THE PEOPLE, Plaintiff and Respondent, v. MARIA J. CASTRO, Defendant and Appellant.
Crim. No. 23605
Supreme Court of California
Mar. 11, 1985.
38 Cal. 3d 301
Richard A. Lieberman, under appointment by the Supreme Court, Howard J. Berman and Berman & Glenn for Defendant and Appellant.
John K. Van de Kamp, Attorney General, Eugene W. Kaster, Clifford K. Thompson, Jr. and David D. Salmon, Deputy Attorneys General, for Plaintiff and Respondent.
Christopher N. Heard as Amicus Curiae on behalf of Plaintiff and Respondent.
OPINION
KAUS, J.—A jury convicted defendant Maria Castro of receiving stolen property (
Defendant contends that
The Attorney General responds that the voters intended subdivision (f) to abolish all judicial discretion to restrict admission of prior convictions for impeachment and to require the admission of all such evidence subject only to federal constitutional restraints. It is also urged that admission of defendant‘s prior convictions did not deny due process or equal protection.
The legislative and judicial history of
A further issue—tendered by the nature of defendant‘s convictions and subdivision (d)‘s recognition that only relevant evidence is admissible—is the nature of the prior convictions which may be used for impeachment of witnesses in criminal cases. We shall hold that—always subject to the trial court‘s discretion under
One vital point which must be made at the outset is this: Although the majority of decisions examining the use of prior convictions for impeachment of witnesses in criminal cases has involved situations in which the defendant himself was the witness, subdivision (f) is by no means confined to that situation, but applies to all witnesses—the prosecution‘s, the defense‘s, as well as the court‘s own.
I
The history of
Although Beagle made it clear that we did not intend to establish rigid standards to govern the exercise of discretion, the opinion did rely on Gordon v. United States (D.C.Cir. 1967) 383 F.2d 936, 940-941, for certain suggested factors to be considered in the exercise of discretion—namely, (1) whether the prior conviction reflects on honesty and integrity; (2) whether it is near or remote in time; (3) whether it was suffered for the same or substantially similar conduct for which the witness-accused is on trial; and, (4) finally, what effect admission would have on the defendant‘s decision to testify. We expressly recognized that the trial court‘s decision was dependent on “sound” judicial discretion and, in fact, affirmed Beagle‘s conviction, holding that the trial court had not erred in admitting a prior conviction to impeach.
Thereafter, in recognition of the fact that no discretion is so unbounded that it cannot be abused (e.g., People v. Malloy (1974) 41 Cal.App.3d 944, 952 [116 Cal.Rptr. 592]), we handed down a series of decisions delineating the boundaries of permissible discretion.
In People v. Antick (1975) 15 Cal.3d 79 [123 Cal.Rptr. 475, 539 P.2d 43], the first case to apply the Beagle “guidelines,” we found an abuse of discretion in the admission of prior convictions because of their remoteness.
In People v. Rollo (1977) 20 Cal.3d 109 [141 Cal.Rptr. 177, 569 P.2d 771], we found error where, in a prosecution for receiving stolen goods, the court admitted only the fact of the prior, leaving to defendant the option of disclosing its nature (solicitation of murder).
In People v. Woodard (1979) 23 Cal.3d 329 [152 Cal.Rptr. 536, 590 P.2d 391], our first—and so far only—case involving a nonparty witness’ priors, we held that the court should have exercised its discretion under
In People v. Fries (1979) 24 Cal.3d 222 [155 Cal.Rptr. 194, 594 P.2d 19], we found an abuse of discretion where a robbery prior was admitted to impeach a defendant accused of robbery.
In People v. Spearman (1979) 25 Cal.3d 107 [157 Cal.Rptr. 883, 599 P.2d 74], we found an abuse of discretion in the admission of an identical narcotic prior which was not relevant to credibility.
And, lastly, in People v. Barrick (1982) 33 Cal.3d 115 [187 Cal.Rptr. 716, 654 P.2d 1243], we held that in a case charging auto theft, the trial court erred in “sanitizing” a prior auto theft conviction by calling it a “felony involving theft.”
In each of the cases, a dissenting opinion disputed the result on the issue of the trial court‘s abuse of discretion. More important, however, the dissents expressed a minority view that the guidelines of Beagle had, in fact, become rigid limitations on the discretion of the trial court.
