Deal v. United StatesDeal v. United States
Lead Opinion
delivered the opinion of the Court.
Between January and April 1990, petitioner committed six bank robberies on six different dates in the Houston, Texas, area. In each robbery, he used a gun. Petitioner was convicted of six counts of bank robbery,
“Whoever, during and in relation to any crime of violence ... uses or carries a firearm, shall, in addition to the punishment provided for such crime of violence ..., be sentenced to imprisonment for five years .... In the case of his second or subsequent conviction under this subsection, such person shall be sentenced to imprisonment for twenty years ....”
Petitioner contends that the language of
It is certainly correct that the word “conviction” can mean either the finding of guilt or the entry of a final judgment on that finding. The word has many other meanings as well, including “[a]ct of convincing of error, or of compelling the admission of a truth”; “[s]tate of being convinced; esp., state of being convicted of sin, or by one’s conscience”; “[a] strong persuasion or belief; as, to live up to one’s convictions; an intensity of thorough conviction.” Webster’s New International Dictionary 584 (2d ed. 1950). But of course susceptibility of all of these meanings does not render the word “conviction,” whenever it is used, ambiguous; all but one of the
In the context of
Petitioner contends that this absurd result is avoided by the “[i]n the case of” language at the beginning of the provision. He maintains that a case is the “case of [a defendant’s] second or subsequent” entry of judgment of conviction even before the court has entered that judgment of conviction and even before the eourt has imposed the sentence that is the prerequisite to the entry of judgment of conviction. We think not. If “conviction” meant “entry of judgment of conviction,” a “case” would surely not be the “case of his second or subsequent conviction” until that judgment of conviction was entered, by which time a lower sentence than that which
The sentence of
We are also confirmed in our conclusion by the recognition that petitioner’s reading would give a prosecutor unreviewable discretion either to impose or to waive the enhanced sentencing provisions of
The dissent contends that
No one can disagree with the dissent’s assertion that “Congress sometimes uses slightly different language to convey the same message,” post, at 137 — but when it does so it uses “slightly different language” that means the same thing. “Member of the House” instead of “Representative,” for
The dissent quotes extensively from Gonzalez v. United States,
“ Tt cannot legally be known that an offense has been committed until there has been a conviction. A second offense, as used in the criminal statutes, is one that has been committed after conviction for a first offense/” Ibid, (quoting Holst v. Owens,24 F. 2d 100 , 101 (CA5 1928)).
The present statute, however, does not use the term “offense,” so it cannot possibly be said that it requires a criminal act after the first conviction. "What it requires is a conviction after the first conviction. There is utterly no ambiguity in that, and hence no occasion to invoke the rule of lenity. (The erroneous lower-court decisions cited by the dissent, see post, at 142-144, do not alter this assessment;
In the end, nothing but personal intuition supports the dissent’s contention that the statute is directed at those who “ Tañed to learn their lessons from the initial punishment,’ ” post, at 146 (quoting United States v. Neal,
Finally, we need not tarry over petitioner’s contention that the rule of lenity is called for because his 105-year sentence “is so glaringly unjust that the Court cannot but question whether Congress intended such an application of the phrase, ‘in the case of his second or subsequent conviction.’” Brief for Petitioner 24. Even under the dissent’s reading of
The judgment of the Court of Appeals is affirmed.
It is so ordered.
Notes
Petitioner also argues that the terms “second” and “subsequent” admit of at least two meanings — next in time and next in order or succession. That ambiguity is worth pursuing if “conviction” means “judgment,” since a judgment entered once-in-time can (as here) include multiple, counts. The point becomes irrelevant, however, when “conviction” means (as we hold) a finding of guilt. Unlike a judgment on several counts, findings of guilt on several counts are necessarily arrived at successively in time.
The dissent contends that even under our reading of the statute, “prosecutors will continue to enjoy considerable discretion in deciding how many § E)24(c) offenses to charge in relation to a criminal transaction or series of transactions.” Post, at 145. That discretion, however, pertains to the prosecutor’s universally available and unvoidable power to charge or not to charge an offense. Petitioner’s reading would confer the extraordinary new power to determine the punishment for a charged offense by simply modifying the manner of charging.
The dissent quotes approvingly the ungarnished policy view that “‘punishing first offenders [i. e., repeat offenders who have not yet been convicted of an earlier offense] with twenty-five-year sentences does not deter crime as much as it ruins lives.’ ” Post, at 146, n. 10 (quoting United States v. Jones,
Dissenting Opinion
with whom
Congress sometimes uses slightly different language to convey the same message. Thus, Congress uses the terms “subsequent offense,” “second or subsequent offense,” and “second or subsequent conviction” in various sections of the Criminal Code, all to authorize enhanced sentences for repeat offenders.
In certain sections of the Code, even absent a definition, the context makes perfectly clear that the word “subsequent” describes only those offenses committed after a prior conviction has become final. Title
In other Code sections, where context is less illuminating, the long-established usage of the word “subsequent” to distinguish between first offenders and recidivists is sufficient to avoid misunderstanding by anyone familiar with federal criminal practice.
