LEGISLATURE OF THE STATE OF CALIFORNIA et al., Petitioners, v. GEORGE DEUKMEJIAN, as Governor, etc., et al., Respondents; DON SEBASTIANI et al., Real Parties in Interest.
S. F. No. 24589
Supreme Court of California
Sept. 15, 1983.
33 Cal. 3d 658
GLENN M. ANDERSON et al., Petitioners, v. GEORGE DEUKMEJIAN, as Governor, etc., et al., Respondents; DON SEBASTIANI et al., Real Parties in Interest. [S. F. No. 24596. Sept. 15, 1983.]
Joseph Remcho, Robin B. Johansen, Kathleen J. Purcell, Barbara A. Brenner, Remcho, Johansen & Purcell, Charles C. Marson, Irell & Manella, Richard H. Borow, Jonathan H. Steinberg, Donna R. Hecht, Daniel Hays Lowenstein, Steven Shiffrin and Bruce Wessel for Petitioners.
J. Albert Woll, Laurence Gold, Marsha S. Berson, Fred H. Altshuler, Stephen P. Berzon, Michael Rubin, Altshuler & Berson, Charles P. Scully, Donald C. Carroll, Charles P. Scully II, John B. Clausen, County Counsel (Contra Costa). Arthur W. Walenta, Assistant County Counsel, Donald Clark, County Counsel (Santa Clara), Robert Menifee, Deputy County Counsel, Joaquin G. Avila, Morris J. Baller, John E. Huerta, Douglas E. Mirell, Susan Lerner, Barbara S. Bryant, Farnsworth, Saperstein & Brand, Burton S. Levinson, Nathaniel S. Colley, Ephraim Margolin and Sandra Coliver as Amici Curiae on behalf of Petitioners.
John K. Van de Kamp, Attorney General, Richard D. Martland, Chief Assistant Attorney General, N. Eugene Hill and Paul H. Dobson, Deputy Attorneys General, and Vance W. Raye for Respondents.
Pillsbury, Madison & Sutro, Walter R. Allan, Vaughn R. Walker, Frederick K. Lowell and Kevin M. Fong for Real Parties in Interest.
THE COURT.*-In this case we are called upon to determine the constitutionality of an attempt-novel in the history of this state-to readjust state legislative and congressional district boundaries through the statutory initiative process after the Legislature has already done so. We are asked by the proponents of the initiative to create an exception to the constitutionally mandated and long-established rule that redistricting may occur only once within the 10-year period following a federal census. We conclude, based upon the principle that in the enactment of statutes the constitutional limitations that bind the Legislature apply with equal force to the people‘s reserved power of initiative, that such an exception cannot be justified. Therefore, the proposed initiative is constitutionally impermissible and may not be submitted to the voters.
Petitioners in these consolidated proceedings are the Legislature of the State of California; Willie L. Brown, Jr., a taxpayer and Speaker of the California Assembly; David Roberti, a taxpayer and President Pro Tempore of the California Senate; three qualified electors; and twenty-eight California members of the House of Representatives. Respondents are the Governor; the Secretary of State; and the Clerk of the City and County of San Francisco and its Registrar of Voters, the latter two officials being sued individually and as representatives of all county clerks and registrars of voters of the state.1 Real parties in interest are Don Sebastiani, Parker Montgomery, and Quentin Kopp, the proponents of the initiative measure which is the subject of this petition.2
Petitioners seek mandamus to restrain respondents, all of whom have official duties in the conduct and/or certification of elections in California,
The principal claim of both the legislative and congressional petitioners is that the initiative measure is invalid because it represents an attempt to redistrict more than once in a decennial period-an attempt which both sets of petitioners say is barred by
Legislative and congressional petitioners join also in challenging the initiative on the ground that the districts it seeks to create violate, in the case of the congressional districts, the “equal representation” standard (Karcher v. Daggett (1983) 462 U.S. 725 [77 L.Ed.2d 133, 103 S.Ct. 2633]), and as to both types of districts the equal protection clauses of both the state and federal Constitutions. (
Finally, amici curiae who have filed briefs in support of petitioners assert that article XXI permits adjustment of district boundaries only by the Legislature, and that the initiative violates the proscription contained in
We issued an alternative writ of mandate to consider the issues thus raised. Mandamus is an appropriate remedy. (Assembly v. Deukmejian, supra, 30 Cal.3d 638, 646.)
PROPRIETY OF PREELECTION REVIEW
“As we have frequently observed, it is usually more appropriate to review constitutional and other challenges to ballot propositions or initiative measures after an election rather than to disrupt the electoral process by preventing the exercise of the people‘s franchise, in the absence of some clear showing of invalidity. [Citations.]” (Brosnahan v. Eu (1982) 31 Cal.3d 1, 4 [181 Cal.Rptr. 100, 641 P.2d 200].) That principle is a salutary one, and where appropriate we adhere to it. However, where the requisite
The general rule favoring postelection review contemplates that no serious consequences will result if consideration of the validity of a measure is delayed until after an election. Under those circumstances, the normal arguments in favor of the “passive virtues” suggest that a court not adjudicate an issue until it is clearly required to do so. If the measure passes, there will be ample time to rule on its validity. If it fails, judicial action will not be required.
In this case both state and local election officials-while not taking any position on the substantive resolution of the case-have urged the court to decide the matter before the election because of what they consider to be the dire consequences of delay. They point, in part, to the high costs-estimated at $15 million-which both state and local governments will be required to absorb if this special election is allowed to proceed, and suggest that if the initiative is in fact invalid this expenditure will be for naught. And they point-most significantly, in our view-to the very substantial problems for election officials, candidates, and supporters that would exist if our consideration of this matter were deferred beyond December. Indeed, the Secretary of State advises us that implementation of changes in district boundaries so close to the time at which procedures preliminary to the conduct of the June 1984 primary election must be undertaken would make the orderly conduct of that election impossible.8 Similar considerations underlay this court‘s decision to intervene prior to the election on the challenged reapportionment referenda in Assembly v. Deukmejian, supra, 30 Cal.3d 638.
