Lead Opinion
delivered the opinion of the Court.
In this case we reconsider our holdings in Booth v. Maryland,
Petitioner, Pervis Tyrone Payne, was convicted by a jury on two counts of first-degree murder and one count of assault with intent to commit murder in the first degree. He was sentenced to death for each of the murders and to 30 years in prison for the assault.
The victims of Payne’s offenses were 28-year-old Charisse Christopher, her 2-year-old daughter Lacie, and her 3-year-old son Nicholas. The three lived together in an apartment in Millington, Tennessee, across the hall from Payne’s girlfriend, Bobbie Thomas. On Saturday, June 27, 1987, Payne visited Thomas’ apartment several times in expectation of her return from her mother’s house in Arkansas, but found no one at home. On one visit, he left his overnight bag, con
Payne passed the morning and early afternoon injecting cocaine and drinking beer. Later, he drove around the town with a friend in the friend’s car, each of them taking turns reading a pornographic magazine. Sometime around 3 p.m., Payne returned to the apartment complex, entered the Christophers’ apartment, and began making sexual advances towards Charisse. Charisse resisted and Payne became violent. A neighbor who resided in the apartment directly beneath the Christophers heard Charisse screaming, “ ‘Get out, get out,’ as if she were telling the children to leave.” Brief for Respondent 3. The noise briefly subsided and then began,‘“horribly loud.’” Ibid. The neighbor called the police after she heard a “blood curdling scream” from the Chris-tophers’ apartment. Ibid.
When the first police officer arrived at the scene, he immediately encountered Payne, who was leaving the apartment building, so covered with blood that he appeared to be “‘sweating blood.’” The officer confronted Payne, who responded, “‘Pm the complainant.’” Id., at 3-4. When the officer asked, “‘What’s going on up there?’” Payne struck the officer with the overnight bag, dropped his tennis shoes, and fled.
Inside the apartment, the police encountered a horrifying scene. Blood covered the walls and floor throughout the unit. Charisse and her children were lying on the floor in the kitchen. Nicholas, despite several wounds inflicted by a butcher knife that completely penetrated through his body from front to back, was still breathing. Miraculously, he survived, but not until after undergoing seven hours of surgery and a transfusion of 1,700 cc’s of blood — 400 to 500 cc’s more than his estimated normal blood volume. Charisse and Lacie were dead.
Lacie’s body was on the kitchen floor near her mother. She had suffered stab wounds to the chest, abdomen, back, and head. The murder weapon, a butcher knife, was found at her feet. Payne’s baseball cap was snapped on her arm near her elbow. Three cans of malt liquor bearing Payne’s fingerprints were found on a table near her body, and a fourth empty one was on the landing outside the apartment door.
Payne was apprehended later that day hiding in the attic of the home of a former girlfriend. As he descended the stairs of the attic, he stated to the arresting officers, “ ‘Man, I ain’t killed no woman.’ ” Id., at 13. According to one of the officers, Payne had “‘a wild look about him. His pupils were contracted. He was foaming at the mouth, saliva. He appeared to be very nervous. He was breathing real rapid.’” Ibid. He had blood on his body and clothes and several scratches across his chest. It was later determined that the blood stains matched the victims’ blood types. A search of his pockets revealed a packet containing cocaine residue, a hypodermic syringe wrapper, and a cap from a hypodermic syringe. His overnight bag, containing a bloody white shirt, was found in a nearby dumpster.
At trial, Payne took the stand and, despite the overwhelming and relatively uncontroverted evidence against him, testified that he had not harmed any of the Christophers. Rather, he asserted that another man had raced by him as he was walking up the stairs to the floor where the Christophers lived. He stated that he had gotten blood on himself when, after hearing moans from the Christophers’ apartment, he
During the sentencing phase of the trial, Payne presented the testimony of four witnesses: his mother and father, Bobbie Thomas, and Dr. John T. Hutson, a clinical psychologist specializing in criminal court evaluation work. Bobbie Thomas testified that she met Payne at church, during a time when she was being abused by her husband. She stated that Payne was a very caring person, and that he devoted much time and attention to her three children, who were being affected by her marital difficulties. She said that the children had come to love him very much and would miss him, and that he “behaved just like a father that loved his kids.” She asserted that he did not drink, nor did he use drugs, and that it was generally inconsistent with Payne’s character to have committed these crimes.
Dr. Hutson testified that based on Payne’s low score on an IQ test, Payne was “mentally handicapped.” Hutson also said that Payne was neither psychotic nor schizophrenic, and that Payne was the most polite prisoner he had ever met. Payne’s parents testified that their son had no prior criminal record and had never been arrested. They also stated that Payne had no history of alcohol or drug abuse, he worked with his father as a painter, he was good with children, and he was a good son.
The State presented the testimony of Charisse’s mother, Mary Zvolanek. When asked how Nicholas had been affected by the murders of his mother and sister, she responded:
“He cries for his mom. He doesn’t seem to understand why she doesn’t come home. And he cries for his sister Lacie. He comes to me many times during the week and asks me, Grandmama, do you miss my Lacie. And I*815 tell him yes. He says, I’m worried about my Lacie.” App. 3.
