THE HONORABLE TOM WOLF, GOVERNOR OF THE COMMONWEALTH OF PENNSYLVANIA, Petitioner v. SENATOR JOSEPH B. SCARNATI, III, SENATOR JAKE CORMAN, AND SENATE REPUBLICAN CAUCUS, Respondents
No. 104 MM 2020
IN THE SUPREME COURT OF PENNSYLVANIA MIDDLE DISTRICT
DECIDED: July 1, 2020
SUBMITTED: July 1, 2020; SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
OPINION
JUSTICE WECHT
Our government‘s response to the challenges presented by the COVID-19 pandemic has engendered passionate arguments that span the political spectrum. Pennsylvanians have watched with great interest as the political branches of our Commonwealth‘s government, represented by the Governor and the General Assembly, have debated how best to respond to this novel coronavirus. In light of the intense public interest in this issue, and because “[s]unlight is said to be the best of disinfectants,”1 we find it necessary to make clear what this Court is, and is not, deciding in this case. We express no opinion as to whether the Governor‘s response to the COVID-19 pandemic
constitutes wise or sound policy. Similarly, we do not opine as to whether the General Assembly, in seeking to limit or terminate the Governor‘s exercise of emergency authority, presents a superior approach for advancing the welfare of our Commonwealth‘s residents. Instead, we decide here only a narrow legal question: whether the Pennsylvania Constitution and the Emergency Services Management Code permit the General
I. The Governor‘s Proclamation of Disaster Emergency
On March 6, 2020, in response to the COVID-19 pandemic, Governor Tom Wolf issued a Proclamation of Disaster Emergency (“Proclamation“)2 pursuant to
(c) Declaration of disaster emergency.--A disaster emergency shall be declared by executive order or proclamation of the Governor upon finding that a disaster has occurred or that the occurrence or the threat of a disaster is imminent. The state of disaster emergency shall continue until the Governor finds that the threat or danger has passed or
the disaster has been dealt with to the extent that emergency conditions no longer exist and terminates the state of disaster emergency by executive order or proclamation, but no state of disaster emergency may continue for longer than 90 days unless renewed by the Governor. The General Assembly by concurrent resolution may terminate a state of disaster emergency at any time. Thereupon, the Governor shall issue an executive order or proclamation ending the state of disaster emergency. All executive orders or proclamations issued under this subsection shall indicate the nature of the disaster, the area or areas threatened and the conditions which havebrought the disaster about or which make possible termination of the state of disaster emergency. An executive order or proclamation shall be disseminated promptly by means calculated to bring its contents to the attention of the general public and, unless the circumstances attendant upon the disaster prevent or impede, shall be promptly filed with the Pennsylvania Emergency Management Agency and the Legislative Reference Bureau for publication under Part II of Title 45 (relating to publication and effectiveness of Commonwealth documents).
On March 19, 2020, consistent with his earlier declaration of a disaster emergency, the Governor issued an order closing businesses that were not considered life-sustaining.4 Four Pennsylvania businesses and one individual challenged the Governor‘s Order, alleging that it violated the Emergency Management Services Code and various constitutional provisions. On April 13, 2020, in an exercise of our King‘s Bench jurisdiction, see
On June 3, 2020, the Governor renewed the Disaster Emergency Proclamation for an additional ninety days.5 On June 9, 2020, the Pennsylvania Senate and the
Pennsylvania House of Representatives adopted a concurrent resolution ordering the Governor to terminate the disaster emergency. The resolution provides, in relevant part:
Whereas, pursuant to Section 12 of Article I of the Constitution of Pennsylvania, the power to suspend laws belongs to the legislature; and
Whereas, 35 Pa.C.S. § 7301(c) authorizes the General Assembly by concurrent resolution to terminate a state of disaster emergency at any time; and
Whereas, 35 Pa.C.S. § 7301(c) provides that upon the termination of the declaration by concurrent resolution of
the General Assembly, “the Governor shall issue an executive order or proclamation ending the state of disaster emergency“; Therefore be it
Resolved (the Senate concurring) that the General Assembly, in accordance with 35 Pa.C.S. § 7301(c) and its Article I, Section 12 power to suspend laws, hereby terminate[s] the disaster emergency declared on March 6, 2020, as amended and renewed, in response to COVID-19; and be it further
Resolved, that upon adoption of this concurrent resolution by both chambers of the General Assembly, the Secretary of the Senate shall notify the Governor of the General Assembly‘s action with the directive that the Governor issue an executive order or proclamation ending the state of disaster emergency in accordance with this resolution and 35 Pa.C.S. § 7301(c)[.]