“In the United States courts uniformly this has been held to be the rule. In Singer v. United States, [278 F. 415 (1922)], the Court of Appeals for the Third Circuit considered a substantially similar statute to that presently before us and held that a second offense within themeaning of the statute could occur only after a conviction for the first offense. See, e. g., United States v. Lindquist, [ 285 F. 447 (WD Wash. 1921)], and Biddle v. Thiele, [11 F. 2d 235 (CA8 1926)]. The Court of Appeals for the Fifth Circuit said in Holst v. Owens, [24 F. 2d 100 , 101 (1928)]: Tt cannot legally be known that an offense has been committed until there has been a conviction. A second offense, as used in the criminal statutes, is one that has been committed after conviction for a first offense. Likewise, a third or any subsequent offense implies a repetition of crime after each previous conviction.’ Similarly, in Smith v. United States, [41 F. 2d 215 , 217 (CA9 1930)], the court stated: Tn order that a conviction shall affect the penalty for subsequent offenses, it must be prior to the commission of the offense.’ ” Ibid.
Congress did not define the term “subsequent conviction” when it enacted
In Busic v. United States,
At oral argument, the Government was unable to tell us how the “second or subsequent conviction” language of §,924(c) was construed by Government prosecutors prior to 1987, when Rawlings was decided. Tr. of Oral Arg. 27-28. It seems to me, however, quite likely that until 1987, the Government read the “second or subsequent” section of
In light of this history, I would find no ambiguity in the phrase “subsequent conviction” as used in
Even assuming, however, that the meaning of
At the very least, this equivocation on the part of those charged with enforcing
“The statute is not a model of clarity. Its use of the word ‘conviction’ rather than wording describing the offense suggests an intent to reach recidivists who repeat conduct after conviction in the judicial system for prior offenses. The legislative history suggests that Congress was trying to impose draconian punishment ‘if he does it a second time.’ 114 Cong. Rec. 22231, 22237 (1968). It is unclear whether this means a second time as a recidivist or a second time offender who has not faced deterrence by a prior sentence. Criminal statutes must be strictly construed. Nabors [901 F. 2d, at1358] said that ‘ § 924(c)(1) is, at best, hard to follow in simple English . .With Mr. Godwin in front of me, I decline to hold him to a higher test than one found difficult by appellate court judges.” United States v. Godwin,758 F. Supp. 281 , 283 (ED Pa. 1991).
In an effort to cure
The Court finds additional support for its conclusion in the fact that at least some contrary readings of
See, e. g.,
See, e. g.,
See, e.g.,
“I agree with the holding in Simpson that Congress did not intend to ‘pyramid' punishments for the use of a firearm in a single criminal transaction. Yet I find quite implausible the proposition that Congress, in enacting§ 924(c)(1) , did not intend this general enhancement provision — with its stiff sanctions for first offenders and even stiffer sanctions for recidivists — to serve as an alternative source of enhanced punishment for those who commit felonies, such as bank robbery and assaulting a federal officer, that had been previously singled out by Congress as warranting special enhancement, but for which a lesser enhancement sanction than that imposed by§ 924(c) had been authorized.”
See Brief for United States in Busic v. United States, O. T. 1979, No. 78-6020, p. 19 (“
Dismissing these eases, as well as those decided pre-Rawlings, as a long line of “erroneous lower-court decisions,” ante, at 135, cannot explain why 19 years passed before the correct interpretation of a statute of “utterly no ambiguity,” ibid., made its first reported appearance.
There is some tension between the notion that the text of the'statute is clear and unambiguous and the Court of Appeals’ explanation for its holding:
“While
“The 1988 amendment raised the penalty for repeat violators of the statute to twenty years. In the version that was in effect at the time of the present crimes, the penalty for repeat violators was ten years. Arguably, the district judge should have sentenced appellant to one five-year and two ten-year consecutive terms of imprisonment for his convictions' under Counts V through VII. However, since the United States has not counter-appealed on this point, we will not address it.” United States v. Luskin,
The Court also suggests that use of the word “conviction,” rather than “offense,” distinguishes this statute from the repeat offender provisions discussed in Gonzalez v. United States,
It is true, as the Court points out in passionate defense of its reading, that the words “offense” and “conviction” are not identical. What is at issue here, however, is not whether the terms mean the same thing in all usages, but whether they mean the same thing when they are used by Congress to identify the class of repeat offenders subject to enhanced sentences. Cf. ante, at 131-132 (context gives meaning to word “conviction”). If there is any difference between the terms as so used, it only lends further support to the conclusion that
“However, punishing first offenders with twenty-five-year sentences does not deter crime as much as it ruins lives. If, after arrest and conviction, a first offender is warned that he will face a mandatory twenty-year sentence if he commits the same crime again, then the offender will know of the penalty. Having already served at least five years in prison, he will have a strong incentive to stay out of trouble. Discouraging recidivism by people who have already been in prison and been released serves a far more valuable purpose than deterring offenders who have yet to be arrested and have no knowledge of the law’s penalties.” United States v. Jones,