In arguing for the. death penalty during closing argument, the prosecutor commented on the continuing effects of Nicholas’ experience, stating:
“But we do know that Nicholas was alive. ■ And Nicholas was in the same room. Nicholas was still conscious. His eyes were open. He responded to the paramedics. He was able to follow their directions. He was able to hold his intestines in as he was carried to the ambulance. So he knew what happened to his mother and baby sister.” Id., at 9.
“There is nothing you can do to ease the pain of any of the families involved in this case. There is nothing you can do to ease the pain of Bernice or Carl Payne, and that’s a tragedy. There is nothing you can do basically to ease the pain of Mr. and Mrs. Zvolanek, and that’s a tragedy. They will have to live with it the rest of their lives. There is obviously nothing you can do for Charisse and Lacie Jo. But there is something that you can do for Nicholas.
“Somewhere down the road Nicholas is going to grow up, hopefully. He’s going to want to know what happened. And he is going to know what happened to his baby sister and his mother. He is going to want to know what type of justice was done. He is going to want to know what happened. With your verdict, you will provide the answer.” Id., at 12.
In the rebuttal to Payne’s closing argument, the prosecutor stated:
“You saw the videotape this morning. You saw what Nicholas Christopher will carry in his mind forever. When you talk about cruel, when you talk about atrocious, and when you talk about heinous, that picture will*816 always come into yoúr mind, probably throughout the rest of your lives. . . .
“. . . No one will ever know about Lacie Jo because she never had the chance to grow up. Her life was taken from her at the age of two years old. So, no there won’t be a high school principal to talk about Lacie Jo Christopher, and there won’t be anybody to take her to her high school prom. And there won’t be anybody there — there won’t be her mother there or Nicholas’ mother there to kiss him at night. His mother will never kiss him good night or pat him as he goes off to bed, or hold him and sing him a lullaby.
“[Petitioner’s attorney] wants you to a good reputation, people who love the defendant and things about him. He doesn’t want you to think about the people who love Charisse Christopher, her mother and daddy who loved her. The people who loved little Lacie Jo, the grandparents who are still here. The brother who mourns for her every single day and wants to know where his best little playmate is. He doesn’t have anybody to watch cartoons with him, a little one. These are the things that go into why it is especially cruel, heinous, and atrocious, the burden that that child will carry forever.” Id., at 13-15.
The jury sentenced Payne to death on each of the murder counts.
The Supreme Court of Tennessee affirmed the conviction and sentence.
The court determined that the prosecutor’s comments during closing argument were “relevant to [Payne’s] personal responsibility and moral guilt.” Id., at 19. The court explained that “[w]hen a person deliberately picks a butcher knife out of a kitchen drawer and proceeds to stab to death a twenty-eight-year-old mother, her two and one-half year old daughter and her three and one-half year old son, in the same room, the physical and mental condition of the boy he left for dead is surely relevant in determining his ‘blameworthiness.’” The court concluded that any violation of Payne’s rights under Booth and Gathers “was harmless beyond a reasonable doubt.” Ibid.
We granted certiorari,
In Booth, the defendant robbed and murdered an elderly couple. As required by a state statute, a victim impact statement was prepared based on interviews with the victims’ son, daughter, son-in-law, and granddaughter. The statement, which described the personal characteristics of the victims, the emotional impact of the crimes on the family, and set forth the family members’ opinions and characterizations of the crimes and the defendant, was submitted to the jury at sentencing. The jury imposed the death penalty. The conviction and sentence were affirmed on appeal by the State’s highest court.
This Court held by a 5-to-4 vote that the Eighth Amendment prohibits a jury from considering a victim impact statement at the sentencing phase of a capital trial. The Court
The Booth Court began its analysis with the observation that the capital defendant must be treated as a “ ‘uniquely individual human bein[g],’”
Booth and Gathers were based on two premises: that evidence relating to a particular victim or to the harm that a capital defendant causes a victim’s family do not in general reflect on the defendant’s “blameworthiness,” and that only evidence relating to “blameworthiness” is relevant to the capital sentencing decision. However, the assessment of harm caused by the defendant as a result of the crime charged has understandably been an important concern of the criminal law, both in determining the elements of the offense and in determining the appropriate punishment. Thus, two equally blameworthy criminal defendants may be guilty of different . offenses solely because their acts cause differing amounts of harm. “If a bank robber aims his gun at a guard, pulls the trigger, and kills his target, he may be put to death. If the gun unexpectedly misfires, he may not. His moral guilt in both cases is identical, but his responsibility in the former is greater.” Booth,
The principles which have guided criminal sentencing — as opposed to criminal liability — have varied with the times. The book of Exodus prescribes the Lex talionis, “An eye for an eye, a tooth for a tooth.” Exodus 21: 22-23. In England and on the continent of Europe, as recently as the 18th century, crimes which would be regarded as quite minor today
Gradually the list of crimes punishable by death diminished, and legislatures began grading the severity of crimes in accordance with the harm done by the criminal. The sentence for a given offense, rather than being precisely fixed by the legislature, was prescribed in terms of a minimum and a maximum, with the actual sentence to be decided by the judge. With the increasing importance of probation, as opposed to imprisonment, as a part of the penological process, some States such as California developed the “indeterminate sentence,” where the time of incarceration was left almost entirely to the penological authorities rather than to the courts. . But more recently the pendulum has swung back. The Federal Sentencing Guidelines, which went into effect in 1987, provided for very precise calibration of sentences, depending upon a number of factors. These factors relate both to the subjective guilt of the defendant and to the harm caused by his acts. '
Wherever judges in recent years have had discretion to impose sentence, the consideration of the harm caused by the crime has been an important factor in the exercise of that discretion:
“The first significance of harm in Anglo-American jurisprudence is, then, as a prerequisite to the criminal sanction. The second significance of harm — one no less important to judges — is as a measure of the seriousness of the offense and therefore as a standard for determining the severity of the sentence that will be meted out.” S. Wheeler, K. Mann, & A. Sarat, Sitting in Judgment: The Sentencing of White-Collar Criminals 56 (1988).