H.R. Con. Res. 836, 2020 Gen. Assemb., Reg. Sess. 2019-20 (Pa. 2020) (capitalization modified).6 On June 10, 2020, the Secretary of the Senate informed the Governor of the concurrent resolution, writing: “I am notifying you of the General Assembly‘s action and
the directive that you issue an executive order o[r] proclamation ending the state of disaster emergency in accordance with this resolution and
On June 11, 2020, Senate President Pro Tempore Joseph B. Scarnati, III, Senate Majority Leader Jake Corman, and the Senate Republican Caucus (collectively, the “Senators“) filed a Petition for Review in the Nature of a Complaint in Mandamus in the Commonwealth Court, seeking to enforce H.R. 836. See Scarnati v. Wolf, 344 MD 2020. One day later, the Governor filed in this Court an Application for the Court to Exercise Jurisdiction Pursuant to Its King‘s Bench Powers and/or Powers to Grant Extraordinary Relief. On June 17, 2020, we granted King‘s Bench jurisdiction and stayed the Commonwealth Court proceedings. Order, 104 MM 2020, 6/17/2020.
In his Application, the Governor argues that this Court should declare H.R. 836 null and void under the Declaratory Judgments Act,
After granting King‘s Bench jurisdiction, a number of motions were filed. We take this opportunity to dispose of those motions.
II. Presentment
This dispute concerns whether the concurrent resolution is subject to the presentment requirement embodied in the Pennsylvania Constitution. In common parlance, the question is whether H.R. 836 is subject to the Governor‘s veto power. Our Commonwealth‘s Constitution provides:
Every order, resolution or vote, to which the concurrence of both Houses may be necessary, except on the question of adjournment, shall be presented to the Governor and before it shall take effect be approved by him, or being disapproved, shall be repassed by two-thirds of both Houses according to the rules and limitations prescribed in case of a bill.
A. The Exceptions to Presentment
The first exception to presentment is obvious from the plain text of
The second exception to presentment is a concurrent resolution proposing a constitutional amendment. The Constitution itself, specifically
The third exception to presentment is not explicitly delineated, but rather inheres in the structure of our Charter. The presentment requirement in
The legislature, a co-equal branch of government, has “the sole authority to determine the rules of its proceedings.” Pa. AFL-CIO ex rel. George v. Commonwealth, 757 A.2d 917, 923 (Pa. 2000); see also
If both houses had simply resolved to attend the exercises in a body, and to adjourn for a day for that purpose, it would have been no concern of the Governor, and they could have gone with or without his approval; but, if more was embodied in the resolution, amounting practically to an enactment authorizing special committees of the Senate and House to act on behalf of the state in making suitable the recognition which both branches of the Legislature had agreed upon, it was for the Governor to approve or disapprove.
Russ, 60 A. at 171. Thus, when the legislature seeks to “act on behalf of the state” by way of a concurrent resolution, that resolution must be presented to the Governor. Id.
Summarizing Russ and Griest in 1915, Attorney General Francis Brown opined:
[N]ot all joint or concurrent resolutions passed by the legislature must be submitted to the Governor for his approval, but only such as make legislation or have the effect of legislating, i.e., enacting, repealing or amending laws or statutes or which have the effect of committing the State to a certain action or which provide for the expenditure of public money. Resolutions which are passed for any other purpose, such as the appointment of a committee by the legislature to obtain information on legislative matters for its future use or to investigate conditions in order to assist in future legislation, are not required to be presented to the Governor for action thereupon.
Joint or Concurrent Resolutions, 24 Pa. D. 721, 723 (Pa. Att‘y Gen. 1915); see also Concurrent Resolutions, 7 Pa. D. & C. (Pa. Att‘y Gen. 1926) (embracing Attorney General Brown‘s opinion). We find that Attorney General Brown‘s formulation accurately relates the requirements of our Constitution and precedent. Specifically, we agree that whether a concurrent resolution requires presentment depends upon whether the resolution comprises legislation or has the effect of legislating.
