*4 ROBERTS, J., O’BRIEN, Before EAGEN, C. POMEROY, NIX MANDERINO, JJ. THE
OPINION OF COURT ROBERTS, Justice. August
On
Repre
House of
special
met
sentatives
and,
session
a vote of 176 to
expelled
Sweeney
Leonard
membership
from
A.
Speaker
House.1 The
of the House then declared Swee
II,
provides:
art.
Pa.Const.
power
pro-
“Each House shall have
to determine rules of its
ceedings
punish
persons
contempt
its members or other
disorderly
presence,
its
behavior in
to enforce obedience to
process,
protect
against
its
its members
violence or offers of
private solicitation, and,
bribes or
with
concurrence
two-
*5
special
calling
ney’s
for a
writ
office
issued a
vacant and
4,1975.2
election on November
form-
Sweeney
of his
September
On
and two
equity
complaint
in
er
(appellants)
a
constituents
filed
House’s
alleging
Court,
the Commonwealth
right
to his
Sweeney’s constitutional
action violated
salary
his form-
seat,
right
payment
to
his
represented
er
in the House.
right
constituents’
to be
Secretary
Tucker,
Delores
were
Named as defendants
C.
Sloan, Treasurer
Commonwealth;
M.
Grace
Fineman, Speaker of
Commonwealth; Herbert
House;
Leroy Irvis, Majority
Leader
House; K.
Ethics Com-
of the House
Rappaport,
Samuel
Chairman
(ap-
Comptroller
Francis,
the House
mittee;
and Jean
ordering
requested injunctive relief
pellees). Appellants
barring the
Sweeney’s
pay and
with back
reinstatement
Appellees
special
filed
his
to fill
seat.3
election called
demurrer,
preliminary objections
of a
in the nature
argued
before the Commonwealth
which were
January 14, 1976, the
October
On
Common-
1975.4
objections
appellees’ preliminary
wealth Court sustained
member,
thirds,
for
same
expel a
second time
but
a
Legis-
cause,
powers necessary for the
and shall have all other
of
expelled
corruption
for
shall
free
A member
a
State.
lature
House,
punishment
eligible
for
to either
not thereafter
contempt
disorderly
for
behavior shall not bar an indictment
the same offense.”
II,
part:
vacancy
provides
“Whenever a
art.
2. Pa.Const.
House,
presiding
shall is-
either
officer thereof
shall occur in
sue a writ of election to
vacancy
fill
remainder of
such
the term.”
judgment declaring
requested
declaratory
a
Appellants
also
proposed special
void.
election null and
10, 1975,
days
special
six
after a
election was
4. On November
seat,
Sweeney’s
preliminary
appellants
in-
held
junction
fill
moved for
Allegheny County
enjoin the
Return
Election
Board
certifying
candidate was elected until
Common-
from
that a
preliminary objections. On
ruled on the
November
wealth Court
12, 1975,
appellants’
judge
Commonwealth Court denied
motion.
complaint. Sweeney
Tucker,
dismissed the
*6
642,
affirm.5
Pa.Cmwlth.
I 5, Sweeney On elected appellant November was 1974, represent Legislative District the Seventeenth Representatives. took House of He January oath Three of office and 1975. 7, was seated on days later, by grand jury he was of the United indicted a States District of Penn Court for Western District sylvania conspiracy on one count commit mail fraud of 1975, jury July 30, and five counts of mail fraud.6 On Sweeney The guilty found of three counts of mail fraud. imposed im years court concurrent sentences of three prisonment Sweeney $3,000.00. each on count fined August 5, 1975, Sweeney timely appeal from On filed a judgment Ap in sentence the United States Court peals for the Third Circuit.7 August 18, 1975,
On the House Ethics Committee Sweeney by telegram notified Au it meet on that would gust 25, 1975 to House “discuss future status” as a [his] member and invited him to attend alone or with counsel. Sweeney’s responded demanding telegram, counsel in a compliance day provision with the fifteen notice House Rule 47.8 appeal pursuant Appellate
5. We hear this
to the
Jurisdic-
1970,
II,
July
tion Act of
Act of
P.L.
art.
17 P.S.
(Supp.1977).
211.203
charges
Sweeney,
attorney,
represented
6. The
were
other
an
persons
compa-
payments
in a scheme
from
to obtain
insurance
injuries
nies for fictitious
in
motor vehicle ac-
sustained
fictitious
cidents.
Sweeney’s
7. The Third Circuit affirmed
on March
conviction
Boscia,
(3d
1976) (Mem.).