It was against the backdrop of the controversies raised by the Antick line of cases (excepting Barrick, decided in Dec. 1982) that article I, section 28 was framed. Whether or not we were correct in our interpretation of
The question is, did they intend to throw out the baby with the bath? Assuming that the framers and voters were attempting to revitalize section
It must be reemphasized that subdivision (f) applies to all witnesses in criminal cases. Did the drafters really intend that all persons who choose or are compelled to testify, either for the defense or the prosecution, will inevitably be impeachable by prior convictions? Did they really intend that an elderly victim of a mugging cannot avoid being impeached by a conviction for conspiracy to disturb the peace (
These considerations are disturbing, but putting them aside for a moment we examine the enactment itself to determine whether the drafters intended to abolish the trial court‘s power under
For resolution of the conflict we invoke settled principles of statutory construction. We are directed first to the “words themselves” (People v. Black (1982) 32 Cal.3d 1, 5 [184 Cal.Rptr. 454, 648 P.2d 104]) and cau-
As the People note, subdivision (f) seems clear and absolute in its language—“any” means “any” and “without limitation” means “without limitation,” leaving no room for an interpretation which would preserve judicial discretion. On the other hand the Evidence Code is full of positive rules of admissibility, all of which are subject to
So much for the words of section 28. We look next to the extrinsic evidence. “[W]hen, as here, the enactment follows voter approval, the ballot summary and arguments and analysis presented to the electorate in connection with a particular measure may be helpful in determining the probable meaning of uncertain language.” (Amador Valley Joint Union High Sch. Dist. v. State Bd. of Equalization (1978) 22 Cal.3d 208, 245-246 [149 Cal.Rptr. 239, 583 P.2d 1281].) The voter‘s pamphlet provides little aid in the determination whether the enactment was intended to abrogate or preserve the trial court‘s discretion under
According to the legislative analysis found in the pamphlet, “The measure would amend the State Constitution to require that information about prior
In our view, the last sentence is a clear reference to the Antick line of cases, not to
The People and some Courts of Appeal, attempting to resolve the apparent conflict between subdivisions (d) and (f), have considered certain extrinsic evidence which we consider inappropriate. One of the aids to statutory interpretation is what has been called “legislative-administrative” construction. (Amador Valley Joint Union High Sch. Dist., supra, 22 Cal.3d at p. 246.) When an ambiguous statute or other enactment is implemented by the Legislature or construed by an administrative agency by the adoption of extensive regulations, the courts have traditionally accorded great weight to the legislative and administrative implementations in construing the enactment. (Amador Valley Joint Union High Sch. Dist., supra, 22 Cal.3d at p. 246; State of South Dakota v. Brown (1978) 20 Cal.3d 765, 777 [144 Cal.Rptr. 758, 576 P.2d 473].) The pronouncements relied on here do not fall into this category. In one instance, they are the opinion of the Attorney General that “section 352 cannot limit the constitutional mandate of subdivision (f) that priors may be used for impeachment without limitation.” (Attorney General‘s Guide to Proposition 8 (June 9, 1982), reprinted in Cont.Ed.Bar Program Material, Criminal Practice After Proposition 8 (July 1982) at pp. 245-248.) Distributed after the election of June 8, 1982, there is no indication whatever that the voters were cognizant of the Attorney General‘s opinion.
Other opinions which the People and the courts have relied on to determine the intent of the framers and voters are the majority and minority reports issued by the Assembly Committee on Criminal Justice. (Assem.
The reports represent the opinions or understandings of individuals who happen to be legislators but who were not drafters of the proposed initiative. These opinions, of themselves, do not provide aid in determining the intent of the electorate. (See California Teachers Assn. v. San Diego Community College Dist. (1981) 28 Cal.3d 692, 699-700 [170 Cal.Rptr. 817, 621 P.2d 856].) None of the opinions was distributed to the electorate by way of the voter‘s pamphlet, and we can only speculate on the extent to which the voters were cognizant of them.
The fact is that there is no indication from the extrinsic evidence that the drafters were aware of, or that the electorate was tuned to, the apparent conflict in the language of subdivisions (d) and (f). It remains for us to harmonize or reconcile, if possible, the two subdivisions without repealing one or the other.
The intention of the drafters of the initiative was to restore trial court discretion as visualized by the Evidence Code and to reject the rigid, black letter rules of exclusion which we had grafted onto the code by the Antick line of decisions. Our conclusion is based on the historical context of subdivisions (d) and (f) of section 28. The dissatisfaction of the proponents with the appellate courts was expressed in the literature that supported the initiative. It was also expressed in the mandatory nature of the language of the subdivisions (“relevant evidence shall not be excluded” in subd. (d) and prior convictions “shall . . . be used” in subd. (f)). Nevertheless, the initiative itself expressed continued trust in the discretion of the trial courts; despite the mandatory admonitions, that discretion under
II
A.
Having determined that subdivision (f) did not abolish trial court discretion with respect to felony-impeachment, we turn to the next question: Subject to such discretion, what felonies are admissible to affect the credit of a witness?
