those in custody that a wrong has been committed, that consequent punishment has been imposed, that one should no longer look back with the view to resurrecting every imaginable basis for further litigation . . . .
Schneckloth v. Bustamonte,
We decline Gilbert’s invitation to undermine finality of judgment principles by using § 2255(e) to knock down the second or successive motions bar that Congress constructed in § 2255(h).
5. Decisions of Other Circuits on This Issue Every circuit to decide this issue has reached the same conclusion we do: the savings clause of § 2255(e) does not permit a prisoner to bring in a § 2241 petition a guidelines miscalculation claim that is barred from being presented in a § 2255 motion by the second or successive motions bar of § 2255(h). Not one circuit has held to the contrary.
The Fifth Circuit addressed the issue in Kinder v. Purdy,
The Fifth Circuit explained in Kinder that the savings clause had not been—
and it should not be—applied to sentencing claims, such as a claim that the §
4B1.1 career offender provision had been erroneously applied. Id. The Court
acknowledged that some courts had held that the savings clause applies where the
petitioner can show actual innocence of the crime of conviction itself. Id. at
213–14 (“Where the petitioner’s case has been viewed as falling within the savings
clause, it was in part because the petitioner arguably was convicted for a
nonexistent offense. Thus, in each case, the petitioner could claim he was actually
innocent of the crime of which he was convicted.”) (footnote and citations
omitted)). But it correctly distinguished actual innocence of the crime of
*44
conviction from a claim that the petitioner was “innocent” of some guidelines
enhancement, such as the one for career offenders. See id. at 213 (“Kinder’s
argument that he is actually innocent of being a career offender in light of [a later
decision], however, is not the type of argument that courts have recognized may
warrant review under § 2241.”); accord Padilla v. United States,
The Sixth Circuit agrees. In United States v. Peterman,
The Sixth Circuit reversed that application of the savings clause to sentencing claims, holding that while the savings clause applies to claims of actual innocence of the crime of conviction, it does not apply to sentencing claims, at least not where the sentence being attacked does not exceed the statutory maximum. Id. at 461–62. In reaching its decision, the Court warned that: “The circumstances in which § 2255 is inadequate and ineffective are narrow, for to construe § 2241 relief much more liberally than § 2255 relief would defeat the purpose of the restrictions Congress placed on the filing of successive petitions for collateral relief” in the AEDPA. Id. at 461. The Sixth Circuit acknowledged that some courts had held the savings clause applies to claims based on intervening changes in the law establishing a petitioner’s actual innocence of the crime of conviction, but the Court was firm in its conclusion that the clause was not available to the three petitioners in that case who were challenging only their sentences. Id. at 462.
The Third Circuit has reached the same conclusion. See Okereke v.United
*46
States,
While acknowledging that no circuit has embraced her position, one of our dissenting colleagues views the Seventh Circuit’s decision in In re Davenport, 147 F.3d 605 (7th Cir. 1998), as “favorable to Mr. Gilbert,” and suggests that “it may well be that he would prevail in the Seventh Circuit.” Dissenting Op. of Martin, J., at 100. Actually, the Davenport decision establishes just the opposite.
There were two petitioners in that case—Davenport and Nichols.
Davenport,
[Davenport] complains that if he is indeed innocent of the “armed career criminal” offense, it is atrocious that he should have no remedy against languishing in prison except for an appeal, which is quite likely to be futile, to executive clemency. But if this complaint were to be accepted, it would make an arbitrary hole in the Antiterrorism Act. Davenport is attacking his sentence rather than his conviction, for the armed career criminal act is a sentence-enhancement statute; he is “innocent” (if his claim has merit) only in a technical sense. For him to be able to file successive motions for postconviction relief, but not someone who had been denied all right to counsel or had a confession beaten out of him but was unable to argue that he had in fact been innocent of the crimes of which he had been convicted, would correspond to no intelligible concept of either legal or substantive justice. And the privileged status for which Davenport contends would if accepted allow him to file not just one successive appeal; a prisoner who was claiming to be innocent could by the logic of Davenport’s argument file an indefinite number of successive motions for postconviction relief—could indeed file an identical new motion every day of his incarceration.
Id. (emphasis added). That explanation, and the decision it accompanied, strongly supports the conclusion we reach and is at war with the dissenting position.
At the same time it rejected Davenport’s claim, the Seventh Circuit ordered relief granted to Nichols, the petitioner whose case had been consolidated with Davenport’s. See id. at 607, 610–12. But that part of the Davenport decision is
fully consistent with the denial of relief to Gilbert in the present case. Nichols, unlike Gilbert and unlike Davenport, “ha[d] a claim that he [was] indeed being held in prison for a nonexistent crime.” Id. at 610. Nichols had been convicted for
violating 18 U.S.C. § 924(c) by possessing a firearm in the commission of a drug
offense. Davenport,
The Seventh Circuit reasoned: “A procedure for postconviction relief can fairly be termed inadequate when it is so configured as to deny a convicted defendant any opportunity for judicial rectification of so fundamental a defect in his conviction as having been imprisoned for a nonexistent offense.” Id. at 611 (second emphasis added). The savings clause contained in § 2255(e) saved *49 Nichols, who was convicted of a non-existent crime, but it did not save Davenport, whose sentence had been erroneously enhanced under the ACCA. See id. at 609 (“Davenport is attacking his sentence rather than his conviction, for the armed career criminal act is a sentence-enhancement statute; he is ‘innocent’ (if his claim has merit) only in a technical sense.”). So, instead of supporting the dissenters’ position in this case that the savings clause extends to sentencing claims, the Davenport decision rejects that position.
The Seventh Circuit reiterated the point in Taylor v. Gilkey,
What Davenport strongly implied—what we now make explicit—is
that a claim of error in addressing the sort of constitutional theory that
has long been appropriate for collateral review does not render § 2255
“inadequate or ineffective.” [Section 2255(e)] poses the question
whether the remedy is adequate “to test the legality” of the detention.
This implies a focus on procedures rather than outcomes. Judges
*50
sometimes err, but this does not show that the procedures are
inadequate; it shows only that people are fallible. How often to rerun
a search for error is a question to which § 2255[(h)] speaks directly,
and the statutory limitation to a single collateral attack, unless the
conditions of § 2255[(h)] (elaborated in 28 U.S.C. § 2244) have been
met, does not render § 2255 inadequate or ineffective. If it did, then
the statute would be internally contradictory. It would not be sensible
to read § 2255[(h)] as making § 2255 “inadequate or ineffective” and
thus nullifying itself. This is a subject on which the courts of appeals
are in agreement. Every court that has addressed the matter has held
that § 2255 is “inadequate or ineffective” only when a structural
problem in § 2255 forecloses even one round of effective collateral
review—and then only when as in Davenport the claim being
foreclosed is one of actual innocence. See, e.g., Cradle v. United
States ex rel. Miner,
Id. at 835–36 (emphasis added). The Seventh Circuit’s position on the issue before us could not be clearer: Section 2255(e)’s savings clause does not apply to sentencing claims.