1976. United States v.
The met House Ethics on Committee Sweeney in counsel attendance. with neither nor his jurisdiction limited was Committee concluded that its no Legislative Ethics and made violations of Code Sweeney’s concerning recommendation to the House status.9 are Sweeney August versions of the Rule The two reproduced Appendices A and B. amended, paragraph six Rule as the Committee Under investigation” “preliminary violations initiate a vi- Only majority decides that a members. of the Committee if question “may notified. olation have occurred” is the member notification, days a written fifteen to file After the member has answer, receipt Committee must either answer. After dismiss charges days proceed formal in- with a within ten *7 thirty days vestigation after notice not less than ten or more than to the member. may telegram Sweeney August have sent to participate been no more than an “preliminary investigation,” in the Committee’s invitation to amended, Rule as Swee- ‘Under the since, per- ney stage, was not the Rule entitled to notice at that parte. mits the Committee act to éx argued telegram notice to It that the constituted insufficient occurred,” Sweeney Sweeney may case violation in which that a have days to file a written answer. was entitled to fifteen notice, Sweeney give days Even if the it does had no failed to fifteen Committee Sweeney’s it not aid cause. The Committee concluded jurisdiction House. and made no recommendation to the Thus, any by of was not related violation Rule 47 the Committee expulsion
to the House action. See notes 9-10 infra. complaint, appellants alleged: In their 9. report “A given of House Committee was to the [the Ethics] days hearing House two of after its committee in violation paragraph not act or says House Rule the committee which [of 47] report days to the House until seven after the inves- tigated findings by registered member receives the committee’s mail.” day provision Both versions of Rule 47 contain the seven notice complaint. Appendices referred to in the How- See A and B. ever, journal proceedings Representa- in the House of tives, complaint, which was attached an demon- as exhibit to the jur- strates that the House Ethics Committee concluded it had no Sweeney’s isdiction over case and made no to recommendation Sweeney’s expulsion House. See note infra. Since was preceded Committee, a recommendation from the Ethics applicability Rule 47 has noncompli- no alleged to this case. The ance support with Rule 47 cannot a claim that il- acted legally expelling Sweeney. August 27, 1975, On special the House in met session to following consider the resolution:
“WHEREAS, Representative Sweeney Leonard E. was jury convicted the court and a in the United States District Court for the District of Penn- Western sylvania for Code, violation of Title 18, United States 1341; Section
“WHEREAS, pursuant finding Sentence to of guilty imposed by was July 30, 1975; the court on
“WHEREAS, Pursuant to Article Section 9 II, Pennsylvan- Constitution of the Commonwealth ia Representatives pow- House of has the exclusive er judge authority qualifications of its members; therefore itbe
“RESOLVED, pursuant powers granted That to the Representatives II, House of under Article Sec- tion 9 and Section 11 of the Constitution of the Com- Pennsylvania, Representa- monwealth of the House of hereby expel tives Sweeney does Leonard E. as a mem- ber Representatives Pennsylvania.” of the House of Again, Sweeney appeared. neither Upon nor his counsel the request Representative Rappaport, Chairman Committee,10 the House Ethics the House inserted Representative Rappaport stated: point deny “It would be facetious at this the Ethics meeting past Committee Monday had a this to discuss the mat- *8 Sweeney. ter of Leonard say jurisdiction “I type can to the House that our that meeting is Legislative limited to violations of the Code Eth- ics or House rules. Sweeney by anyone “Since Mr. has not been accused of vio- lating any specific Ethics, rules of the House or the Code of the Ethics Committee has made no as recommendation to the disposition Sweeney of the so-called case. “However, public certain documents that are matters of rec- Knowing ord came to our attention. that the be House would debating today, resolutions of this nature these documents are presented to House. they part “I ask Copies made be of the House record. have been distributed They to each member. consist of the in- dictment, judgment of conviction and the
503
follow, however,
It
does
that the entire ease moot.
“
presented
long
case is moot when the issues
are no
[A]
parties
legally cognizable
er ‘live’ or the
lack a
interest
in
486,
the outcome.”
McCormack,
Powell
v.
U.S.
496,
1951,
(1969), citing
89 S.Ct.
Ill
Comptroller
House
Speech
Francis asserts that the
Debate
Clause
Constitution, Pa.
excluding
Clayton
sentatives resolution
Adam
Powell from the
House; (2)
Speaker
refusing
of the House from
to administer
Powell; (3)
the oath of office
to
Clerk of the House from re-
fusing
perform
Representative;
(4)
the duties due a
the Ser-
geant
refusing
pay
salary;
at Arms from
Powell his
(5)
Doorkeeper
refusing
from
admit
to the
Powell
Supreme
Chamber.
This Court observed that essentially sylvania Speech the same or Debate Clause Constitution, counterpart in U.S.Const. as its the federal I, Asso and Protective art. 6. Consumers Education § Ac (1977). Nolan, 372, A.2d ciation 470 368 675 v. Pa. Sweeney’s ac cordingly, whether in order to determine by against Comptroller Pa. tion is barred the House guidance the federal II, 15, from we seek Const. art. § underlying clarify the federal policies cases which Speech Debate or Clause.14
Although
Speech
the United
or Debate
Clause
history,15 “it
English
States
has its roots
Constitution
15,
II,
are not bound
interpreting
art.
we
Pa.Const.
14.
(cid:127)
I, §
interpreting U.S.Const. art.
cases
Clause,
origins
Speech
Debate
15. For a discussion
544-49,
501,
Brewster,
92 S.Ct.
408 U.S.
United States v.
see
Douglas,
J.,
2531,
dissenting,
joined
(1972) (Brennan,
2553-55
749,
177-84,
169,
Johnson,
S.Ct.
J.);
U.S.
86
United States
754-57,
(1966).
signed
protect
independence
integrity
“the
legislature.”
169,
Johnson,
United
383 U.S.
States v.
749, 754,
178,
(1966)
accord,
;
S.Ct.
L.Ed.2d 681
Fund,
Eastland v. United
421 U.S.
States Servicemen’s
1813,
491, 501,
(1975);
95 S.Ct.
36
U.S.
;
L.Ed.2d 912
v.
Gravel United
408
606, 616,
(1972);
92
2614, 2622,
S.Ct.
33
583
L.Ed.2d
Brewster,
507-08,
United States
92 S.Ct.
408 U.S. at
v.
2535;
367, 373-74,
at
Tenney
71
v.
341
Brandhove,
U.S.
786-87,
783,
(1951).