Another and most formidable argument advanced by petitioners against the validity of the initiative is that the Legislature has already completed the constitutional duty of establishing district boundaries for this decennial period. This argument, if correct, would constitute an absolute bar to a further redistricting prior to the 1990 decennial census, whether by initiative or legislative action. As Justice Mosk observed in his separate opinion in Brosnahan v. Eu, supra, 31 Cal.3d 1, 6: “[E]lection officials have been ordered not to place initiative and referendum proposals on the ballot on the ground that the electorate did not have the power to enact them since they were not legislative in character [citations], the subject matter was not
Moreover, and unlike the situation in Brosnahan, preelection review is here essential to further the purposes underlying the principle which is being invoked. As we shall explain, one of the primary purposes of the one-apportionment-per-decade rule upon which petitioners rely is to avoid subjecting the body politic unnecessarily to a repetition of the turmoil and disruption which inevitably surround reapportionment and redistricting. Were we to defer judicial review until after the election, and then hold the initiative invalid on that ground, our ruling would come too late; part of the reason for the existence of the rule would already have been frustrated by default.
Finally, having issued the alternative writ and carefully considered the briefs and oral argument, we have concluded that a “clear showing of invalidity” has been made. There seems little reason in law or in policy for keeping that conclusion a secret. We turn, then, to the events which precipitated the instant dispute.
FACTUAL BACKGROUND
In September 1981 the Legislature passed, and the Governor signed, three statutes redefining the state‘s congressional, Senate and Assembly districts. Referenda petitions subjecting the statutes to voter approval were accepted by the Secretary of State in December 1981. In Assembly v. Deukmejian, supra, 30 Cal.3d 638, filed January 28, 1982, this court upheld the validity of the referenda, ruled that they stayed operation of the statutes pending the referenda election, and judicially adopted the statutes’ districts temporarily for the legislative and congressional elections of June and November 1982.
The 1981 statutes were rejected by the voters at the June 1982 referenda election. At the First Extraordinary Session of 1982-1983, convened in December 1982, the Legislature enacted chapter 6, establishing new boundaries for congressional districts, and chapter 8, doing the same for Senate and Assembly districts. Both chapters were signed by then Governor Brown on January 2, 1983. Chapter 8 (legislative districts) became effective im-
As an urgency statute, chapter 8 was not subject to a referendum. (
The legislative and the congressional petitioners argue that because both chapter 6 and chapter 8 will be effective prior to December 14, 1983, the date upon which the initiative would become effective if adopted by the voters (
ONE REAPPORTIONMENT PER DECADE: THE HISTORICAL UNDERSTANDING
As adopted in 1879,
Considering the power to change the boundaries of legislative districts, we said: “The provisions of section 6 of article IV being construed as limitations, and being mandatory and prohibitory, it follows from their terms, and from the application of the maxim, expressio unius est exclusio alterius, that the legislative power to form legislative districts can be exercised but once during the period between one United States census and the succeeding one, and that, having been thus exercised in 1901, the districts cannot be again adjusted until the season of 1911. The general rule in regard to constitutional limitations of this character is that that which cannot be done directly cannot be done by indirection. This is a case to which the rule should be applied, since great abuses might follow a too frequent exercise of the power.” (152 Cal. at p. 237.)
In Wheeler v. Herbert the court supported its decision by reference to decisions of the courts of several other states which had reached similar conclusions in attempting to harmonize constitutional limitations on redistricting with the power to create or modify boundaries of political subdivisions. (See People v. Board of Sup‘rs (1895) 147 N.Y. 1 [41 N.E. 563]; Lanning v. Carpenter (1859) 20 N.Y. 447; Stone v. Charlestown (1873) 114 Mass. 214, 226-227; Warren v. Mayor (1854) 68 Mass. (2 Gray) 84, 101; Opinion of Justices (1839) 60 Mass. (6 Cush.) 578;10 Smith v. Saginaw (1890) 81 Mich. (23 & 24 Fuller) 123 [45 N.W. 964]; Bay County v. Bullock (1883) 51 Mich. (15 & 16 Chaney) 544 [16 N.W. 896]; People ex. rel. Attorney General v. Holihan (1874) 29 Mich. (7 & 8 Post) 116; State ex rel. Evans v. Dudley (1853) 1 Ohio St. 437; State v. Stevens (1901) 112
The Michigan Constitution provided that “each apportionment and the division into representative districts by any board of supervisors shall remain unaltered until the return of another enumeration.” The Michigan Supreme Court held that although that limitation on the boards of supervisors did not mention the legislature, the language of the section mandating legislative reapportionment after each state or federal census “was so clear and the design so plain” that it must be read to prohibit additional changes in districts, whether by the legislature or a board of supervisors. As to the express limitation, the court remarked: “The provision noticed was not casually inserted, and without attention to its possible scope. It falls in with others which help to show a settled purpose to organize electoral districts in a way most likely to secure unity of interest and convenience, and to shield them for fixed periods against change.” (29 Mich. at p. 118.)
The North Carolina Constitution then provided that the senatorial districts established after each census “shall remain unaltered until after another census.”
The New York Constitution provided that legislative and local districts “‘shall remain unaltered until another enumeration shall be made . . . .‘” (147 N.Y. at p. 13.) The limitation was in the New York Constitution of 1846 (Lanning v. Carpenter, supra, 20 N.Y. 447, 451), and the Constitution of 1822 had required a decennial census followed by a new apportionment of members of the Legislature. (Id., at p. 453.)
