In the matter of the mental commitment of M.A.C.: Waukesha County, Petitioner-Respondent, v. M. A. C., Respondent-Appellant-Petitioner.
2023AP533
SUPREME COURT OF WISCONSIN
July 5, 2024
2024 WI 30
Laura F. Lau
REVIEW OF A DECISION OF THE
OPINION FILED: July 5, 2024
SUBMITTED ON BRIEFS:
ORAL ARGUMENT: March 20, 2024
SOURCE OF APPEAL:
COURT: Circuit
COUNTY: Waukesha
JUDGE: Laura F. Lau
JUSTICES:
PROTASIWEICZ, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, DALLET, and KAROFSKY, JJ., joined. HAGEDORN, J., filed a concurring opinion. REBECCA GRASSL BRADLEY, J., filed an opinion concurring in part and dissenting in part. ZIEGLER, C.J., filed a dissenting opinion.
NOT PARTICIPATING:
ATTORNEYS:
For the respondent-appellant-petitioner, there were briefs filed by Colleen Marion, assistant state public defender. There was an oral argument by Collen Marion, assistant state public defender.
For the petitioner-respondent there was a brief filed by Zachary M. Bosch, assistant corporation counsel. There was an oral argument by Zachary M. Bosch, assistant corporation counsel.
An amicus curiae brief was filed by Andrew T. Phillips, Matthew J. Thome, and Attolles Law, S.C., Milwaukee, on behalf of Wisconsin Counties Association.
An amicus curiae brief was filed by Katie R. York, deputy state public defender, Faun M. Moses, appellate division director, on behalf of Office of the State Public Defender.
NOTICE
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
STATE OF WISCONSIN : IN SUPREME COURT
In the matter of the mental commitment of M.A.C.:
Waukesha County, Petitioner-Respondent,
v.
M. A. C., Respondent-Appellant-Petitioner.
FILED JUL 5, 2024 Samuel A. Christensen Clerk of Supreme Court
PROTASIWEICZ, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, DALLET, and KAROFSKY, JJ., joined. HAGEDORN, J., filed a concurring opinion. REBECCA GRASSL BRADLEY, J., filed an opinion concurring in part and dissenting in part. ZIEGLER, C.J., filed a dissenting opinion.
REVIEW of a decision of the Court of Appeals. Reversed.
¶1 JANET C. PROTASIEWICZ, J. M.A.C. was involuntarily committed in Waukesha County in 2020. Two years later, the County sought to extend M.A.C.‘s commitment, and the Waukesha County Circuit Court scheduled a recommitment hearing. But the County was not able to contact M.A.C. in the weeks leading up to the hearing, and we have no evidence that M.A.C. knew about the hearing. On the day of the hearing, M.A.C. did not appear. M.A.C.‘s appointed counsel was present, but she had been unable to contact M.A.C. The circuit court found M.A.C. in default and ordered that she be recommitted and involuntarily medicated.
¶2 M.A.C. challenges the recommitment and involuntary medication orders on three grounds. First, she argues that an individual subject to commitment has a right to notice of recommitment and involuntary medication hearings. Second, she asserts that default judgment is unavailable in those hearings. Third, she says that the County failed to provide sufficient evidence that she should be involuntarily medicated.
¶3 We agree with M.A.C. on all three grounds. We hold that (1) under our statutes a subject individual is entitled to notice of recommitment and involuntary medication hearings—notice to counsel only is not enough, (2) our statutes do not allow default judgment at those hearings, and (3) the County provided insufficient evidence for M.A.C.‘s involuntary medication. We overrule the contrary holdings of Waukesha County v. S.L.L., 2019 WI 66, 387 Wis. 2d 333, 929 N.W.2d 140. Accordingly, we reverse the court of appeals.
I. BACKGROUND
¶4 Under chapter 51, a court may order involuntary commitment for a person with a mental illness who is dangerous and a proper subject for treatment. See
¶5 In a separate but closely related procedure, a court may order that a person be involuntarily medicated. See
¶6 M.A.C. has mental health disorders and was committed in Waukesha County in 2020. At that time, the court ordered outpatient commitment and involuntary medication. The court extended her commitment twice, and during the period relevant to this appeal, M.A.C. was subject to her second extension of commitment. That one-year extension began on August 31, 2021, and was scheduled to expire on August 31, 2022.
¶7 Throughout that year, M.A.C. was homeless. She was taking three medications, one of which required injection. She had appointments to receive medication with the county health department. She missed some of her scheduled appointments, and on multiple occasions, the department sought orders for M.A.C. to be taken into custody for injection.3 The department also reports that M.A.C. refused temporary housing during this time.
¶8 On July 19, 2022—43 days before the commitment would expire—the County filed a Petition for Recommitment, recommending an extension of commitment. The petition listed M.A.C.‘s address as: “Homeless, please send documents to her Case Manager.” The County attached an Extension of Commitment Report signed by M.A.C.‘s case worker.
¶9 That same day, the circuit court issued a Notice of Hearing for M.A.C.‘s recommitment hearing.4 According to the distribution list, the notice was to be sent to the County‘s corporation counsel, M.A.C.‘s case worker, and M.A.C. But M.A.C.‘s address was listed as “Homeless.”
¶10 The court‘s hearing notice also addressed appointment of counsel. M.A.C. did not have counsel appointed for the recommitment hearing at the time the notice was issued. The notice instructed M.A.C. that “[an] attorney will be appointed to represent you.” Two days later, on July 21, 2022, the State Public Defender
¶11 Additionally, the court‘s hearing notice discussed court-appointed examination. The court appointed two doctors to examine M.A.C.─Dr. Cary Kohlenberg and Dr. Peder Piering. The notice instructed M.A.C. to contact those doctors to set up an examination. In its order appointing the examiners, the court notified the doctors that M.A.C. was currently located at “Homeless, please send documents to her Case Manager.”