S.Ct.
legislative
95
1019
L.Ed.
immunity
legislators
by
created
the
that
Clause “insures
represent
are free to
the interests
their constituents
they
without fear that
will be later called to task in the
representation.”
McCormack,
courts for that
Powell v.
503,
“The
afforded
*12
legislative
judicial
not to
ac-
is
forestall
review
legislators
not distracted or
tion but to insure that
are
legislative
performance
in
hindered
the
of their
tasks
by being
to
their actions.”
called into court
defend
505,
In the asserted Representa by passed House of the United States lution Clayton House excluding Powell from the Adam tives Supreme the held that was unconstitutional. employees carrying out the against House action those was Powell from the House which excluded resolution Here, in by Speech as the or Debate Clause.16 barred 2614, States, 606, L. 92 S.Ct. In Gravel v. United 408 U.S. 16. Speech or Debate (1972), Ed.2d 583 the Court held that the Sweeney unconstitu- Powell, claims the House acted that tionally denying sued the House in him his seat.17 He has pay. Comptroller press find to for back We his claim reasoning persuasive and therefore the Court’s Powell Comptrol- Sweeney’s against that action the House hold by Pennsylvania Speech is Debate ler not barred the Clause. Question
B. The Political Doctrine reject Comptroller We also contention Francis’ expulsion pursuant House’s a member Pa. Const, II, art. 11 is been exclusive- a matter which has ly by committed to the House Constitu- subject tion judicial and is not review. precept government
A basic
of our form of
is that
executive,
legislature
judiciary
and the
are inde
pendent, co-equal
government.
branches of
Common
Tate,
wealth ex rel.
Carroll
442 Pa.
Powell v. when it stated: prior Congress case has “[N]o held that Members would be they if immune executed an invalid resolution themselves they .. Neither nor their aides should be immune liability from in such circumstances.” 408 U.S. at S.Ct. at 2625. Powell, In taking House excluded Powell from seat 17. Here, which he had Sweeney previously been elected. had taken expelled his seat and was from the House resolution. This purposes difference is Speech immaterial for or Debate Clause. Carroll, opinion Chief announcing Justice Bell filed an judgment Court, joined by Mr. Justice O’Brien and Mr. Justice Pomeroy. Pomeroy Mr. concurring Justice also filed a opinion. *13 (later Justice Justice) concurring Chief Jones filed a opinion in (now which Mr. Justice) joined. Justice Eagen Chief This concurring writer filed opinion. dissenting Justice 508 opinion). The divid (1969) (plurality
406,
A.2d 474
250
indis
among
“are sometimes
ing
three branches
lines
any precise defini
incapable
probably
tinct and are
A.2d at
421-22, 250
Kelley,
Pa. at
v.
433
tion.” Stander
separa
principle of
opinion).
(plurality
Under
however, no branch
government,
powers of
tion of the
to
exclusively committed
the functions
should exercise
Dis
Philadelphia School
v.
See Wilson
another branch.
Bailey Waters, 308
(1937);
v.
trict,
225,
Pa. A. 819 Mowod, Springdale Townships Wilkins & ley, supra; on other (1976), rev’d A.2d 194 23 Pa.Cmwlth. 1977); (filed June grounds,-Pa.-, 376 A.2d A.2d Packel, 20 Pa.Cmwlth. Jones v. (1975). judiciary’s power
Ordinarily, the exercise constitutionality legislative action does to review powers. e. principle separation of See not offend 137, 2 (1 Cranch) L.Ed. Marbury Madison, g., 5 U.S. powers our Con which certain (1803). There however, branch, upon the stitution confers challenge to subject judicial A review. which are not power which the Constitu Legislature’s of a exercise Legislature presents exclusively tion commits “political justiciable question.”19 non partici- part All the decision of the case. took no Cohen however, co-equal indepen- agreed, pating that as a Justices branch, protect power judiciary possessed the itself dent by compelling payment of against impairment, of its functions necessary carrying monéy reasonably out its those sums of responsibilities. 691, 706, Carr, 186, 210, 7 L.Ed. In Baker v. 82 S.Ct. 369 U.S. nonjusticiability (1962), Supreme 2d “The Court stated: separation political question primarily of a a function of the powers.” disputed un Some commentators have this theoretical Jackson, derpinning political question g., doctrine. E. Doctrine, Question (1973); Political Scharpf, 44 U.Colo.L.Rev. 508-10 Question: Judicial Review and A the Political Functional Analysis, 75 Yale L.J. 538-39 & n.73
509 scholarly There has been considerable over the debate meaning scope political question and doctrine un- Bickel, der the United The g., States Constitution. E. Supreme Virtues, Court —Foreward: Passive 75 (1961); Henkin, There “Political Harv.L.Rev. Is a Question” Doctrine?, Scharpf, (1976); 85 Yale L.J. 597 Question: Judicial and the A Review Political Functional Analysis, (1966); Wechsler, Toward 75 Yale L.J. 517 Principles ConstitutionaLLaw, Neutral 73 Harv.L.Rev. (1959). Professor described the heart Wechsler political political question doctrine when he wrote that a question exists when “the has committed Constitution agency government another determi- the autonomous nation Wechsler, of the issue raised.” Toward Neutral Principles Law, 7-8 Constitutional 73 Harv.L.Rev. (1959). political
A question ordinary stands in contrast to the respect which pay gov- courts to the other branches of ernment. political A question is not involved when court concludes that another branch acted within power upon conferred it the Constitution:
“In such cases . . . the court does not refuse judicial review; it dismissing exercises it. It is an issue as nonjusticiable; adjudicates. it It is not refus- ing pass upon power political branches; passes upon it, it only they pow- to affirm that had the er challenged which had been nothing in prohibited particular Constitution exercise of it.” Henkin, Question” Is There a Doctrine?, “Political Yale L.J. involving political cases questions, however,
courts will not review the actions of another branch be- cause the determination whether the action taken is power granted within the by the Constitution has been exclusively “entrusted finally political to the branch- ” government es of ‘self-monitoring.’ at 599 Id. (footnote omitted). Carr, 369 U. Baker Supreme Court stated
As the
(1962),
186, 211,
7 L.Ed.2d
82 S.Ct.
S.