In Dowell v. McLees (1926) 199 Cal. 144 [248 P. 511], this court reconfirmed the once-a-decade principle as a matter of constitutional interpretation. There, pursuant to the Consolidation Act of 1913 (Stats. 1913, ch. 311, § 1, p. 577), San Diego and East San Diego had been consolidated in 1923. Thereafter, in 1925, additional territory was annexed to San Diego pursuant to the Annexation Act (Stats. 1913, ch. 312, § 9, p. 594). The 79th and 80th Assembly Districts then encompassed respectively the City of San Diego and the remainder of the county. This court rejected a claim that the consolidation and annexation had altered the boundaries of the 79th Assembly District. The court held, “following the reasoning and conclusions in Wheeler v. Herbert” (199 Cal. at p. 147): “In fixing and readjusting the boundaries of assembly districts the legislature acts pursuant to the provisions of section 6 of article IV of the constitution. Under that section, which is mandatory and prohibitory, the power to form legislative districts can be exercised but once during the period between one United States
More recently, in Yorty v. Anderson (1963) 60 Cal.2d 312 [33 Cal.Rptr. 97, 384 P.2d 417], this court again recognized the prohibition, announced in Wheeler and Dowell, against successive district changes in the same inter-census period. Without questioning the continued validity of the general once-a-decade constitutional principle, we went on to explain that that rule did not preclude the Legislature from enacting a second statute if the first one had been invalidated by judicial decision or nullified by referendum. (60 Cal.2d at pp. 316-317.)11 And in our later decisions, we have uniformly assumed that only one valid plan for legislative and congressional districts may be implemented in a decennial census period. (See Legislature v. Reinecke (1972) 6 Cal.3d 595, 604 [99 Cal.Rptr. 481, 492 P.2d 385], 7 Cal.3d 92, 93 [101 Cal.Rptr. 552, 496 P.2d 464]; Assembly v. Deukmejian, supra, 30 Cal.3d 638, 671, 676; id., p. 692 (dis. opn. of Richardson, J.).)12
INTERPRETATION AND APPLICATION OF ARTICLE XXI
Although former article IV, section 6, by its terms applied only to legislative districts, it was assumed that the once-a-decade rule of Wheeler and Dowell applied to congressional districts as well.13
On June 3, 1980,
“SECTION 1. In the year following the year in which the national census is taken under the direction of Congress at the beginning of each decade, the Legislature shall adjust the boundary lines of the Senatorial, Assembly, Congressional, and Board of Equalization districts in conformance with the following standards: “(a) Each member of the Senate, Assembly, Congress, and the Board of Equalization shall be elected from a single-member district.
“(b) The population of all districts of a particular type shall be reasonably equal.
“(c) Every district shall be contiguous.
“(d) Districts of each type shall be numbered consecutively commencing at the northern boundary of the state and ending at the southern boundary.
“(e) The geographical integrity of any city, county, or city and county, or of any geographical region shall be respected to the extent possible without violating the requirements of any other subdivision of this section.”
Article XXI thus expressly includes congressional districts among those subject to the requirement of adjustment following each decennial federal census. Although rephrased, article XXI perpetuates the command of article IV, section 6, by providing that the Legislature “shall adjust the boundary lines” of the affected districts in the year following each federal census. Therefore, absent evidence that the people intended a different interpretation, it must be inferred that in the drafting and adopting of article XXI, the prior judicial interpretation of that language was considered and a similar interpretation of that article was intended. (In re Jeanice D. (1980) 28 Cal.3d 210, 216 [168 Cal. Rptr. 455, 617 P.2d 1087]; Perry v. Jordan (1949) 34 Cal.2d 87, 93 [207 P.2d 47].)
The Legislative Analyst‘s explanation of the measure and the arguments for and against it, set forth in the California Ballot Pamphlet for the Primary Election on June 3, 1980, at which time article XXI was
REAL PARTIES’ CHALLENGE TO THE APPLICATION OF THE ESTABLISHED ONCE-A-DECADE RULE
Real parties in interest do not question the long line of California decisions which hold that the constitutional limitation to a single, valid decennial redistricting precludes a further change in district boundaries by the Legislature. Instead, they offer a novel theory-that the limitation of article XXI applies only to the Legislature and is inapplicable to the people‘s reserved initiative power. Alternatively, they argue that because the districts established by the Legislature in chapters 6 and 8 have not yet been “used,” these statutes have not become effective.
Assuming, but not deciding, that redistricting by initiative is permissible, we find the first proposition puzzling inasmuch as the reserved power to enact statutes by initiative is a legislative power, one that would otherwise reside in the Legislature. It has heretofore been considered to be no greater with respect to the nature and attributes of the statutes that may be enacted than that of the Legislature. Any doubt in this regard was conclusively
That elementary principle is dispositive of any claim that because this redistricting is to be accomplished by initiative it is exempted from the prohibition of article XXI. A statutory initiative is subject to the same state and federal constitutional limitations as are the Legislature and the statutes which it enacts. (Hays v. Wood (1979) 25 Cal.3d 772, 786, fn. 3 [160 Cal.Rptr. 102, 603 P.2d 19]; Fair Political Practices Com. v. State Personnel Bd. (1978) 77 Cal.App.3d 52, 56 [143 Cal.Rptr. 393], disapproved on another point in Pacific Legal Foundation v. Brown (1981) 29 Cal.3d 168 [172 Cal. Rptr. 487, 624 P.2d 1215]; see also, Weaver v. Jordan (1966) 64 Cal.2d 235, 241 [49 Cal.Rptr. 537, 411 P.2d 289], cert. den., 385 U.S. 844 [17 L.Ed.2d 75, 87 S.Ct. 49]; Mulkey v. Reitman (1966) 64 Cal.2d 529, 533 [50 Cal.Rptr. 881, 413 P.2d 825], affd. sub nom. Reitman v. Mulkey (1967) 387 U.S. 369 [18 L.Ed.2d 830, 87 S.Ct. 1627]; Blotter v. Farrell (1954) 42 Cal.2d 804, 810 [270 P.2d 481]; Lucas v. Colorado Gen. Assembly (1964) 377 U.S. 713, 737 [12 L.Ed.2d 632, 647-648, 84 S.Ct. 1459].)