¶12 Three weeks later, on August 9, another notice was filed. This notice—a Notice of Extension of Commitment Hearing and Witnesses—was filed by the County. The County addressed the notice to the “State Public Defender Office” and M.A.C. M.A.C.‘s address was listed as “Homeless C/O Danielle Weber, Case Manager.” The notice listed three potential witnesses for the recommitment hearing: M.A.C.‘s case manager and the two court-appointed doctors.
¶13 In the days leading up to the hearing, both court-appointed doctors filed examination reports. Neither spoke with M.A.C. while preparing the examination report.
¶14 Dr. Kohlenberg completed his evaluation “solely per review of collateral information.” That collateral information included the Extension of Commitment Report authored by M.A.C.‘s case worker, past commitment and recommitment reports, medical records from 2020, and a conversation with M.A.C.‘s case worker.
¶15 Despite never speaking to M.A.C., Dr. Kohlenberg opined on M.A.C.‘s fitness for commitment and involuntary medication. When asked which particular medications Dr. Kohlenberg discussed with M.A.C. and which advantages, disadvantages, and alternatives they discussed, Dr. Kohlenberg answered “N/A.”6 Still, he opined that due to her mental illness, M.A.C. was “incapable of applying an understanding of the advantages, disadvantages and alternatives in order to make an informed choice as to whether to accept or refuse psychotropic medication.”7
¶16 The second examiner, Dr. Piering, also filed a report. He indicated that M.A.C. “could not be contacted in order to complete the evaluation.” Dr. Piering did not indicate where he got the information he included in his report, but he included information on M.A.C.‘s treatment and well-being from 2020 to 2022. When asked which particular medications Dr. Piering discussed with M.A.C. and which advantages, disadvantages, and alternatives they discussed, Dr. Piering answered “NA.” Dr. Piering indicated that due to her mental illness, M.A.C. was incapable of applying an understanding of the advantages, disadvantages, and alternatives.
¶18 In M.A.C.‘s absence, the court asked how to resolve the hearing. Counsel for both sides proposed dispositions. The County asked for a default judgment and suggested that a detention order would not be appropriate.8 The County asked for the court to “rely upon the doctor reports” to make factual findings and order recommitment. M.A.C.‘s appointed counsel said she had “no direction” from M.A.C. and “didn‘t know [M.A.C.‘s] position.” Counsel did suggest that M.A.C. would likely not want to be detained. Counsel said she was “not in a position to object” to the County‘s proposed factual findings.
¶19 In the end, the court found M.A.C. in default. In doing so, the circuit court made findings “[b]ased upon the doctors’ reports and [M.A.C.]‘s failure to appear.” It also found that “[M.A.C.] appeared today by counsel.” Ultimately, the circuit court determined that M.A.C. met the conditions for continued commitment because she was mentally ill, a proper subject for treatment, and dangerous.9
¶20 As for involuntary medication, the court found that “[t]he advantages, disadvantages, and alternatives to medication [had] been explained” to M.A.C. The court also concluded that M.A.C. was not capable of making an informed choice to refuse medication because “due to mental illness” she was “substantially incapable of applying an understanding of the advantages, disadvantages, and alternatives of her condition.”
¶21 The court thus ordered involuntary medication and a 12-month extension of commitment. M.A.C. appealed. On appeal, M.A.C. argued that: (1) the County should have provided notice of the hearing to M.A.C. under
¶22 The court of appeals affirmed, upholding the circuit court‘s orders. See Waukesha County v. M.A.C., No. 2023AP533, unpublished slip op. (Wis. Ct. App. July 28, 2023). In its decision, the court of appeals relied heavily on S.L.L. See 387 Wis. 2d 333. For each of the first two issues M.A.C. raised—notice and default judgment—the court of appeals emphasized that it was “bound by S.L.L.” See M.A.C., No. 2023AP533, at ¶¶13-15. As for the sufficiency-of-the-evidence argument, the court found that M.A.C. forfeited her claim by failing to object to the County‘s evidence in circuit court. See id., ¶¶20-23.
II. DISCUSSION
¶23 In this decision, we address three interrelated issues. First, we examine the requirement of notice, addressing both recommitment and involuntary medication hearings in turn. Then we consider default judgment, again examining its availability in both recommitment and involuntary medication hearings in turn. Finally, we take up the sufficiency of the evidence for the involuntary medication order.
A. Notice
¶24 The parties dispute whether providing notice to counsel is sufficient to provide notice to a subject individual. M.A.C. argues that notice to the subject individual is required while the County argues that providing notice to counsel is sufficient. We agree with M.A.C. that our statutes require notice to the subject individual—notice to counsel only is not sufficient.10
¶25 In coming to this conclusion, we must interpret statutes. Statutory interpretation is a question of law that we review de novo. Greenwald Fam. Ltd. P‘ship v. Village of Mukwonago, 2023 WI 53, ¶14, 408 Wis. 2d 143, 991 N.W.2d 356. When we interpret statutes, we “begin[] with the language of the statute.” State ex rel. Kalal v. Cir. Ct. for Dane Cnty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (quoted source omitted). And we are “not at liberty to disregard the plain, clear words of the statute.” Id., ¶46 (quoted source omitted). We consider the language of the statute “in the context in which it is used” and “in relation to the language of surrounding or closely-related statutes.” Id. “If the text of the statute is plain and unambiguous, our inquiry may stop there.” Greenwald, 408 Wis. 2d 143, ¶16.
¶26 In addition, we must consider stare decisis. This court has said that “respect for prior decisions is fundamental to the rule of law.” Johnson Controls, Inc. v. Emps. Ins. of Wausau, 2003 WI 108, ¶94, 264 Wis. 2d 60, 665 N.W.2d 257. Therefore, we require a “special justification” to overrule a prior decision. Id., ¶96. We have identified five special justifications.11 State v. Johnson, 2023 WI 39, ¶20, 407 Wis. 2d 195, 990 N.W.2d 174.