The answer given by subdivision (f) is simple enough: “Any prior felony conviction . . . shall . . . be used without limitation for purposes of impeachment . . . .” Since we are dealing with a state constitutional mandate, we can safely ignore section 350 of the Evidence Code to the effect that “[n]o evidence is admissible except relevant evidence.” What we cannot ignore, however, is the due process clause of the Fourteenth Amendment which, as interpreted by the United States Supreme Court, demands that even inferences—not just presumptions—be based on a rational connection between the fact proved and the fact to be inferred. (Ulster County Court v. Allen (1979) 442 U.S. 140, 157 [60 L.Ed. 2d 777, 792, 99 S.Ct. 2213]; Barnes v. United States (1973) 412 U.S. 837, 844-845 [37 L.Ed.2d 380, 387, 93 S.Ct. 2357]; Leary v. United States (1969) 395 U.S. 6, 46 [23 L.Ed.2d 57, 87, 89 S.Ct. 1532]; cf. People v. Roder (1983) 33 Cal.3d 491, 497-498 [189 Cal. Rptr. 501, 658 P.2d 1302].) In Barnes, supra, 412 U.S. 837, the court reiterated that “[c]ommon-law inferences, like their statutory counterparts, must satisfy due process standards in light of present-day experience.” (Id. at pp. 844-845 [37 L.Ed.2d at p. 387].) Paraphrasing the question to be asked—as formulated in Leary, supra, 395 U.S. 6—we must ask with respect to any particular felony conviction which is offered for impeachment: “Can it be said with substantial assurance that the credibility of a witness is adversely affected by his having suffered this conviction?” If the answer is “no,” impeachment is prohibited by due process: “An important element of a fair trial is that a jury consider only relevant and competent evidence bearing on the issue of guilt or innocence.”
Thus, while the historical basis for felony impeachment may well be the common law rule that a person convicted of any felony was totally incompetent as a witness (McCormick on Evidence (3d ed. 1984) § 43, p. 93), the modern justification for the practice must be that prior felony convictions may, somehow, be relevant to the witness’ veracity. It is, therefore, appropriate that we remind ourselves of the precise progression of inferences which may lead a trier of fact to conclude that proof of a felony conviction may affect the credibility of a witness. The classic statement of the rationale for felony impeachment is that of Justice Holmes, written when he was still a member of the Supreme Judicial Court of Massachusetts: “[W]hen it is proved that a witness has been convicted of crime, the only ground for disbelieving him which such proof affords is the general readiness to do evil which the conviction may be supposed to show. It is from that general disposition alone that the jury is asked to infer a readiness to lie in a particular case, and thence that he has lied in fact. The evidence has no tendency to prove that he was mistaken, but only that he has perjured himself, and it reaches that conclusion solely through the general proposition that he is of bad character and unworthy of credit.” (Gertz v. Fitchburg Railroad (1884) 137 Mass. 77, 78; italics added.)
The People point to no other rational justification for felony impeachment. It follows, therefore, that if the felony of which the witness has been convicted does not show a “readiness to do evil,” the fact of conviction simply will not support an inference of readiness to lie. We make no attempt to list or even further define such felonies. At this point it is enough to note that the codes are littered with them, if only because in this state it is a felony to conspire to commit a misdemeanor. (
Since impeachment with felony convictions which do not involve “readiness to do evil“—moral turpitude, if you will—bears no rational relation to the witness’ readiness to lie, the due process clause of the Fourteenth Amendment necessarily cuts into the “without limitation” language of subdivision (f).8
While the case in which Justice Holmes explained the rational basis for felony impeachment did involve a prior conviction of a crime which implied dishonesty—“falsely personating” a United States revenue officer—Holmes’ reasoning does not depend on dishonesty being an element of the felony. Obviously it is easier to infer that a witness is lying if the felony of which he has been convicted involves dishonesty as a necessary element than when it merely indicates a “bad character” and “general readiness to do evil.” Nevertheless, it is undeniable that a witness’ moral depravity of any kind has some “tendency in reason” (
There is then some basis—however tenuous—for inferring that a person who has committed a crime which involves moral turpitude other than dishonesty is more likely to be dishonest than a witness about whom no such thing is known.9 Certainly the inference is not so irrational that it is beyond the power of the people to decree that in a proper case the jury must be permitted to draw it, if it wishes, and the “no limitation” language of subdivision (f) makes it abundantly clear that the people so decreed.10
B
The next problem is familiar to us from other contexts. (See People v. Crowson (1983) 33 Cal.3d 623, 633-635 [190 Cal.Rptr. 165, 660 P.2d 389]; In re Finley (1968) 68 Cal.2d 389, 392-393 [66 Cal.Rptr. 733, 438 P.2d 381].) In order to determine the presence of moral turpitude, does the trial court look only to the elements of the offense of which the witness was previously convicted, or may it go behind the fact of the conviction and receive evidence on the underlying facts? To decide this issue, we must return to basics.