Real parties’ reliance on Associated Home Builders, etc., Inc. v. City of Livermore (1976) 18 Cal.3d 582 [135 Cal. Rptr. 41, 557 P.2d 473, 92 A.L.R.3d 1038], is misplaced. That case did not hold, as they suggest, that the power of initiative is not subject to the same limitations as is leg-
This is particularly so since a number of the purposes underlying the once-a-decade limitation-as reflected both in the California decisions and the decisions in other states with comparable constitutional provisions-apply equally to a second redistricting by initiative. The value of repose-which promotes stability in districts and minimizes political battles-was thought to be worth the “cost” of not permitting subsequent legislative attempts to alter existing districts. The instability that would arise from not applying the once-a-decade limitation to initiatives would reintroduce some of the very evils against which the limitation was directed.
Moreover, while there are no judicial decisions in this state precisely on point,16 more than 30 years ago the California Attorney General, in an
Traditional rules of constitutional and statutory interpretation yield the same conclusion. Article XXI, like its predecessor, is absolute in its prohibitory aspect. By 1911, when the California constitutional provision providing for the exercise of the initiative power was first adopted (former
Real parties offer an alternative argument: they suggest that even if the once-a-decade rule applies to initiatives, it applies only where statutes
Acceptance of this proposition, however, would require that we depart from the constitutional provisions and established rules governing the effective date of statutes. The effective date of statutes is governed by
Real parties offer no persuasive authority to support their argument that these statutes have not or will not become effective prior to the date on which this initiative measure could be enacted.17 They suggest that because the statutes have not been “implemented,” and because actions contesting their validity have been filed, we should not consider their adoption as constituting the single, valid decennial districting permitted by article XXI.
The Wisconsin Supreme Court rejected a similar argument in State v. Zimmerman, supra, 63 N.W.2d 52. There, the question was whether a 1953 redistricting statute violated that state‘s Constitution which permitted no more than one legislative districting between two federal enumerations. It was argued that the Legislature was free to modify the districts up to January 1, 1954, the date on which the 1951 redistricting statute became operative by its terms. In rejecting that argument, the court stated: “[T]he passage of the [earlier] Act exercised and exhausted the power of the legislature to redistrict during the present interval . . . . In the absence of a successful attack upon its constitutionality it was a reapportionment, directed by the constitution to be done once and only once following each federal
Thus, implementation is irrelevant to the effectiveness of the legislation. The Legislature has fulfilled its obligation to adjust the legislative and congressional districts and, unless invalidated, they may not be changed again until the 1990 census has been completed.
Incumbent and would-be office holders, party organizations, and residents of the districts established thereby, are entitled to rely on the districts delineated in chapters 6 and 8 in formulating plans to stand for election or to organize to support those who do. In that sense, the statutes may have been “implemented” already. Only unacceptable and unjustified uncertainty could follow a departure from recognition of the constitutionally mandated effective date of legislation establishing legislative and congressional districts as the date on which the mandatory aspect of
The pendency of actions challenging the validity of chapters 6 and 8 is also irrelevant. This is not an action brought for the purpose of determining the validity of chapters 6 and 8. Therefore, the usual rule that the legislation bears a strong presumption of validity is applicable (In re Ricky H. (1970) 2 Cal.3d 513, 519 [86 Cal.Rptr. 76, 468 P.2d 204]; Martin v. Riley (1942) 20 Cal.2d 28, 39 [123 P.2d 488]), and unless and until judicially declared invalid, chapters 6 and 8 are effective statutes for purposes of determining whether
[REDACTED] Real parties argue that the districts established by chapters 6 and 8 are constitutionally impermissible, asserting that they unnecessarily dilute the strength of minority voters, are not contiguous and compact, have excessive deviations from population equality, and are not “essentially different” from the district plans rejected in the 1982 referenda. They acknowledge that these claims are based on factual allegations which, if controverted, would require a reference (Holt v. Kelly (1978) 20 Cal.3d 560, 562 [143 Cal.Rptr. 625, 574 P.2d 441]), but ask that we nonetheless consider their challenge to the validity of the statutes in this proceeding. We decline the invitation.
As real parties have acknowledged, other actions in which the validity of the statutes is challenged are already pending. The question before this court is whether at the time the initiative petition was presented for filing with the
Finally, real parties argue that application of these established constitutional limitations will exclude the people from the reapportionment process and give legislators uncontrolled power in an area in which they may have a conflict of interest. Real parties’ contention is that it is difficult for those seeking to redistrict through the initiative process to qualify an initiative for the ballot before the Legislature acts, and that the Legislature—through use of an “urgency” clause—may be able to foreclose use of the referendum. There are several answers to these arguments.
First, assuming that the initiative is generally available in the redistricting process notwithstanding the command of
Second, redistricting is not the only context in which the use of the initiative may be preempted by legislative action. There are a number of legislative actions—including, for example, immediate and irrevocable expenditures of funds—that cannot effectively be undone by a subsequent initiative
Third, constitutional standards embodied in both the state and federal Constitutions impose significant restraints on potential legislative abuse or discrimination in the reapportionment process. (E.g.,
[REDACTED] Finally, the possibility that the Legislature may on rare occasions foreclose use of the referendum through a declaration of urgency adopted by two-thirds vote18 is an inherent feature of our constitutional system. The framers of the initiative and referendum provisions and the people in adopting those provisions deliberately accepted this limitation upon the reserved power of the electorate. The existence of this limitation upon the referendum is not a justifiable basis for extending use of the initiative into areas not permitted by the Constitution.