1. Notice and Recommitment
¶27 We first address notice in the context of recommitment hearings. In chapter 51, our legislature included a provision about notice for recommitment hearings. See
¶28 We take the legislature at its word—the statute says the County must notify “the subject individual and his or her counsel.”
¶29 We find further support for the conclusion that the subject individual is entitled to notice by looking at the rest of
¶30 Thus, under the plain text of
¶31 Therefore, the County argues, we should look to the rules of civil procedure to determine how the individual must be given notice. See
¶32 We disagree. We do not need to look to the general rules of civil procedure where the legislature provided a specific procedure in chapter 51. The legislature incorporated the rules of civil procedure into chapter 51 with a condition: The rules of civil procedure apply “[e]xcept as otherwise provided in [chapter 51].”
¶33 This is not the first time we have addressed notice requirements for recommitment hearings. In S.L.L., we held that “notice . . . to counsel was sufficient” under our statutes. 387 Wis. 2d 333, ¶¶27-28. That holding was unsound in principle, and we overrule it. See Johnson, 407 Wis. 2d 195, ¶20 (precedent may be overruled when it is “unsound in principle“).
¶34 Our prior holding was unsound because the S.L.L. court did not adequately address the plain text of
¶35 Such was the case in S.L.L. Importantly, the parties in S.L.L. did not argue that paragraph (10)(a) mandates notice to the subject individual. See 387 Wis. 2d 333, ¶27 n.18 (stating that the argument was “not adopted by any party“). Instead, the petitioner in S.L.L. “concentrated solely on” a different provision—
¶36 We hold that under our statutes, a petitioner must provide notice of a recommitment hearing to the subject individual and providing notice to counsel only is not enough.
2. Notice and Involuntary Medication
¶37 M.A.C. argues next that notice to the subject individual is required for involuntary medication hearings. We agree.
¶38 In
¶39 We hold that under our statutes, a subject individual is entitled to notice of an involuntary medication hearing and notice to counsel only is not sufficient.
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¶40 Here, all parties agree that the County did not contact M.A.C. between the time it filed the petition for recommitment and the August 16, 2022 hearing. The County contacted M.A.C.‘s appointed counsel only, and we have no evidence that M.A.C. knew of the hearing. Thus, M.A.C. did not receive the requisite notice of her recommitment and involuntary medication hearing.
B. Default Judgment
¶41 The parties also dispute whether default judgment is available at recommitment and involuntary medication hearings. We conclude that default judgment is not available at recommitment hearings or at involuntary medication hearings.
¶42 Here again, we interpret statutes under a de novo standard. Greenwald, 408 Wis. 2d 143, ¶14. We also consider stare decisis. See Johnson, 407 Wis. 2d 195, ¶20 (identifying special justifications for overruling precedent). In addition, we must review the circuit court‘s entry of a default judgment. In the context of a default
1. Default Judgment and Recommitment
¶43 We begin by considering default judgment in the context of recommitment hearings. Default judgment is “the ultimate sanction” and “[t]he law prefers, whenever reasonably possible, to afford litigants a day in court and a trial on the issues.” Split Rock Hardwoods, Inc. v. Lumber Liquidators, Inc., 2002 WI 66, ¶64, 253 Wis. 2d 238, 646 N.W.2d 19.
¶44 The legislature did not include a default judgment provision in chapter 51. But it did provide a tool for circuit courts to use when a subject individual fails to appear for a recommitment hearing. In
detention . . . .” If the court orders detention, it “shall hold the final commitment hearing within 7 days from the time of detention.”
¶45 So a circuit court clearly has one option when a subject individual fails to appear for a recommitment hearing—issuing a detention order. The parties disagree about what other tools are available. M.A.C. argues that the detention order is the outer limit on the court‘s power, while the County suggests that the circuit court can go further than detention and enter a default judgment.
¶46 We agree with M.A.C. that the detention order is the outer limit on the circuit court‘s power. If a subject individual fails to appear for a hearing, a court may take evidence about the cause of the nonappearance. Cf. Waukesha County v. E.J.W., 2021 WI 85, ¶35, 399 Wis. 2d 471, 966 N.W.2d 590 (allowing a circuit court to “evaluate the circumstances under which an adjournment is sought and make its own determination as to whether a person subject to commitment is attempting to manipulate the system“).
¶47 Based on that evidence, the court then has two options: issue a detention order or adjourn the hearing. See
¶48 Elsewhere in
¶49 And we should heed the legislature‘s mandate especially closely in this context, given that default judgment is “the ultimate sanction.” Split Rock, 253 Wis. 2d 238, ¶64. Courts should “whenever reasonably possible . . . afford litigants a day in court.” Id. All the more true in the context of a civil commitment, which “constitutes a significant deprivation of liberty.” Addington v. Texas, 441 U.S. 418, 425 (1979). “With such an important liberty interest at stake, the accompanying protections should mirror the serious nature of the proceeding.” Langlade County v. D.J.W., 2020 WI 41, ¶43, 391 Wis. 2d 231, 942 N.W.2d 277. Given the severity of a default judgment and the important interests at stake, we decline to read default judgment into chapter 51‘s recommitment process.
¶50 In contrast to our conclusion here, the S.L.L. court held that default judgment is available at recommitment hearings. See 387 Wis. 2d 333, ¶38. The court said that the legislature allowed default judgment when it incorporated the rules of civil procedure into chapter 51. See id. (citing
¶51 The S.L.L. court went awry by focusing on the permissive nature of detention orders. The court highlighted the word “may” in
¶52 However, we see a textual suggestion that detention orders preclude default judgment in
¶53 We need not get distracted—as the S.L.L. court did—by the fact that issuing a detention order is discretionary. A discretionary rule is still a rule that “otherwise provide[s]” a procedure for courts to follow. See
¶54 Moreover, courts should generally “afford litigants a day in court” and “default judgments are regarded with particular disfavor.” See Split Rock, 253 Wis. 2d 238, ¶64. The S.L.L. court never mentioned this directive. In the end, the S.L.L. court‘s conclusion runs contrary to our case law emphasizing the severity of default judgment and fails to heed the text of
¶55 We hold that under our statutes, a circuit court may not enter default judgment for recommitment proceedings.