Wigmore points out that the reasons of auxiliary policy—avoidance of unfair surprise and confusion of issues—which generally prohibit impeachment of a witness with extrinsic proof of particular acts of misconduct, do not apply where the misconduct has ripened into a conviction. (3A Wigmore, Evidence (Chadbourn rev. ed. 1970) §§ 879, 880.) A witness ought to know what convictions he has suffered and their proof should not entail
III
Defendant also challenges subdivision (f) on due process and equal protection grounds. The due process challenge proceeds on the assumption that the subdivision will be interpreted to deprive the court of discretion to prevent impeachment with irrelevant convictions. Since we have held that the court has discretion even with respect to relevant priors, the point falls away.
The equal protection challenge is based on the premise that the Constitution demands that the rules of evidence in criminal cases be the same as those which apply in civil litigation. No authority for such a proposition is cited and we know of none.12 In any event, as we have interpreted subdivision (f) the differences between civil and criminal cases are nonexistent. Finally, even if there is an equal protection problem, it is not explained why subdivision (f)—part of the California Constitution—should take a backseat to the Evidence Code.
IV
Applying these precepts to the facts of this case, we hold that while simple possession of heroin does not necessarily involve moral turpitude (see In re Higbie (1972) 6 Cal.3d 562, 572 [99 Cal.Rptr. 865, 493 P.2d 97] and In re Fahey (1973) 8 Cal.3d 842, 849-850 [106 Cal.Rptr. 313, 505 P.2d 1369, 63 A.L.R.3d 465]), possession for sale does—though the trait involved is not dishonesty but, rather, the intent to corrupt others.13 Defendant should, therefore, not have been impeached with the conviction for simple possession at all, and the trial court erred in stating it had no discretion with respect to either conviction.
As her first witness and over the People‘s vigorous objection, defendant called William Huth, her parole officer. Huth testified that at defendant‘s parole revocation hearing both Richard and Gabriel had testified that the silver belonged to Gabriel, that Gabriel tried to sell the silver to Richard, and that he did not inform Richard that the silver was stolen until after the police stopped Richard‘s car. A defense investigator testified that Richard‘s girlfriend told him that she had asked defendant to admit the silver was hers to protect Richard.
Defendant testified that she had identified the silver as hers because she did not have her glasses on and could not see well; she did own some silver, but it was packed away and, when the police were at her home, she did not feel like looking for it; she thought her son had taken the silver to pawn it, not to steal it. Defendant produced her “silver” at trial. It was pewter and stainless steel. On cross-examination, defendant testified that she had had more silver but it was stolen when she was incarcerated in CRC. She stated she had been in CRC and CIW and she admitted the two 1981 priors for possession of heroin and possession of heroin for sale. The jury was instructed to consider the priors only for the purpose of determining the credibility of the witness.
The defense, of necessity, had to explain defendant‘s admissions regarding the silver. The defense also had valuable evidence which served to exculpate defendant although, unfortunately for defendant, it consisted of testimony that others had given at her parole revocation hearing. Thus, well before the prosecution disclosed the priors for impeachment purposes, the jury knew that defendant had a criminal past. Defendant herself volunteered that she had been incarcerated at CRC and the woman‘s prison before any
After a review of the entire record we are of the opinion that it is not reasonably probable that a result more favorable to defendant would have occurred in the absence of error. (
Affirmed.
Mosk, J., and Broussard, J., concurred.
GRODIN, J., Concurring and Dissenting.—With all respect, I find the majority‘s reading of subdivision (f) unpersuasive. As the majority concede (ante, p. 310), the language of subdivision (f) does not on its face suffer from any lack of clarity or directness. Indeed, if the electorate wished to assure categorically that any prior felony conviction of any person in any criminal proceeding is to be used for purposes of impeachment or enhancement of sentence in any criminal proceeding “without limitation,” it is difficult to conceive how they could have found better language, appropriate for a Constitution, to express that purpose.
My colleagues, however, find a conflict between the unequivocal language of subdivision (f) and that portion of subdivision (d) which refers to
I find the majority‘s argument unpersuasive for several related reasons. First, any inconsistency between subdivisions (f) and (d) would be subject to the statutory rule of construction that “when a general and particular provision are inconsistent, the latter is paramount to the former. So a particular intent will control a general one that is inconsistent with it.” (
Second, any inconsistency between the two subdivisions can readily be avoided by reading the word “section” in subdivision (d) to mean “subdivision.” As the majority recognize, the drafters of Proposition 8 used the word “section” at other times when they must have meant “subdivision,” just as they used the word “subdivision” at times when they meant “section.” It seems quite apparent that is what happened here. The savings clause in subdivision (d) must be read in the context in which it appears. It is, in its totality, a qualification of the general proposition in subdivision (d) that “relevant evidence shall not be excluded in any criminal proceeding . . . .” The other cited provisions of the Evidence Code (§§ 782 & 1103) and the other rules of evidence to which the savings clause refers (“any existing statutory rule of evidence relating to privilege or hearsay“) have bearing only upon that proposition. It thus seems to me far more plausible to read the savings clause as a limitation upon subdivision (d) only, than to read one part of it as a qualification to the otherwise absolute language of subdivision (f).