Real parties argue that we should exempt initiatives from the once-a-decade principle, suggesting at the same time that we might “create” a new rule which would allow two opportunities to redistrict each decade, once by the Legislature and once by initiative, provided the Legislature acts first. This we decline to do. [REDACTED] The people of this state, as the ultimate source of legitimate political power, are of course free through constitutional amendment to adopt whatever changes in the existing system they consider appropriate, subject only to limitations contained in the Constitution of the United States. Whatever the merits of possible alternative constitutional mechanisms, it is manifest that our role is simply to apply the applicable constitutional provisions as they currently exist. Under the well-established constitutional principles that we have reviewed, it is clear that because one presumptively valid redistricting plan based on the 1980 census has already been adopted,
RICHARDSON, J.—I respectfully dissent.
For the first time in 35 years this court has removed from the ballot a qualified initiative measure, thereby preventing the people of California from voting on a subject of great importance to them—the reapportionment of their legislative boundaries, federal and state. (See McFadden v. Jordan (1948) 32 Cal.2d 330 [196 P.2d 787].) I regret this defeat of the people‘s right to vote.
In blocking this election, the majority disregards the well established threshold rule of deference to the people‘s franchise. Only last year we reaffirmed the principle that we will seldom interfere with the people‘s exercise of their cherished vote: “[I]t is usually more appropriate to review constitutional and other challenges to ballot propositions or initiative measures after an election rather than to disrupt the electoral process by preventing the exercise of the people‘s franchise, in the absence of some clear showing of invalidity. [Citations.]” (Brosnahan v. Eu (1982) 31 Cal.3d 1, 4 [181 Cal.Rptr. 100, 641 P.2d 200], italics added.) An appellate court recently expressed the same rule in this way: “Even grave doubts as to the constitutionality of an initiative measure do not compel a court to determine its validity prior to its submission to the electorate. [Citations.]” (Gayle v. Hamm (1972) 25 Cal.App.3d 250, 256 [101 Cal.Rptr. 628], italics added.)
Neither the “clear invalidity” nor “grave doubts” as to the initiative has been demonstrated. To the contrary, the measure is plainly constitutional and valid. I am not alone in this view. After a thorough analysis and on March 21, 1983, the Legislature‘s own attorney, the Legislative Counsel of California, concluded that “The people may enact an initiative statute which adjusts the boundary lines of congressional or legislative districts . . . provided the statute adjusting the boundary lines takes effect in time for the orderly conduct of the 1984 Direct Primary elections.” The legislative leadership has rejected this advice and now seeks from this court a second opinion. However, even if my colleagues entertained “grave doubts,” we should not prohibit the people themselves from expressing their own will regarding the boundaries which the Legislature has again sought to impose upon them.
Having expressed my strong objection to the premature disposition of this case, I turn to the merits of the controversy and, ultimately, to the majority‘s principal assertion that reapportionment can occur only once every 10 years. While the political impact of this dispute may well rise to Olympian heights, the legal and constitutional issues, in my view, are very much at ground level.
1. The Constitutional Origin and Nature of the Initiative
Our state Constitution contains some very fundamental principles relevant to this case. First and foremost, “All political power is inherent in the people. Government is instituted for their protection, security, and benefit, and they have the right to alter or reform it when the public good may require.” (
Thus, the Constitution forcefully teaches us that the source of ultimate legislative and political power in this state, and all of it, is found not in Sacramento or Washington D.C. but in the people, who may exercise this power both indirectly (through their chosen representatives) or directly (through a referendum or, as here, an initiative).
Since Associated Home Builders and until today, we have faithfully followed these admonitions regarding this constitutional right. (See, e.g., Brosnahan v. Brown (1982) 32 Cal.3d 236, 241 [186 Cal.Rptr. 30, 651 P.2d 274] [upholding the “Victims’ Bill of Rights” initiative]; Fair Political Practices Com. v. Superior Court (1979) 25 Cal.3d 33, 41 [157 Cal.Rptr. 855, 599 P.2d 46] [upholding, in most respects, the Political Reform Act of 1974]; Amador Valley Joint Union High Sch. Dist. v. State Bd. of Equalization (1978) 22 Cal.3d 208, 219-220, 248 [149 Cal.Rptr. 239, 583 P.2d 1281] [upholding the Jarvis-Gann Property Tax initiative].)
2. The Reapportionment Struggle
A brief review of the current reapportionment struggle reveals why from a policy standpoint it is so essential that the people retain, in its pure form, their constitutional initiative power over reapportionment, even if both a legislative and an initiative plan have been adopted in the same census period.
In 1981, following the 1980 census, the Legislature purported to reapportion the legislative and congressional districts, pursuant to a constitutional grant of such power. (
At the June 1982 referendum election, the people of California overwhelmingly rejected Plan I. However, because of our ruling, the present Legislature was elected pursuant to the invalid 1981 district boundaries. Those same legislators drafted a new plan (Plan II) and, in January of this year, effectuated it. The challenged initiative before us is intended to replace Plan II.
The Legislature, in adopting Plan II, denominated it an “urgency” measure as to legislative districts. By this device the Legislature effectively prevented the people from once again exercising in 1983 their referendum right to invalidate Plan II. (See
The full import of today‘s opinion thus becomes manifest. The Legislature precluded the people from another referendum similar to that which last year threw out Plan I. Now the majority of this court not only wrenches from the people their only remaining legal tool, the initiative power, but slams the door to the polling place in the face of the people‘s attempt to exercise their additional power, also constitutionally protected, to “alter or reform” their government when the public good requires it. (
This is but the latest chapter in a very unhappy period in California political history. Realignment of voting boundaries, congressional and legislative, has become so volatile, so heavily laced with partisan wrangling and self-interest, that the periodic process has become something painfully to be endured. This has been going on for years. Doubtless there must be a better way. However, it is not for a court to fashion one, but rather for the people, groping for some equitable resolution, to choose the appropriate alternative.
In sum, the events of the past few years afford a vivid, precise, and concrete demonstration of the danger of depriving the people of their powers of initiative and referendum. The majority‘s very unfortunate holding is compelled by neither sound analysis nor precedent.