Whatever the prevailing sentencing philosophy, the sentencing authority has always been free to consider a wide range of
“We think that the Georgia court wisely has chosen not to impose unnecessary restrictions on the evidence that can be offered at such a hearing and to approve open and far-ranging argument. ... So long as the evidence introduced and the arguments made at the presentence hearing do not prejudice a defendant, it is preferable not to impose restrictions. We think it desirable for the jury to have as much information before it as possible when it makes the sentencing decision.”
The Maryland statute involved in Booth required that the presentence report in all felony cases include a “victim impact statement” which would describe the effect of the crime on the victim and his family. Booth, supra, at 498. Congress and most of the States have, in recent years, enacted similar legislation to enable the sentencing authority to consider information about the harm caused by the crime committed by the defendant. The evidence involved in the present case was not admitted pursuant to any such enactment, but its purpose and effect were much the same as if it had been. While the admission of this particular kind of evidence — designed to portray for the sentencing authority the actual harm caused by a particular crime — is of recent origin, this fact hardly renders it unconstitutional. Williams v. Florida,
We have held that a State cannot preclude the sentencer from considering “any relevant mitigating evidence” that the defendant proffers in support of a sentence less than death. Eddings v. Oklahoma,
Payne echoes the concern voiced in Booth’s, case that the admission of victim impact evidence permits a jury to find that defendants whose victims were assets to their community are more deserving of punishment than those whose victims are perceived to be less worthy. Booth, supra, at 506, n. 8. As a general matter, however, victim impact evidence is not offered to encourage comparative judgments of this kind — for instance, that the killer of a hardworking, devoted parent deserves the death penalty, but that the murderer of a reprobate does not. It is designed to show instead each victim’s “uniqueness as an individual human being,” whatever the jury might think the loss to the community resulting from his death might be. The facts of Gathers are an excellent illustration of this: The evidence showed that the victim was an out of work, mentally handicapped individual, per
Under our constitutional system, the primary responsibility for defining crimes against state law, fixing punishments for the commission of these crimes, and establishing procedures for criminal trials rests with the States. The state laws respecting crimes, punishments, and criminal procedure are, of course, subject to the overriding provisions of the United States Constitution. Where the State imposes the death penalty for a particular crime, we have held that the Eighth Amendment imposes special limitations upon that process.
“First, there is a required threshold below which the death penalty cannot be imposed. In this context, the State must establish rational criteria that narrow the decisionmaker’s judgment as to whether the circumstances of a particular defendant’s case meet the threshold. Moreover, a societal consensus that the death penalty is disproportionate to a particular offense prevents a State from imposing the death penalty for that offense. Second, States cannot limit the sentencer’s consideration of any relevant circumstance that could cause it to decline to impose the penalty. In this respect, the State cannot challenge the sentencer’s discretion, but must allow it to consider any relevant information offered by the defendant.” McCleskey v. Kemp,481 U. S. 279 , 305-306 (1987).
But, as we noted in California v. Ramos,
“Within the constitutional limitations defined by our cases, the States enjoy their traditional latitude to prescribe the method by which those who commit murder shall be punished.” Blystone v. Pennsylvania,
We are now of the view that a State may properly conclude that for the jury to assess meaningfully the defendant’s moral culpability and blameworthiness, it should have before it at the sentencing phase evidence of the specific harm caused by the defendant. “[T]he State has a legitimate interest in counteracting the mitigating evidence which the defendant is entitled to put in, by reminding the sentencer that just as the murderer should be considered as an individual, so too the victim is an individual whose death represents a unique loss to society and in particular to his family.” Booth,
The present case is an example of the potential for such unfairness. The capital sentencing jury heard testimony from
In Gathers, as indicated above, we extended the holding of Booth barring victim impact evidence to the prosecutor’s argument to the jury. Human nature being what it is, capable lawyers trying cases to juries try to convey to the jurors that the people involved in the underlying events are, or were, living human beings, with something to be gained or lost from the jury’s verdict. Under the aegis of the Eighth Amendment, we have given the broadest latitude to the defendant to introduce relevant mitigating evidence reflecting
We thus hold that if the State chooses to permit the admission of victim impact evidence and prosecutorial argument on that subject, the Eighth Amendment erects no per se bar. A State may legitimately conclude that evidence about the victim and about the impact of the murder on the victim’s family is relevant to the jury’s decision as to whether or not the death penalty should be imposed. There is no reason to treat such evidence differently than other relevant evidence is treated.
Payne and his amicus argue that despite these numerous infirmities in the rule created by Booth and Gathers, we should adhere to the doctrine of stare decisis and stop short of overruling those cases. Stare decisis is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process. See Vasquez v. Hillery,
Applying these general principles, the Court has during the past 20 Terms overruled in whole or in part 33 of its previous constitutional decisions.