Attorney General Brown correctly discerned that, when a court has to determine whether a concurrent resolution is an act of legislating, the court must look to the substance of that resolution, rather than adhering to a formulaic approach that confines the court to the title or label of the resolution. As the Governor‘s amici note, when the federal Constitutional Convention added a provision to the federal Constitution analogous to
bills.” The Convention adopted the proposal.10 That Pennsylvania‘s 1790 Convention occurred just after the adoption of the federal Constitution, and that the language in the two Constitutions is nearly identical lends support to the proposition that the substance of the resolution, rather the formal title or procedure used for passage, should govern whether the resolution has “the effect of legislating” and therefore must be presented to the Governor.
The Senators do not dispute that resolutions with legal effect should be subject to presentment. See Senators’ Brief at 23 (“In the practice of the Pennsylvania Legislature, bills and joint resolutions intended to have the effect of laws have been transmitted to the Governor for his approval.“) (quoting CHARLES B. BUCKALEW, AN EXAMINATION OF THE CONSTITUTION OF PENNSYLVANIA 94 (1883)). Rather, the Senators contend that neither the Governor‘s Proclamation nor H.R. 836 had legal effect, and, thus, H.R. 836 should not be subject to presentment.
Looking first to the Governor‘s Proclamation, it is obvious that this order had legal effect. The Proclamation transferred funds, suspended certain statutory and regulatory provisions, and activated the Pennsylvania National Guard. See Governor‘s Application at 26-27 (listing actions taken by various state agencies pursuant to the Proclamation). As we stated in Friends of Danny DeVito, “[t]he Emergency Code specifically recognizes that under its auspices, the Governor has the authority to issue executive orders and proclamations which shall have the full force of law.” Friends of Danny DeVito, 227 A.3d at 892. The Proclamation had “the full force of law.” Id.
The Senators claim that the Proclamation was merely “a declaration of fact” and “did not (and could not) prescribe the rules of civil conduct and, instead, established the
factual predicate necessary for other executive agencies to use certain powers granted to them by statute.” Senators’ Brief at 27; see also id. at 28 (“[E]mergency proclamations [a]re not laws, but rather formal announcements that create[] the circumstances necessary for the exercise of certain statutory powers.“). Setting aside the Proclamation‘s direct legal effects, to distinguish between the Governor authorizing other agencies to act and those other agencies taking actions pursuant to the Proclamation would be to elevate form over substance. But for the Proclamation authorizing other agencies to act, those other agencies could not have issued orders with the force of law, such as requiring the closure of certain businesses. If nothing else, the legal effect of the Proclamation was to allow the Governor to exercise powers granted to him by the General Assembly upon the declaration of a disaster emergency.
Turning to H.R. 836, the Senators argue that this resolution “does not provide for expenditure of public funds and does not commit the state to an affirmative act.” Id. at 30. With regard to the expenditure of public funds, we have ruled that a concurrent resolution which spends public money
(emphasis added). The General Assembly can pass a bill or resolution that has legal effect even if the bill or resolution does not commit the Commonwealth to spending any money. Each time the General Assembly adds a new crime to our Criminal Code, certain conduct becomes illegal. One could not argue that the General Assembly could amend the Criminal Code through a bill or concurrent resolution without presentment simply because that bill or resolution did not appropriate funds. Cf. Commonwealth v. Kuphal, 500 A.2d 1205, 1216-17 (Pa. Super. 1985) (Spaeth, P.J., dissenting) (declaring that “[t]he conclusion is therefore inescapable that” a concurrent resolution that rejected sentencing guidelines was an “exercise of legislative power” that required presentment).
Effectively acknowledging a non-expenditure-based category of legislative resolution, the Senators aver that, because H.R. 836 “does not authorize any action on behalf of the state,” Senators’ Brief at 31, the resolution was not a legislative action. Although in Russ we noted that a resolution authorizing the General Assembly “to act on behalf of the state” would require presentment, Russ, 60 A. at 171,11 the purported distinction between requiring the government affirmatively to act and prohibiting the government from taking an action is no distinction at all.
In West Shore, we considered whether the General Assembly could use a concurrent resolution, without presentment, to reestablish the Pennsylvania Labor Relations Board (“PLRB“) after the agency was slated to be disbanded. We ruled that “[m]erely the passage of a resolution by both chambers . . . reestablish[ing] an agency set for termination . . . violates Article 3, Section 9 of our State Constitution.” West Shore, 626 A.2d at 1136. By way of further example, imagine that an executive branch agency promulgates a new regulation that requires all businesses to purchase a fire extinguisher.
