THE PEOPLE, Plaintiff and Respondent, v. EARL BRADLEY CROWSON, Defendant and Appellant.
Crim. No. 22415
Supreme Court of California
Mar. 24, 1983.
33 Cal. 3d 623
Quin Denvir, State Public Defender, under appointment by the Court of Appeal, Jeffrey J. Stuetz, Deputy State Public Defender, and David W. Guthrie for Defendant and Appellant.
George Deukmejian, Attorney General, Robert H. Philibosian, Chief Assistant Attorney General, Daniel J. Kremer, Assistant Attorney General, Harley D. Mayfield and John W. Carney, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
KAUS, J.-On this appeal from a criminal conviction, defendant Earl Bradley Crowson raises two claims of error. First, he contends that the trial court erred
We conclude that the admission of the tape recording was proper, but that the trial court erred in imposing an additional one-year term on the basis of the “foreign” prior in question-a federal conspiracy conviction.
I
On September 15, 1978, at 4:15 p.m., a man appeared at John Tilotta‘s residence in San Diego and asked about the house next door, which had a “for sale” sign in front of it. Just then the telephone rang. When Tilotta answered the phone, the man broke through the screen door into the house brandishing a handgun. Two others followed. Tilotta dropped the phone and the intruders beat him with their fists and the handgun and demanded money and drugs. They ransacked the house. Tilotta and his girl friend, Susan McClain, were bound with tape; Tilotta was robbed of $400, including $300 in $50 bills, a gold chest, and two handguns.
The person whose phone conversation with Tilotta had been interrupted by the robbery apparently alerted the police and Officer Daniel Schreck and his partner arrived at Tilotta‘s residence just 30 seconds after the assailants left. They noted the license number of a white Volkswagen that was pulling away, and the car was quickly traced to Ruben Romero. About 5 p.m., Officer Long and his partner arrived at Romero‘s residence, and a minute later Romero pulled into the driveway at the wheel of the Volkswagen. He was arrested and driven to the central police station. A loaded handgun was found in the front seat of the Volkswagen, and the car was impounded. In a later search of the car, a metal chest was found. The gun and the chest were among the items taken from Tilotta‘s house during the robbery.
At the station Romero spoke with Officer Long and implicated Crowson in the robbery. Later that night, at 8:45 p.m., police officers took Crowson into custody at the Old Timer Bar, about a 10-minute drive from Tilotta‘s house. Crowson had approximately $235 on his person, including four $50 bills.
Crowson was taken to the central police station, where he was briefly questioned. He was then placed in a large interview room divided by partitions open at the top, where he was able to hear Romero speaking to a police officer behind a partition. He overheard Romero say that he, Crowson, was the owner of the gun used in the robbery.
Thereafter, an information was filed charging Crowson with robbery and burglary while armed with and using a firearm (
At trial, Tilotta identified Crowson as the first man through the screen door. Crowson presented alibi witnesses and testified that on the day of the robbery he was at the Old Timer Bar from 2 or 2:30 in the afternoon until his arrest. A bank employee testified that he had given Crowson a number of $50 bills a few days earlier when he cashed some traveler checks. Over Crowson‘s objections the jury listened to the tape recording of his police car conversation with Romero.