Contrary to Judge Martin’s characterization of our position, we do not categorically state that every other circuit has interpreted the savings clause of § 2255(e) to rule out sentencing claims. See Dissenting Op. of Martin, J., at 99. We
do categorically state, however, as Judge Easterbrook did in Taylor, that every circuit called upon to actually decide this issue has concluded, as we do, that the savings clause does not apply to sentencing claims, at least not to those where the *51 sentence imposed was within the statutory maximum. Not one has held to the contrary. [19]
The fact that the Second, Third, Fifth, and Seventh Circuits have reached the same conclusion that we do—and without a single dissent from any of their decisions—puts into context our own dissenters’ florid phrases. Pumping all the pedals on the prose organ, they charge that by disagreeing with them on this legal issue, we have not only “neglect[ed] our responsibility,” “shirked our duty,” and “diminish[ed] the institution of the federal courts,” Dissenting Op. of Martin, J., at *52 94–95, but have also “adopt[ed] a posture of judicial impotency that is shocking” and that “emasculates” this Court, Dissenting Op. of Hill, J., at 102, 104, and in the process we have rendered the judicial system “morally bankrupt,” id. at 104, and converted the United States into a system of “‘gulags,’” id. at 105. That is not our intent.
Instead, our intent is to apply the law to the facts of the case that is before us. That is our duty. In carrying it out, we do not question our dissenting colleagues’ sincerity, nor do we charge them with any offense more serious than sincerely disagreeing with our view about the meaning and effect of § 2255(e)’s savings clause in these circumstances. The circumstances are that an unquestionably guilty defendant, who was sentenced to less than the statutory maximum, claims that the sentencing guidelines were misapplied in his case based on decisions that were issued years after his sentence became final on direct appeal and years after his § 2255 motion was denied.
6. The Suspension Clause
None of the other circuits that have refused to apply the savings clause of §
2255(e) to sentencing claims have felt that by declining to do so they were
violating the Suspension Clause of the Constitution, Art. I, § 9. Nor do we. Our
dissenting colleagues disagree. In her dissenting opinion, Judge Martin relies on
*53
United States v. Hayman,
The Supreme Court did have something to say in Felkner v. Turpin, 518
U.S. 651,
In their dissenting opinions, Judges Barkett and Martin express their view
that Boumediene v. Bush,
The Boumediene case did not involve prisoners who had been convicted and
*56
sentenced by a federal district court, whose convictions and sentences had been
reviewed by a federal appeals court, and whose previous collateral challenges to
those convictions and sentences had been decided by a federal district court and
court of appeals. Instead, Boumediene was an executive detention case. The
Supreme Court emphasized the difference, explaining that where the petitioner is
seeking relief from the judgment of a state court in federal court, “it can be
assumed that, in the usual course, a court of record provides defendants with a fair,
adversary proceeding,” and with federal court judgments “the prisoner already has
had a chance to seek review of his conviction in a federal forum through a direct
appeal.”
The question was not whether the detainees in Boumediene were entitled to
multiple rounds of habeas review of their detention but whether they were entitled
to any habeas review at all. It was in that context the Court made the statement
that Judges Barkett and Martin rely on, about each detainee having been denied “a
*57
meaningful opportunity to demonstrate that he is being held pursuant to the
erroneous application or interpretation of relevant law.” Boumediene,
7. The Actual Innocence Exceptions Section 2255(h) itself contains an actual innocence exception to its bar against second or successive motions, but it is a narrow one. The exception applies only when the claim is based on “newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense.” 28 U.S.C. § 2255(h)(1). As Gilbert concedes, this exception is of no help to him because his claim is not based on newly discovered evidence, and he does not pretend to be innocent of the offense for which he was convicted, possessing crack cocaine with intent to distribute.
A number of courts have held that the savings clause permits a claim of
actual innocence of the crime of conviction to be brought in a § 2241 petition when
*58
it cannot be brought in a second or successive motion because of § 2255(h). This
decisional law exception is broader than the statutory one contained in §
2255(h)(1), because it encompasses innocence based on changes in the law where
the evidence remains the same. The exception’s primary function to date has been
to permit claims based on Bailey v. United States,
904–06 (5th Cir. 2001); In re Jones,
1997); see also Kinder,
Bailey actual innocence claims are what the Wofford panel had in mind
when it stated that the savings clause would permit a prisoner to bring a § 2241
petition claiming that a retroactively applicable, circuit law-busting decision of the
Supreme Court established that he had been convicted of a nonexistent crime. See
Wofford,
The Wofford dicta and the Bailey-related actual innocence decisions of other circuits are of no use to Gilbert because the crimes for which he was convicted, possessing crack cocaine with intent to distribute and possessing marijuana with intent to distribute, do exist, as thousands of federal prisoners can attest. Unable to colorably contend that he was convicted of a nonexistent crime, Gilbert asserts instead that he “is actually innocent of being a career offender, factually and legally.” Put in its best light, Gilbert’s argument assumes that he was convicted of the nonexistent offense of being a career offender with only one qualifying predicate offense. But he wasn’t. As the indictment and the judgment in this case show, Gilbert was not charged with, nor was he convicted of, being a career to impose an enhanced sentence under § 924(e) would necessarily have resulted in the defendant being sentenced to a term of imprisonment that exceeded what would have been the statutory maximum without the error. Compare 18 U.S.C. § 924(a)(2) (“Whoever knowingly violates subsection . . . (g) . . . of section 922 shall be . . . imprisoned not more than 10 years . . . .”), with 18 U.S.C. § 924(e)(1) (“In the case of a person who violates section 922(g) . . . and has three previous convictions . . . for a violent felony or a serious drug offense . . . such person shall be . . . imprisoned not less than fifteen years . . . .”).
