Hаrold GONDELMAN, on his own behalf and on behalf of all others similarly situated, Leon Katz, Robert A. Wright, John F. Rauhauser, Jr., and James F. Clarke, Appellants/Petitioners at Nos. 49 and 97 Appellees at No. 98, v. COMMONWEALTH of Pennsylvania, Appellee/Respondent at Nos. 49 and 97 Appellant at No. 98.
Nos. 49, 97, 98
Supreme Court of Pennsylvania.
March 1, 1989
Reargument Denied April 18, 1989
554 A.2d 896
NIX, Chief Justice.
Argued Dec. 6, 1988.
Harold Gondelman, Pittsburgh, in pro per.
Gregory R. Neuhauser, John G. Knorr, III, Philadelphia, for Com.
Before NIX, C.J., and LARSEN, FLAHERTY, McDERMOTT, ZAPPALA and PAPADAKOS, JJ.
OPINION
NIX, Chief Justice.
This matter began with an original action brought by Harold Gondelman in the Commonwealth Court, seeking a judicial declaration that the mandatory-retirement provision in
At the time Mr. Gondelman commenced his action, he was approximately sixty-five years of age. Although Mr. Gondelman is not a judge, but an attorney, his claim of harm was based on the proposition that, should he be appointed or elected to judicial office in 1989, he would be compelled to retire after just three years of service merely because he reached age seventy. According to Gondelman‘s complaint, the effect of
The named defendant, Commonwealth of Pennsylvania, filed preliminary objections which included a demurrer, a challenge to Gondelman‘s standing, and a challenge to the court‘s subject matter jurisdiction. Prior to argument on the preliminary objections, four common pleas judges petitioned the Commonwealth Court for leave to intervene in the action as additional parties plaintiff, and were permitted to do so. The intervening judges were the Honorables Leon Katz, Robert A. Wright, John F. Rauhauser, Jr., and James F. Clark. Each of them will reach the age of seventy before the expiration of his current term of office. Desiring to complete the full remainder of their current terms, the intervenors joined in the discrimination challenge to the compulsory-retirement provision in section 16(b) of Article V. In that regard, the intervenors adopted or expanded upon the contentions alrеady advanced by appellant Gondel
The plaintiffs filed a motion for summary relief, which the court scheduled for argument along with the defendant‘s preliminary objections. Upon consideration of those matters by the Commonwealth Court sitting en banc, the result was an order overruling the preliminary objections and also denying the plaintiffs’ motion for summary relief.3 Regarding the plaintiffs’ motion, the Commonwealth Court concluded that they did state a cause of action for having the mandatory-retirement provision declared unconstitutional, but that there existed genuine issues of material fact which precluded summary relief. Gondelman v. Commonwealth, 120 Pa.Cmwlth. 624, 550 A.2d 814, 822 (1988).
The court‘s order, although granting the defendant a specified period of time for filing a responsive pleading to the plaintiffs’ complaint, set forth the view that the controversy involved a controlling question of law as to which there is a substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the matter. See Judicial Code,
Although we allowed both sides to appeal, and consolidated their appeals for argument and disposition, we shall for the sake of convenience refer to Gondelman and the intervenors as the “appellants” and to the Commonwealth as “appellee.”
I.
The essence of the instant complaint is that there has been an arbitrary and discriminatory classification established in our state constitution to the prejudice of older judges. Without regard to the actual physical and mental health of the individual jurist, upon reaching the age of seventy, he is forced to retire on that birthdate. The effect of this mandatory provision is to terminate automatically the eleсtive term which he is serving without consideration for the length of time remaining before its expiration or the mental and physical capacity of the jurist to complete that term.4 When the judge attains the specified age, the office is deemed vacated and the election process to fill that vacancy is triggered. It is asserted that the instant classification created in
The Supreme Court of the United States has increasingly focused upon the concept of equal protection to guarantee fair treatment to each individual in the exercise of fundamental rights and to assure against distinction based upon impermissible criteria. Since the often repeated quote of Justice Holmes, in Buck v. Bell, 274 U.S. 200, 208, 47 S.Ct. 584, 585, 71 L.Ed. 1000 (1927),
A.
We begin the analysis with the recognition that an obvious discriminatory intent is rarely evident on the face of the statute or regulation. Thus the inquiry must focus upon an examination of the classification made and the proffered legislative purpose. The tighter the fit, the less likely a judicial tribunal will determine that the proferred legislative purpose serves merely as a guise for a discriminatory or arbitrary purpose. In this area judicial tribunals are ever sensitive that they arе intruding in the traditional legislative domain of law making. This is a particularly significant concern in the instant appeal where we are focusing not on a legislatively designed classification, but rather on one adopted by the people of this Commonwealth to determine who may serve as judges in their courts.