exclusively
has been
a matter
whether
determination
to another
Constitution
committed
the United States
exercise
government
delicate
“is itself a
branch
responsibility of
interpretation
constitutional
interpreter of the Constitution.”
ultimate
this Court as
519-21,
McCormack,
Accord, Powell
395 U.S.
(1969). The same
1944, 1963-64,
In Baker political evaluating for a case involves a dards whether question: any in- of case held to
“Prominent
the surface
textually
political question
demon-
a
is found a
volve
co-
commitment of the
to a
strable constitutional
issue
judicially
political department;
or
of
ordinate
a lack
impossi-
manageable
resolving it;
for
or the
standards
bility
deciding
policy
of
without
initial
determina-
an
clearly
nonjudicial discretion;
tion of kind
or the
a
for
impossibility
undertaking independent
res-
a court’s
respect
co-
expressing
olution
due
without
lack
government;
need
ordinate branches of
or an unusual
political
unquestioning
al-
adherence
a
decision
made;
potentiality
ready
of embarrassment
or
pronouncements by
depart-
various
from multifarious
question.”
ments on one
20. One
conceptions
political question
different
thesize the
doc-
Supreme
applied
in Powell
these standards
The
Court
Powell,
petitioners
McCormack, supra.
assert
In
Rep
resolution of the
House
ed that the
United States
excluding
Clayton
from his
resentatives
Adam
Powell
it exceeded the
House seat was unconstitutional because
I,
power granted
5 to
the House
U.S.Const. art.
§
judge
qualifications
Petitioners ar
its members.21
gued
judge only
I,
that under
the House could
art.
§
qualifications
The
those
set forth in the Constitution.
Supreme
applied
Baker
outlined in
standards
petitioners’
v. Carr
did
and concluded that
claim
present
political question.
under
held that
The Court
persons
only
I,
art.
the House
those
could exclude
age,
residency
citizenship
whose
to meet the
failed
prescribed
Powell
standards
Since
Constitution.
met
all three
ruled that
the Court
qualifications,
majority
illegally
excluding
ex
acted
him.
pressed
opinion
any
no
whether
exist on
limitations
Con
gress’ power
expel
punish
once seated.
member
n.27,
a member-elect who meets the Constitution’s extensively membership, ments for relied English precedents and colonial and debates Con- stitutional Convention. The stated: Court also emerged
“Had the intent of the Framers from these clarity, with materials less we would nevertheless have compelled any ambiguity been to resolve in favor of a scope narrow Congress’ constuction [sic] power prin- to exclude A members-eleet. fundamental ciple representative of our democracy is, in Hamil- words, ton’s people That the they should choose whom Supreme Court, Term, 59, trine. The 1968 83 Harv.L.Rev. 65 (1969). standards, Jackson, For a critical view of the Baker see Question Doctrine, The Political 44 U.Colo.L.Rev. 477 “F,ach I, § 21. provides: U.S.Const. art. 5 Judge House shall be the Elections, Qualifications Returns and of its own Members 512 As 257. Debates 2 Elliot’s govern them.’
please principle Convention, this pointed at the out Madison people limiting by whom much as is undermined itself. . limiting the franchise as can select power] would the exclusion construction broad [A warnings ignore Madison’s power in the dangerous ‘vesting improper & against an 249.” Legislature.’ 2 Farrand Expulsion of a 547-48, S.Ct. at 1977-78. at 89 895 U.S. greatly the determination from member differs seated qualifica- minimum meets the a member-elect whether expel- forth Constitution. for office set tions punish mem- member, Legislature seeks to ling integrity of the protect ber for misconduct and concurrence process. Douglas, in his Justice Powell, in wrote: different well raise
“Expulsion ‘misconduct’ Policing the con- considerations. questions, different from quite different of members ... duct official should whether an elected initial decision seated.” agree Jus with at We 89 S.Ct. 1981.22 U.S.
395 at expulsion pose Douglas legislative exclusion and tice judicial determining propriety problems different rev iew.23 opined: expulsion Douglas case were an Justice also this “[I]f present- justiciable controversy would be I would think that no ed.” cited
23. We do not believe the
authorities
resolving
helpful
parties involving legislative
exclusion are
Harrington
today.
question
us
See
v. Car-
before
constitutional
roll,
Appeal,
(1968);
Chase
389 Pa.
428 Pa.
239 A.2d
Seibert,
(1957);
120 Pa.
13 A.
A.2d
Auchenbach v.
McNeill,
(1888);
Election
Pa.
2 A.
In re Contested
Allen,
(1872);
(1885);
Pa. 465
Common-
Commonwealth
*17
Leech,
McCurdy
(1863).
ex
into the General
of such bill
the manner to be
provided
law;
by
pub-
having
evidence of such notice
been
lished, shall
Assembly,
exhibited
the General
before such
passed.
act shall be
g.,
Smith,
Pa.
forceable. See e.