The General Assembly, disagreeing with this regulation, passes a concurrent resolution overturning the regulation. That concurrent resolution does not require the executive branch to take any affirmative steps. To the contrary, the resolution forbids the executive branch from acting to enforce the regulation. But one could not characterize the General Assembly‘s resolution, in this scenario, as intending no legal effect and thereby functioning differently than any other prohibitory legislation. Just as a business‘s legal obligations would be affected by promulgation of the regulation,
H.R. 836 acts in the same manner as the resolutions in West Shore and the above hypothetical. Even if the Senators are correct that H.R. 836 does not require any affirmative act on behalf of the Governor, the same was true in West Shore. There, the concurrent resolution did not require the executive branch to act; it simply mandated that the executive branch not allow the PLRB to terminate. Prohibiting the termination of the PLRB had legal effect, just as prohibiting an agency from enforcing a regulation would have legal effect.
Related to the Senators’ argument, the Dissenting Opinion (“Dissent“) asserts that Section 7301(c)‘s language regarding a concurrent resolution “does not bear on the
essential relationship to conventional legislation.” Dissent at 3. As noted above, the inclusion of
As amici observe, H.R. 836 “would drastically alter the enforcement and suspension of certain state laws and regulations, economic activity across a wide variety of sectors, medical and healthcare practices, public health operations, National Guard deployment and other aspects of everyday life for millions of Pennsylvanians.”13 Enforcement of H.R. 836, which requires the Governor to end the state of disaster emergency, would have far-reaching legal consequences beyond the Governor simply signing and publishing a new proclamation. It would prohibit the Governor from taking legal actions, and that prohibition itself has legal effect. To distinguish between a resolution that requires the Governor to take affirmative action and a resolution that forbids him from enforcing the law would be to elevate form over substance and allow “the negative of the” Governor to be “evaded by acts under the form of resolutions,” Statement of James Madison (Aug. 15, 1787), supra.
To support its proposed exception to the requirement of presentment, the Dissent offers two points. First, the Dissent does “not regard [Sessoms] as binding precedent in the present -- and very different -- context.” Id. at 5; cf. id. at 4-5 n.3 (calling Sessoms “incompletely reasoned” because it “failed to recognize the exception to presentment requirement, deriving from the Griest decision, for matters that do not concern the business of legislating“). While we evaluated a different statute in Sessoms, our opinion there was clear: “[E]xcept as it relates to the power of each House to determine its own rules of proceedings, under our Constitution the legislative power, even when exercised by concurrent resolution, must be subject to gubernatorial review.” Sessoms, 532 A.2d at 782. Sessoms repeatedly noted our adoption of the approach of the Supreme Court of the United States. See id. at 779-80 (“[O]nce [the legislature] makes its choice enacting legislation, its participation ends. [It] can thereafter control the execution of its enactment only indirectly—by passing new legislation.“) (quoting Bowsher v. Synar, 478 U.S. 714, 733-34 (1986)) (emphasis omitted); id. at 780 (relying upon the reasoning of the Chadha
Court that “the legislative branch” cannot “directly or indirectly . . . retain some power over the execution of the laws“). We reiterated this interpretation of
Related to this first point, the Dissent cites only decisions from the New Jersey Supreme Court and Justice Powell‘s concurrence in Chadha. See Dissent at 4-6, 9. The New Jersey Supreme Court, of course, has free reign to interpret that state‘s Constitution, but New Jersey‘s approach, in Florio and Enorato v. New Jersey Building Authority, 448 A.2d 449 (N.J. 1982), not only does not bind this Court; it also contradicts our approach to the legislative veto prescribed by our Constitution‘s presentment clause (Article III,
Section 9) and our precedent in Sessoms and West Shore. And while Justice Powell‘s concurrence in Chadha also endorses a functionalist model for interpreting a presentment clause, the majority in Chadha, which this Court relied upon in Sessoms, rejected that model. See Chadha, 462 U.S. at 946 (“The records of the Constitutional Convention reveal that the requirement that all legislation be presented to the President before becoming law was uniformly accepted by the Framers.“) (emphasis added).
In sum, “[t]here is no support in the Constitution or decisions of this Court for the proposition that the cumbersomeness and delays often encountered in complying with explicit Constitutional standards may be avoided” by characterizing the legislation as a delegation of emergency powers. Id. at 959. A legislative veto in the context of a statute delegating emergency powers might be a good idea. It might be a bad idea. But it is not a constitutional idea under our current Charter.