Finally, reading the section 352 reference in subdivision (d) as a qualification of the “without limitation” language in subdivision (f) leaves the latter with a meaning which I doubt the electorate intended. Trial courts will be free to exclude evidence of prior convictions without appellate review. On the other hand, if a trial court decides to admit such evidence, I assume that its decision will remain reviewable on appeal by the defendant from any conviction, since “no discretion is so unbounded that it cannot be abused” (ante, p. 307). And, I assume that the trial court in exercising its discretion, and the appellate court in reviewing its exercise, are both to be guided by the four factors enunciated in Beagle [6 Cal.3d 441 (99 Cal. Rptr. 313, 492 P.2d 1)]. (Ante, p. 307.) It thus seems inevitable that in some cases appellate courts will reverse trial courts for admitting evidence of a prior conviction for failure properly to weigh and consider those factors. The line between doing that and “delineating the boundaries of permissible discretion” (ante, p. 307) is subtle indeed.
In People v. Beagle (1972) 6 Cal.3d 441 [99 Cal.Rptr. 313, 492 P.2d 1] this court confronted the relationship between Evidence Code sections 352
After the decision in Luck, supra, Congress amended the applicable statute to provide that the prior convictions of a witness, with certain specified exceptions, “shall be admitted if offered.” (Act of July 29, 1970, Pub.L. No. 91-358, 84 Stat. 473.)1 The District of Columbia Court of Appeals subsequently held that Congress, by the new language, had overruled the Luck doctrine, and that trial courts no longer had discretion to limit or prohibit impeachment of witnesses with their prior convictions. (Taylor v. United States (D.C. 1971) 280 A.2d 79, 81.) Whether we like it or not, it seems to me that Proposition 8 was intended to have similar effect in this state.
I will deal briefly with the constitutional issue posed by my interpretation. A good argument can be made—indeed, has been made by the State Public Defender as amicus curiae—that unlimited use of prior convictions may deprive a defendant of his federal constitutional right to due process of law. This argument is based, principally, upon language in Spencer v. Texas (1967) 385 U.S. 554, 561 [17 L.Ed.2d 606, 612, 87 S.Ct. 648], to the effect that when a criminal defendant‘s prior convictions are introduced for one of several accepted purposes, his interests are protected both by limiting instructions and by “the discretion residing with the trial judge to limit or forbid the admission of particularly prejudicial evidence even though admissible under an accepted rule of evidence.” Remove that discretion, amicus argues, and you have removed a constitutionally essential condition to introduction of prior convictions in evidence.
I agree with the majority, however, that evidence so potentially prejudicial must at least meet a threshold constitutional standard of “relevance,” and in the absence of legislative guidance I accept the “moral turpitude” test which the majority proposes. I suspect, though, that both the moral turpitude test and the standards by which appellate courts are to review the exercise of that discretion which the majority concludes trial courts retain will give rise to difficult problems of judicial administration; and I suggest that the optimum solution may lie in action by the Legislature enumerating or defining the offenses which it believes to have sufficient relevance to veracity to be admissible for purposes of impeachment.
I agree with the majority that admission into evidence of the conviction for possession of heroin was harmless error, and so concur in the result.
LUCAS, J.—I concur in the judgment affirming defendant‘s conviction. I dissent, however, to the majority‘s analysis in two major respects.
First, for the reasons set forth in the concurring and dissenting opinion of Justice Grodin, I am convinced that new
Second (and unlike Justice Grodin), I cannot join in the majority‘s creation of a “moral turpitude” exception to the general rule of admissibility.
BIRD, C. J., Concurring and Dissenting.—I concur in the majority‘s holding that trial courts retain discretion under
I.
Prior felony convictions are admissible to impeach a witness if they are relevant to a witness‘s credibility. Justice Work‘s persuasive opinion for a unanimous court in People v. Hoffman (Cal.App.) is herewith adopted as my own:*
[U]nder the Constitution and laws of California, only those prior felony convictions relevant to [[a]] witness‘s credibility may be used to impeach testimonial credibility.
In California,
While Beagle affirms the trial court‘s discretion to weigh the probative value of prior felonies against potential prejudice to the defendant (
In defining the limits of relevance for impeachment, our Supreme Court has examined the elements of the prior offense. “‘Only a conviction which has as a necessary element an intent to deceive, defraud, lie, steal, etc., impacts on the credibility of a witness.’ [Citation.] It is not sufficient that the prior offense shows a ‘disrespect for law’ or a ‘character trait of willingness to do anything.’ [Citation.]” (People v. Barrick, supra, 33 Cal.3d 115, 123-124.) Thus, the nature of the act, and not the nature of the actor, is the dimension on which the court has scaled the probative value of prior felony convictions.