It is so ordered.
Notes
Perez v. Campbell,
Our holding today is limited to the holdings of Booth v. Maryland,
Concurrence Opinion
with whom Justice White and Justice Kennedy join, concurring.
In my view, a State may legitimately determine that victim impact evidence is relevant to a capital sentencing proceeding. A State may decide that the jury, before determining whether a convicted murderer should receive the death penalty, should know the full extent of the harm caused by the crime, including its impact on the victim’s family and community. A State may decide also that the jury should see “a quick glimpse of the life petitioner chose to extinguish,” Mills v. Maryland,
Given that victim impact evidence is potentially relevant, nothing in the Eighth Amendment commands that States treat it differently than other kinds of relevant evidence. “The Eighth Amendment stands as a shield against those practices and punishments which are either inherently cruel or which so offend the moral consensus of this society as to be deemed ‘cruel and unusual.’” South Carolina v. Gathers,
We do not hold today that victim impact evidence must be admitted, or even that it should be admitted. We hold merely that if a State decides to permit consideration of this evidence, “the Eighth Amendment erects no per se bar.” Ante, at 827. If, in a particular case, a witness’ testimony or a prosecutor’s remark so infects the sentencing proceeding as to render it fundamentally unfair, the defendant may seek appropriate relief under the Due Process Clause of the Fourteenth Amendment.
That line was not crossed in this case. The State called as a witness Mary Zvolanek, Nicholas’ grandmother. Her testimony was brief. She explained that Nicholas cried for his mother and baby sister and could not understand why they
Nor did the prosecutor’s comments about Charisse and Lacie in the closing argument violate the Constitution. The jury had earlier seen a videotape of the murder scene that included the slashed and bloody corpses of Charisse and Lacie. In arguing that Payne deserved the death penalty, the prosecutor sought to remind the jury that Charisse and Lacie were more than just lifeless bodies on a videotape, that they were unique human beings. The prosecutor remarked that Charisse would never again sing a lullaby to her son and that Lacie would never attend a high school prom. In my view, these statements were permissible. “Murder is the ultimate act of depersonalization.” Brief for Justice For All Political Committee et al. as Amici Curiae 3. It transforms a living person with hopes, dreams, and fears into a corpse, thereby taking away all that is special and unique about the person. The Constitution does not preclude a State from deciding to give some of that back.
I agree with the Court that Booth v. Maryland,
Concurrence Opinion
with whom Justice O’Connor and Justice Kennedy join as to Part II, concurring.
r — 1
The Court correctly observes the injustice of requiring the exclusion of relevant aggravating evidence during capital sentencing, while requiring the admission of all relevant mitigating evidence, see, e. g., Eddings v. Oklahoma,
I — I HH
The response to Justice Marshall’s strenuous defense of the virtues of stare decisis can be found in the writings of Justice Marshall himself. That doctrine, he has re
Today, however, Justice Marshall demands of us some “special justification” — beyond the mere conviction that the rule of Booth significantly harms our criminal justice system and is egregiously wrong — before we can be absolved of exercising “[p]ower, not reason.” Post, at 844. I do not think that is fair. In fact, quite to the contrary, what would enshrine power as the governing principle of this Court is the notion that an important constitutional decision with plainly inadequate rational support must be left in place for the sole reason that it once attracted five votes.
It seems to me difficult for those who were in the majority in Booth to hold themselves forth as ardent apostles of stare decisis. That doctrine, to the extent it rests upon anything more than administrative convenience, is merely the applica
Concurrence Opinion
with whom Justice Kennedy joins, concurring.
I join the Court’s opinion addressing two categories of facts excluded from consideration at capital sentencing proceedings by Booth v. Maryland,
To my knowledge, our legal tradition has never included a general rule that evidence of a crime’s effects on the victim and others is, standing alone, irrelevant to a sentencing determination of the defendant’s culpability. Indeed, as the Court’s opinion today, see ante, at 819-821, and dissents in Booth, supra, at 519-520 (opinion of Scalia, J.) and Gathers, supra, at 817-820 (opinion of O’Connor, J.), make clear, criminal conduct has traditionally been categorized and penalized differently according to consequences not specifically
Evidence about the victim and survivors, and any jury argument predicated on it, can of course be so inflammatory as to risk a verdict impermissibly based on passion, not deliberation. Cf. Penry v. Lynaugh,
Booth, supra,
To hold, however, that in setting the appropriate sentence a defendant must be considered in his uniqueness is not to require that only unique qualities be considered. While a defendant’s anticipation of specific consequences to the victims of his intended act is relevant to sentencing, such detailed
That foreseeability of the killing’s consequences imbues them with direct moral relevance, cf. Penry v. Lynaugh, supra, at 328 (death penalty should be “ ‘reasoned moral response’ ”), and evidence of the specific harm caused when a homicidal risk is realized is nothing more than evidence of the risk that the defendant originally chose to run despite the
I so view the relevance of the two categories of victim impact evidence at issue here, and I fully agree with the majority’s conclusion, and the opinions expressed by the dissenters in Booth and Gathers, that nothing in the Eighth Amendment’s condemnation of cruel and unusual punishment would require that evidence to be excluded. See ante, at 827 (“[I]f the State chooses to permit the admission of victim impact evidence and prosecutorial argument on that subject, the Eighth Amendment erects no per se bar”); Booth, supra, at 515-516 (White, J., dissenting) (nothing “'cruel or unusual’ or otherwise unconstitutional about the legislature’s decision to use victim impact statements in capital sentencing hearings”); Gathers,