For that reason, a pure Begay error would fit within the government’s concession that the savings clause applies to errors that resulted in a sentence beyond the statutory maximum that would have applied but for the error. See supra at 29–31. That is not, however, the claimed error we have in this case. Instead, Gilbert’s claim is that his sentence calculation involved an Archer error in the application of § 4B1.1 of the guidelines, and that error did not result in a sentence beyond the statutory maximum. For that reason, we have no occasion to decide whether what the Wofford dicta conceived might be the law, and what the government concedes should be the law, is actually the law. What we do decide is that the savings clause does not apply to sentencing errors that do not push the term of imprisonment beyond the statutory maximum.
offender. A defendant who is convicted and then has the § 4B1.1 career offender enhancement, or any other guidelines enhancement, applied in the calculation of his sentence has not been convicted of being guilty of the enhancement. If guidelines enhancements were crimes, they would have to be charged in the indictment and proven to the jury beyond a reasonable doubt. See United States v. Kenney, No. 01-4318, 391 Fed. App’x 169, 172 n.2 (3d Cir. Aug. 20, 2010) (unpublished) (“The career offender enhancement is not a separate offense, however. If it were, its elements would need to be proven to a jury beyond a reasonable doubt.”). Gilbert’s position turns on treating sentences as convictions, and an argument that depends on calling a duck a donkey is not much of an argument.
Nor is Gilbert helped by the actual innocence of sentence exception set out
in Sawyer v. Whitley,
There are four reasons the Sawyer actual innocence of sentence exception
does not apply in this case. First, the Supreme Court emphasized in Sawyer that its
exception to the rule against second and successive petitions for actual innocence
of the sentence was “a very narrow exception,” id. at 341,
Because death is different, neither the Supreme Court nor this Court has ever
applied the Sawyer actual innocence of the sentence exception except in death
penalty cases, and the better view is that the exception does not apply to non-
capital sentencing errors. See United States v. Richards,
*64
Cir. 1993) (“[The defendant] does not claim to be actually innocent of the offense
for which he was convicted; he claims only that he should have received a lesser
sentence. A person cannot be actually innocent of a noncapital sentence,
however.”); see also Embrey v. Hershberger,
cases.”); but see Spence v. Superintendent, Great Meadow Corr. Facility, 219 F.3d 162, 170–71 (2d Cir. 2000).
The second reason that the Sawyer exception does not apply here is that it
operates where there is constitutional error, not statutory or guidelines
interpretation error. The Supreme Court expressed the holding in these terms:
“We therefore hold that petitioner has failed to show by clear and convincing
evidence that but for constitutional error at his sentencing hearing, no reasonable
juror would have found him eligible for the death penalty under Louisiana law.”
Sawyer,
The Sawyer requirement that the claim be a constitutional one is borrowed
from the actual innocence exception to procedural bars for conviction claims in
*65
capital and non-capital cases. See Schlup v. Delo,
The third reason the Sawyer exception is of no help to Gilbert is that even if
it were not limited to death sentences, and even if it reached non-constitutional
claims, he still would fail to meet the exception’s requirement that but for the
claimed error he would not have been statutorily eligible for the sentence he
received. See Sawyer,
Finally, Gilbert is also outside the scope of the Sawyer exception for a
reason explained by the Seventh Circuit in Hope v. United States,
The “actual innocence” exception of the prior law was judge-made, and so its contours were appropriately judge-fashioned and permissibly judge-expanded. The exception in the new law is graven in statutory language that could not be any clearer. When we consider how limited the review of sentencing traditionally was, how strongly Congress evidently disfavors successive rounds of collateral attacks on duly reviewed convictions such as that of [the defendant], how doubtful it is that any violation of the sentencing guidelines rises to the level necessary to justify collateral relief even under the standards of the old law, and the absence of any indication in the legislative history that “offense” was being used in some special sense different from its ordinary meaning, we think it highly unlikely that Congress intended the word to bear a special meaning.
Id. at 120 (citation omitted). In other words, the actual innocence of sentence exception to the bar against second or successive motions involving sentence claims, as narrow as it was, did not survive AEDPA.
For all of these reasons, we conclude that the Sawyer actual innocence of sentence exception does not apply to claims that the guidelines were misinterpreted to produce a higher guidelines range than would otherwise have applied, and that is as true with pre-Booker sentencing errors as it is with post-Booker ones.
C. The Rule 60(b) Issue
Although he does not spend much of his argument effort on the issue, Gilbert does contend that the district court should have treated his “Motion to Reopen and Amend First 28 U.S.C. § 2255 Motion” as one under Rule 60(b)(5) & (6) and used that procedural vehicle to re-open and vacate his sentence.
The district court declined to do so based on the reasoning of Gonzalez v. Crosby,
The petitioner in Gonzalez was a state prisoner trying to get around the §
2244(b) bar, not a federal prisoner like Gilbert trying to get around the § 2255(h)
bar, and the Supreme Court did explicitly limit its consideration to state prisoner
cases. See id. at 529 n.3,
We join every other circuit that has addressed the issue in concluding that
the standard announced in Gonzalez applies to federal prisoner cases as well. See
United States v. Buenrostro, ___ F.3d ___,
III. CONCLUSION
We do not decide whether a claim that the sentencing guidelines were misapplied may be brought in a first time § 2255 motion. Nor do we decide if the *70 savings clause in § 2255(e) would permit a prisoner to bring a § 2241 petition claiming that he was sentenced to a term of imprisonment exceeding the statutory maximum. What we do decide is that the savings clause does not authorize a federal prisoner to bring in a § 2241 petition a claim, which would otherwise be barred by § 2255(h), that the sentencing guidelines were misapplied in a way that resulted in a longer sentence not exceeding the statutory maximum. We also decide that the reasoning, standards, and tests announced by the Supreme Court in Gonzalez, which involved a state prisoner case, also apply to federal prisoner cases.
To put our reasoning and the result in the broader terms with which we began this opinion, a federal prisoner’s right to have errors in the calculation of his sentence corrected is not without limits. After a case has passed the stage of a first § 2255 proceeding, the right to error correction is narrowly limited by principles of policy that reside in the finality of judgment neighborhood of the law—principles which further critically important interests. The restrictions that those finality of judgment principles place on error correction have been reinforced and strengthened by AEDPA provisions such as §§ 2255(e) & (h), and they have been embodied in decisions of the Supreme Court and this Court. The result in this case is that Gilbert must serve the sentence that was imposed on him fourteen years *71 ago. [22]
AFFIRMED . *72 DUBINA, Chief Judge, concurring specially:
Even though I initially agreed with the panel opinion, I now concur fully in
the well-reasoned majority opinion and write separately to emphasize that after
studying the issue further and having the benefit of en banc oral argument and
briefing, I am persuaded that Gilbert’s sentencing guidelines claim does not fall
within the savings clause of 28 U.S.C. § 2255, and that the policy principles
regarding finality of judgment weigh most heavily in denying Gilbert the relief he
seeks. As the majority opinion states, “one of the principal functions of AEDPA
was to ensure a greater degree of finality for convictions.” Johnson v. United
States,
TJOFLAT, Circuit Judge, concurring, in which EDMONDSON, Circuit Judge, joins:
I fully agree with the court’s explanation of why the district court could not grant Gilbert the relief he seeks, but feel obliged to make the following observations.