Any concern for a functional separation of powers is, of course, overshadowed if the classification impinges upon the exercise of a fundamental right, or affects a suspect class. Schweiker v. Wilson, supra; Landmark Communications, Inc. v. Virginia, 435 U.S. 829, 98 S.Ct. 1535, 56 L.Ed.2d 1 (1978). Appellant judges urge that a higher degree of scrutiny is mandated because the classification discriminates against older judges. It is asserted that the classification in question constitutes age discrimination. The Supreme Court has rejected age as being viewed as a suspect class as of this point in time, Massachusetts Board of Retirement v. Murgia, 427 U.S. 307, 96 S.Ct. 2562, 49 L.Ed.2d 520 (1976); Vance v. Bradley, supra, even though persuasive arguments have been offered to support such a position. See, e.g., Murgia, supra. (Marshall, J., dissenting.)
In Massachusetts Board of Retirement v. Murgia, 427 U.S. 307 at 313-14, 96 S.Ct. at 2567, 49 L.Ed.2d 520 (1976), the Court stated:
While the treatment of the aged in this nation has not been wholly frеe of discrimination, such persons, unlike, say, those who have been discriminated against on the basis of race or national origin, have not experienced a ‘history of purposeful unequal treatment’ or been subjected to unique disabilities on the basis of stereotyped characteristics not truly indicative of their abilities.
... [O]ld age does not define a ‘discrete and insular’ group, U.S. v. Carolene Products Co., 304 U.S. 144, 152-153, n. 4 [58 S.Ct. 778, 783-784, n. 4, 82 L.Ed. 1234 (1938)], in need of ‘extraordinary protection from the majoritarian political process.’ Instead, it marks a stage that each of us will reach if we live out our normal span.
In the Murgia decision, the majority also expressly rejected “the proposition thаt a right of governmental employment per se is fundamental.” Id. at 313, 96 S.Ct. at 2566, citing San Antonio School District 411 U.S. 1, 16, 93 S.Ct. 1278, 1287, 36 L.Ed.2d 16 (1973); Lindsey v. Normet, 405 U.S. 56, 73, 92 S.Ct. 862, 874, 31 L.Ed.2d 36 (1972); Dandridge v. Williams, 397 U.S. 471, 485, 90 S.Ct. 1153, 1161, 25 L.Ed.2d 491 (1970).
In a dissenting opinion in Murgia, Justice Marshall responded in a persuasive dissent:
Although we have called the right to work ‘of the very essence of the personal freedom and opportunity that it was the purpose of the [Fourteenth] Amendment to secure,‘..., the Court finds that the right to work is not a fundamental right. And, while agreeing that ‘the treatment of the aged in this nation has not been wholly free of discrimination’ the Court holds that the elderly are not a suspect class.
Notwithstanding the appealing tone of this dissent, the majority‘s position articulated in Vance v. Bradley, 440 U.S. 93, 99 S.Ct. 939, 59 L.Ed.2d 171 (1979), leaves little question that a rational basis analysis is the acceptable standard for assessing a forced retiremеnt based solely upon a prescribed age without offending equal protection concerns.
Congress was intent not on rewarding youth qua youth, but on stimulating the highest performance in the ranks of Foreign Service by assuring that opportunities for promotion would be available despite limits on the number of personnel classes and on the number of positions in the Service. Aiming at superior achievement can hardly be characterized as illegitimate, and it is equally untenable to suggest that providing promotion opportunities through the selection-out process and through early retirement does not play an acceptable role in the process.
... Because Congress desired to maintain the competence of the Foreign Service, the mandatory retirement age of 60 rationally furthers its legitimate objective....
Significantly, the Court further stated “[e]ven if the classification involved is to some extent underinclusive and overinclusive, and hence the line drawn by Congress imperfect, it is nevertheless the rule that in a case like this ‘perfection is by no means required.‘” Id. at 108, 99 S.Ct. at 948 (Citations omitted).
We are therefore constrained to conclude that neither the appellant judges nor the amici6 have offered a legitimate basis, in view of the decisions of the U.S. Supreme Court, to
B.