3. Reapportionment by Initiative
While counsel for petitioners have readily conceded that a legislative or congressional reapportionment may be accomplished by use of the initiative process, my colleagues may have withdrawn from even that concession and their position remains cloudy and vague. (Ante, pp. 673-674, 679.) If, in truth, they really do not accept the right of the people themselves to reapportion by initiative, the distance of the majority‘s retreat from precedent can be precisely measured. Eighteen years ago Chief Justice Traynor, referring to a people‘s initiative within the reapportionment context, said for a unanimous court: “The makeup and apportionment of the Legislature involve peculiarly political questions that are not appropriate for this court to decide. They are far better entrusted to the collective political wisdom of the Legislature subject to the power of initiative and referendum reserved to the people.” (Silver v. Brown (1965) 63 Cal.2d 270, 280 [46 Cal.Rptr. 308, 405 P.2d 132]; see Blotter v. Farrell (1954) 42 Cal.2d 804, 811-813 [270 P.2d 481] [local redistricting by initiative]; 18 Ops.Cal.Atty.Gen. 11, 14 (1951) [congressional reapportionment by initiative].)
This court‘s doubts about the people‘s reapportionment power through initiative are of very recent origin. Indeed, our sister states have uniformly acknowledged that the people may reapportion by exercising their initiative power. (Armstrong v. Mitten (1934) 95 Colo. 425 [37 P.2d 757, 759-760] [legislative reapportionment]; In re Initiative Petition No. 317, etc. (Okla. 1982) 648 P.2d 1207, 1212-1213 [congressional reapportionment]; State v. Hinkle (1930) 156 Wash. 289 [286 P. 839, 840-841] [legislative reapportionment].)
As our Constitution itself provides, “The initiative is the power of the electors to propose statutes and amendments to the Constitution and to adopt or reject them.” (
4. Reapportionment Once Every Decade
Initially, it should be noted that my colleagues obviously err in claiming that, in some way, California has a “constitutionally mandated” rule “that redistricting may occur only once” within the decade. (Ante, p. 663.) One can read the California Constitution from beginning to end without finding a trace or hint of an expression mandating any such limitation on the people‘s initiative power. The majority cites no provision of the Constitution, no article, no section. There is none. The Constitutional provisions vesting in the people “all political power” and “the right to alter or reform” their government (
Lacking any express inhibition on the people‘s initiative power, the majority bases its technical argument upon an expanded interpretation of
It is also interesting to note that although the majority relies on
The cases relied upon by the majority do not suggest such a restriction as my colleagues wish to engraft upon reapportionment by initiative. Two older cases (Wheeler v. Herbert (1907) 152 Cal. 224, 237 [92 P. 353]; Dowell v. McLees (1926) 199 Cal. 144, 146 [248 P. 511]) involved statutory changes in county boundary lines, changes which also would have altered the preexisting legislative districts, accomplishing an unintended de facto reapportionment. We held that the Legislature‘s power to form legislative districts may be exercised only once during the period between one national census and the succeeding one. Wheeler, of course, could not have contemplated any once-a-decade limitation upon initiatives because it was decided before the initiative existed in California. Dowell concerned the Legislature‘s power and, as the majority acknowledges, relied wholly on former
A subsequent case (Yorty v. Anderson (1963) 60 Cal.2d 312, 316-317 [33 Cal.Rptr. 97, 384 P.2d 417]) does not help the majority at all. Yorty made it abundantly clear that the “once-every-decade” principle is not absolute even as to the Legislature, and that the Legislature has the power to adopt a second reapportionment plan within a single census period if the courts, or the people by referendum (p. 317), have nullified the initial plan. Thus, even the Legislature is free from the restraints which the majority without constitutional authority has now imposed upon the people themselves.
At this point, I put these simple but relevant questions to my esteemed colleagues: If the people can, as here, indirectly through referendum, man-
As we stated in Fair Political Practices Com. v. Superior Court, supra, 25 Cal.3d 33, at p. 42, “The people having reserved the legislative power to themselves as well as having granted it to the Legislature, there is no reason to hold that the people‘s power is more limited than that of the Legislature. . . .” Surely, if contrary to
The Legislature, acting pursuant to
The Oklahoma Supreme Court last year in In re Initiative Petition No. 317, etc., supra, 648 P.2d at page 1212, applied supportive analysis in squarely upholding the people‘s exercise of their initiative power to adopt a reapportionment plan despite the Oklahoma Legislature‘s prior adoption of a plan within the same decennial census period. In Oklahoma, as in California, the “Constitution in no way restricts the initiative against a legislative congressional enactment.” (Ibid.) Moreover, in Oklahoma, as in California, “There is no express prohibition contained in the constitutional [reapportionment] provision, nor in the statute, which would prohibit a second valid congressional redistricting within the ten-year period following a
The Oklahoma Supreme Court concluded that “We hold that the electorate of Oklahoma are entitled to invoke the initiative against a legislative congressional redistricting act even though the initiative and the legislative enactment occur during the same ten (10) year period and are based upon the same federal census.” (648 P.2d at p. 1213.) The people of California retain no lesser political authority than the people of Oklahoma. (See also Lucas v. Colorado Gen. Assembly (1964) 377 U.S. 713, 732 [12 L.Ed.2d 632, 84 S.Ct. 1459] [in Colorado, “the initiative device provides a practicable political remedy to obtain relief against alleged legislative malapportionment . . .“].)