Violent or assaultive crimes have little or no bearing on one‘s honesty or veracity. (People v. Beagle, supra, 6 Cal.3d 441, 453.) In People v. Rist, supra, 16 Cal.3d 211, the Supreme Court expressly disapproved the holding in People v. Delgado (1973) 32 Cal.App.3d 242 [108 Cal.Rptr. 399], which held prior convictions for assault with intent to rape and attempted forcible rape involved elements of “stealth” and bore “some rational relationship to dishonesty.” (Id., at p. 250.) The Court of Appeal in People v. Nelson (1976) 63 Cal.App.3d 11 [133 Cal.Rptr. 552], determined prior rape convictions were irrelevant to credibility. (Id., at p. 22.) []
The People argue
At common law in the 17th century, a person convicted of an “infamous” crime was incompetent to be a witness. (2 Wigmore, Evidence (Chadbourn
The modern evolution of these impeachment principles has resulted in considerable diversity in state practice. Nonetheless, the relevance of the prior conviction to credibility remains the primary, and in some jurisdictions exclusive, factor in admitting proffered impeachment evidence. (See 81 Am.Jur.2d, Witnesses, §§ 569-572, pp. 574-578; Annot. (1920) 6 A.L.R. 1608, supplemented by (1923) 25 A.L.R. 339, (1936) 103 A.L.R. 350, and (1946) 161 A.L.R. 233; 3A Wigmore, Evidence (Chadbourn rev. ed. 1970) § 987, fn. 1, pp. 862-911 and § 987 (1984 pocket supp.) pp. 22-38; Note, Other Crimes Evidence at Trial: Of Balancing and Other Matters (1961) 70 Yale L.J. 763, 774-778.)
As mentioned, relevance is the threshold test for the admission of prior felony convictions for impeachment. Whether relevance has been aban-
A contrary interpretation proves too much. Any rational theory of impeachment by a prior felony conviction requires two inferential steps. First, the trier of fact must link the commission of the felony, i.e., conduct, to some propensity in the witness to lie, i.e., a character trait. From this propensity, the fact finder may then infer the witness is dishonest or untruthful. In the most obvious example, the fact finder hears evidence of the witness‘s past conduct of making false statements under oath from which he can infer the witness has a character trait for untruthfulness, from which he may further infer the present testimony is likely incredible.
The People‘s argument circumvents or totally eliminates the second inferential step. They argue the commission of any felony is itself probative
The People, however, argue the framers of
The analysis of
Intent, however, can be best ascertained from the language of the constitutional amendment. (People v. Black (1982) 32 Cal.3d 1, 5 [184 Cal.Rptr. 454, 648 P.2d 104].) Courts must construe all provisions of a statute together, giving significance to every part in pursuance of the intended purpose. (Turner v. Board of Trustees (1976) 16 Cal.3d 818, 826 [129 Cal.Rptr. 443, 548 P.2d 1115].) In scrutinizing
This construction also finds support in other state courts construing similar impeachment laws.6 In People v. Montgomery (1971) 47 Ill.2d 510 [268 N.E.2d 695, 67 A.L.R.3d 816] the Illinois Supreme Court interpreted a statute stating: “‘No person shall be disqualified as a witness in any criminal case or proceeding ... by reason of his having been convicted of any crime; but such ... conviction may be shown for the purpose of affecting his credibility ....‘” (Id., at p. 697; Ill. Rev. Stat., ch. 38, par. 155-1 (1967).) Although the prosecution argued the trial court had no discretion to exclude a 20-year-old robbery conviction, the court determined relevance was fundamental to the admission of evidence and cited Wigmore for the proposition, “‘[n]one but facts having rational probative value are admissible.‘” (People v. Montgomery, supra, at p. 697.) Similarly, the New Hampshire Supreme Court determined the trial court should exercise its discretionary powers and “should bear in mind that the use of prior convictions to show nothing more than a disposition to commit crime, or the crime currently charged, would violate the Due Process Clause of the Fourteenth Amendment” (State v. Cote (1967) 108 N.H. 290 [235 A.2d 111, 116], cert. den. Cote v. New Hampshire (1968) 390 U.S. 1025 [20 L.Ed.2d 282, 88 S.Ct. 1412]), even though the controlling statute provided: “‘No person shall be incompetent to testify on account of his having been convicted of an infamous crime, but the record of such conviction may be used to affect his credit as a witness.‘” (Id., at p. 115.) Even in State v. Driscoll (1972) 53 Wis.2d 699 [193 N.W.2d 851, 50 A.L.R.3d 554], a case cited for allowing impeachment by convictions not confined “to crimes having a relationship to the honesty or veracity of the witness” (81 Am.Jur.2d, Witnesses, § 571, p. 578), the Wisconsin Supreme Court mandated the balancing of relevancy against prejudice in admitting prior felony convictions for impeachment. (State v. Driscoll, supra, at pp. 857-858.)