First, I think it unnecessary to describe in detail the circumstances of Gilbert’s crime—including the presence of his five-year old daughter—and Gilbert’s criminal record, and then posit that, if he were to be resentenced, the district court would likely impose the same sentence he received in the first instance. None of that is relevant. I therefore do not join in part II.A of the court’s opinion. The sole issue we are called upon to decide is whether the savings clause applies in this case. The court holds, correctly, that it does not.
Second, having decided that the savings clause does not apply in this case, we do not need to imagine the potential consequences of a contrary holding. I therefore decline to join part II.B.4 of the court’s opinion.
PRYOR, Circuit Judge, concurring:
I join fully in the opinion of the majority. I write separately to respond to the dissenting opinions, which argue that this Court is “morally bankrupt,” Dissenting Op. of Hill, J., at 104, unless we find some way to read the Suspension Clause creatively or otherwise find a way to hold that Gilbert is entitled to immediate release from prison. The dissents are overwrought for several reasons, but I address only a few flaws that are particularly disturbing.
The dissents argue that Gilbert has not had a “meaningful opportunity” to
challenge the legality of his imprisonment, Dissenting Op. of Barkett, J., at 86;
Dissenting Op. of Martin, J., at 98 n.3; Dissenting Op. of Hill, J., at 104, but that
assertion is silly. To the contrary, the federal judiciary knows Ezell Gilbert well:
Gilbert pleaded guilty to drug charges in 1996; he appealed his sentence to this
Court, and we affirmed, United States v. Gilbert,
Several constitutional provisions grant rights to criminals like Gilbert, but
the Suspension Clause is not one of them. The Supreme Court explained, shortly
after the ratification of the Constitution, that “for the meaning of the term habeas
corpus, resort may unquestionably be had to the common law.” Ex parte Bollman,
4 Cranch. 75, 93–94 (1807) (Marshall, C.J.). “[A]t common law a judgment of
conviction rendered by a court of general criminal jurisdiction was conclusive
proof that confinement was legal,” United States v. Hayman,
1293, 1298 (1996). Early American habeas legislation protected citizens primarily
from arbitrary detention, true to the English Habeas Corpus Act of 1679. See
Dallin H. Oaks, Habeas Corpus in the States—1776-1865, 32 U. Chi. L. Rev. 243,
251–52 (1965). That Act empowered judges to order the release of prisoners
“other than persons Convict or in Execution.” 31 Car. 2, c. 2 § 3. The Judiciary
*76
Act of 1789 embodied this limitation. “As limited by the act of 1789, [the writ]
did not extend to cases of imprisonment after conviction, under sentences of
competent tribunals . . . .” Ex parte Yerger,
The arguments of my dissenting colleagues that the Suspension Clause
entitles Gilbert to relief, Dissenting Op. of Barkett, J., at 86; Dissenting Op. of
Martin, J., at 89; Dissenting Op. of Hill, J., at 105, must presume that the
Suspension Clause underwent a metamorphosis sometime between 1789 and 2011.
The dissents understandably fail to cite any authorities for this position. The
Supreme Court has never held that the Suspension Clause protects anything more
than the writ as understood in 1789. See Boumediene v. Bush,
Because the Suspension Clause does not provide any rights to prisoners convicted and sentenced by courts of competent jurisdiction, any relief that *79 Congress chooses to provide to federal prisoners is, to borrow language from a dissent, a “gift[] that may be bestowed or withheld.” Dissenting Op. of Hill, J., at 104 n.2. And if a federal prisoner suffers some “injustice” that Congress has not empowered the courts to correct, the President can exercise his “Power to grant Reprieves and Pardons.” U.S. Const. Art. II, § 2, cl. 1. There is nothing unjust about federal courts not granting relief when the law does not provide a right to relief.
But the dissents fret, what is a judge to do when he or she thinks Congress
was not generous enough when it gave prisoners the right to attack collaterally
their sentences? The dissents offer an answer: Help Congress and the President
with their work. After all, the President may be too busy “with the vast
responsibility of exercising executive powers,” Dissenting Op. of Martin, J., at 95,
and Congress may be too busy with other legislative responsibilities to provide
relief to a recidivist serving a federal sentence that is less than the statutory
maximum. In the light of the growing national debt, releasing Gilbert from prison
may also be a good idea because his incarceration is “very expensive.” Id., at 97.
This grandiose conception of judicial supremacy would threaten the
separation of powers and undermine the rule of law. The fundamental “role of the
courts” is not to “hear [the] cases” presented by prisoners “detained without a
*80
remedy” and give them relief not provided by law. Id., at 101. The Supreme Court
has held that, subject to constitutional limitations, rules that govern the application
of the writ “reflect a balancing of objectives (sometimes controversial), which is
normally for Congress to make, but which courts will make when Congress has not
resolved the question.” Lonchar,
After charging that this Court is “morally bankrupt” unless it can find a way
to do “justice,” Dissenting Op. of Hill, J., at 104, Judge Hill’s dissent notes that the
law sometimes provides relief to individuals as unsympathetic as Gilbert, such as
the rapist Ernesto Miranda, id., at 105, but Miranda’s victory does not mean that
the judiciary must correct every error committed at trial or sentencing years after
the sentence has become final. The first citation of Miranda v. Arizona, 384 U.S.