I do not, however, rest my decision to overrule wholly on the constitutional error that I see in the cases in question. I must rely as well on my further view that Booth sets an unworkable standard of constitutional relevance that threatens, on its own terms, to produce such arbitrary consequences and uncertainty of application as virtually to guarantee a result far diminished from the case’s promise of appropriately
A hypothetical case will illustrate these facts and raise what I view as the serious practical problems with application of the Booth standard. Assume that a minister, unidentified as such and wearing no clerical collar, walks down a street to his church office on a brief errand, while his wife and adolescent daughter wait for him in a parked car. He is robbed and killed by a stranger, and his survivors witness his death. What are the circumstances of the crime that can be considered at the sentencing phase under Booth? The defendant did not know his victim was a minister, or that he had a wife and child, let alone that they were watching. Under Booth, these facts were irrelevant to his decision to kill, and they should be barred from consideration at sentencing. Yet evidence of them will surely be admitted at the guilt phase of the trial. The widow will testify to what she saw, and, in so doing, she will not be asked to pretend that she was a mere bystander. She could not succeed at that if she tried. The daughter may well testify too. The jury will not be kept from knowing that the victim was a minister, with a wife and child, on an errand to his church. This is so not only because the widow will not try to deceive the jury about her relationship, but also because the usual standards of trial relevance afford factfinders enough information about
Booth thus raises a dilemma with very practical consequences. If we were to require the rules of guilt-phase evidence to be changed to guarantee the full effect of Booth’s promise to exclude consideration of specific facts unknown to the defendant and thus supposedly without significance in morally evaluating his decision to kill, we would seriously reduce the comprehensibility of most trials by depriving jurors of those details of context that allow them to understand what is being described. If, on the other hand, we are to leave the rules of trial evidence alone, Booth’s objective will not be attained without requiring a separate sentencing jury to be empaneled. This would be a major imposition on the States, however, and I suppose that no one would seriously consider adding such a further requirement.
But, even if Booth were extended one way or the other to exclude completely from the sentencing proceeding all facts about the crime’s victims not known by the defendant, the case would be vulnerable to the further charge that it would lead to arbitrary sentencing results. In the preceding hypothetical, Booth would require that all evidence about the victim’s family, including its very existence, be excluded from sentencing consideration because the defendant did not know of it when he killed the victim. Yet, if the victim’s daughter had screamed “Daddy, look out,” as the defendant approached the victim with drawn gun, then the evidence of at least the daughter’s survivorship would be admissible even under a strict reading of Booth, because the defendant, prior to killing, had been made aware of the daughter’s existence,
Thus, the status quo is unsatisfactory, and the question is whether the case that has produced it should be overruled. In this instance, as in any other, overruling a precedent of this Court is a matter of no small import, for “the doctrine of stare decisis is of fundamental importance to the rule of law.” Welch v. Texas Dept. of Highways and Public Transportation, 4
The Court has a special justification in this case. Booth promises more than it can deliver, given the unresolved tension between common evidentiary standards at the guilt phase and Booth’s promise of a sentencing determination free from the consideration of facts unknown to the defendant and irrelevant to his decision to kill. An extension of the case to guarantee a sentencing authority free from the influence of information extraneous under Booth would be either an unworkable or a costly extension of an erroneous principle and would itself create a risk of arbitrary results. There is only one other course open to us. We can recede from the erroneous holding that created the tension and extended the false promise, and there is precedent in our stare decisis jurisprudence for doing just this. In prior cases, when this Court has confronted a wrongly decided, unworkable
This case presents no challenge to the Court’s holding in Booth v. Maryland that a sentencing authority should not receive a third category of information concerning a victim’s family members’ characterization of and opinions about the crime, the defendant, and the appropriate sentence. See ante, at 830, n. 2.
Because this discussion goes only to the underlying substantive rule in question, for brevity I will confine most references to Booth alone.
In Swift & Co. v. Wickham, the Court overruled Kesler v. Department of Public Safety of Utah,
Three years later in Swift & Co. v. Wickham, a majority of the Court disagreed with the Kesler analysis of the question, finding it inconsistent with the statute and earlier precedents of this Court.
“[t]wo possible interpretations of § 2281 [that] would provide a more practical rule for three-judge court jurisdiction. The first is that Kesler might be extended to hold, as some of its language might be thought to indicate, that all suits to enjoin the enforcement of a state statute, whatever the federal ground, must be channeled through three-judge courts. The second is that no such suits resting solely on ‘supremacy’ grounds fall within the statute.” Id., at 125 (footnote omitted).
Rather than extend the incorrectly decided opinion in Kesler, the Court decided to overrule it.
In Continental T. V., Inc. v. GTE Sylvania Inc., the Court overruled United States v. Arnold, Schwinn & Co.,
Dissenting Opinion
with whom Justice Blackmun joins, dissenting.