B. Section 7301(c) Requires Presentment
Our conclusion that a concurrent resolution seeking to force the Governor to end a state of disaster emergency has legal effect and does not fit into any of the three recognized exceptions to presentment bears upon our interpretation of
The Senators, see Senators’ Reply Brief at 8-12, and their amicus16 aver that Section 7301(c) cannot be read to require presentment. Though providing little textual analysis, the Senators point to the words “at any time,” “thereupon,” and “shall issue” to suggest that the General Assembly did not intend to require presentment for a concurrent resolution under the statute. See Senators’ Reply Brief at 8. According to amicus, “[t]he General Assembly purposely declined to include a veto mechanism in [S]ection 7301(c) and thereby made manifest its intent to require ministerial gubernatorial action
However, the Senators’ interpretation of Section 7301(c) is not the only reasonable reading of the statute. Section 7301(c) does not state unequivocally that the Governor‘s declaration of a disaster emergency is terminated the moment that the General Assembly passes a concurrent resolution purporting to do so. If the General Assembly intended to give itself the ability to terminate a state of disaster emergency unilaterally, there would have been no need to involve the Governor in the equation at all. If this had been the intent of the General Assembly, the language of Section 7301(c) would have been considerably more straightforward and truncated, i.e., “the state of disaster emergency will be terminated by passage of a concurrent resolution so stating.” Instead, the General
Assembly chose to require an extra step: the Governor must terminate the declaration of disaster emergency. The requirement in Section 7301(c) that the Governor must act to end the disaster emergency is a sign that the General Assembly understood that its concurrent resolution would be presented to the Governor, in conformity and compliance with Article III, Section 9.18
The Concurring and Dissenting Opinion (“CDO“) disagrees. Specifically, the CDO suggests that inclusion of a role for the Governor is “easily explained: the legislature wields no executive power in this limited context and has no means to retract the chief executive‘s previously-issued proclamation, or to issue a new declaration or proclamation undoing the previous one.” CDO at 3. But that conclusion is beside the point. The General Assembly is well-aware that the power to declare or end a disaster emergency is not an exclusively “executive power.”
As we explained in Friends of Danny DeVito, “[t]he broad powers granted to the Governor in the Emergency [Services Management] Code are firmly grounded in the Commonwealth‘s police power.” Friends of Danny DeVito, 227 A.3d at 886. The Commonwealth‘s police power is not exercised by the Governor alone, but rather “is the inherent power of a body politic to enact and enforce laws for the promotion of the general welfare.” Commonwealth v. Barnes & Tucker Co., 371 A.2d 461, 465 (Pa. 1977). The General Assembly, not just the Governor, can exercise the police power. See Nat‘l Wood
Preservers, Inc. v. Dep‘t of Envtl. Res., 414 A.2d 37, 39 (Pa. 1980) (adjudicating a dispute about whether a
If a statute or resolution is passed over the Governor‘s veto, the Governor still must abide by that law, even if the General Assembly does not specifically require that the Governor enforce that law. See
“Under the canon of constitutional avoidance, if a statute is susceptible of two reasonable constructions, one of which would raise constitutional difficulties and the other of which would not, we adopt the latter construction.” Commonwealth v. Herman, 161 A.3d 194, 212 (Pa. 2017). This canon of statutory interpretation is prescribed both by our General Assembly and by our precedent. The legislative branch has advised this Court that, “[i]n ascertaining the intention of the General Assembly in the enactment of a statute,” we are to presume that the legislature “does not intend to violate the Constitution of this Commonwealth.”
Applying the canon of constitutional avoidance,
The Dissent contends that application of the canon of constitutional avoidance should depend upon whether “the chosen construction substantially weakens the Legislature‘s ability to act as a check on the actions of a co-equal branch.” Dissent at 8 n.5. There is no basis in our jurisprudence to authorize creation of a sliding scale of constitutional avoidance based upon whether the provision at issue involves one branch‘s ability to control the affairs of another branch. The General Assembly has prescribed for this Court one standard for deciding constitutional avoidance questions: a presumption “[t]hat the General Assembly does not intend to violate the Constitution . . . of this Commonwealth.”
