In thе matter of the mental commitment of S.L.L.: Waukesha County, Petitioner-Respondent, v. S.L.L., Respondent-Appellant-Petitioner.
Case No.: 2017AP1468
SUPREME COURT OF WISCONSIN
June 12, 2019
2019 WI 66
William Domina
REVIEW OF DECISION OF THE COURT OF APPEALS Reported at 382 Wis. 2d 832, 917 N.W.2d 234 (2018 - unpublished). Oral Argument: February 11, 2019. L.C. No. 2016ME478.
JUSTICES:
DISSENTED: A.W. BRADLEY, J. dissents, joined by ABRAHAMSON, J. and DALLET, J. (opinion filed).
ATTORNEYS:
For the respondent-appellant-petitioner, there were briefs filed by Colleen D. Ball, assistant state public defender. There was an oral argument by Colleen D. Ball.
For the petitioner-respondent, there was a brief filed by Robert J. Mueller, corporation counsel. There was an oral argument by Robert J. Mueller.
NOTICE
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
STATE OF WISCONSIN : IN SUPREME COURT
In the matter of the mental commitment of S.L.L.:
Waukesha County, Petitioner-Respondent,
v.
S.L.L., Respondent-Appellant-Petitioner.
FILED JUN 12, 2019 Sheila T. Reiff Clerk of Supreme Court
REVIEW of a decision of the Court of Appeals. Affirmed.
I. BACKGROUND
¶2 On August 10, 2016, the Waukesha County Sheriff‘s Department detained Ms. L. on an emergency basis pursuant to
¶3 An emergency detention under
¶4 The Sheriff‘s Department filed the Statement with the Waukesha County Circuit Court on August 11, 2016. This “has the same effect as a petition for commitment under
¶5 Ms. L. appeared and testified at the final hearing as scheduled. The circuit court found her mentally ill and ordered her committed to the care and custody of Waukesha County for six months with inpatient placement at the MHC (the “Initial Commitment“).3 The circuit court also found she was not competent to refuse psychotropic medication or treatment, and so authorized the involuntary administration of medication during the period of commitment. Ms. L. responded well to the
¶6 Prior to expiration of Ms. L.‘s Initial Commitment, the County applied to the circuit court for a 12-month extension of her commitment (the “Extension Petition“). It alleged that Ms. L. had fallen out of compliance with the Transfer‘s conditions by missing scheduled treatments and failing to keep a current address on file.5 The circuit court scheduled a hearing on the Extension Petition for February 28, 2017 (the “Extension Hearing“). It also ordered a pre-hearing examination of Ms. L.‘s mental condition.6 Notice of the Extension Hearing was sent to Ms. L.‘s last known address and to her appointed counsel. The notice included the time and place of the hearing, identity of the witnesses who would appear, the topics of their anticipated testimony, and the Extension Petition. The copy of the notice sent to Ms. L. was returned as undeliverable.
¶7 The Extension Hearing commenced as scheduled, with Ms. L. in absentia but represented by appointed counsel.7 Because of Ms. L.‘s absence, the County asked the circuit court to issue a writ of capias and to reschedule the hearing for a week following her return to the MHC. It also asked the circuit court to toll the expiration of the Initial Commitment pending the rescheduled hearing date. The circuit court, however, turned its attention to whether it had jurisdiction over Ms. L. Her attorney affirmed she was “subject to the jurisdiction of the Court through the pendency of the order.” The circuit court then concluded that Ms. L. had “submitted to the jurisdiction of the Court,” and that
¶8 Ms. L. appealed. During the pendency of the appeal, the County moved the circuit court to dismiss the matter because the Extension Order would accomplish nothing unless Ms. L. could be located and returned to treatment. The circuit court granted the motion and cancelled both the writ of capias and the Extension Order. The County then moved to dismiss the appeal as moot. The court of appeals initially denied the County‘s request, but subsequently issued a one-judge opinion granting the motion.
¶9 Ms. L.‘s petition for review (which we granted) presents the following three substantive issues. First, whether the circuit court had personal jurisdiction over her for the purpose of issuing the Extension Order.8 Sеcond, whether she is subject to a default ruling for failing to appear at the Extension Hearing. And third, whether a Chapter 51 extension order based on reports of physicians who never examined her nor testified at the Extension Hearing is defective for lack of sufficient evidence or because it violates the respondent‘s due process rights. Ms. L. recognizes that her case‘s procedural posture potentially implicates our mootness doctrine, but argues her issues are either not moot or are of the type we address even when they are.