Power, not reason, is the new currency of this Court’s deci-sionmaking. Four Terms ago, a five-Justice majority of this Court held that “victim impact” evidence of the type at issue in this case could not constitutionally be introduced during the penalty phase of a capital trial. Booth v. Maryland,
In dispatching Booth and Gathers to their graves, today’s majority ominously suggests that an even more extensive upheaval of this Court’s precedents may be in store. Renouncing this Court’s historical commitment to a conception of “the judiciary as a source of impersonal and reasoned judgments,” Moragne v. States Marine Lines,
I
Speaking for the Court as then constituted, Justice Powell and Justice Brennan set out the rationale for excluding victim-impact evidence from the sentencing proceedings in a capital case. See Booth v. Maryland, supra, at 504-509; South Carolina v. Gathers, supra, at 810-811. As the majorities in Booth and Gathers recognized, the core principle of this Court’s capital jurisprudence is that the sentence of death must reflect an “‘individualized determination’” of the defendant’s “‘personal responsibility and moral guilt’” and must be based upon factors that channel the jury’s discretion “ ‘so as to minimize the risk of wholly arbitrary and capricious action.’” Booth v. Maryland, supra, at 502, quoting Zant v. Stephens,
There is nothing new in the majority’s discussion of the supposed deficiencies in Booth and Gathers. Every one of the arguments made by the majority can be found in the dissenting opinions filed in those two cases, and, as I show in the margin, each argument was convincingly answered by Justice Powell and Justice Brennan.
II
The overruling of one of this Court’s precedents ought to be a matter of great moment and consequence. Although the doctrine of stare decisis is not an “inexorable command,” Burnet v. Coronado Oil & Gas Co.,
Consequently, this Court has never departed from precedent without “special justification.” Arizona v. Rumsey,
The majority cannot seriously claim that any of these traditional bases for overruling a precedent applies to Booth or Gathers. The majority does not suggest that the legal rationale of these decisions has been undercut by changes or developments in doctrine during the last two years. Nor does the majority claim that experience over that period of time has discredited the principle that “any decision to impose the death sentence be, and appear to be, based on reason rather than caprice or emotion,” Gardner v. Florida,
The majority does assert that Booth and Gathers “have defied consistent application by the lower courts,” ante, at 830,
It takes little real detective work to discern just what has changed since this Court decided Booth and Gathers: this Court’s own personnel. Indeed, the majority candidly explains why this particular contingency, which until now has been almost universally understood not to be sufficient to warrant overruling a precedent, see, e. g., Florida Dept. of Health and Rehabilitative Services v. Florida Nursing Home Assn.,
This truncation of the Court’s duty to stand by its own precedents is astonishing. By limiting full protection of the doctrine of stare decisis to “cases involving property and contract rights,” ante, at 828, the majority sends a clear signal that essentially all decisions implementing the personal liberties protected by the Bill of Rights and the Fourteenth Amendment are open to reexamination. Taking into account the majority’s additional criterion for overruling — that a case either was decided or reaffirmed by a 5-4 margin “over spirited dissen[t],” ante, at 829 — the continued vitality of literally scores of decisions must be understood to depend on nothing more than the proclivities of the individuals who now comprise a majority of this Court. See, e. g., Metro Broadcasting v. FCC,
In my view, this impoverished conception of stare decisis cannot possibly be reconciled with the values that inform the proper judicial function. Contrary to what the majority suggests, stare decisis is important not merely because individuals rely on precedent to structure their commercial activity but because fidelity to precedent is part and parcel of a conception of “the judiciary as a source of impersonal and reasoned judgments.” Moragne v. States Marine Lines,
Carried to its logical conclusion, the majority’s debilitated conception of stare decisis would destroy the Court’s very capacity to resolve authoritatively the abiding conflicts between those with power and those without. If this Court shows so little respect for its own precedents, it can hardly expect them to be treated more respectfully by the state actors whom these decisions are supposed to bind. See
Indeed, the majority’s disposition of this case nicely illustrates the rewards of such a strategy of defiance. The Tennessee Supreme Court did nothing in this case to disguise its contempt for this Court’s decisions in Booth and Gathers. Summing up its reaction to those cases, it concluded:
“It is an affront to the civilized members of the human race to say that at sentencing in a capital case, a parade of witnesses may praise the background, character and good deeds of Defendant (as was done in this case), without limitation as to relevancy, but nothing may be said that bears upon the character of, or harm imposed, upon the victims.”791 S. W. 2d 10 , 19 (1990).
Offering no explanation for how this case could possibly be distinguished from Booth and Gathers — for obviously, there is none to offer — the court perfunctorily declared that the victim-impact evidence and the prosecutor’s argument based on this evidence “did not violate either [of those decisions].” Ibid. It cannot be clearer that the court simply declined to be bound by this Court’s precedents.
Today’s decision charts an unmistakable course. If the majority’s radical reconstruction of the rules for overturning this Court’s decisions is to be taken at face value — and the majority offers us no reason why it should not — then the overruling of Booth and Gathers is but a preview of an even broader and more far-reaching assault upon this Court’s precedents. Cast aside today are those condemned to face society’s ultimate penalty. Tomorrow’s victims may be minorities, women, or the indigent. Inevitably, this campaign to resurrect yesterday’s “spirited dissents” will squander the authority and the legitimacy of this Court as a protector of the powerless.
I dissent.