Finally, we interpret
Due process assures a criminal defendant a fundamentally fair trial. (Lisenba v. California (1941) 314 U.S. 219, 236 [86 L.Ed. 166, 179-180, 62 S.Ct. 280].) The control of evidence is central to this fairness. (Blackburn v. Alabama (1960) 361 U.S. 199, 206 [4 L.Ed.2d 242, 247-248, 80 S.Ct. 274].) In general, “[t]he function of legal process, as that concept is embodied in the Constitution, and in the realm of factfinding, is to minimize the risk of erroneous decisions. Because of the broad spectrum of concerns to which the term must apply, flexibility is necessary to gear the process to the particular need; the quantum and quality of the process due in a particular situation depend upon the need to serve the purpose of minimizing the risk of error.” (Greenholtz v. Nebraska Penal Inmates (1979) 442 U.S. 1, 13 [60 L.Ed.2d 668, 679, 99 S.Ct. 2100].)
Although the United States Supreme Court has never determined the constitutionality of impeaching an accused with his prior felony convictions, the courts of California have found no due process infringements. (People v. Beagle, supra, 6 Cal.3d 441, 454; People v. Roberts (1966) 65 Cal.2d 514, 522 [55 Cal.Rptr. 412, 421 P.2d 420]; People v. Modesto (1965) 62 Cal.2d 436, 454 [42 Cal.Rptr. 417, 398 P.2d 753]; People v. Pike (1962) 58 Cal.2d 70, 93 [22 Cal.Rptr. 664, 372 P.2d 656]; People v. Harris (1971) 20 Cal.App.3d 534, 538 [97 Cal.Rptr. 883]; People v. House (1970) 12 Cal.App.3d 756, 763-764 [90 Cal.Rptr. 831], disapproved on other grounds in People v. Beagle, supra, 6 Cal.3d at pp. 451-452.) Early cases in this line addressed the potential and undue penalty suffered by a defendant testifying as a witness in his own behalf when prior felony convictions were introduced for impeachment. These courts found no violations under the
However, since 1967 the California courts have relied heavily on Spencer v. Texas (1967) 385 U.S. 554 [17 L.Ed.2d 606, 87 S.Ct. 648], for consti-
The People‘s position also finds no support in a hypothetical application of the specific test in Spencer. In its holding, the court stated: “In the face of the legitimate state purpose and the long-standing and widespread use that attend the procedure under attack here, we find it impossible to say that because of the possibility of some collateral prejudice the Texas procedure is rendered unconstitutional under the Due Process Clause as it has been interpreted and applied in our past cases.” (Spencer v. Texas, supra, 385 U.S. at p. 564 [17 L.Ed.2d at p. 614].) Although Spencer did not specify the particular state interest at issue (see id., at p. 570 [17 L.Ed.2d at pp. 617-618] (dis. opn. of Warren, C. J.)), we perceive of no legitimate state interest furthered by the uncontrolled admission of irrelevant and prejudicial prior felony convictions. (See generally, Mendez, California‘s New Law on Character Evidence: Evidence Code Section 352 and the Impact of Recent Psychological Studies (1984) 31 UCLA L.Rev. 1003.) To require prior convictions be relevant to credibility places no greater burden on impeachment evidence than any other type of evidence. Further, as stated by Chief Justice Warren in his dissent in Spencer: “While this Court has never held that the use of prior convictions to show nothing more than a disposition to commit crime would violate the Due Process Clause of the Fourteenth Amendment, our decisions exercising supervisory power over criminal trials in federal courts, as well as decisions by courts of appeals and of state courts, suggest that evidence of prior crimes introduced for no purpose other than to show criminal disposition would violate the Due Process Clause.” (Spencer v. Texas, supra, 385 U.S. at pp. 572-574 [17 L.Ed.2d at pp. 619-620], fns. omitted.) [End of adopted quote from opn. by Work, J.]
II.
In adopting moral turpitude as the standard for determining which felonies are admissible to impeach the credibility of a witness, the majority create
This court has recognized that “moral turpitude” is an “elusive concept incapable of precise general definition.” (In re Higbie (1972) 6 Cal.3d 562, 569 [99 Cal.Rptr. 865, 493 P.2d 97].) That it is “elusive” is evident from its various judicial definitions.