Both the Governor and the Senators point to precedent from this Court where we have, and have not, applied the canon of constitutional avoidance in interpreting a statutory provision that did not explicitly require presentment of a concurrent resolution. For example, in Sessoms, we concluded that the General Assembly intended to require presentment in a statute providing that the General Assembly could reject sentencing guidelines adopted by the Pennsylvania Commission on Sentencing. Sessoms, 532 A.2d at 782; see also Governor‘s Application at 19. Conversely, in West Shore, we determined that we could not interpret a provision of the Sunset Act, Act of December 22, 1981, P.L. 508 No. 142, to require presentment. West Shore, 626 A.2d at 1135-36; see also Senators’ Reply Brief at 10-12. That we reached differing conclusions in these two cases on the question of constitutional avoidance confirms what every legal practitioner knows to be true: every case, and every statute, must be evaluated independently. Evaluating
Indeed, the case for constitutional avoidance in this case is stronger than in Sessoms. The statute at issue in Sessoms provided that “[t]he General Assembly may by concurrent resolution reject in their entirety any initial or subsequent guidelines adopted by the [Pennsylvania Commission on Sentencing] within 90 days of their publication in the Pennsylvania Bulletin.” Sessoms, 532 A.2d at 776-77 (quoting the version of
In Sessoms, “we d[id] not find it fatal to”
While the canon of constitutional avoidance leads us to the interpretation we adopt here, a reading of
Based upon the plain text of the statute and upon our canon counseling against invalidation of statutes on constitutional grounds where possible, we hold that
The Senators observe that, in Friends of Danny DeVito, regarding the concurrent resolution provision of
III. The Power to Suspend Laws
As an alternative argument, the Senators posit that the General Assembly could end the state of disaster emergency through a concurrent resolution without presentment under
A. Article I, Section 12 Does Not Give the Legislature the Power to Act Unilaterally
The history of
As states began enacting constitutions after our Nation declared independence, the Framers of those Constitutions, still wary of executive power, adopted provisions similar to that in the 1689 English Bill of Rights. See Steven G. Calabresi, Sarah E. Agudo & Kathryn L. Dore, State Bills of Rights in 1787 and 1791: What Individual Rights Are Really Deeply Rooted in American History and Tradition?, 85 S. CAL. L. REV. 1451, 1534-35 (2012) (listing early state constitutions with similar clauses). For example, the Framers of early Virginia Constitutions “held [a] historic distrust [of concentrated executive power] based on the ‘arbitrary practice’ of English Kings before the Glorious Revolution of 1688,” and endorsed a provision preventing the executive from suspending laws unilaterally. Hewell v. McAuliffe, 788 S.E.2d 706, 721 (Va. 2016). The Kentucky Supreme Court, noting that the clause in the Kentucky Constitution “was modeled after a similar provision in the Pennsylvania Constitution,” stated that the clause “was originally designed to reflect the will of the framers to prevent suspension of duly-enacted laws by any entity other than the constitutionally-elected legislative body, a power the British government had ruthlessly exercised over the colonies.” Baker v. Fletcher, 204 S.W.3d 589, 592 (Ky. 2006). Thus,
The 1689 English Bill of Rights indicates that the analogous provision was aimed at preventing English monarchs from suspending laws on their own initiative and was not intended to transfer to Parliament the power to act unilaterally. Indeed, the text of the 1689 provision confirms this reading. After promulgation of the 1689 English Bill of Rights, the monarch could not suspend laws “without the consent of Parliament.” 1 Wm. & Mary, ch. 2, § 1 (emphasis added). It appears that, rather than shifting the power to suspend laws from one branch to another, the purpose of the provision was to ensure a shared power between King or Queen and Parliament, a form of what we commonly refer to as checks and balances.25 Imputing this historical understanding to our own Constitution,
The placement of
A comparison of
Relatedly, this Court has characterized the power of suspending laws as part of the process of lawmaking. For example, when a party claimed that an action taken by the executive branch violated
Finally, we would be remiss to “disregard the gloss which life has written upon” suspension clauses in other constitutions. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 610 (1952) (Frankfurter, J., concurring). In Kentucky, for example, which traces its suspension clause to our Constitution, see Baker, 204 S.W.3d at 592, when the legislature has suspended laws, it has done so through statutes presented to the Governor for his or her approval. See, e.g., Commonwealth ex. rel. Beshear v. Bevin, 575 S.W.3d 673, 679-80 (Ky. 2019) (adjudicating a suspension clause case involving
The Senators call our attention to the suspension clause in the Louisiana Constitution. See Senators’ Brief at 39. Yet the corresponding clause in that Constitution is fundamentally different from our own. Louisiana‘s Constitution, which houses the suspension clause in the article related to the legislative branch, provides:
Only the legislature may suspend a law, and then only by the same vote and, except for gubernatorial veto and time limitations for introduction, according to the same procedures and formalities required for enactment of that law. After the effective date of this constitution, every resolution suspending a law shall fix the period of suspension, which shall not extend beyond the sixtieth day after final adjournment of the next regular session.