2. Default Judgment and Involuntary Medication
¶56 Similarly, default judgment is not available in involuntary medication hearings. We can see this in the plain text of our statutes. In
¶57 If a circuit court were allowed to enter a default judgment, it would undermine the legislature‘s directive to hold a fair hearing. For instance, if a court could enter default judgment, subject individuals would not be able to “present and cross-examine witnesses.” See
¶58 Further, our law in similar contexts suggests that default judgments would undermine the statutory mandate to hold a fair hearing. In the criminal context, default judgment is not available. And in commitment proceedings, summary judgment is not allowed. Shirley J.C., 172 Wis. 2d at 378. Our court of appeals said that summary judgment would render the commitment hearing requirement “meaningless.” Id.
¶59 Like criminal cases and commitment proceedings, involuntary medication hearings implicate liberty interests. “The forcible injection of medication into a nonconsenting person‘s body represents a substantial interference with that person‘s liberty.” Melanie L., 349 Wis. 2d 148, ¶43 (quoting Washington v. Harper, 494 U.S. 210, 221 (1990)). “Administration of psychotropic drugs is no small matter.” D.J.W., 391 Wis. 2d 231, ¶43 n.7.
¶61 We hold that default judgment is not allowed in involuntary medication hearings under
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¶62 Here, the court entered default judgment at M.A.C.‘s August 16, 2022 recommitment and involuntary medication hearing. Since default judgment is not allowed in those proceedings, the court‘s order violated our statutes and the court erroneously exercised its discretion. Ford, 306 Wis. 2d 1, ¶28 (“An erroneous exercise of discretion may arise from an error in law . . . .“).
C. Sufficiency of the Evidence
¶63 Finally, M.A.C. argues that the County did not provide sufficient evidence for the circuit court to order involuntary medication.22 We agree.
¶64 When seeking an involuntary medication order, a county must prove that an individual is incompetent to refuse medication by clear and convincing evidence.
¶65 Under that provision, a county must make two showings. First, a county must show that “the advantages and disadvantages of and alternatives to accepting the particular medication or treatment have been explained to the individual.”
which requires showing that “because of mental illness,” the subject individual is “substantially incapable of applying an understanding of the advantages, disadvantages and alternatives to his or her mental illness . . . in order to make an informed choice as to whether to accept or refuse medication.”
¶66 In this case, we must apply the statutory standard to the facts to determine whether the County met its burden. We do that review de novo. Melanie L., 349 Wis. 2d 148, ¶39.
¶67 As a
¶68 We determine that the County failed to meet its clear and convincing burden on the first showing—that the advantages, disadvantages, and alternative to a particular medication had been explained to M.A.C. Notably, the County did not formally introduce anything into evidence and did not call any of its three proposed witnesses.24 Instead, the County asked the circuit court to “rely upon the doctor reports” to make factual findings. The circuit court complied and made all its findings “[b]ased upon the doctors’ reports and [M.A.C.]‘s failure to appear.”
¶69 But the doctors’ reports weren‘t much to rely on. Neither doctor spoke to M.A.C., and one failed to explain how he obtained any information about M.A.C. Both doctors indicated they did not discuss the advantages, disadvantages, and alternatives to medication with M.A.C. Based on only those doctors’ reports,25 the court found that “[t]he advantages, disadvantages, and alternatives to medication [had] been explained” to M.A.C.
¶70 The County cannot prove that M.A.C. received information about the medications by relying on reports which show that the opposite is true. The doctors’ reports affirmatively state the examiners did not speak with M.A.C. about her medications. That cannot be enough to prove that “the advantages and disadvantages of and alternatives to accepting the particular medication or treatment have been explained to the individual.”
¶71 “Administration of psychotropic drugs is no small matter” and a circuit court‘s procedure “should mirror the serious nature of the proceeding.” D.J.W., 391 Wis. 2d 231, ¶43 & n.7. Involuntary medication hearings “cannot be perfunctory.” Melanie L., 349 Wis. 2d 148, ¶94. We hold that the County failed to provide sufficient evidence for M.A.C.‘s involuntary medication.
III. CONCLUSION
¶72 We reverse the decision of the court of appeals for three reasons. First, a subject
By the Court.—The decision of the court of appeals is reversed.
¶73 BRIAN HAGEDORN, J. (concurring). I agree with the majority that the notice provided to M.A.C. was insufficient. Both the recommitment and involuntary medication statutes require that notice be sent to the subject individual “and” his or her counsel.1 The majority correctly explains why the statutory text and context support the conclusion that notice must go to both, not to counsel alone.2
¶74 On the recommitment issue, however, one might argue that we should nonetheless affirm because Waukesha County v. S.L.L. held that notice to the subject‘s attorney is sufficient. 2019 WI 66, ¶30, 387 Wis. 2d 333, 929 N.W.2d 140. But it is questionable whether S.L.L. should be understood this way, or at least, extended to a new statute. The provision at issue in this case——
¶75 This short rejoinder did not interact with the plain language of
¶76 And that conclusion is sufficient to decide this case.4 Unlike the majority, I
¶77 REBECCA GRASSL BRADLEY, J. (concurring in part, dissenting in part). I agree with the majority that the record lacked sufficient evidence for the circuit court to order involuntary medication. See majority op., ¶¶63-70.
¶78 The majority proceeds to make a mess of the remaining issues. It erroneously overrules Waukesha County v. S.L.L., 2019 WI 66, 387 Wis. 2d 333, 929 N.W.2d 140, on the questions of notice and default judgment. Everyone agrees notice needed to be provided to both M.A.C. and her attorney; the question is how notice must be given. See
¶79 As for default, the majority seriously errs (again) by holding default judgment is unavailable in recommitment and involuntary medication hearings. As Chief Justice Ziegler explains, the rules of civil procedure, which provide for default judgment, are incorporated into Chapter 51, and nothing in Chapter 51 even remotely suggests those provisions are displaced. Id., ¶¶116-19.