The jury found Crowson guilty of one count each of robbery and burglary, both offenses committed while armed with a firearm. (
II
Crowson contends that the admission of the tape recording violated both his Fifth Amendment rights under Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602, 10 A.L.R.3d 974] and his constitutional right of privacy under article I, section 1 of the California Constitution. In objecting to the admission of this evidence at trial, however, Crowson relied solely on the right of privacy theory and, as the Attorney General points out, a Miranda claim may generally not be raised on appeal in the absence of a specific objection on that ground at trial. (See, e.g., In re Dennis M. (1969) 70 Cal.2d 444, 462 [75 Cal.Rptr. 1, 450 P.2d 296]; People v. Bennett (1976) 60 Cal.App.3d 112, 116-117 [131 Cal.Rptr. 305].) Although defendant urges the court to reach the Miranda issue either by finding that his trial counsel‘s failure to object was excusable because of a subsequent unforeseeable change in the law (see People v. DeSantiago (1969) 71 Cal.2d 18, 22-23 [76 Cal.Rptr. 809, 453 P.2d 353]), or, alternatively, by finding that his trial counsel was constitutionally ineffective in failing to object on Miranda grounds (see People v. Pope (1979) 23 Cal.3d 412 [152 Cal.Rptr. 732, 590 P.2d 859]), the record in this case is simply inadequate to determine whether Crowson actually invoked his Miranda rights prior to the tape-recorded conversation or whether he knowingly and intelligently waived those rights.4 If Crowson validly waived his rights, of course, Miranda would afford him no solace and his counsel‘s failure to raise the issue would be totally unimpeachable. Because Crowson failed to pursue this matter at trial, the People had no reason or opportunity to present evidence on this factual threshold question. Under these circumstances, we conclude that the Miranda claim may not be raised for the first time on appeal. Thus, the only issue before us is whether the admission of the tape recording
In the search and seizure context, the article I, section 1 “privacy” clause has never been held to establish a broader protection than that provided by the Fourth Amendment of the United States Constitution or article I, section 13 of the California Constitution. “[T]he search and seizure and privacy protections [are] coextensive when applied to police surveillance in the criminal context.” (People v. Owens (1980) 112 Cal.App.3d 441, 448-449 [169 Cal.Rptr. 359].) “[Article I, section 1, article I, section 13 and the Fourth Amendment] apply only where parties to the [conversation] have a ‘reasonable expectation of privacy’ with respect to what is said . . . .” (People v. Estrada (1979) 93 Cal.App.3d 76, 98 [155 Cal.Rptr. 731].)5
Therefore, whether Crowson‘s challenge is based on article I, section 1, article I, section 13, or the Fourth Amendment, the issue is whether he had a reasonable expectation that he could conduct a conversation with a suspected accomplice free of police eavesdropping while under arrest and seated in the back seat of a police car. We conclude that he did not.
Crowson and Romero obviously had a subjective expectation of privacy; otherwise they would not have made incriminating statements. The “reasonableness” of Crowson‘s expectation of privacy, however, is ultimately a matter of common sense and practical judgment. “[T]he expectation [must] be one that society is prepared to recognize as ‘reasonable.‘” (Katz v. United States (1967) 389 U.S. 347, 361 [19 L.Ed.2d 576, 88 S.Ct. 507] (Harlan, J., conc.).) Here, Crowson had just been arrested at a neighborhood bar-a most extreme interference with the “right to be left alone“-and remained in the custody of the police on the way to jail. Objectively, he surely had no reason to suspect that his conversation with a suspected accomplice in the back of the police car would be afforded any kind of confidentiality. Under these circumstances, we conclude that Crowson did not have a reasonable expectation of privacy.
To our knowledge, every court that has passed on this specific issue has reached the same conclusion. The five California Court of Appeal decisions directly on point flatly hold that an arrested suspect has no reasonable expectation of privacy in the back seat of a police car. (People v. Williams (1982) 128 Cal.App.3d 981, 985-987 [180 Cal.Rptr. 734]; People v. Jardine (1981) 116 Cal.App.3d 907, 914 [172 Cal.Rptr. 408]; People v. Newton (1974) 42 Cal.App.3d 292, 296 [116 Cal.Rptr. 690], cert. den. (1975) 420 U.S. 937 [43 L.Ed.2d 414, 95 S.Ct. 1147]; People v. Todd (1972) 26 Cal.App.3d 15, 17 [102 Cal.Rptr. 539]; People v. Chandler (1968) 262 Cal.App.2d 350, 355-356 [68 Cal.Rptr. 645].) And the few out-of-state cases that we have found are in accord. (Brown v. State (Fla.App. 1977) 349 So.2d 1196, 1197, cert. den. (1978) 434 U.S. 1078 [55 L.Ed.2d 785, 98 S.Ct. 1271]; Hyland v. Wainwright (Fla.App. 1977) 356 So.2d 14.)
Our conclusion in this regard does not conflict with our recent decision in DeLancie v. Superior Court (1982) 31 Cal.3d 865 [183 Cal.Rptr. 866, 647 P.2d 142]. In DeLancie we held that sections 2600 and 2601 accord prison inmates-and, by necessary implication, jail detainees-a statutory right to privacy in prisons and jails that may not be abridged except “to provide for the reasonable security of the institution . . . and for the reasonable protection of the public.” (
Accordingly, we conclude that the trial court did not err in admitting the tape recording.