As noted, petitioners herein concede that, following the people‘s invalidation of Plan I, if a qualified reapportionment initiative had been approved by the people it might have been valid. But, petitioners reason (with the apparent concurrence of the majority) that the Legislature beat the people to it. The lawmakers acted first and thereby instantly and for the balance of the decade preempted for themselves the whole reapportionment power. This rationale contemplates that the people and the Legislature engage in a foot race to the reapportionment drawing board to draft the first plan after the invalidation by a successful referendum within a current decennial census period. Given the procedural and financial hurdles inevitably placed in the path of all initiative proponents in the circulation, qualification and election process, can there be any reasonable doubt that the Legislature will win the race? When the people have been denied their right to vote, they will gain small comfort from being told, in effect, “come back again in 10 years and maybe we‘ll talk about it,” for in 1990 the same unending cycle will be repeated, continuing in perpetuity. What kind of a responsive democracy is that? Such an implied surrender of their political power cannot have been within the reasonable contemplation of the voters when they adopted the Constitution or its initiative or reapportionment provisions.
Warning against a “premature interposition of the judiciary” in cases of this kind, one appellate court made these cogent observations: “We take judicial notice of the fact that a large cross-section of the citizenry entertains an opinion that the government is no longer representative of the people. It takes outlandish financial resources to mount a campaign for office, lobbyists play no small part in controlling the destiny of legislative measures, and in election years our elected representatives procrastinate taking action even on urgent matters. One counter-balance to this trend is to give vitality to
Regrettably, my colleagues vote today for less democracy in California. This is doubly sad for it occurs at a time when there is a growing feeling of detachment and separation of the citizen-voters from the handles, controls and direction of their affairs. The people‘s representatives often seem quite distant from the voter separated by a large, faceless bureaucracy. There are numerous signs these days of voter apathy and the decline in voter participation and interest in public policy matters. The surest way to promote this decline is to cut off the opportunities for citizen participation. The most effective way to increase public interest in political issues is to assure that the people have the widest practical opportunity to share in making the public decisions which directly affect them. In the New England town meeting the people‘s voice was heard in its purest form. The use of this method is not feasible in a large state with 23 million people. It is all the more important to preserve for our citizens those few remaining alternatives by which the people‘s voice may be heard and their will expressed and implemented. This, to my mind, is the very essence of democracy.
The majority insists that invalidation of the initiative is required in order to insure “repose—which promotes stability in districts and minimizes political battles. . . .” (Ante, p. 675.) Tranquility has its place, but, with respect, I suggest that, purchased at the cost of the people‘s power to decide the boundaries of their own legislative districts, the price is far too high. The greater danger of “instability” lies in muffling the people‘s voice.
In my view, the initiative process and the ballot constitute the people‘s only weapons to dislodge entrenched political dynasties created and sustained primarily by virtue of their own use and misuse of the reapportionment device. Using the referendum in 1982, the people spoke to the Legislature very loudly in rejecting Plan I. In 1983 the people might have shouted if they had been given the opportunity to vote on Plan II. In a democratic society so heavily dependent upon a system of interlocking governmental checks and balances, surely we cannot sacrifice the salutary protection of the initiative.
If the people are denied any right to approve or disapprove a blatantly gerrymandered reapportionment plan, then there is absolutely no check on the Legislature‘s abuse of power. The concept of a Legislature perpetuating its tenure by devising a reapportionment plan wholly immune from review or revision by the people themselves is dangerous and repugnant to constitutional principles.
The people can make mistakes, so can legislatures, and so can courts, but mistakes can be corrected. History has demonstrated repeatedly that in the long run, the people‘s judgment is ultimately to be trusted. If not, then whose? I do not know whether the particular initiative measure before us is good, bad or indifferent, or whether the people would have voted it up or down if permitted to do so. What I do know is that the reapportionment initiative, signed by over half a million voters, has legally qualified for the ballot. The initiative involves a matter of compelling public interest. I see no legal or constitutional impediment to a public vote. The people should be heard on this issue.
I would deny the peremptory writ.
APPENDIX A
July 20, 1983
ELECTION CALENDAR
JUNE 1984
PRIMARY ELECTION
The following is a list of the earliest statutory deadlines for which compliance requires a knowledge of district boundaries:
- December 30, 1983, (E-158): First day for candidates to obtain, clerks to issue, and voters to sign petitions in lieu of filing fees.
Elections Code sections 6494.1 ;6555 . Petition signers must be registered in the district from which the candidate seeks nomination in the primary election.Elections Code section 6555(b)(1) . Candidates must reside in the district in which they seek election.Cal. Const. Art. IV, sec. 2(a) ;Elections Code section 75 . County clerks and registrars must mark the petition at the time of issuance with the name and district number of the office sought.Elections Code section 6551 . - January 3, 1984, (E-154): As of this date, county clerks must prepare indexes of registered voters and reports of registration by political subdivision. This information must be compiled and made available to the Secretary of State and to candidates by January 23, 1984, (E-135).
Elections Code sections 607(g) ,608-611 ,6460(a) . Candidates use the indexes in directing their campaigns towards voters residing in the district. - January 31, 1984, (Fixed by Law): Deadline for county clerk to compute the number of members of American Independent Party County Central Committee allotted to each Assembly district or supervisorial district, as the case may be.
Elections Code section 9721 . SeeElections Code sections 9700 ,9701 . - January 31, 1984, (E-127): First day on which county clerks and registrars of voters must issue and candidates for state legislative office may file declarations of intention.
Elections Code section 25500(a) . The declarations state the office sought. - February 1, 1984, (E-125): Deadline for the Secretary of State to compute for each county the number of members of Party Central Committees for the Peace and Freedom and Libertarian parties, and transmit that number to the county clerks and party officials.
Elections Code section 9770 . The number of members in each county depends on the number of Assembly districts located in the county. SeeElections Code sections 9700 ,9701 . - February 8, 1984, (E-118): Last day to file Declarations of Intention for legislative office.
Elections Code section 25500 . - February 13, 1984, Adjusted from Saturday, (E-115): Deadline for county clerks to compute the number of Libertarian and Peace and Freedom Party Central Committee members to be elected in each supervisorial or Assembly district.
Elections Code section 9771 . - February 13, 1984, (E-113): End of extension period for persons other than the incumbent to file declaration of intention.
Elections Code section 25500 . - February 13, 1984, (E-113): Deadline for county clerks to forward declarations of intention for legislative candidates to the Secretary of State.