The majority’s primary argument is that punishment in criminal law is frequently based on an “assessment of [the] harm caused by the defendant as a result of the crime charged.” Ante, at 819. See also Booth v. Maryland,
The majority also discounts Justice Powell’s concern with the inherently prejudicial quality of victim-impact evidence. “[T]he mere fact that for tactical reasons it might not be prudent for the defense to rebut victim impact evidence,” the majority protests, “makes the case no different than others in which a party is faced with this sort of a dilemma.” Ante, at 823. See also Booth v. Maryland, supra, at 518 (White, J., dissenting). Unsurprisingly, this tautology is completely unresponsive to Justice Powell’s argument. The Booth Court established a rule excluding introduction of victim-impact evidence not merely because it is difficult to rebut — a feature of victim-impact evidence that may be “no different” from that of many varieties of relevant, legitimate evidence — but because the effect of this evidence in the sentencing proceeding is unfairly prejudicial: “The prospect of a ‘mini-trial’ on the victim’s character is more than simply unappealing; it could well distract the sentencing jury from its constitutionally required task — determining whether the death penalty is appropriate in light of the background and record of the accused and the particular circumstances of the crime.”
Finally, the majority contends that the exclusion of victim-impact evidence “deprives the State of the full moral force of its evidence and may prevent the jury from having before it all the information necessary to determine the proper punishment for a first-degree murder.” Ante, at 825. The majority’s recycled contention, see Booth, supra, at 517 (White, J.,
Based on the majority’s new criteria for overruling, these decisions, too, must be included on the “endangered precedents” list: Rutan v. Republican Party of Illinois,
It does not answer this concern to suggest that Justices owe fidelity to the text of the Constitution rather than to the case law of this Court interpreting the Constitution. See, e. g., South Carolina v. Gathers,
Equally unsatisfactory is the Tennessee Supreme Court’s purported finding that any error associated with the victim-impact evidence in this ease was harmless. See
To sentence petitioner to death, the jury was required to find that the mitigating circumstances shown by petitioner did not outweigh the aggravating circumstances. See App. 21-22. In what it tried to pass off as harmless error analysis, the Tennessee Supreme Court failed to address how the victim-impact evidence introduced diming the sentencing proceedings in this ease likely affected the jury’s determination that the balance of aggravating and mitigating circumstances dictated a death sentence. Outside of a videotape of the crime scene, the State introduced no additional substantive evidence in the penalty phase other than the testimony of Mary Zvolanek, mother and grandmother of the murder victims. See
Dissenting Opinion
with whom Justice Blackmun joins, dissenting.
The novel rule that the Court announces today represents a dramatic departure from the principles that have governed our capital sentencing jurisprudence for decades. Justice Marshall is properly concerned about the majority’s trivialization of the doctrine of stare decisis. But even if Booth v. Maryland,
Until today our capital punishment jurisprudence has required that any decision to impose the death penalty be based solely on evidence that tends to inform the jury about the character of the offense and the character of the defendant. Evidence that serves no purpose other than to appeal to the
I
In Williams v. New York,
Almost 30 years after our decision in Williams, the Court reviewed the scope of evidence relevant in capital sentencing. See Lockett v. Ohio,
As the Court acknowledges today, the use of victim impact evidence “is of recent origin,” ante, at 821. Insofar as the Court’s jurisprudence is concerned, this type of evidence made its first appearance in 1987 in Booth v. Maryland,
Our decision in Booth was entirely consistent with the practices that had been followed “both before and since the American colonies became a nation,” Williams,
I — I I — (
Today’s majority has obviously been moved by an argument that has strong political appeal but no proper place in a reasoned judicial opinion. Because our decision in Lockett,
The premise that a criminal prosecution requires an evenhanded balance between the State and the defendant is also incorrect. The Constitution grants certain rights to the criminal defendant and imposes special limitations on the State designed to protect the individual from overreaching by the disproportionately powerful State. Thus, the State must prove a defendant’s guilt beyond a reasonable doubt. See In re Winship,
1 — 1 h — I hH
Victim impact evidence, as used in this case, has two flaws, both related to the Eighth Amendment’s command that the punishment of death may not be meted out arbitrarily or capriciously. First, aspects of the character of the victim unforeseeable to the defendant at the time of his crime are irrel
Second, the quantity and quality of victim impact evidence sufficient to turn a verdict of life in prison into a verdict of death is not defined until after the crime has been committed and therefore cannot possibly be applied consistently in different cases. The sentencer’s unguided consideration of victim impact evidence thus conflicts with the principle central to our capital punishment jurisprudence that, “where discretion is afforded a sentencing body on a matter so grave as the determination of whether a human life should be taken or spared, that discretion must be suitably directed and limited so as to minimize the risk of wholly arbitrary and capricious action.” Gregg v. Georgia,
The majority attempts to justify the admission of victim impact evidence by arguing that “consideration of the harm caused by the crime has been an important factor in the exercise of [sentencing] discretion.” Ante, at 820. This statement is misleading and inaccurate. It is misleading because it is not limited to harm that is foreseeable. It is inaccurate because it fails to differentiate between legislative determinations and judicial sentencing. It is true that an evaluation of
The dissents in Booth and Gathers and the majority today offer only the recent decision in Tison v. Arizona,
In each scenario, the defendants could reasonably foresee that their acts might result in loss of human life. In addition, in each, the decision that the defendants should be treated differently was made prior to the crime by the legislature, the decision of which is subject to scrutiny for basic rationality. Finally, in each scenario, every defendant who causes the well-defined harm of destroying a human life will be subject to the determination that his conduct should be punished more severely. The majority’s scenarios therefore provide no support for its holding, which permits a jury to sentence a defendant to death because of harm to the victim and his family that the defendant could not foresee, which was not even identified until after the crime had been committed, and which may be deemed by the jury, without any rational explanation, to justify a death sentence in one case but not in another. Unlike the rule elucidated by the scenarios on which the majority relies, the majority’s holding offends the Eighth Amendment because it permits the sen-tencer to rely on irrelevant evidence in an arbitrary and capricious manner.