II. STANDARD OF REVIEW
¶10 We review the circuit court‘s jurisdiction over Ms. L. de novo. Segregated Account of Ambac Assurance Corp. v. Countrywide Home Loans, Inc., 2017 WI 71, ¶17, 376 Wis. 2d 528, 898 N.W.2d 70 (“Whether Wisconsin courts have personal jurisdiction . . . is a question of law we review de novo, although we benefit from the analyses of the circuit court and court of appeals.“); State v. Aufderhaar, 2005 WI 108, ¶10, 283 Wis. 2d 336, 700 N.W.2d 4 (“Due process determinations are questions of law we decide de novo.“). Whether Chapter 51 allows for entry of default against a respondent for failing to appear at a final recommitment hearing is also a question of law we review de novo. State v. Alger, 2015 WI 3, ¶21, 360 Wis. 2d 193, 858 N.W.2d 346 (“The interpretation and application of a statute present questions of law that this court reviews de novo while benefitting from the analyses of the court of appeals and circuit court.“). We review a circuit court‘s decision on whether default judgment is warranted for an erroneous exercise of discretion because “the decision to grant a motion for default judgment is within the sound discretion of the circuit court.” Shirk v. Bowling, Inc., 2001 WI 36, ¶15, 242 Wis. 2d 153, 624 N.W.2d 375. We review the threshold issue (mootness) de novo: “Mootness is a question of law that we review independently of the determinations rendered by the circuit court and the court of appeals.” PRN Assocs. LLC v. DOA, 2009 WI 53, ¶25, 317 Wis. 2d 656, 766 N.W.2d 559.
III. DISCUSSION
A. Personal Jurisdiction
¶11 Ms. L. says the circuit court did not have jurisdiction over her when it entered the Extension Order. Her challenge is two-fold. First, she argues that the County was obliged to personally serve her with notice of the Extension Hearing. Second, she asserts that the Extension Petition and accompanying documents were deficient. An extension petition, she says, must satisfy the conditions of
¶12 Ms. L. is correct that a court does not have jurisdiction over a party unless the circumstances of the case satisfy both statutory and constitutional requirements. We have noted before that complying with the “statutory provisions regarding service of process is required before a [] court has personal jurisdiction.” Aufderhaar, 283 Wis. 2d 336, ¶27. Naturally, the assertion of personal jurisdiction must also comport with the due process clause of the Fourteenth Amendment. Bristol-Myers Squibb Co. v. Superior Court of California, 137 S. Ct. 1773, 1779 (2017) (“It has long been established that the Fourteenth Amendment limits the personal jurisdiction of state courts.“).
¶13 So if Ms. L. is right about having not received proper notice, the Extension Order was void from the beginning. “Personal jurisdiction” embodies the court‘s power over a party, without which it can enter no valid judgment. State v. Smith, 2005 WI 104, ¶18, 283 Wis. 2d 57, 699 N.W.2d 508 (“Personal jurisdiction . . . refers to a court‘s power ‘to enter a judgment in personam against an individual party.‘“) (quoted source omitted); West v. West, 82 Wis. 2d 158, 167-68, 262 N.W.2d 87 (1978) (“Because personal jurisdiction was not acquired over the defendant . . . the trial judge correctly concluded that the judgment . . . was void.“); see also 21 C.J.S. Courts § 44 (“Jurisdiction of the person is the power of a court to bring before it the person to be affected by the judgment and to render a judgment binding on that person.“). Before reaching the merits of the jurisdictional issue, however, we must first decide whether it is prudent to do so.
1. Mootness
¶14 When a court purports to exercise authority with respect to a party over whom it has no jurisdiction, the remedy is normally vacatur of the offending order. As a practical matter, however, that has already occurred in this case. The Extension Order was valid for only one year, so by its own terms it could have no authority beyond the end of February 2018. And the circuit court dismissed the entirety of this matter and canceled the writ of capias, so there are no further orders that could even potentially issue from this case. Regardless of how we resolve the jurisdictional question, therefore, our answer will not affect Ms. L.‘s rights. “Ordinarily, this court, like courts in general, will not consider a question the answer to which cannot have any practical effect upon an existing controversy.” State v. Leitner, 2002 WI 77, ¶13, 253 Wis. 2d 449, 646 N.W.2d 341 (footnote omitted). Such questions are moot, and we generally do not review them. Id.
¶16 Both of these considerations bear on Ms. L.‘s jurisdictional challenge. In the normal course of appellate proceedings, Chapter 51 commitment orders will expire before we have a chance to review them because their maximum statutory duration is only one year.