Based upon the original history of
B. The General Assembly Cannot Use Unconstitutional Means to Overturn a Governor‘s Decision to Suspend Laws After Delegating That Power to the Governor
Finally, the Senators allege a violation of the non-delegation doctrine. In their initial brief, the Senators aver that, because the Governor‘s Proclamation itself was a suspension of law, “the General Assembly not only retained for itself—as it must—the ultimate authority for determining when a suspension of laws is no longer appropriate, but also specified the vehicle through which it may be exercised: a simple majority concurrent resolution.” Senators’ Brief at 42. For purposes of discussion, we assume, without deciding, that the Proclamation amounted to a suspension of law under
In their self-styled “Reply Brief,” the Senators argue, for the first time, that the Emergency Management Services
The Senators’ initial argument is puzzling. They aver that the non-delegation doctrine only kicks in if the Governor is correct in believing that the Proclamation was “law.” Senators’ Brief at 3. The Senators confuse an order having the effect of law with one exercising legislative power. The non-delegation doctrine forbids entities other than the legislative branch from exercising the “legislative power,” as those entities do not have “the power to make law.” Protz, 161 A.3d at 833.
The Governor does not argue that the Proclamation is a law in and of itself, but rather that the Proclamation has “the force of law.” Governor‘s Application at 28; see also
The Senators also cite our decision in Protz for the two limitations underlying the non-delegation doctrine: “First, . . . the General Assembly must make the basic policy choices, and second, the legislation must include adequate standards which will guide and restrain the exercise of the delegated administrative functions.” Protz, 161 A.3d at 834 (internal quotation marks and citation omitted). The Emergency Services Management Code adheres to both standards.
The General Assembly, in enacting the statute, “ma[de] the basic policy choices.” Id. The General Assembly decided that the Governor should be able to exercise certain powers when he or she makes a “finding that a disaster has occurred or that the occurrence of the threat of a disaster is imminent.”
Additionally, the General Assembly has provided “adequate standards which will guide and restrain” the Governor‘s powers. Protz, 161 A.3d at 834. The General Assembly gave the Governor specific guidance about what he can, and cannot,
Returning to the Senators’ argument regarding the Governor‘s alleged suspension of law and the non-delegation doctrine, first, it is clear from the text of
In their distinct non-delegation argument with regard to the suspension of laws, the Senators contend that, when the Governor suspends laws pursuant to a delegation of authority, he “acts as the legislature‘s agent and, thus, is subject to any restrictions the General Assembly may see fit to put into place.” Senators’ Brief at 41. The same, however, could be said of the Governor‘s power to issue regulations, via an executive branch agency, when that
The Senators may be frustrated that, the General Assembly previously having delegated power to the Governor, the rescission of that power requires presentment, perhaps necessitating a two-thirds majority to override a veto. But the potential for such frustration inheres whenever the legislative branch delegates power to the executive branch in any context. The General Assembly itself decided to delegate power to the Governor under
Over one hundred years ago, when confronting a similar issue of a concurrent resolution and the need for presentment, we stated:
The protection against unwise and oppressive legislation, within constitutional bounds, is by an appeal to the justice and patriotism of the representatives of the people. If this fail[s], the people in their sovereign capacity can correct the evil, but courts cannot assume their rights. The judiciary can only arrest the execution of a statute when it conflicts with the Constitution. It cannot run a race of opinions upon points of right, reason, and expediency with the lawmaking power. . . . If the courts are not at liberty to declare statutes void because of their apparent injustice or impolicy, neither can they do so because they appear to the minds of the judges to violate fundamental principles of republican government, unless it should be found that these principles are placed beyond legislative encroachment by the Constitution.