Scudder
pur
joint
(declaring
resolution
(1938)
posed on certain the ex limitations on such infer from the absence of to leave those pulsion power intended Framers House. exclusively of each procedures to the discretion two-thirds supported well as This inference is Signing § 8. of bills shall, presence of presiding officer of each House joint presides, sign all resolu- he bills and the House tions publicly which over been passed Assembly, after their titles have the General signing immediately signing; and the fact read before journal. shall be entered on the *20 § resolutions 9. Every concurrent orders and resolution Action on vote, order, of concurrence or to which the except question of ad- may necessary, on the both Houses be it shall journment, presented before the Governor and shall be to him, being disapproved, shall be re- approved by or take effect be according the rules and passed by of Houses two-thirds both prescribed in case a bill. limitations § 10. Revenue bills originate House of raising in the All bills revenue shall for propose Representatives, as in amendments but the Senate other bills. Appropriation § 11. bills appro- nothing general but appropriation shall embrace bill executive, judicial departments priations legislative and for the Commonwealth, public public and schools. for the debt for the bills, by separate each appropriations em- All other shall made be bracing subject. but one Legislation special designated at sessions Governor special Assembly ses- When the General shall convened sion, legislation subjects upon than there no other those shall be proclamation calling designated such in the of the Governor ses- sion. personal § 13. Vote denied members with interest any personal private A member or interest in mea- has who Assembly proposed pending the sure or bill or before General member, shall which is a disclose the fact to the House of he shall not vote thereon. requirement expulsion, protects vote which an indi- legislator’s rights. addition, vidual re- this Court’s procedures Legisla- operating view internal arguably is ture an undue intrusion in the affairs coordinate branch.
Nevertheless, persuaded procedures we are employed by expelling the House in a member have not exclusively body by Pennsyl- been committed to that vania Constitution and can be reviewed courts alleged when it is the House a member’s action violated right procedural process. due
First, requirements determination procedural process undeniably judicial due is within power Pennsylvania judiciary by V, vested in the article See, 1 of g., section e. Constitution. Mining Department,
Coal Association Insurance Indeed, Pa. (1977). A.2d the institutional competence expertise developed is courts well process Moreover, political question due field. doctrine is disfavored when claima that individ made ual liberties infringed. Ichord, have been See Davis v. U.S.App.D.C. (1970); 442 F.2d Jackson, Question The Political Doctrine, 44 U.Colo.L. Rev. (1973); Scharpf, 495-98 Review Judicial Question: Analysis, Political A Functional 75 Yale L.J. civil 583-84 Where liberties are con cerned, legislature] does not think of
“[o]ne as func- [the tionally equipped designed interpret the Constitu- review, system, tion without nor under our does one *21 wish legislature] to to leave author- the unbridled [the ity constitutionality to determine own of its acts.” Question Jackson, Doctrine, The Political 44 U.Colo.L. 477, (footnote omitted). Thus, Rev. where text unambigously does commit the Constitution procedures expulsion exclusively finally used to the Constitu- inclined to construe House, we are not pro- of due denial judicial review of a claimed
tion to bar cess. that has held context, this
Second, in similar Court scrutiny. judicial subject to legislative procedures are Brandamore, 459 Pa. ex In Commonwealth rel. Carcaci refused to an (1974), who 48, A.2d 1 an individual Representa House of questions at bar swer pursuant Resolution imprisoned to a House was tives and procedures holding contempt,25 him in asserted satisfy contempt did not the House held him in which writing majori process. Pomeroy, for a due Mr. Justice ty Court, stated: body course, the manner in which a
“Of authority power its to vindicate its exercises inherent proce- processes satisfy requirements of must process.” dural due 56, Barry 5; at 327 A.2d at see v. United States Pa. 455, 452, rel. 597, 614,
ex
S.Ct.
Cunningham,
U.S.
(1928) (procedures by
73 L.Ed.
which the United
subject
investigate
power
States Senate exercises its
to
imposed
implications
“to the
restraints
or found in the
1,
Constitution”);
Ballin,
144 U.S.
United States v.
507,
(Congress’ pow-
5,
509,
(1892)
12 S.Ct.
Finally, ignore we cannot role crucial state courts play enforcing rights. generally constitutional See Aldisert, Expansion Judicial of Federal A Jurisdiction: Judge’s Thoughts 1983, Comity Federal Section Caseload, (19 ). Federal 5 L. In- & Soc. Order 557 — deed, there justification be less need com- mitting exclusively an gov- issue to one branch of state ernment where state by courts can decide an refer- issue ence to the provided external standard federal law. We proper believe that judici- consideration of the state ary’s function in system our government federalist militates toward a construction of the Con- stitution which will minimize the number of federal con- stitutional issues insulated from state court review application political question doctrine in Penn- sylvania.
In Bond v. Floyd, 385 U.S. S.Ct. 17 L.Ed. (1966), Supreme 2d 235 juris Court held that it had diction to determine whether duly the exclusion of a elected Georgia Representatives member of the House of for statements he criticizing made policy United States Comptroller’s attempt 26. The House distinguish Caread is un- persuasive. Comptroller argues deprivation House liberty cry” “is far from loss of a House seat and that “it can- not be said that a member must be [House] accorded the same process rights due citizen, private accorded to a as such Carcaci.” argument This confuses reviewability proce- the issue of of House dures Sweeney’s with the merits of claim. rights under first and four- his Vietnam violated States Constitution. of the United teenth amendments Georgia ruled that the action The Court right expression free under First “violated Bond’s at at 87 S.Ct. Amendment.” U.S. *23 that.legisla Bond that a claim establishes
While
legislator
depriving
of his
seat violated
tive action
a
right may
legislator’s
constitutional
redressed
federal
be
federal,
state,
courts,27 the
case involved
court
may
jurisdiction. The federal Constitution
not mandate
Pennsylvania
provide
for
a forum
such
courts
that
deprives
Pennsylvania
if the
Constitution
claims
jurisdiction.28
conclude, however, that the
courts
We
Bond,
argu-
responded as
Court
follows to the State’s
disqualification
that
was based on a constitutional
ment
Bond’s
standard,
e.,
Georgia
requirement
i.
oath
Constitution:
uti-
is
this
was
“.