“One dramatic exposition of the term was rendered by this court in 1938, and has since been consistently followed: ‘an act of baseness, vileness or depravity in the private and social duties which a man owes to his fellow-men, or to society in general, contrary to the accepted and customary rule of right and duty between man and man.’ (In re Craig (1938) 12 Cal.2d 93, 97 [82 P.2d 442]; see also Yakov v. Board of Medical Examiners (1968) 68 Cal.2d 67, 73 [64 Cal.Rptr. 785, 435 P.2d 553]; In re Boyd (1957) 48 Cal.2d 69, 70 [307 P.2d 625].)” (In re Higbie, supra, 6 Cal.3d at p. 569.)
“Moral turpitude has also been described as any crime or misconduct committed without excuse (In re Hallinan (1954) 43 Cal.2d 243, 251 [272 P.2d 768]; In re Rothrock (1940) 16 Cal.2d 449, 453 [106 P.2d 907, 131 A.L.R. 226]), or as any ‘dishonest or immoral’ act, not necessarily a crime. [Citation.]” (In re Higbie, supra, 6 Cal.3d at pp. 569-570.)
It has also been defined as “‘everything done contrary to justice, honesty, modesty, or good morals.’ [Citations.]” (In re McAllister (1939) 14 Cal.2d 602, 603 [95 P.2d 932]; In re Hatch (1937) 10 Cal.2d 147, 150 [73 P.2d 885].) In short, “‘[t]here is no hard and fast rule as to what constitutes moral turpitude.‘” (Id., at p. 151.)
It is clear from the various definitions that the term “moral turpitude” lacks legal precision. As one commentator stated, “[j]udicial definitions of moral turpitude are so imprecise that it is only a matter of conjecture whether a particular crime involves it.” (Note, Entrance and Disciplinary Requirements for Occupational Licenses in California (1962) 14 Stan.L.Rev. 533, 542.) Other commentators and courts have also exposed and condemned the uncertainty of the phrase “moral turpitude.”1 (Morrison v.
Such an imprecise standard will cause confusion among the trial courts. Moreover, trial judges will apply their own personal views as to the mores of the community2 in deciding whether an offense involves moral turpitude. (See United States v. Zimmerman, supra, 71 F.Supp. at p. 537.) This will inevitably lead to inconsistent results and will require the reversal of many convictions.
The experience of one of our sister states should be a lesson for this court. Although Connecticut employed the moral turpitude standard in this context for 45 years, that state eventually abandoned it because of the “uncertainty in the meaning and application of the phrase ‘moral turpitude‘....” (Heating Acceptance Corporation v. Patterson (1965) 152 Conn. 467 [208 A.2d 341, 343-344].) The Connecticut court noted that the trial courts in that state had encountered considerable difficulty in ruling on the admissibility of prior convictions where the presence or absence of moral turpitude had to be determined. “[A] definite rule, of certain application, would eliminate problems and difficulties at the trial level, on the part of both court and counsel, which in turn lead to mistakes and costly appellate procedure, if not to actual injustice.” (Id., at p. 343.)
By adopting the moral turpitude standard, the majority are incorporating into the criminal law, vast bodies of noncriminal law where different applications of the term have been made.3 In my view, the court has not considered the full implications of their actions. The following list of cases is a small sample4 of the vast case law that this court unwittingly is incorporating into the criminal law: Montag v. State Bar (1982) 32 Cal.3d 721 [186 Cal.Rptr. 894, 652 P.2d 1370] (attorney discipline); In re Schwartz (1982) 31 Cal.3d 395 [182 Cal.Rptr. 640, 644 P.2d 833, 26 A.L.R.4th 1077]; Ambrose v. State Bar (1982) 31 Cal.3d 184 [181 Cal.Rptr. 903, 643 P.2d 486]; In re Rohan (1978) 21 Cal.3d 195 [145 Cal.Rptr. 855, 578 P.2d 102];
The trial courts need clear guidance as to which felonies are admissible to impeach the credibility of a witness. Today‘s decision not only lacks that clarity but is an open-ended invitation to judicial chaos.
Reynoso, J., concurred.
Respondent‘s petition for a rehearing was denied April 18, 1985. Bird, C. J., and Lucas, J., were of the opinion that the petition should be granted.
Notes
“(a) A pardon based on his innocence has been granted to the witness by the jurisdiction in which he was convicted.
“(b) A certificate of rehabilitation and pardon has been granted to the witness under the provisions of Chapter 3.5 (commencing with
“(c) The accusatory pleading against the witness has been dismissed under the provisions of
“(d) The conviction was under the laws of another jurisdiction and the witness has been relieved of the penalties and disabilities arising from the conviction pursuant to a procedure substantially equivalent to that referred to in subdivision (b) or (c).”
The term moral turpitude “constitute[s] only [a] lingual abstraction[] until applied to a specific occupation and given content by reference to fitness for the performance of that vocation.” (Morrison v. State Board of Education, supra, 1 Cal.3d at p. 239.) Since the meaning of that term depends upon, and thus relates to, the occupation involved (id., at p. 227), different applications result.