III
Crowson also challenges the portion of the judgment which imposes a one-year enhancement under
Crowson was convicted of violating
The federal circuits, however, are not unanimous in this interpretation of the relevant conspiracy statute (see United States v. King (10th Cir. 1975) 521 F.2d 61, 63), and the People argue that in the Ninth Circuit, which includes the district court where defendant entered his guilty plea, the commission of an overt act is considered an essential element of a
Thus, we are faced directly with the question whether the difference in the basic elements of the foreign and California crimes precludes enhancement under
As the emphasized language indicates, the statute authorizes enhancement for a foreign conviction only when the conviction is “for an offense which includes all of the elements” of the California felony. As used in other portions of
This interpretation finds support in the cases construing a parallel statutory provision relating to prior foreign convictions,
The People contend, however, that even if the propriety of enhancement would ordinarily be controlled by a comparison of the elements of the federal and California offenses, the elements of the federal offense should not be decisive in this case because the indictment to which defendant pleaded guilty specifically alleged two overt acts in support of the conspiracy charge. But if, as we have concluded, proof of an overt act was not a required element of the federal offense, the allegations to which the People refer were entirely immaterial surplusage, and defendant would have had no reason or incentive to contest them in the federal proceeding. In general, the doctrine of collateral estoppel regards as conclusively determined only those issues actually and necessarily litigated in the prior proceeding (Bleeck v. State Board of Optometry (1971) 18 Cal.App.3d 415, 428-430 [95 Cal.Rptr. 860]; 4 Witkin, Cal. Procedure (2d ed. 1971) Judgments, §§ 209, 210, pp. 3348-3349) and the United States Supreme Court has noted that a guilty plea is simply an admission of “all the elements of a formal criminal charge.” (McCarthy v. United States (1969) 394 U.S. 459, 466 [22 L.Ed.2d 418, 425, 89 S.Ct. 1166].) If proof of an overt act was not required to sustain a conviction under the federal statute, neither a guilty verdict after a jury trial nor a plea of guilty may accurately be viewed as establishing that such an act occurred, regardless of the allegations of the charging pleading. As the New York Court of Appeals explained in a related context: “The application of [a statute increasing punishment on the basis of a prior foreign conviction] cannot be made to turn on the expansiveness of the prosecutor who prepared and drafted the indictment in the other State. One prosecutor may content himself with pleading only essential allegations, while another may choose to include immaterial and surplus recitals. Liberty-even of habitual malefactors-is too important to depend upon the drafting technique or the pleading preference of a particular official.” (People v. Olah (1949) 300 N.Y. 96 [89 N.E.2d 329, 332, 19 A.L.R.2d 219]. See also State v. Briton (1963) 265 Minn. 326 [121 N.W.2d 577, 579]; State v. Grinolds (1960) 223 Ore. 68 [353 P.2d 851, 853-856].)13
Thus, because the elements of Crowson‘s federal conspiracy offense did not include all of the elements of the corresponding California felony, we conclude that enhancement is not authorized by
The judgment is reversed insofar as it imposes a one-year enhancement on the basis of Crowson‘s 1975 federal conspiracy conviction. In all other respects, the judgment is affirmed.
Mosk, J., concurred.
BROUSSARD, J., Concurring and Dissenting.-- (1b), (2b), (4b), (5b) I agree with Justice Kaus that the trial court erred in enhancing defendant‘s sentence because of the federal drug conspiracy conviction. I also join his conclusion that the court did not err in admitting the recording of defendant‘s conversation with his accomplice in the police car, since at the time of the recording neither California nor federal law recognized any right of privacy in a nonprivileged custodial conversation.
I cannot agree, however, with Justice Kaus’ analysis of the admissibility of the recording. He suggests that defendant and Romero, because they knew they were under arrest and the subject of a criminal investigation, could not reasonably expect that their conversation would be private. But when the police set out to create an expectation of privacy by permitting persons to converse in a setting in which their conversation could be overheard only by use of secret microphones or recorders, we should not declare as a matter of law that such expectations are unreasonable. Our recent opinion in De Lancie v. Superior Court (1982) 31 Cal.3d 865 [183 Cal.Rptr. 866, 647 P.2d 142], rejected the proposition that there can be no reasonable expectation of privacy in a jail. Although De Lancie concerned the rights of pretrial detainees, the reasoning of that case necessarily casts doubt upon any parallel rule declaring that arrestees placed in a police car can never reasonably expect privacy, even if the police have deliberately encouraged that expectation.
(8 Cal.3d at pp. 311-312; see People v. Finchum (1973) 33 Cal.App.3d 787, 791 [109 Cal.Rptr. 319].) The Court of Appeal has applied that rule to uphold admission of police car conversations. (See People v. Williams (1982) 128 Cal.App.3d 981, 985-987 [180 Cal.Rptr. 734]; People v. Jardine (1981) 116 Cal.App.3d 907, 914 [172 Cal.Rptr. 408].)