The majority’s argument that “the sentencing authority has always been free to consider a wide range of relevant material,” ante, at 820-821 (emphasis added), thus cannot justify consideration of victim impact evidence that is irrelevant because it details harms that the defendant could not have foreseen. Nor does the majority’s citation of Gregg v. Geor
The majority’s apparent inability to understand this fact is highlighted by its misunderstanding of Justice Powell’s argument in Booth that admission of victim impact evidence is undesirable because it risks shifting the focus of the sentencing hearing away from the defendant and the circumstances of the crime and creating a “ ‘mini-trial’ on the victim’s character.”
IV
The majority thus does far more than validate a State’s judgment that “the jury should see ‘a quick glimpse of the life petitioner chose to extinguish,’ Mills v. Maryland,
Arguing in the alternative, Justice Souter correctly points out that victim impact evidence will sometimes come to the attention of the jury during the guilt phase of the trial. Ante, at 840. He reasons that the ideal of basing sentencing determinations entirely on the moral culpability of the defendant is therefore unattainable unless a different jury is empaneled for the sentencing hearing. Ante, at 841. Thus, to justify overruling Booth, he assumes that the decision must otherwise be extended far beyond its actual holding.
Justice Souter’s assumption is entirely unwarranted. For as long as the contours of relevance at sentencing hearings have been limited to evidence concerning the character of the offense and the character of the offender, the law has also recognized that evidence that is admissible for a proper purpose may not be excluded because it is inadmissible for other purposes and may indirectly prejudice the jury. See 1 J. Wigmore, Evidence § 13 (P. Tillers rev. 1983). In the case before us today, much of what might be characterized as victim impact evidence was properly admitted during the guilt phase of the trial and, given the horrible character of this crime, may have been sufficient to justify the Tennessee Supreme Court’s conclusion that the error was harmless because the jury would necessarily have imposed the death sentence even absent the error. The fact that a good deal of
In reaching our decision today, however, we should not be concerned with the cases in which victim impact evidence will not make a difference. We should be concerned instead with the cases in which it will make a difference. In those cases, defendants will be sentenced arbitrarily to death on the basis of evidence that would not otherwise be admissible because it is irrelevant to the defendants’ moral culpability. The Constitution’s proscription against the arbitrary imposition of the death penalty must necessarily proscribe the admission of evidence that serves no purpose other than to result in such arbitrary sentences.
V
The notion that the inability to produce an ideal system of justice in which every punishment is precisely married to the defendant’s blameworthiness somehow justifies a rule that completely divorces some capital sentencing determinations from moral culpability is incomprehensible to me. Also incomprehensible is the argument that such a rule is required for the jury to take into account that each murder victim is a “unique” human being. See ante, at 823; ante, at 830-831 (O’Connor, J., concurring); ante, at 838 (Souter, J., concurring). The fact that each of us is unique is a proposition so obvious that it surely requires no evidentiary support. What is not obvious, however, is the way in which the character or reputation in one case may differ from that of other possible victims. Evidence offered to prove such differences can only be intended to identify some victims as more worthy of protection than others. Such proof risks decisions based on the same invidious motives as a prosecutor’s decision to seek the death penalty if a victim is white but to accept a plea bargain if the victim is black. See McCleskey v. Kemp,
Justice Scalia accurately described the argument in his dissent in Booth v. Maryland,
“Recent years have seen an outpouring of popular concern for what has come to be known as ‘victims’ rights’ — a phrase that describes what its proponents feel is the failure of courts of justice to take into account in their sentencing decisions not only the factors mitigating the defendant’s moral guilt, but also the amount of harm he has caused to innocent members of society. Many citizens have found one-sided and hence unjust the criminal trial in which a parade of witnesses comes forth to testify to the pressures beyond normal human experience that drove the defendant to commit his crime, with no one to lay before the sentencing authority the full reality of human suffering the defendant has produced — which (and not moral guilt alone) is one of the reasons society deems his act worthy of the prescribed penalty.” Id., at 520.
In his concurring opinion today, Justice Scalia again relies on the popular opinion that has “found voice in a nationwide ‘victims’ rights’ movement.” Ante, at 834. His view that the exclusion of evidence about “a crime’s unanticipated consequences” “significantly harms our criminal justice system,” ibid., rests on the untenable premise that the strength of that system is to be measured by the number of death sentences that may be returned on the basis of such evidence. Because the word “arbitrary” is not to be found in the constitutional text, he apparently can find no reason to object to the arbitrary imposition of capital punishment.
Thus, it is entirely consistent with the Eighth Amendment principles underlying Booth and South Carolina v. Gathers,
Northern Securities Co. v. United States,
See Payne v. Tennessee,
Rust v. Sullivan,