¶80 Because the majority gets only one issue right while botching the others, I concur in part and dissent in part.
¶81 ANNETTE KINGSLAND ZIEGLER, C.J. (dissenting). M.A.C. filed a petition for review of a court of appeals decision which affirmed her recommitment and involuntary medication orders under chapter 51. The petition raises the following three issues:
- [Under what circumstances may a default judgment] be entered against an individual who appears by counsel at a commitment hearing?
- [W]hether
Wis. Stat. § 51.20(10)(a) entitles an individual to personal notice of a recommitment hearing. This statute provides: “[w]ithin a reasonable time prior to the final hearing, the petitioner‘s counsel shall notify the subject individual and his or her counsel of the time and place of the final hearing.” - [W]hether a person can forfeit their right to an examination of their competency to refuse medication.
¶82 The court of appeals concluded that this case was governed by this court‘s decision in Waukesha County v. S.L.L., 2019 WI 66, 387 Wis. 2d 333, 929 N.W.2d 140. Regarding the issue of notice, the court of appeals stated:
This court is bound by S.L.L., where substantially similar arguments were made and rejected by our supreme court. In S.L.L., our supreme court determined that service of the recommitment hearing notice on the subject‘s lawyer complied with the statutes and that using indirect service methods did not violate due process when the subject was homeless and had failed to adhere to the required condition of keeping the County informed of her current address. S.L.L., 387 Wis. 2d 333, ¶¶26-30 & n.18. These same conclusions apply to M.A.C. First, service of the notice on her appointed attorney satisfies the statutes. Second, M.A.C., like S.L.L., failed to keep the County informed of her current address, making it difficult if not impossible for the County to personally serve her the notice.
Waukesha Cnty. v. M.A.C., No. 2023AP533, unpublished slip op., ¶13 (Wis. Ct. App. July 28, 2023). The court of appeals also concluded that S.L.L. controls regarding the default judgment issue, as M.A.C. presented “the same factual scenario present in S.L.L., where our supreme court approved a default judgment.” Id., ¶16.
¶83 The majority should exercise restraint instead of wading into issues that go beyond the arguments and merits of the case. Once the majority determined that notice must be provided to M.A.C., no other issues remain. The majority determines that M.A.C. is “entitled to notice” and that the legislature “meant for notice to be provided to both subject individuals and their attorneys.” Majority op., at ¶¶3, 29. I agree notice must be provided.
¶84 Additionally, given the fact the majority has concluded that notice was not properly provided to M.A.C., no other issues remain to be decided. In other words, the default judgment entered against M.A.C. is rendered moot by the majority‘s notice determination. Nonetheless, the majority needlessly wades into a determination that default judgment is unavailable. Any rationale for this conclusion appears rooted in a particularized notion of “fairness,” untethered to the law or practice and procedure. Default judgment is an available tool for relief that should not be disturbed.
¶85 Inexplicably, on its own volition, the court now determines that:
(1) under our statutes a subject individual is entitled to notice of recommitment and involuntary medication hearings—notice to counsel only is not enough, (2) our statutes do not allow default judgment at those hearings, and (3) the County provided insufficient evidence for M.A.C.‘s involuntary medication.
Majority op., ¶3. Particularly where, as here, the individual is homeless but is represented by a lawyer and fails to keep the court apprised of her whereabouts, the issue of receiving notice becomes more complicated. While this court‘s recent holding in S.L.L., 387 Wis. 2d 333, already definitively answers questions presented again in this case, the majority nonetheless overrules the S.L.L. court and reverses the court of appeals. I dissent because the court of appeals was correct. S.L.L., recently decided by this court, directly governs this case and should not be overruled.
¶86 M.A.C. was first committed in June 2020 and has been recommitted several times since. She is diagnosed with schizoaffective disorder and is treated with a monthly injectable dose of medication along with two oral medications. During the initial commitment, M.A.C. was released to outpatient status under a conditional order that provided if she missed scheduled medication appointments, the sheriff was authorized to
bring her to her monthly injection. M.A.C. believes that she does not have a mental illness and does not need medication. At some point she was evicted from her apartment and at the time of the recommitment order at issue, she was homeless.
¶87 A social worker who manages M.A.C.‘s case filed a petition for an extension of her commitment. The petition requested a recommitment hearing and alleged that M.A.C.‘s recommitment was needed to protect society, M.A.C., or both, and that M.A.C. is “dangerous because there is a substantial likelihood . . . that [M.A.C.] would be a proper subject for commitment if [her current] treatment is withdrawn.”
¶88 The circuit court scheduled a recommitment hearing. The notice of hearing listed M.A.C. as homeless. The notice directed M.A.C. to contact the court-appointed doctors for examination before the recommitment hearing. The notice indicated that an attorney would be appointed to represent M.A.C. and the State Public Defender‘s office phone number was provided.
¶89 A public defender was appointed to represent M.A.C. for the recommitment hearing. Waukesha County sent a separate notice of recommitment to the State Public
¶90 M.A.C. did not contact either of the court-appointed doctors. Both doctors, however, filed reports with the circuit court opining that M.A.C. met the statutory criteria and should be recommitted. One doctor based his opinion on prior examinations of M.A.C., her treatment records, and his contact with the social worker. That doctor recommended outpatient treatment for M.A.C. The other doctor did not specifically identify the basis for his opinion, although he referred to past examinations of M.A.C. and her treatment record. He recommended inpatient treatment.