While Crowson and Romero may be able to argue that the police led them to expect that their conversation would be private, they cannot claim a relationship protected by any evidentiary privilege. Consequently, under North and other pre-De Lancie cases, the monitored conversation was admissible. I therefore conclude that the trial court did not err in admitting the challenged evidence.
RICHARDSON, J., Concurring and Dissenting.-- I concur with the majority opinion to the extent that it affirms defendant‘s robbery and burglary convictions. I respectfully dissent, however, from the majority‘s further conclusion that defendant‘s sentence may not be enhanced by reason of his prior federal felony conviction.
The obvious purpose of
The majority speculates that the prior offense might not have involved any overt acts, despite the indictment‘s contrary allegations. If that were indeed true, why would defendant have entered his guilty plea? As the majority concedes, although some federal cases appear to have dispensed with the overt act requirement, numerous cases from the Ninth Circuit (wherein defendant was charged) strongly suggest that the commission of overt acts remains an essential element of a federal drug conspiracy offense. (Ante, p. 631 and cases cited.)
I would affirm the judgment in its entirety.
BIRD, C. J., Concurring and Dissenting.-- I agree that only foreign convictions which include all of the elements of the corresponding California felonies may be used for purposes of sentence enhancement under
However, the clandestine tape recording of appellant‘s conversation with Romero while the two were alone in the rear seat of the police car violated appellant‘s constitutional right of privacy. (Cal. Const., art. I, § 1.) In reaching the opposite result, the majority simply assume, without offering any support for their conclusion, that the privacy protections guaranteed by article I, section 1 are coextensive with the search and seizure protections of article I, section 13 or the Fourth Amendment of the United States Constitution.
While the parameters of the constitutional right of privacy are as yet not fully defined, clearly they are broader than the scope of the constitutional protection against unreasonable searches and seizures. This is apparent from the history of the 1972 amendment which specifically added the right of “privacy” to the various “inalienable” rights of “all people” guaranteed by section 1 of article I. (See White v. Davis (1975) 13 Cal.3d 757, 773 [120 Cal.Rptr. 94, 533 P.2d 222].)
A statement drafted by the proponents of the constitutional amendment was included in the election brochure mailed to all registered voters. (Id., at p. 774.) This statement explained that, “The proliferation of government snooping and data collecting is threatening to destroy our traditional freedoms. . . . [¶] At present there are no effective restraints on the information activities of government and business. This amendment creates a legal and enforceable right of privacy for every Californian.” (Ballot Pamp., Proposed Amends. to Cal. Const. with arguments to voters, Gen. Elec. (Nov. 7, 1972) p. 26.) The argument in favor of the amendment continued: “The right of privacy is the right to be left alone. It is a fundamental and compelling interest. It protects our homes, our families, our thoughts, our emotions, our expressions, our personalities, our freedom of communion, and our freedom to associate with the people we choose.” (Id., at p. 27.)
Finally, the rebuttal to the argument against the amendment reiterated that, “The right of privacy is much more than ‘unnecessary wordage.’ (Sic.) It is fundamental in any free society. Privacy is not now guaranteed by our State Constitution.” (Id., at p. 28, italics added.)
The majority‘s resolution of the privacy issue is also troubling since they fail to find any significance in the deliberately deceptive nature of the police conduct here. Appellant and Romero were ushered into the rear seat of a police cruiser. After closing the doors, the police moved away from the car leaving the two suspects alone for approximately thirty minutes. Although the police made no oral representations concerning confidentiality, their actions spoke as clearly as words. Nothing done by the police indicated that any conversation between appellant and Romero would be monitored. Rather, the police intentionally created the illusion that appellant‘s conversation with his alleged accomplice would not be overheard. Under these circumstances, the surreptitious tape recording made by the police violated appellant‘s privacy right.
Finally, any incursion into appellant‘s right of privacy must be justified by a compelling state interest. (White v. Davis, supra, 13 Cal.3d at p. 775.) Here, Officer Schreck testified that his purpose in tape-recording the conversation was “[t]o see if there was any involvement” of appellant in the robbery that had just taken place. While such an interest may have been legitimate, it did not provide adequate grounds for the invasion of appellant‘s privacy. (See People v. Owens (1980) 112 Cal.App.3d 441, 450-451 [169 Cal.Rptr. 359] (conc. opn. of White, P. J.).) Less intrusive methods for criminal investigation were available to the police and should have been utilized.
Reynoso, J., concurred.