436,
The denial of Gilbert’s petition does not mean that “[t]he Great Writ is
dead,” Dissenting Op. of Hill, J., at 102. Far from it. The federal judiciary
steadfastly has protected the writ and ensured that it remains available to those who
would have been entitled to it in 1789. The Supreme Court recently held that the
writ is available even to enemy combatants who are captured abroad and detained
*82
by the United States at Guantanamo Bay, Cuba. Boumediene,
Congress generously has made the writ available to prisoners serving
sentences imposed by state and federal courts even though those prisoners would
not have been entitled to the writ in 1789. We have entertained thousands of
petitions from prisoners sentenced by state and federal courts. The primary effect
of the expansion of the availability of the writ beyond the requirements of the
Suspension Clause has not been to vindicate the rights of prisoners, but to
undermine the finality of judgments. A recent empirical study found that, for most
state prisoners, the writ is an illusory remedy as it is granted for only 0.35 percent
of petitions filed by state prisoners not sentenced to death. Nancy J. King &
Joseph L. Hoffmann, Habeas for the Twenty-First Century 79 (2011). In addition,
*83
state prisoners sentenced to death, but whose guilt is beyond dispute, routinely use
postconviction remedies provided by Congress and by state governments to litigate
the legality of their sentences for decades following conviction. See, e.g., Harvey
v. Warden, Union Corr. Inst.,
Cir. 2010), petition for cert. filed (U.S. Mar. 21, 2011) (No. 10-9693) (challenge to
sentence imposed in 1984); Puiatti v. McNeil,
2003). The above-referenced empirical study found that, of the 2,384 petitions in a
sample of petitions filed by state prisoners not sentenced to death, 17.8 percent of
the petitions did not challenge the constitutionality of a conviction or a sentence,
and none of these petitions were granted. King & Hoffmann, supra, at 154-55.
It is also absurd to assert that we have “render[ed] the savings clause a dead
letter.” Dissenting Op. of Martin, J., at 93. By operation of the savings clause for
motions to vacate, 28 U.S.C. § 2255(e), Congress has allowed federal prisoners to
*84
petition for writs of habeas corpus when a decision of the Supreme Court applies
retroactively and “establishes the petitioner was convicted for a nonexistent
offense” and circuit precedent prevented the petitioner from raising the issue on
direct appeal or in a motion to vacate. Wofford v. Scott,
The dissents trivialize the Great Writ when they argue that it must issue to
reverse the sentence of a confessed and recidivist drug dealer, who has already
challenged his conviction and sentence both on direct and collateral review, only
so that he may be resentenced by a court that could impose a sentence even greater
than the one originally imposed. See Schneckloth v. Bustamonte,
Judges cannot mold the Suspension Clause to provide relief whenever they feel sorry for a prisoner or to comport with their personal sense of justice, and that fact does not mean that the “Great Writ is dead.” Congress allowed prisoners to attack collaterally their sentences, but Congress had every right to restrict second or successive collateral attacks. Gilbert is not entitled to relief.
BARKETT, Circuit Judge, dissenting, in which HILL, Circuit Judge, joins:
I join in full the dissenting opinions authored by Judge Martin and Judge
Hill. I write separately to emphasize that 28 U.S.C. § 2255(e) is referred to as the
“savings” clause for a reason. By permitting a federal prisoner to bring a habeas
corpus petition under 28 U.S.C. § 2241 where § 2255 proves “inadequate or
ineffective remedy to test the legality of his detention,” § 2255(e) operates to
“save” § 2255 from violating the Suspension Clause of the United States
Constitution. In a recent landmark decision comprehensively interpreting the
Suspension Clause, the Supreme Court squarely held that the Suspension Clause is
violated when a prisoner is denied “a meaningful opportunity to demonstrate that
he is being held pursuant to the erroneous application or interpretation of relevant
law.” Boumediene v. Bush,
*87 application of the statutory bar in § 2255(h) would deny a federal prisoner such a meaningful opportunity, the savings clause must apply in order to avoid an unconstitutional suspension of the writ of habeas corpus. In this case, there can be [2] no dispute that Gilbert, through no fault of his own, has been denied a meaningful opportunity to challenge the legality of his detention. Because the Constitution [3]
guarantees him that opportunity, I believe that the savings clause authorizes him to bring his claim in a habeas corpus petition under § 2241.
*88 MARTIN, Circuit Judge, dissenting, in which BARKETT and HILL, Circuit Judges, join:
Ezell Gilbert is now before us asking to be relieved of the consequences of a
mistake we made in his direct appeal in 1998. He told us then that the District
Court was wrong in sentencing him substantially more harshly based on that
court’s decision that carrying a concealed weapon is a crime of violence. We
rejected his argument, and affirmed his sentence of more than 24 years. United
States v. Gilbert,
The effects of our mistake are quite dire for Mr. Gilbert, insofar as his
properly calculated (and advisory) guideline range would today be 130–162
months, or approximately 11 to 13 years. As I write this, I understand that he has
already served more than fourteen years in prison. And yet the majority opinion
tells Mr. Gilbert that the laws and Constitution of this country offer him no relief.
I differ with the majority insofar as I believe the statute offers Mr. Gilbert a remedy
*89
under these extraordinary circumstances. If, on the other hand, I must accept the
majority position that Mr. Gilbert has no statutory remedy, I say that he has been
subjected to a deprivation of liberty of such magnitude that, when paired with no
possible remedy, we are confronted with a constitutional question that we
otherwise need not have reached. That constitutional question is whether the Anti-
Terrorism and Effective Death Penalty Act of 1996 (AEDPA), Pub. L. No.
104-132, 110 Stat. 1214 (1996), as interpreted by the majority, constitutes a
suspension of the writ in violation of Article I, § 9, cl. 2 of the United States
Constitution. See Boumediene v. Bush,
(2008) (recognizing that it is “uncontroversial . . . that the privilege of habeas
corpus entitles the prisoner to a meaningful opportunity to demonstrate that he is
being held pursuant to ‘the erroneous application or interpretation’ of relevant
law.” (quoting I.N.S. v. St. Cyr,
In order to more clearly delineate Mr. Gilbert’s avenue for relief, it is
necessary to review the remedies that are
not
available to him. First, because Mr.
Gilbert raised the issue of his career offender enhancement in his direct appeal, and
because the Supreme Court had not yet decided Begay v. United States, 553 U.S.
137,
Second, 28 U.S.C. § 2255(h), which was enacted into law as a part of
AEDPA, and permits a second or successive petition for relief, is not available to
Mr. Gilbert. In order to be eligible to file a second or successive motion for relief
under § 2255(h), the statute requires a showing either that (1) there is newly
discovered evidence which would, under a strict standard of review, result in no
reasonable fact finder finding him guilty of the offense; or (2) a new rule of
constitutional law, made retroactive to cases on collateral review by the Supreme
Court, that had not been previously available. We have held that the “newly
*91
discovered evidence” requirement of this statute refers to the offense of conviction,
so it cannot be relied upon by someone, like Mr. Gilbert, who is challenging his
sentence. See, e.g., In re Dean,
For me, Mr. Gilbert’s particular circumstance is addressed by 28 U.S.C. § 2255(e), which was already in existence at the time of AEDPA’s passage, and not expressly repealed by it. It is often referred to as the “savings clause” of section 2255, and provides as follows:
An application for a writ of habeas corpus in behalf of a prisoner who is authorized to apply for relief by motion pursuant to this section, shall not be entertained if it appears that the applicant has failed to apply for relief, by motion, to the court which sentenced him, or that such court has denied him relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.