Russ, 60 A. at 173 (quoting COOLEY ON CONSTITUTIONAL LIMITATIONS, c. 7, §§ 4, 5 (6th ed. 1890)). Members of the General Assembly and residents of our Commonwealth have differing opinions on how to respond to the COVID-19 pandemic. Some may believe that the Governor‘s exercise of power under
The General Assembly‘s attempt, through H.R. 836, to overturn the Governor‘s Proclamation of Disaster Emergency without presentment, violated
Justices Baer, Todd and Donohue join the opinion.
Justice Dougherty files a concurring and dissenting opinion.
Chief Justice Saylor files a dissenting opinion in which Justice Mundy joins.
Notes
First, we grant the Application of Representative Bryan Cutler and House Republican Caucus for Leave to Intervene as respondents. Representative Cutler and the House Republican Caucus (collectively, the “Representatives“) state that their “interests . . . are aligned with the Senate respondents.” Id. at ¶ 12. Additionally, the Representatives note that they “will adopt and join in the Petition for Review filed by the Senate respondents and the” Senators’ Brief. Id. at ¶ 14. Thus, we deem the Representatives to have joined the Senators’ brief, rather than intending to file a separate brief with this Court. See Pa.R.C.P. 2328(a) (requiring that, in a petition to intervene, “[t]he petitioner shall attach to the petition a copy of any pleading which the petitioner will file in the action if permitted to intervene or shall state in the petition that the petitioner adopts by reference in whole or in part certain named pleadings or parts of pleadings already filed in the action“). Additionally, as the Governor is the petitioner in this Court, the decision to allow the Representatives to intervene is not to be considered a ruling as to whether the Representatives would have standing to intervene as petitioners in the Commonwealth Court.
Second, we grant the Senators’ Application for Leave to File Reply Brief. Although the Senators are the respondents in this Court, we grant the application as a supplemental brief. For convenience, we refer to this document as the “Senators’ Reply Brief.”
Third, we grant the various applications for leave to file briefs as amici curiae. See Application of SEIU HealthCare Pennsylvania for Leave to Participate as Amicus Curiae; Application for Leave to File Brief as Amici Curiae by Members of the Democratic Caucuses of the Pennsylvania House of Representatives and Senate of Pennsylvania; Application of the Keystone Research Center and the Pennsylvania Budget and Policy Center for Leave to Submit Amici Curiae Brief Nunc Pro Tunc in Support of Petitioner; Application for Leave to File Amicus Brief by the Coalition for Affordable Utility Service and Energy Efficiency in Pennsylvania, et al.; Application for Leave to File Amicus Curiae Brief on Behalf of the Commonwealth Foundation for Public Policy Alternatives; Application for Leave to File Amici Curiae Brief on Behalf of the Commonwealth Partners Chamber of Entrepreneurs, et al.
Fourth, we deny the Senators’ Application for Leave to Present Oral Argument. This case involves a discrete legal issue, and there are no factual disputes. The parties, as well as amici, have provided ample and thoughtful briefing, and, because the subject matter of this case implicates constitutional questions concerning separation of powers as well as the effectiveness of legislative action relative to a rapidly evolving situation, it must be decided without unnecessary delay.
101 PA. CODE § 9.245.Every order, resolution or vote, to which the concurrence of both houses is necessary, except on the question of adjournment and except joint resolutions proposing or ratifying constitutional amendments, is presented to the Governor and before it takes effect is approved by him or, being disapproved, may be repassed by two-thirds of both houses according to the rules and limitations prescribed in case of a bill.
(b) Rejection by General Assembly.--Subject to gubernatorial review pursuant to section 9 of Article III of the Constitution of Pennsylvania, the General Assembly may by concurrent resolution reject in their entirety any guidelines, risk assessment instrument or recommitment ranges adopted by the commission within 90 days of their publication in the Pennsylvania Bulletin pursuant to subsection (a)(2).
The Governor‘s role in declaring and ending a state of disaster emergency is clear:
A disaster emergency shall be declared by executive order or proclamation of the Governor upon finding that a disaster has occurred or that the occurrence or the threat of a disaster is imminent. The state of disaster emergency shall continue until the Governor finds that the threat or danger has passed or the disaster has been dealt with to the extent that emergency conditions no longer exist and terminates the state of disaster emergency by executive order or proclamation, but no state of disaster emergency may continue for longer than 90 days unless renewed by the Governor. The General Assembly by concurrent resolution may terminate a state of disaster emergency at any time. Thereupon, the Governor shall issue an executive order or proclamation ending the state of disaster emergency.