¶91 The circuit court subsequently held a recommitment hearing. M.A.C. failed to appear. Her attorney was present and explained to the court:
I have no explanation for her nonappearance. I have been trying to reach her. I know [the social worker] has been trying as well. [M.A.C.] did have her most recent shot, but she also has had a fairly recent, I think, shocking experience . . . Her significant other . . . lit himself on fire in front of her.
Sadly, M.A.C. had apparently asked jail staff to kill her, and had expressed a desire to kill her boyfriend and her son.
¶92 Waukesha County stated that the court could order M.A.C. into custody, but the best option would be to find her in default “because the
I don‘t think it would be in her best interests regarding her treatment to take her into custody [as] an inpatient. I don‘t think that‘s the least restrictive environment for her. I do understand that by finding her in default, this Court is giving up the rights that she has, but under Supreme Court precedent that comes out of this County, S.L.L., [387 Wis. 2d 333], the County has properly noticed [her], and, therefore, I ask the Court find her in default and rely upon the doctor reports to find the requisite requirements to continue commitment.
M.A.C.‘s counsel said:
I have no direction from my client as to how she‘s wishing to proceed on this. I would agree with [the County] that I don‘t believe my client would want to be taken into custody. She has cooperated with getting her shot, and I don‘t know her position at this time.
¶93 Thereafter, the circuit court entered default judgment against M.A.C. As an evidentiary basis, the court relied on the doctors’ reports that had been filed. The court concluded that the requirements for recommitment had been met. When M.A.C.‘s counsel was asked her position, she responded that she was not in a position to object. The court found, based on the doctors’ reports and M.A.C.‘s failure to appear for the hearing, that grounds exist to extend the commitment, and that M.A.C. met the statutory criteria for an outpatient recommitment based on
¶94 In the court of appeals, M.A.C. argued that she was entitled to personal service of the notice of recommitment hearing. She stated that the circuit court erroneously exercised its discretion by entering default against her with her attorney present at the recommitment hearing. Finally, M.A.C. stated the evidence presented was insufficient to support the orders entered by the circuit court. The court of appeals rejected these arguments and affirmed the circuit court‘s orders for recommitment and involuntary medication.
¶95 The court of appeals was correct. I respectfully dissent.
I. STATUTORY REQUIREMENTS
¶96 The seminal issue is whether notice was provided under the statute.
¶97 The language of the statute directs the County to notify M.A.C. and her lawyer, but the statute does not provide how that notice must occur. We know that when personal service is required—which is not required in this statute—the legislature uses different language. See
¶98 Parties providing notice must comply with the statutory provisions, but here, the statute does not dictate how notice must be provided. S.L.L. answered that notice can be provided indirectly. Here, the majority fails to explain how notice can be provided to someone who does not apprise court or counsel of her whereabouts, and is homeless.
II. STARE DECISIS
¶99 The majority overrules S.L.L., 387 Wis. 2d 333, and concludes that “our statutes require notice to the subject individual—notice to counsel only is not sufficient. Majority op., ¶24. The majority also overrules S.L.L. on the issue of default, holding that “default judgment is not available at recommitment hearings or at involuntary medication hearings.” Majority op., ¶¶41, 56. S.L.L. correctly settled both the issue of notice and default judgment in an extension of commitment. Stare decisis should apply.
¶100 “Any time this court is asked to overturn a prior case, we must thoroughly consider the doctrine of stare decisis.” Progressive N. Ins. Co. v. Romanshek, 2005 WI 67, ¶41, 281 Wis. 2d 300, 697 N.W.2d 417. “This court follows the doctrine of stare decisis scrupulously because of our abiding respect for the rule of law.” State v. Luedtke, 2015 WI 42, ¶40, 362 Wis. 2d 1, 863 N.W.2d 592 (quoting Johnson Controls, Inc. v. Emp. Ins. of Wausau, 2003 WI 108, ¶94, 264 Wis. 2d 60, 665 N.W.2d 257); see also State v. Johnson, 2023 WI 39, ¶19, 407 Wis. 2d 195, 990 N.W.2d 174 (“We have repeatedly recognized the importance of stare decisis to the rule of law.“). “Failing to abide by stare decisis raises serious concerns as to whether the court is ‘implementing principles . . . founded in the law rather than in the proclivities of individuals.‘” Progressive N. Ins. Co., 281 Wis. 2d 300, ¶42 (quoting Payne v. Tennessee, 501 U.S. 808, 853 (1991) (Marshall, J., dissenting) (quoting another source)).
¶101 Fidelity to the principle of stare decisis is important because “frequent and careless departure from prior case precedent undermines confidence in the reliability of court decisions.” Johnson Controls, Inc., 264 Wis. 2d 60, ¶95. “Stare decisis is the preferred course of judicial action because it promotes evenhanded, predictable, and consistent development of legal principles . . . and contributes to the actual and perceived integrity of the judicial process.” Id. “Stare decisis ‘ensures the integrity of the judicial system by developing consistency in legal principles and establishing that cases are grounded in the law, not in the will of the individual members of the court.‘” Clarke v. Wis. Elections Comm‘n, 2023 WI 79, ¶128, 410 Wis. 2d 1, 998 N.W.2d 370 (Ziegler, C.J., dissenting) (quoting State v. Roberson, 2019 WI 102, ¶97, 389 Wis. 2d 190, 935 N.W.2d 813 (Dallet, J., dissenting)). “When existing law is open to revision in every case, deciding cases becomes a mere exercise of judicial will, with arbitrary and unpredictable results.” Schultz v. Natwick, 2002 WI 125, ¶37, 257 Wis. 2d 19, 653 N.W.2d 266 (citation omitted).