Mr. Gilbert did not fail to apply for relief, but rather has diligently pursued every
*92
legal avenue available to him, including, of course, direct appeal to this Court.
Since Mr. Gilbert still faces a sentence of more than 24 years despite our admission
that we decided his case wrongly, his efforts can only be said to have been of no
effect. Therefore, proceeding under the plain terms of the statute, as we must,
§ 2255 has been both inadequate and ineffective for Mr. Gilbert. See Connecticut
Nat’l Bank v. Germain,
Shortly after Mr. Gilbert was convicted, we mentioned the possibility that
relief for a “fundamental defect” in a sentence might be available by way of this
savings clause. Wofford v. Scott,
never disputed that the United States Supreme Court’s decision in Begay fits this description of a “retroactively applicable Supreme Court decision overturning circuit precedent.” Indeed the government could not, because the Supreme Court’s ruling in Begay caused us to overturn circuit precedent, applied in Mr. Gilbert’s *93 direct appeal, that carrying a concealed weapon is a crime of violence.
The majority today forecloses the possibility we left open back in 1999. This decision removes any possibility of habeas relief for Mr. Gilbert by equating the requirements for relief under § 2255(e) with those under § 2255(h) and, in the process, renders the savings clause a dead letter. So now it is true that there is no relief in Alabama, Florida or Georgia for any person who is, for some reason, barred from relief under § 2255 but wrongfully incarcerated on account of a sentencing error. This is so, even here, where that sentencing error leaves him incarcerated for a decade or more beyond what is called for by law. [2]
Requiring a prisoner to meet the requirements of 28 U.S.C. § 2255(h) in
order to be eligible for relief under § 2255(e) (and therefore 28 U.S.C. § 2241)
raises long recognized constitutional concerns. The writ of habeas corpus is now,
*94
and has been since the beginning, fundamental to our system of justice. We know
that the “[p]ower to issue the writ of habeas corpus, the most celebrated writ in the
English law, was granted to the federal courts in the Judiciary Act of 1789.”
United States v. Hayman,
As if to highlight the harm we do to the court, during oral argument the government stated that the only possible avenue of recourse for Mr. Gilbert is to seek clemency from the Executive Branch of government. Surely we neglect our responsibility when we turn away a wrongfully incarcerated defendant with the suggestion that he seek relief from the branch already charged with the vast responsibility of exercising executive powers. The responsibility for assuring individual justice is ours.
The plain text of § 2255(e) permits Mr. Gilbert to petition for habeas corpus through a § 2241 motion. My application of the majority’s own analysis leads to this conclusion as well.
a. Statutory Construction
In construing the enactment of 28 U.S.C. § 2255(h) to deplete the
importance of the previously existing § 2255(e) the majority says: “[f]undamental
canons of statutory construction support the conclusion that the generally worded
and ambiguous savings clause, which was first enacted in 1947, cannot override
the specifically worded and clear statutory bar on second or successive motions
that was enacted as part of AEDPA in 1996.” Maj. Op. at 34. This ignores another
fundamental canon of statutory construction, recognized by the Supreme Court in
the very case relied upon by the majority, which disfavors repeal of a statute by
*96
implication. Morton v. Mancari,
b. Finality
In this case of statutory construction, the majority also speaks of the importance of finality. Surely Mr. Gilbert’s case is a poor vehicle to promote the idea that finality builds confidence in our criminal justice system. Today we tell a man he must sit in the penitentiary for years beyond the sentence that a proper application of the law would have imposed, when we rejected his correct interpretation of what the law meant back in 1998.
Finality is valued in our system insofar as it promotes certain principles: (1)
to build confidence in the integrity of the judicial system; (2) to minimize
administrative costs and delay; (3) to avoid spoilation of evidence; and (4) to honor
comity. See United States v. Addonizio,
First, denying relief does not build confidence in our court system because this looks to the world like a court refusing to acknowledge or make amends for its own mistake. Second, to the extent that there have been administrative costs and delay in considering Mr. Gilbert’s request for relief, they have already been incurred, and we need only grant him that relief to end his very expensive incarceration. Third, because the only issue before us is a purely legal one, there is no evidence we must consult. Thus spoilation is not a concern. And finally, Mr. Gilbert’s case presents no comity concerns insofar as he seeks to correct a sentence imposed in federal court and not by the state.
It is worth pausing briefly to properly emphasize that this case does not raise
comity concerns because we are asked to correct a mistake we ourselves made in
federal court. We are not reviewing a state court conviction which would require
our deference. To be sure, AEDPA was designed “to further the principles of
comity, finality, and federalism.” Williams v. Taylor,
Finality has special importance in the context of a federal attack on a
state conviction. Reexamination of state convictions on federal
habeas frustrate[s] . . . both the States’ sovereign power to punish
offenders and their good-faith attempts to honor constitutional rights.
Our federal system recognizes the independent power of a State to
articulate societal norms through criminal law; but the power of the
State to pass laws means little if the State cannot enforce them.
McCleskey v. Zant,
c. Jurisprudence from Other Circuits
The majority states categorically that every other circuit court has refused to interpret the savings clause (28 U.S.C. § 2255(e)) “in a way that would drop the §2255(h) bar on second and successive motions.” Maj. Op. at 33–34. Such a definitive statement is not accurate for two reasons. First, the Second and Seventh Circuits have left the question open. Second, no other court has addressed this legal question in the context of facts which carry the magnitude of the impact this case has on Mr. Gilbert. I do agree with the majority that the Third, Fifth and Sixth Circuits have either denied the relief which Mr. Gilbert seeks here, or at least strongly indicated that such relief is not available. For that reason, I will elaborate only on the opinions from the Second and Seventh Circuits.
In Triestman v. United States,
We have already stated that ‘inadequate or ineffective’ is not limited merely to the practical considerations suggested by the government, but refers to something that is still less than the full set of cases in which § 2255 is either unavailable or unsuccessful. We now hold that *100 that ‘something’ is, at the least, the set of cases in which the petitioner cannot, for whatever reason, utilize § 2255, and in which the failure to allow for collateral review would raise serious constitutional questions.
Id. at 377. In contrast to the majority’s reading of this case, I do not read it to foreclose relief to Mr. Gilbert. Surely it must be true that keeping someone in the penitentiary for such a substantial duration beyond what the correct sentence would call for constitutes a “serious constitutional question.”