The same provision was called to task with the identical challenges as presented in this appeal in Malmed v. Thornburgh, 621 F.2d 565 (3rd Cir.), cert. denied, 449 U.S. 955, 101 S.Ct. 361, 66 L.Ed.2d 219 (1980). That court applying the rational basis test concludеd that an equal protection challenge could not be sustained. The Circuit Court opinion was in response to a District Court finding that
If the classification has some ‘reasonable basis,’ it does not offend the Constitution simply because the classification ‘is not made with mathematical nicety or because in practice it results in some inequality.’ Lindsley v. Natural Carbonic Gas Co., 220 U.S. 61, 78 [31 S.Ct. 337, 340, 55 L.Ed. 369 (1911)]. ‘The problems of government are practical ones and may justify, if they do not require, rough accommodations—illogical, it may be, and unscientific.’ Metropolis Theatre Co. v. City of Chicago, 228 U.S. 61, 69-70 [33 S.Ct. 441, 443, 57 L.Ed. 730 (1913)]. ‘A statutory discrimination will not be set aside if any state of facts reasonably may be conceived to justify it.’ McGowan v. Maryland, 366 U.S. 420, 426 [81 S.Ct. 1101, 1105, 6 L.Ed.2d 393 (1961)].
The Commonwеalth Court in overruling the preliminary objections concluded that appellants could prevail if they were successful in proving that the stated objectives of
Accepting, for the consideration of this contention, that these positions could be established, they would not be relevant to the constitutional analysis presented. In applying the equal protection concept of the
The argument that classifications premised upon old age should not be accorded a heightened scrutiny is admittedly founded upon the simplistic premise of the universal quality of that status. Notwithstanding the myriad of differences that exist within our society, we all will share the experience, if we have the good fortune to enjoy longevity. Thus it is assumed that the majoritarian tendency to trammel upon the rights of the minority or to ignore its particular needs would not be applicable to such a group. The questionable assumption is whether this affinity is necessarily fully appreciated in the earlier stages of our lives. Notwithstanding this legitimate philosophical issue, federal precedent is clear that the standard of rationality satisfies the inquiry in this area.10 In reaching this conclusion we are reminded of the words of Judge Goldberg in a similar setting:
I write today, at 82 years of age, with a heavy pen and an even heavier heart. The Honorable Judge William Hatten has served his district ably for over 20 years. His ample competence is stipulated by all parties. Yet today we are compelled by precedent to inform Judge Hatten that he may not be a candidate for reelection, simply because, tomorrow, he will celebrate his seventy-fifth birthday.
I sincerely wish that our birthday message could be a happier one. However, the people of Texas have chosen youth over wisdom, and we are not free to meddle with their choice: the district court heard unrebutted evidence that judicial ability declines with age; and, more importantly, the Supreme Court has spoken twice, though summarily, in cases with virtually identical facts.
... Though there is somе merit to Judge Hatten‘s argument that Art. V, § 1-a, violates fundamental ... rights, our hands are tied by the Supreme Court. Perhaps unfolding years will open eyes that are now closed. Until then we are bound by precedent to affirm.
Hatten v. Rains, 854 F.2d 687, 689-90 (5th Cir.1988). (Footnotes omitted.)
II.
Having concluded that
§ 1. Inherent rights of mankind
All men are born equally free and independent, and have certain inherent and indefeasible rights, among which are those of еnjoying and defending life and liberty, of acquiring, possessing and protecting property and reputation, and of pursuing their own happiness.
Pa. Const. art. I, § 1 .
It is then noted that this section is reinforced by
§ 26. No discrimination by Commonwealth and its political subdivisions
Neither the Commonwealth nor any political subdivision thereof shall deny to any person the enjoyment of
any civil right, nor discriminate against any person in the exercise of any civil right.
Pa. Const. art. I, § 26 .
Premised upon the conclusion that
The primary purposes of a constitution are to establish a government, define or limit its powers and divide those powers among its parts.
U.S. Const. amend. X ; J. Nowak, R. Rotunda, and J. Young, Constitutional Law, 121 (2d Ed.1983). See generally 16 Am.Jur.2d, Constitutional Law, § 6 (1979). The United States Constitution established a government of limited and enumerated powers. Consequently, the national government possesses only those powers delegated to it. J. Nowak, supra, at 121. See generally 16 Am.Jur.2d at § 278. State constitu-
tions, on the other hand, typically establish governments of general powers, which possess all powers not denied by the state constitution. J. Nowak, supra, at 121. See generally 16 Am.Jur.2d at § 16. Our state constitution functions this way and restrains these general powers by a Declaration of Rights. R. Woodside, supra, at 3, 113; Commonwealth v. Wormser, 260 Pa. 44, 46, 103 A. 500, 501 (1918) (the legislature may enact all laws not forbidden by the state constitution).