Elections Code section 25500 . - February 13, 1984, (E-113): First day for county clerks to issue, candidates to obtain, and voters to sign nomination papers and declarations of candidacy.
Elections Code section 6490 . - February 21, 1984, (E-105): Deadline for Secretary of State to compile a statewide report of registration, broken out by legislative districts, among other divisions.
Elections Code section 6460 . - February 22, 1984, (E-104): Deadline for Secretary of State to prepare and transmit
to the county clerks and registrars of voters a notice designating all state offices for which candidates are to be nominated in the Primary Election. Elections Code section 6462 . - February 23, 1984, (E-103): Deadline for candidates to file petitions in lieu of filing fees.
Elections Code sections 6494.1 ,6555(b)(3) . - March 5, through 12, 1984, (Fixed by Law): Period in which county clerks are required to compute the number of members of each Democratic and Republican Central Committee allotted to each Assembly district or supervisorial district, as the case may be.
Elections Code sections 8871 ,9371 . SeeElections Code sections 8820-8823 ,9320-9323 . - March 7, 1984, (E-90): Deadline for county central committees to nominate persons for appointment as precinct board members. Nominees must be registered voters residing in the precinct for which they are nominated.
Elections Code sections 75 ,1639 . State legislative and congressional boundary lines must be known before this date in order to observe this deadline, because precinct lines are based on those district boundary lines. SeeElections Code section 1513 . - March 9, 1984, (E-88): Deadline for circulation and filing of candidates nomination papers, and supplemental petitions in lieu of filing fees.
Elections Code sections 6490 ,6555(b)(3) . - March 14, 1984, (E-83): Deadline for candidates to file nomination papers for state Senate and Assembly, in cases where incumbent state legislator files a declaration of intention but fails to qualify for the nomination by March 9.
Elections Code section 25500(b) . - March 14, 1984, (E-83): Last day on which it will be known if candidates will be authorized to file nomination papers up through March 23, 1984, (E-74). This applies only in cases where only one candidate files nomination papers for a partisan nomination and the candidate dies on or before March 14, 1984.
Elections Code section 6490.2 . - March 14, 1984, (E-83): Last day on which county clerks and registrars of voters may certify and file nomination documents for state office with the Secretary of State.
Elections Code section 6507 . - March 15, 1984, (E-82): The Secretary of State shall conduct a drawing of the letters of the alphabet, for the purpose of determining the order in which candidates appear on the Primary Election ballot.
Elections Code section 10217 . The statute generally contemplates that the order of candidates be known after the last day on which voters may qualify to become candidates. - March 23, 1984, (E-74): See entry “r” for March 14, 1984.
- March 26, 1984, Adjusted from Saturday, (E-73): Deadline for county clerks and registrars of voters to determine whether the number of American Independent, Democratic and Republican County Central Committee candidates who have filed for each Assembly or supervisorial district exceeds the number to be elected. If not the clerk shall not include the office or the candidates on the ballot, unless a petition signed by 25 registered voters indicating that a write-in campaign will be conducted for the office has been filed no later than March 29, 1984, (E-68).
Elections Code sections 8873 ,9373 ,9723 . - March 26, 1984, Adjusted from Saturday, (E-73): Deadline for the Secretary of State to notify each candidate for partisan office, including candidates for state Legislature and for congress, of names, addresses, offices, occupations and party affiliations of all other persons who have filed for the same office.
Elections Code section 6580.5 . - March 29, 1984, (E-68): Deadline for Secretary of State to prepare and transmit to county clerks and registrars of voters a certified list identifying candidates entitled to receive votes at the Primary Election.
Elections Code sections 6580-6584 . - April 2, 1984, (Approximately E-64): Clerk to publish the certified list of candidates together with office sought.
Elections Code sections 6585-6588 . - April 12, 1984, (E-54): If on this date, there are 100 or fewer persons registered to vote in any precinct, the clerk may mail each voter an absentee ballot along with a statement that there will be no polling place for the election. Ballots shall be sent as
soon as they are available. Elections Code section 1005 . - April 16, 1984, (E-50): Deadline for clerk to publish notice of the primary election, including list of offices to be filled.
Elections Code section 2554 . - April 26, 1984, (E-40): First day clerk to commence mailing polling place notice and appropriate party or nonpartisan sample ballot to each registered voter.
Elections Code section 10007 . - May 7, 1984, (Adjustment for Sunday), (E-30): Last day precincts may be created, united, divided, or combined where voting machines are used.
Elections Code section 1509 . - May 7, 1984, (E-29): Last day to appoint precinct board members and designate polling places.
Elections Code section 1638 . - May 7, 1984, (E-29): First day that absentee voters may cast ballots.
Elections Code section 1002 . - May 11, 1984, (E-25): Last day for clerk to prepare separate sample ballots for each political party and a separate non-partisan sample ballot.
Elections Code section 10007 . - May 22, 1984, (E-14): Last day for write in candidates to file declaration of write in candidacy, and nomination papers, if any.
Elections Code section 7301 . - May 22, 1984, (E-14): Last day for clerk to prepare a list of precincts to which bilingual precinct officials were appointed.
Elections Code section 1635 . - May 29, 1984, Adjustment for Saturday, (E-10): Last day for clerk to transmit to the Secretary of State a statement, as of May 7, showing the county registration by party and district.
Elections Code section 6460 . - May 29, 1984, (E-7): Last day for submitting standard absentee voting applications.
Elections Code section 1002 . - May 31, 1984, (E-5): Last day for clerk to complete mailing of sample ballots for all voters.
Elections Code section 10007 . - June 5, 1984, Election Day.
Elections Code section 2521 .
Peace and Freedom, American Independent, and Libertarian Party candidates calculate the number of signatures necessary for their petitions in lieu of filing fees based on a percentage of the total number of voters registered in the district from which they seek nomination.