I also see the Seventh Circuit’s opinion in Davenport,
While we may be enriched by the consideration our sister circuits have given to the substantial legal issues we consider here, the decision in Mr. Gilbert’s case is ours. For the reasons set out above, I see no impediment imposed by statute or legal precedent which prevents this court from correcting the mistake we made in Mr. Gilbert’s case so long ago. To the contrary, I see it as our duty to do so.
Finally, I do not share the majority’s concern that giving Mr. Gilbert relief under these extraordinary circumstances will open the floodgates to other prisoners. Indeed if there are others who are wrongfully detained without a remedy, we should devote the time and incur the expense to hear their cases. What is the role of the courts, if not this? But what is important today is the consequence to Mr. Gilbert of our unwillingness to correct our past legal error.
For these reasons I respectfully dissent. I would vacate Mr. Gilbert’s sentence and remand his case to the District Court so that he can be resentenced with the law correctly applied.
HILL, Circuit Judge, dissenting, in which BARKETT, Circuit Judge, joins:
Ezell Gilbert’s sentence was enhanced by eight and one-half years as the result of his being found by the district court – reluctantly and at the explicit urging of the government – to be a career offender. Ezell Gilbert is not now, nor has he ever been , a career offender. The Supreme Court says so.
Today, this court holds that we may not remedy such a sentencing error. This shocking result – urged by a department of the United States that calls itself, without a trace of irony, the Department of Justice – and accepted by a court that emasculates itself by adopting such a rule of judicial impotency – confirms what I have long feared. The Great Writ is dead in this country.
Gilbert raised his claim of sentencing error to every court he could, every chance he got. No court correctly resolved his claim until the Supreme Court made clear that Gilbert’s claim was meritorious – he was never a career offender. Now, he has come back to us for relief from his illegal confinement. Our response to him is that he cannot apply for relief under § 2255 because he has done so before, and, although we erroneously rejected his claim, the statute does not permit such reapplication. Of course, had he not applied for § 2255 relief, we would be holding now that he had procedurally defaulted his claim by failing to raise it before.
This “Catch-22" approach to sentencing claims is nothing more than a *103 judicial “gotcha.” Through our self-imposed limitations, we have found a way to deny virtually all sentencing claims. We do this, avowedly, in the pursuit of “finality.” But, in so doing, we cast a pall of unconstitutionality over the otherwise beneficial provisions of § 2255.
Furthermore, to “seal the deal” on finality, we hold today that even the savings clause of § 2255 – which appears to permit resort to the Great Writ itself in circumstances such as these – provides no avenue to relief for Gilbert because confinement pursuant to sentencing errors such as his does not offend the Constitution. Rather than acknowledging that Gilbert’s sentence is fundamentally defective and a miscarriage of justice, we hold that the error resulting in an additional eight and one-half years of prison time for Gilbert is a mere technicality, a misapplication of the Guidelines that has no remedy because it is not all that important. Gilbert’s erroneous enhancement as a career offender – demanded by the government at the time – is argued to be mere harmless error now that he has been proven right. [1]
The government even has the temerity to argue that the Sentencing Guidelines enjoy some sort of legal immunity from claims of error because they are not statutes at all, but mere policy suggestions. And the majority appears not to understand that Gilbert’s imprisonment – no matter how his sentence was calculated – is the act of the Sovereign, who is forbidden by our Constitution to deprive a citizen of his liberty in violation of the laws of the United States. [2]
I recognize that without finality there can be no justice. But it is equally true that, without justice, finality is nothing more than a bureaucratic achievement. Case closed. Move on to the next. Finality with justice is achieved only when the imprisoned has had a meaningful opportunity for a reliable judicial determination of his claim. Gilbert has never had this opportunity.
A judicial system that values finality over justice is morally bankrupt. That is why Congress provided in § 2255 an avenue to relief in circumstances just such as these. For this court to hold that it is without the power to provide relief to a citizen that the Sovereign seeks to confine illegally for eight and one-half years is to adopt a posture of judicial impotency that is shocking in a country that has
the court, the Court determines that at this time it is unable to provide relief to Mr. Gilbert under the law as it currently exists.
[2] The government’s suggestion, at en banc , that an application for clemency by Gilbert might be favorably received by the government mocks our constitutional guarantees by implying that they are gifts that may be bestowed or withheld at the whim of the Sovereign.
enshrined the Great Writ in its Constitution. Surely, the Great Writ cannot be so moribund, so shackled by the procedural requirements of rigid gatekeeping, that it does not afford review of Gilbert’s claim.
Much is made of the “floodgates” that will open should the court exercise its authority to remedy the mistake made by us in Gilbert’s sentence. The government hints that there are many others in Gilbert’s position – sitting in prison serving sentences that were illegally imposed. We used to call such systems “gulags.” Now, apparently, we call them the United States.
One last thought. The majority spends an enormous amount of time arguing that Gilbert is not a nice man. Perhaps. But neither, I expect, was Clarence Gideon, the burglar, or Ernesto Miranda, the rapist. The Supreme Court managed to ignore this legal irrelevancy in upholding the constitutional principle under attack in those cases. Would that we could have also.
I respectfully dissent from the majority’s holding. With the addition of these thoughts of my own, I join in both Judge Barkett’s and Judge Martin’s dissents.
Notes
[*] Judge Charles R. Wilson recused himself and did not participate in this decision. Judge James C. Hill elected to participate in it pursuant to 28 U.S.C. § 46(c)(1), and Judge Susan H. Black elected to continue to participate pursuant to 28 U.S.C. § 46(c)(2).
[1] The PSR states, “[t]here is no plea agreement in this case,” but the record shows that there was an agreement that Gilbert would be sentenced without the statutory enhancement. A defendant cannot escape the effect of a § 851 notice and the resulting enhanced penalty ranges set out in § 841(b)(1) without the government’s agreement. The United States Attorneys’ Manual provides that the government may waive or withdraw a § 851 notice as part of a plea agreement so long as its action is made known to the sentencing judge. See Dep’t of Justice, United States Attorneys’ Manual § 9-27.300(B) cmt. (1997). Here the fact that the statutory enhancement notice was being withdrawn obviously was made known to the judge, because the judge was the first one to note at the plea hearing that Gilbert was pleading guilty without the enhancement.