.
. Bond’s contention
that
standard
rights,
infringe his
we cannot
lized to
First Amendment
and
jurisdiction,
disqualifica-
distinguish
purposes
between a
disqualification
standard
a
tion under an unconstitutional
which,
standard,
alleged
proper
although
is
to violate
under a
the First Amendment.”
rationale,
131,
we believe
U.S. at
There state against state action the state forum. Gen- preferable arising erally, it is from the that conflicts government functioning of re- state resolved without judiciary. expertise in sort to the State federal court may quality state law enhance the of the constitutional adjudication. example, litigation, For one Bond judge federal asserted that Bond’s exclusion was unlaw- Georgia F.Supp. ful under the Constitution. See (N.D.Ga.1966) (three-judge court) (dis- 351-57 senting opinion). Moreover, federal court intervention adjudication state affairs be more intrusive than *24 Note, Federally Rights, State Enforcement of Created Harv.L. 73 (1960)
Rev. 1551
“State
[hereinafter
Enforcement”].
holding
accept
jurisdiction
state courts
that
must
the
under
Employers’
Act,
Liability
Federal
seq. (1972),
45 U.S.C.A. 51 et
Supreme
Court stated:
any
attempt by Congress
not here involved
en-
“[T]here
large
to
regulate
jurisdiction
of state courts
only
question
duty
juris-
but
such a court when its
of
diction,
prescribed by
as
appropriate
local laws is
to the occa-
sion,
conformity
cog-
and is
invoked
with
laws
those
to take
right
arising
nizance of
recovery
an
to
action
enforce
of civil
Congress
under the act of
.
.
York,
R.,
56,
Mondou v. New
N. H. & H. R.
32
at
U.S. at
S.Ct.
223
(emphasis added).
178
There is
authority
proposition
also some
Congress
for the
that
require
can
federally
rights
states to enforce
no
created
when
analogous
rights
Katt,
state created
exist. See
v.
Testa
330 U.S.
Enforcement,
(1947);
supra
67 S.Ct.
L.Ed.
State
at 1554-56.
Congressional mandate,
In the absence of a
the feder-
probably
require
al
adjudicate
Constitution
does not
the states to
a federal
jurisdiction
“appro-
claim when the state courts’
the occasion.” Our federal
is not
priate to
system recognizes
im-
portance
“maintaining
of
political
the states as
with
viable
units
ability
judicial
to
systems
direct the ends for which their
Enforcement, supra
shall
used.”
State
at 1555.
Thus, the
probably
federal Constitution
would not be offended
Pennsylvania
if
judiciary
precluded
by
Constitution
all review
state
legislative expulsion.
Henry
of
443, 452-53,
Mississippi,
See also
v.
564, 570,
379 U.S.
S.Ct.
several doctrines
restraint
Field,
generally
Abstention
Consti-
state friction. See
Scope
Doctrine,
tutional
The
Pullman
Cases:
paral-
(1974). The state courts have a
U.Pa.L.Rev. 1071
rights.
responsibility
lel
constitutional
enforce federal
attempted
responsibility in
This
has
meet this
Court
justice.
the administration
criminal
In Common-
Schmidt,
Mr.
(1978),
wealth
“By aligning our un State’s ‘waiver’ conception Hearing der the that Conviction with used [Post Act]29 sought in federal this has to insure that courts, would federal courts occasions be few when the necessary . would find it to reach and decide issues which our courts had refused to decide on State the merits.” (Opinion J.,
For the reasons above, discussed we hold judicial Constitution does not review bar of a expelling claim that *25 action a member from rights. his seat violated his federal constitutional
IV—Due Process In order to requirements procedural determine the of due process, we must first determine if the interest as- 25, 1966, 1580, 4, January 29. (1965) § Act of P.L. P.S. 19 1180-4 (Supp.1977).
523
by Sweeney
protected by
process clause,
the due
serted
Mining
amendment
Coal
U.S.Const.
XIV.30
Department,
437,
Association v. Insurance
471 Pa.
370
(1977).
applicability
A.2d
685
“The
constitution-
guarantee
procedural
process depends
al
due
legitimate
presence
‘property’
first
instance on the
of a
‘liberty’
meaning
or
interest within the
of the Fifth or
Kennedy,
Fourteenth Amendment.” Arnett v.
416 U.S.
134, 164,
1633, 1649,
(1974)
94 S.Ct.
L.Ed.2d 15
40
J.,
(Powell,
concurring joined by Blackmun,
accord,
J.);
Regents
Colleges Roth,
564,
Board
State
v.
408 U.S.
(1972).
92
2701,
Only
legiti-
S.Ct.
Sweeney
property
asserts that he has a
interest
in his
Comptroller
House seat.31
Francis, relying
heavily
Supreme
argues
several
cases,32
older
Sweeney
property
has no
interest within the sense
guarantee
process.
constitutional
of due
Under
modern
process, property
notions of due
interests encom-
complaint
30. The
alleged
filed in the Commonwealth Court also
that
Pennsylvania
process
the House
Sweeney
generally Pennsylvania
action denied
due
under
Constitution.