¶103 In recognition of our “abiding respect for the rule of law,” we require a “special justification” in order to overturn our precedent. See, e.g., Johnson Controls, Inc., 264 Wis. 2d 60, ¶94; State v. Johnson, 407 Wis. 2d 195, ¶19; State v. Young, 2006 WI 98, ¶51 n.16, 294 Wis. 2d 1, 717 N.W.2d 729; Schultz, 257 Wis. 2d 19, ¶37. This court recognizes five such special justifications for overruling precedent. State v. Johnson, 407 Wis. 2d 195, ¶20. These five justifications for overruling precedent exist in cases or situations in which:
(1) the law has changed in a way that undermines the prior decision‘s rationale; (2) there is a “need to make a decision correspond to newly ascertained facts“; (3) our precedent “has become detrimental to coherence and consistency in the law“; (4) the decision is “unsound in principle“; or (5) it is “unworkable in practice.”
Id. (quoting Young, 294 Wis. 2d 1, ¶51 n.16 (citing Johnson Controls, Inc., 264 Wis. 2d 60, ¶¶98-99)). Regarding the issue of notice, of these five special justifications, the majority determines that this court‘s holding in S.L.L. was unsound in principle because the S.L.L. court “did not adequately address the plain text of
¶104 Like this case, S.L.L. involved a challenge to an extension of a commitment proceeding. Following Waukesha County‘s emergency detention of Ms. L.,1 the circuit court found Ms. L. mentally ill and ordered her committed to the care and custody of Waukesha County for six months. The circuit court also found that Ms. L. was not competent to refuse psychotropic medication or treatment and authorized the involuntary administration of medication during the period of her initial commitment. Ms. L. reportedly responded well enough to treatment that the County executed a conditional transfer permitting Ms. L. to reside elsewhere so long as she agreed to abide by the transfer‘s requirements. These requirements “included taking all prescribed medications, complying with all ongoing treatment and activities recommended by the Waukesha County Health and Human Services Department,
¶105 The County cited to Ms. L.‘s failure to comply with medical treatment and to apprise the court of her current address in their request for a 12-month commitment extension. The circuit court scheduled a hearing on the commitment extension. The court also ordered Ms. L. to undergo a pre-hearing examination for her mental health condition, which Ms. L. failed to do.
¶106 In compliance with statutory requirements, the court sent notice of the extension hearing both to Ms. L.‘s last known address and to her counsel.2 The counsel received the notice, while “[t]he copy of the notice sent to Ms. L. was returned as undeliverable.” S.L.L., 387 Wis. 2d 333, ¶6. Ms. L. failed to appear at the extension hearing. Ms. L. was nonetheless represented by counsel at the hearing, but counsel acknowledged that she had no communication with Ms. L. prior to the hearing and did not know her whereabouts.
¶107 The circuit court conducted the extension hearing in Ms. L.‘s absence. The circuit court determined that Ms. L. was “subject to the jurisdiction of the Court through the pendency of the order.” Id., ¶7. The circuit court then found Ms. L. “in default of her right to object” due to her “not appear[ing] here today.” Id. Due to Ms. L.‘s failure to schedule or attend the court-ordered physical examination, the court relied on earlier physician reports from the initial commitment and the County‘s extension petition. The circuit court granted the County‘s commitment extension petition, issuing an order extending Ms. L.‘s commitment for 12 months.3 The circuit court also issued a separate order authorizing the County to involuntarily medicate Ms. L. during the commitment.
¶108 As applicable to M.A.C., the S.L.L. court examined
¶109 The majority‘s argument then that the S.L.L. court “did not adequately address the plain text of
¶110 The majority opinion‘s reasoning is contradictory and fails to answer how notice must be provided. The majority opines that “the S.L.L. court did not adequately address the plain text of
¶111 The fact that the majority apparently disagrees with the conclusion the S.L.L. court reached, does not render S.L.L.‘s holding on notice “unsound in principle.” The S.L.L. court adequately addressed the plain text of the statute and came to a reasonable conclusion, supported by the text, that notice to one‘s attorney was sufficient to satisfy the statutory requirements of notice. The S.L.L. court and the majority agree on the “who” question—that statutorily the “and” mandates that both the attorney and the subject individual need to be noticed. The point of disagreement is the “how” question. While the S.L.L. court answered the “how” question (and the dissent agrees with the S.L.L. court‘s conclusion), the majority fails to answer the “how” question, completely failing to explain how notice can be provided to someone who does not apprise court or counsel of her whereabouts, and is homeless. Yet, the majority overrules S.L.L. anyway.
¶112 Returning to the present case, the record reflects that M.A.C. was properly noticed with the request for extension of commitment, she failed to appear, and she
¶113 The entry of an initial commitment order pursuant to
¶114 Although
¶115 However, not content to overturn S.L.L.‘s holding on provision of notice, the majority also seeks to overturn S.L.L.‘s holding that default judgment is a tool available for courts to use at recommitment hearings.8 Given that the majority has concluded that notice was not properly provided to M.A.C., no other issues remain to be decided. In other words, the default judgment entered against M.A.C. is rendered moot by the majority‘s notice determination. Nonetheless, the majority needlessly wades into a determination that default judgment is unavailable. Any rationale for this conclusion appears rooted in a particularized notion of “fairness,” untethered to the law or practice and procedure. Default judgment is an available tool for relief that should not be disturbed.
¶116 The legislature provided that the rules of civil procedure are incorporated into extension of commitment hearings.
¶117 In the case at issue, no request for an adjournment was ever made.9 The circuit court could have also enlisted any number of ways to actually bring M.A.C. into court, but counsel did not request that the court utilize those means. Had an objection to notice been made, the court could have considered alternative methods to ensure her appearance. The court, for example, could have issued a detention order for M.A.C., in accordance with
¶118 The majority also declares that “[s]imilarly” to their argument against default judgment entries for recommitment proceedings, “default judgment is not available in involuntary medication hearings.” Majority op., ¶56. According to the majority, “[i]f a circuit court were allowed to enter a default judgment, it would undermine the legislature‘s directive to hold a fair hearing.” Id., ¶57. Since “[d]efault judgment is the ‘ultimate sanction’ and deprives individuals of ‘a day in court and a trial on the issues,‘” the majority concludes that the plain text of
¶119 Allowing courts to enter default judgment at involuntary medication hearings does not equate to the court foregoing holding a hearing. A hearing is held whether default is entered or not. As the court did here, it received evidence and proof from the County pursuant to the involuntary medication order, even though it entered default judgment against M.A.C. See
¶120 In so doing, the majority appears to fashion its own canon of construction around this hearing issue, which resembles a due process analysis rather than a statutory interpretation analysis. Majority op., ¶¶48-49. It is a bit unclear whether the majority is making a statutory interpretation argument about hearings or a due process argument, even though at the outset the majority indicated it would not be addressing the due process argument. Majority op., ¶24 n.10. While the majority is correct that we have recognized default is a harsh sanction, it is unclear how the majority connects that understanding to whether finding someone in default is nonetheless statutorily permissible.