We agree with the general proposition that those rights enumerated in the Declaration of Rights are deemed to be inviolate and may not be transgressed by government. Spayd v. Ringing Rock Lodge No. 665, Brotherhood of Railroad Trainmen, 270 Pa. 67, 113 A. 70 (1921). The concept of the sanctity of those rights set forth under
§ 25. Reservation of powers in people
To guard against transgressions of the high powers which we have delegated, we declare that everything in this article is excepted out of the general powers of government and shall forever remain inviolate.
Pa. Const. art. I, § 25 .
Thus appellants’ argument would be convincing if its focus was directed at a legislative enactment, an executive regulation or a judicial decision. Here however the challenge relates to a pronouncement of the people. Clearly
The Constitution sets forth those rights and powers inherent in the people that are delegated to government and those powers which are reserved and retained by the people. In a sense, it is a power of attorney by the people
to their designated officials acting as agents for the people and delineating the authority granted and the rights reserved. The provisions of a constitution speсifying the rights reserved and retained by the people are generally referred to as the ‘Bill of Rights,’ or in Pennsylvania the ‘Declaration of Rights.’
Id. at 3.
The sacrosanct quality appellants would have us ascribe to
Accepting their premise that within the penumbra of rights articulated in
§ 2. Political powers
All power is inherent in the people, and all free governments are founded on their authority and instituted for their peace, safety and happiness. For the advancement of these ends they have at all times an inalienable and indefeasible right to alter, reform or abolish their government in such manner as they may think proper.
Pa. Const. art. I, § 2 .
Section 2 expressly recognizes the inherent power of the people reserved in
The restraint imposed under
Accordingly, the Commonwealth‘s preliminary objections are sustained and the action is dismissed.
STOUT, J., did not participate in the consideration or decision of this case.
PAPADAKOS, J., files a dissenting opinion.
Although I fully understand the rationale used by Mr. Chief Justice Nix in deciding that the people of Pennsylvania have the right and power to discriminate against themselves on the basis of age, I must dissent because I believe that the expansion of fundamental civil rights by our enlightened courts in the recent past now mandates that the right to be free from discrimination on the basis of age is a fundamental civil right that is protected by
§ 26. No Discrimination by Commonwealth and its political subdivisions.
Neither the Commonwealth nor any political subdivision thereof shall deny to any person the enjoyment of any civil right, nor discriminate against any person in the exercise of any civil right.
The majority make much of the fact that
(a) Justices, judges and justices of the peace shall be retired upon attaining the age of seventy years.... (Emphasis added).
This section does not say that jurists shall retire; rather, they shall be retired—who is to effect the retirement of jurists if it is not government? I read this section as imposing upon government the obligation of removing jurists from office solely on the basis of age. Such action by government, as admitted by the majority, is prohibited by
I would reverse the Commonwealth Court.
Notes
§ 16. Compensation and retirement of justices, judges and justices of the peace
(a) Justices, judges and justices of the peace shall be compensated by the Commonwealth as provided by law. Their compensation shall not be diminished during their terms of office, unless by law applying generally to all salaried officers of the Commonwealth.
(b) Justices, judges and justices of the peace shall be retired upon attaining the age of seventy years. Former and retired justices, judges and justices of the peace shall receive such compensation as shall be provided by law. No compensation shall be paid to any justice, judge or justice of the peace who is suspended or removed from office under section eighteen of this article or under article six.
(с) A former or retired justice or judge may, with his consent, be assigned by the Supreme Court on temporary judicial service as may be prescribed by rule of the Supreme Court.
Pa. Const. art. V, § 16.- substantially increases judicial manpower when a plan for part-time post-retirement service exists. By continually bringing in younger judges while retaining the part-time services of willing and able retired judges, a system of mandatory retirement plus post-retirement service helps solve the pressing problem of court congestion and delay. As mentioned previously, Pennsylvania already has provided for voluntary post-retirement service.
- eliminates unpleasantness of removing aged and disabled judges on an individual selective basis. Mandatory retirement is more impersonal than individual removal; everyone is treated alike. The
- prevention of harm by few senile judges more than offsets loss of judges who retain full powers past normal age. Besides, the services of able retired judges may be secured by a provision for post-retirement service.
- corresponds with current trend towards mandatory retirement in other public and private employments. There appears to be no good reason why judges should be treated differently from other public officials, teachers, executives, and other professional people who are subject to compulsory retirement...