See
Min
Coal
ing
437,
Ass’n
Dep’t,
v.
(1977);
Insurance
471 Pa.
pass
to
a
has “a
those interests
which
Regents
State
of entitlement.” Board
Col-
claim
leges
Whether
v. Roth 408
at
at 2709.
U.S.
S.Ct.
protections depends
process
an
is
to
interest
entitled
due
governmental activity
and the citi-
the nature of the
activity.
dependency
justifiable
zen’s
reliance on that
Mining
De-
Association v. Insurance
Coal
partment,
Pa. at
It
whether
is
Sweeney
property
fails to articu
his office is a
interest.
why
should
considered
late
interest
in his office
his
property
meaning
of the fourteenth amend
within
though,
property inter
clear,
It
if he has
ment.
est,
highly
it
is a
circumscribed one. See Gordon
1971).
Leatherman,
(5th
An elected
S.Ct.
Sweeney’s challenge procedures employed by to the exercising power expel its constitutional without merit.
Decree party pay Each affirmed. own costs. J., joins MANDERINO, opinion in this and filed a concurring opinion. A
APPENDIX HOUSE RULE 1973-74—HOUSE SESSION VERSION eight mem- on Ethics shall consist “The Committee Party ap- Majority bers; members of the four shall be Minority pointed by Speaker four shall be of Speaker Party Minority appointed by Leader. designate shall the Chairman. charges complaints
“The shall receive Committee against employees the House officers and members, upon majority of the members entitled the vote of a Committee, possible may investigate unethi- on the *28 employees to members, cal conduct of officers or as viola- any the tions of Act of or violations of No. 154 pertain Rules of the House which to ethics or In the event that the elects to in- decorum. Committee vestigate member, any em- the conduct of officer or person days’ ployee, such fifteen shall receive at least investigation written notice the matters under present shall entitled to wit- evidence, be cross-examine represented nesses and be counsel before the Commit- may grant tee. The Chairman a continuance for reason- able cause. investigations
“The Committee shall conduct its hearings hold its in closed session and the fact that such investigation being hearings is conducted or that are being held or are to be held be shall confidential informa- person subject tion unless the investigation to advises writing hearings Committee in any that he elects that may publicly. be election, held In the event of such an the Committee person public shall furnish such a hear- ing.
“The Chairman, upon majority the vote of a members of upon request Committee or person subject to investigation, subpoenas shall issue pro- testimony of witnesses and the attendance and documentary relating any matter duction of evidence investigation by under Committee. Committee may affirmations, administer or examine and re- oaths ceive evidence.
“All testimony, documents, records, data, statements or information the course received Committee any investigation private ex- be confidential shall cept hearings report public case of or in a report House. No House unless the shall be made finding illegal Committee has a of unethical or con- made part person investigation. duct on the under No finding illegal or un- unethical conduct shall be valid signed by majority less at a least of the members entitled any to be on the No Committee. action shall be taken on finding illegal nor or unethical conduct shall such finding report containing finding pub- or such made days copy finding lic sooner than seven after a by registered legislator, sent mail to the officer or em- ployee investigation. under may adopt procedure
“The Committee further rules of not inconsistent with this rule.
“The Committee on Ethics meet with committee investigations hearings involving of the Senate to hold or employees jointly of the two Houses officers or em- *29 ployees Legislative Bureau, the Reference the Joint Commission, State Government the Local Government Commission, Legislative Budget the and Finance Com- Legislative Committee; mittee Processing and the Data provided, however, joint may that no action be taken at a meeting approved by majority unless it is of the mem- a bers of the House entitled to be on the House Committee on Ethics. request legislator,
“The Committee the officer at of a employee problem relating or concerned about an ethical conjunction may
to himself in others, alone or with ren- advisory relating opinions regard questions der with pertain- to Act No. 154 of or the of the House Rules ing opin- advisory or decorum. ethics Such changes ions, with such deletions and as shall neces- be sary protect identity persons involved them, seeking may published.” be B
APPENDIX during 47, as HOUSE RULE amended House Session 1975-76 rule, “As used the context of this the word ‘Commit- tee’ mean the on Ethics shall Committee House Representatives, phrase ‘majority and the of the Com- majority mittee:’ shall mean a of the members to which the Committee is entitled: eight
“The Committee shall consist of four members: ap- Majority Party of whom shall be members of the pointed by Speaker, four of shall whom be mem- Party Minority Minority appointed by bers of the Speaker appoint shall from the members a Leader. Secretary Chairman, Vice for the Com- Chairman majori- mittee. The Chairman shall be a member of the ty party Chairman shall a member of Vice party. minority notify
“The shall Chairman all members of the Com- twenty-four date, mittee at least hours in advance place regular meeting. time and Whenever regular major- meeting, Chairman shall refuse to call a ity meeting by giv- vote Committee to call a ing days’ Speaker two written notice to the the House setting place meeting. forth the time and for such Such posted notice shall be read in the House and designee. Chamber the Chief or his Clerk, Thereaf- *30 speci- place time meeting and ter, the shall be held at in fied such notice. investigations, hear- its