¶121 We know that other statutes require hearings in matters where liberty interests are implicated, yet still allow for default judgment. For example, default judgment is permitted under chapter 48, which addresses termination of parental rights, a significant liberty interest. See
¶122 Under the majority‘s framing, little recourse is left to counties when an individual who was previously deemed mentally ill, dangerous, and a proper subject for treatment, cannot be located because they do not provide contact information and they are homeless. The court does not explain how to provide notice to such an individual. Under such a scenario, when the commitment order terminates, the State of Wisconsin‘s clearly stated policy to help, support, and treat those with mental illness is undermined. Our court system does not typically reward individuals who absent themselves from court proceedings and fail to comply with standing court orders. Allowing the individual to dictate whether the court can proceed is allowing the tail to wag the dog. Rather, the court must be allowed to proceed. The process has built-in procedural safeguards if and when the absenting individual later appears.
¶123 The S.L.L. court‘s holdings that notice to counsel is statutorily sufficient and that default is an available tool at extension of commitment hearings, are grounded in an analysis of the applicable statutory texts. The conclusions reached are consistent with the application of our rules of civil procedure. The S.L.L. court reached well-reasoned, workable conclusions. Yet, because the S.L.L. court reaches an outcome with which this majority disagrees, the majority labels it “unsound in principle” and overturns it. Mere disagreement with an opinion is not a “special justification” necessary to justify overturning precedent. Fidelity to the principle of stare decisis demands more.12
III. SUFFICIENCY OF THE EVIDENCE
¶124 With respect to the sufficiency of the evidence for the involuntary medication
rely upon the doctors’ reports in file to conclude that [M.A.C.] is mentally ill, that she is dangerous based on a substantial probability of physical impairment or physical injury to self [or] others as manifested or shown by a substantial likelihood based on treatment record that she would be a proper subject for commitment if treatment were withdrawn.
¶125 The court found that “[b]ased upon the doctors’ reports and [M.A.C.]‘s failure to appear today” that “there are grounds for extension of the commitment,” and that “medication or treatment will have therapeutic value” for M.A.C., as “[s]he does need medication or treatment.” The court also found:
The advantages, disadvantages, and alternatives to medication have been explained to [M.A.C.], however, due to mental illness, she is not competent to refuse psychotropic medication or treatment because she is substantially incapable of applying an understanding of the advantages, disadvantages, and alternatives of her condition in order to make an informed choice as to whether to accept or refuse psychotropic medication.
¶126 Notably, counsel for M.A.C. did not object.14 Had counsel objected, perhaps the court would have made additional, detailed findings. The court based its decision on reports that were previously filed with the court and are clearly part of the record. They were referenced by the court. In making their
recommendation to the court, the court-appointed examiners reviewed these treatment records and their earlier examinations of M.A.C. The doctors’ reports support the proof required for the extension of commitment.15 There was no need, nor was there a request, that testimony be taken.
¶127 The involuntary medication order is also sufficient. M.A.C. denied the need
¶128 M.A.C.‘s decision to absent herself from court proceedings, and her decision to forgo court-ordered medical examination pursuant to an involuntary medication order, should not then foreclose a court from conducting its business. If it did, this would allow the tail to wag the dog; someone who does not want a court order to be entered, can decide to not come to court. That makes no logical sense. If an individual fails to comply with a court-ordered medical examination, as M.A.C. did, the doctors are not proscribed from basing their recommendation on the information available to them—what they previously knew and what was in the record. The court can certainly benefit from the most recent data, but the court is not handcuffed from proceeding forward and rely on the most up-to-date information it has at its disposal, especially given the individual‘s failure to participate as ordered.
¶129 For all of the foregoing reasons, I respectfully dissent.
Notes
Whenever under these statutes, service of pleadings and other papers is required or permitted to be made upon a party represented by an attorney, the service shall be made upon the attorney unless service upon the party in person is ordered by the court. Service upon the attorney or upon a party shall be made by delivering a copy or by mailing it to the last-known address, or, if no address is known, by leaving it with the clerk of the court. . . .
[A]n individual is not competent to refuse medication or treatment if, because of mental illness, developmental disability, alcoholism or drug dependence, and after the advantages and disadvantages of and alternatives to accepting the particular medication or treatment have been explained to the individual, one of the following is true:
a. The individual is incapable of expressing an understanding of the advantages and disadvantages of accepting medication or treatment and the alternatives.
b. The individual is substantially incapable of applying an understanding of the advantages, disadvantages and alternatives to his or her mental illness, developmental disability, alcoholism or drug dependence in order to make an informed choice as to whether to accept or refuse medication or treatment.
[A]n individual is not competent to refuse medication or treatment if, because of mental illness, developmental disability, alcoholism or drug dependence, and after the advantages and disadvantages of and alternatives to accepting the particular medication or treatment have been explained to the individual, one of the following is true:
a. The individual is incapable of expressing an understanding of the advantages and disadvantages of accepting medication or treatment and the alternatives.
b. The individual is substantially incapable of applying an understanding of the advantages, disadvantages and alternatives to his or her mental illness, developmental disability, alcoholism or drug dependence in order to make an informed choice as to whether to accept or refuse medication or treatment.
