23 CAR pt. 358, Subpart 14 – Limited Partnership Licensees | Midpage

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Code of Arkansas Rules

Subpart 14

23 CAR pt. 358, Subpart 14

Limited Partnership Licensees

1Definitions 2Powers of the commission 3Burden of proof 4Prohibition with respect to ownership of limited partnership licensees 5Registration of certain limited partners of limited partnerships 6Institutional investor 7Required provisions in certificate of limited partnership 8Public offerings by limited partnership licensees and holding companies 9Assignment of interest in a security 10Procedure for obtaining approval for transfer of securities 11Persons who may be determined to be unsuitable 12Limited partnership noncompliance 13Approval by commission required for all issues or transfers by a holding company of its securities 14Commission approval required for dispositions of outstanding securities issued by holding companies 15Licensing of general partners and limited partners of limited partnership holding companies 16Certain payees required to be found suitable, licensed, or approved 17Delayed licensing for limited partners 18Eligibility for delayed licensing 19Application for delayed licensing by individual limited partners 20Procedure for consideration of application for delayed licensing 21Information to be provided by applicant for delayed licensing 22Effect of the commission’s ruling on a limited partnership’s application for delayed licensing 23Standards 24Postapproval monitoring after approval of delayed licensing 25Powers of the commission after delayed licensing approval 26Nontransferability of delayed licensing approval 27Exclusion of public limited partnerships 28Waiver of requirement of rule