[2] The 1990 conviction on the cocaine charge was listed in the § 851 notice, while the 1994
carrying a concealed weapon conviction was not. The reason is that the § 851 requirement
applies only to drug convictions used to enhance the statutory range under § 841(b)(1); it does
not apply to controlled substance or crime of violence convictions used to obtain § 4B1.1
enhancements under the guidelines. See Young v. United States,
[3] At the time of Gilbert’s sentencing, the guidelines definition of a “controlled substance offense” was contained in § 4B1.2(2) (1995). Although that provision has since been renumbered § 4B1.2(b) (2009), the content has not changed.
[4] At the time of Gilbert’s sentencing, the guidelines provision containing the substituted offense level for a career offender whose current offense carried a statutory maximum penalty of life imprisonment was contained in § 4B1.1(A) (1995). Although that provision has since been
[7] At the time of Gilbert’s sentencing, the guidelines definition of a “crime of violence” was contained in § 4B1.2(1) (1995). Although that provision has since been renumbered § 4B1.2(a) (2009), the content has not changed. To avoid confusion, throughout this opinion we refer to the current enumeration, § 4B1.2(a).
[8] Between the filing of the § 2255 motion and the ruling on it, the case was reassigned to a different judge, and there was some confusion about the pleadings, and Gilbert fired his attorney, and the new district court judge recused himself, and the third judge referred the matter to a magistrate judge, and so on. As a result, it took four years for Gilbert’s § 2255 motion to be decided.
[9] This was the series of events the district court had in mind when, denying Gilbert § 3582(c) relief, it commented: “Unfortunately, Mr. Gilbert is in the unenviable position of having to remain in prison even though under the present interpretation of the law he is no longer deemed a career offender and has served the time that would be required of him were he sentenced today.”
[10] Actually, the assumption might extend to an even lower guidelines range. If Gilbert
had not been classified as a career offender under § 4B1.1, he would have been eligible for
resentencing consideration under Amendment 706. The district court held in Gilbert’s 18 U.S.C.
§ 3582(c) proceeding that he was ineligible for resentencing under that amendment because it
does not apply to career offenders. See United States v. Moore,
[11] Justice Kennedy’s plurality opinion in Harmelin is the opinion of the Court on the
proportionality issue. United States v. Farley,
[12] We realize, of course, that the judge who sentenced Gilbert in 1997 wanted to give him a shorter sentence. That judge, however, would not be handling any resentencing of Gilbert, because he was a visiting judge from New York who has not been back to the Middle District of Florida in at least a decade.
[13] Our decision not to decide whether Gilbert’s Begay/Archer claim could be brought in a
first § 2255 motion renders irrelevant some of the decisions that Gilbert relies on. See, e.g.,
Davis v. United States,
[14] If that issue were before us, we would not be bound to accept the government’s
concession. See Roberts v. Galen of Va., Inc.,
[15] An amendment to § 841 effective August 3, 2010 changed “50 grams or more” to “280 grams or more.” See 21 U.S.C. § 841(b)(1)(A)(iii) (2010).
[16] Some of the listed decisions concern the definition of “violent felony” in the ACCA,
but we have held that term is “virtually identical” to “crime of violence” in § 4B1.1, so that
decisions about one apply to the other. See United States v. Harris,
[17] These terms, in the order listed, appear in at least the following provisions of the sentencing guidelines: §§ 2A2.4(b)(1)(A); 2A2.2(b)(3); 2A2.3(b)(1)(B); 2A2.1(b)(1)(A); 2A1.4(a)(2)(A); 2A3.1(b)(3)(A); 2A3.5(b)(2)(B); 2A6.1(b)(4)(A); 2A6.2(b)(1)(D); 2B1.1(b)(9)(B); 2B1.1(b)(15)(B); 3B1.3 (2010).
[18] Gilbert’s contentions have a little more allure because he is the one who first litigated what would become known as the Archer issue and the first one to have the issue decided against him in this circuit. There is, however, no trailblazer exception to the § 2255(h) bar against second or successive motions or to the inapplicability of the savings clause to guidelines misapplication claims. There could be no principled basis for a special exception that would grant relief to the first petitioner to raise an issue but deny it to all who came after him. The rule that is announced must apply to all.
[19] Judge Martin seeks comfort for her position in Triestman v. United States,
[20] The Wofford opinion also contains dicta that the savings clause “may conceivably” apply to some sentencing claims in some circumstances where there was a fundamental defect in sentencing that the prisoner had no opportunity to have corrected before the end of his § 2255 proceeding. See id. at 1244–45. What the Wofford panel may have had in mind are pure Begay errors, by which we mean errors in the application of the “violent felony” enhancement, as defined in 18 U.S.C. § 924(e)(2)(B), resulting in a higher statutory minimum and maximum sentence under § 924(e). A Begay error in the classification of a prior conviction that was used
[21] The Eighth Circuit had previously applied the actual innocence exception to a non-
capital sentencing case in Pilchak v. Camper,
[22] After the panel issued its decision, it ordered Gilbert released from prison immediately. That order, which was issued on July 1, 2010, is rescinded immediately on the date this opinion is issued.
[1] Judge Pryor’s concurring opinion is premised on the view that the Suspension Clause
applies only where a prisoner has been convicted and sentenced by a court of incompetent
jurisdiction. That view, however, is not one shared by the Supreme Court. See
Boumediene,
[2] Relying on Felker v. Turpin,
[3] Not only does Judge Pryor dispute this point, he deems it “silly.” But every court to
review Gilbert’s meritorious claim, which he has pursued with diligence, has lacked the
authority to correct the legal error he identified. Judicial review of this sort is vacuous and
hollow, not meaningful. See Boumediene,
[1] The commonly referred to Suspension Clause of the U.S. Constitution provides that “[t]he Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety may require it.” U.S. Const. art. I, § 9, cl. 2.
[2] I recognize that my estimate of the difference between Mr. Gilbert’s current sentence,
and what his sentence would be if he were sentenced today makes the generous assumption that
the District Judge would again impose a sentence at the low end of the guidelines. My estimate
comes from subtracting the number of months which constitute the low end of what we now
know to be Mr. Gilbert’s correct guideline range from the sentence he is serving. The majority’s
estimate is much higher. The majority speculates that Mr. Gilbert could be resentenced to 292
months of incarceration or could get an even longer sentence. In order to get to this number the
majority has second guessed the charging decisions made by the prosecutor with regard to Mr.
Gilbert. This is not permitted by our precedent. United States v. Smith,
[3] As the Supreme Court explained in Felker, the “abuse of the writ” doctrine constitutes “a
modified res judicata rule.”
[1] I refer the reader to the original panel opinion, now vacated but originally published at