“The Committee shall conduct investigation or ings meetings relating specific and to a in specific member, employee a officer or of the investigation is closed session and the that such fact hearings or being that conducted or to be conducted or meetings being such be held shall are held or are to subject in- person confidential information unless vestigation writing he advises the Committee publicly. hearings elects In the that such be held shall event furnish election, of such an shall Committee person public meetings hearing. such of the a All other open public. Committee shall be to the complaints against “The Committee shall receive mem- bers, alleging illegal employees officers and of the House complaint or Any unethical conduct. such must be writing by person complaint filing verified and question must set forth in detail the conduct in ‘Legislative section of the of Ethics’ or House rule Code violated. The preliminary Committee shall in- make a vestigation complaint, if it is determined a majority of the Committee that a or violation the rule law occurred, person against have whom the complaint brought writing has been shall be notified in given copy complaint. days Within fifteen receipt person may after complaint, such file a written Upon answer re- thereto with the Committee. ceipt answer, majority vote of the Commit- tee, the complaint Committee shall either dismiss the days proceed within ten investigation, with a formal hearings, to include days not less ten than nor more than thirty days writing after persons notice in to the so charged. person charged Failure of the to file an an- swer shall not be deemed to be an admission or create an *31 presumption complaint or
inference true, that the is majori- such prohibit failure to file an answer shall not a ty of the proceeding Committee from either with a for- investigation dismissing complaint. mal or the majority may prelimi- “A of the Committee initiate a nary investigation suspected Legisla- of the violation of a by tive Code of Ethics or House rule a officer member, employee or of the it House. If is determined a ma- jority of the Committee that a violation of a rule or law may occurred, person question have the in shall be noti- writing fied question of the conduct in and the section ‘Legislative of the Code of Ethics’ or House rule violated. person days, may Within fifteen such file a written an- Upon receipt swer answer, thereto. of the vote of majority of the Committee, Committee shall either charges dismiss the days proceed within ten or with a formal investigation, hearings, include not less than days ten thirty days nor more than after notice writ- ing person charged. so person Failure of the charged to file an answer shall not be deemed to be an admission or create presumption an inference or that the charge true, and such failure to file an answer shall prohibit majority of the Committee from either proceeding with investigation, a formal dismissing or charge.
“In the event that pro- Committee shall elect to ceed with investigation a formal any conduct of member, officer employee or House, the Commit- employ tee independent shall counsel who shall not be employed by any the House purpose for any other or in capacity other during investigation. such “All rights any constitutional person under inves- tigation preserved, shall person be and such shall enti- present tled to evidence, witnesses, cross-examine face accuser, his represented by and be counsel. hearing any may for rea- continue
“The Chairman majority cause, upon of a vote sonable request person subject to upon Committee subpoenas investigation, issue the Chairman shall produc- testimony of and the attendance and witnesses any documentary relating un- matter tion of evidence investigation by The Com- der formal Committee. exam- mittee oaths or administer affirmations ine and receive evidence. data, records, documents, statements testimony,
“All *32 by in the course or information received the Committee any investigation private ex- shall be and confidential of report the cept public hearings to or in a case of a report No the House unless House. shall be made to finding majority of has of unethi- made a Committee illegal part person in- under cal or conduct on the of the illegal vestigation. finding conduct of or No unethical signed by majority of be valid least a shall unless at minority report re- Any may a Committee. such include finding illegal port. any of No action shall be taken on finding report con- or or unethical conduct nor shall such taining finding public seven such be made sooner than by mail days copy finding certified after a of the is sent investigation. member, employee to the or officer under may meet “The Committee with a Committee investigations hearings involving em- to or Senate hold employees ployees jointly or houses or officers two Legislative Bureau, the Joint Gov- Reference State Commission, Commission, ernment Local Government Leg- Legislative Budget Finance and the and Committee however, Processing provided, Committee; islative Data meeting it may joint unless that no action be taken at a approved majority Committee. shall “In the the Committee event that a member of temporarily investigation, be under such member shall be replaced mem- like manner as said the Committee in a original appointment. ber’s Committee, request of or not at the
“The whether member, employee or concerned an ethical officer about relating conjunction problem to himself with alone may opinions regard others, advisory render with pertaining questions ethics or decorum. changes opinions, advisory with such deletions and Such per- necessary protect identity be as shall seeking published them, and sons involved or be be to all House. shall distributed the members “Any breaching the Committee the confi- member dentiality of set in this rule materials and events as forth immediately from the shall removed Committee replaced like in a man- another member of original appointment. ner as said member’s may adopt procedure “The rules Committee hearings orderly investigations, affairs, of its conduct meetings, rules with this which are inconsistent rule. to exist and have au-
“The Committee shall continue Adjourn- thority power to function sine die after *33 Assembly until ment of the shall so continue General expiration then term of office current members the Committee.” concurring. Justice,
MANDERINO,
However, I can-
join
opinion of
the Court.
I
reliance,
pages
accept
at
continued
defining
scope of due
method of
the outmoded
“property
protections in terms
interest.”
process
of a
Sweeney’s
recognize
in-
It
sufficient
is
Mr.
process protection without hav-
to due
terest
entitled
analogize
right
property.
ing
it to a
notes
testimo-
ny
sentencing.”
502
copies
indictment,
judgment of
Sweeney’s
record
con-
sentencing.
testimony
viction
After
notes of
of his
and
debate,
adopted
expelling
the House
the Resolution
Swee-
ney.
II—Mootness
Court,
argument
this
theAt
time of oral
before
Sweeney’s
already expired.11 There
term of
had
office
ordering
fore,
Swee
appellants’ prayer
injunction
for an
Repre
ney’s
House of
reinstatement
as member
136,
Meyer
Strouse, 422 Pa.
sentatives is moot.
v.
See
221
rel. McCormick
(1966);
191
ex
A.2d
Commonwealth
curiam);
(1934) (per
Swaney,
565,
313 Pa.