2. Persistency of Personal Jurisdiction
¶17 The success of Ms. L.‘s argument depends, in large part, on her position that the Extension Petition represents the initiation of a new proceeding that cannot commence without all of the statutory and constitutional requirements attendant upon the commencement of an initial commitment proceeding. That is to say, Ms. L. assumes the circuit court lost jurisdiction over her sometime before the Extension Hearing, and that service of a new petition (containing all of the material required by
¶18 Our analysis begins with
Upon application for extension of a commitment by the department or the county department having custody of the subject, the court shall proceed under subs. (10) to (13). If the court determines that the individual is a proper subject for commitment as prescribed in sub. (1) (a) 1. and evidences the conditions under sub. (1) (a) 2. or (am) or is a proper subject for commitment as prescribed in sub. (1) (ar), it shall order judgment to that effect and continue the commitment. The burden of proof is upon the county department or other person seeking commitment to establish evidence that the subject individual is in need of continued commitment.
¶19 This paragraph provides textual indications that extension of a commitment does not comprise a new and separate proceeding. The first indication lies in the fact that the County files an “application for extension of a commitment.” This necessarily establishes that there is a pre-existing
¶20 The continuity of original and extended commitment proceedings is not a new subject for us. We addressed this issue in the context of a request for substitution of judge in State ex rel. Serocki v. Circuit Court For Clark County, 163 Wis. 2d 152, 471 N.W.2d 49 (1991). There, we concentrated on the purpose of the extension proceeding, which was to evaluate the continuing needs of the committed individual. Id. at 159-60 (quoting M.J. v. Milwaukee Cty. Combined Cmty. Serv. Bd., 122 Wis. 2d 525, 530-31, 362 N.W.2d 190 (Ct. App. 1984)). We reasoned that “[t]his description of the purpose of the recommitment hearing and the evidence to be presented support the respondent‘s argument that at the recommitment hearing the circuit court continues to receive evidence in the same case.” Serocki, 163 Wis. 2d at 160 (emphasis added). We concluded, therefore, “that the legislature intended an individual‘s recommitment hearing to be, in the context of a request for substitution, a continuation of the original commitment proceeding and previous recommitment hearings.” Id.10
¶21 Although Serocki‘s specific holding was limited to the context of a substitution of judge request, its logic inescapably applies here as well. In fact, Serocki and Ms. L.‘s argument are entirely incompatible. Ms. L. says the extension petition institutes a new proceеding, separate and apart from the initial commitment. But Serocki says the extension hearing is part of the same case from whence the initial commitment arose: “[A]t the recommitment hearing the circuit court continues to receive evidence in the same case.” Id. (emphasis added). During the pendency of a case, personal jurisdiction is not perishable; there is no need to periodically refresh it. The court either does, or it
3. Required Notice Content
¶22 With that backdrop, we now consider the nature of notice the County must provide to Ms. L. before conducting the Extension Hearing. The procedural rules governing extension hearings appear in
¶23 The combination of these procedural rules require the County to serve on Ms. L. three items prior to the Extension Hearing. First, by virtue of the incorporation of
¶24 Ms. L. says that is not enough. She contends that the County must serve on her, prior to the Extension
¶25 Nor did the content of the County‘s notice fail any due process requirements. “[D]ue process is flexible and calls for such procedural protections as the particular situation demands.” Mathews v. Eldridge, 424 U.S. 319, 334 (1976) (quoting Morrissey v. Brewer, 408 U.S. 471, 481 (1972) (alteration in original)). That broad principle applies to the contents of the Extension Hearing notice. “The notice must be of such nature as reasonably to convey the required information and it must afford a reasonable time for those interested to
make their appearance.” Mullane v. Cent. Hanover Bank & Tr. Co., 339 U.S. 306, 314 (1950) (citations omitted). It is true that, to assert personal jurisdiction over a respondent, the initiating documents must contain all of the information Ms. L. has identified. See4. Service of Notice
¶26 In addition to challenging the notice‘s content, Ms. L. also faults the County for not serving the notice on her personally. She turns to
If the subject individual is to be detained, a law enforcement officer shall present the subject individual with a notice of hearing, a copy of the petition and detention order and a written statement of the individual‘s right to an attorney, a jury trial if requested more
than 48 hours prior to the final hearing, the standard upon which he or she may be committed under this section and the right to a hearing to determine probable cause for commitment within 72 hours after the individual is taken into custody under s. 51.15 . . . . The officer shall orally inform the individual that he or she is being detained as the result of a petition and detention order issued under this chapter. If the individual is not to be detained, the law enforcement officer shall serve these documents on the subject individual and shall also orally inform the individual of these rights.
¶27 But those service provisions are not applicable to a petition to extend a commitment. As we have already established, the procedures governing commitment extensions are located in
content of the notice, and who must be notified,16 they provide no specific directions with respect to the notification method.17 They do, however, point us to the answer. Because
Whenever under these statutes, service of pleadings and other papers is required or permitted to be made upon a party represented by an attorney, the service shall be made upon the attorney unless service upon the party in person is ordered by the court. Service upon the attorney or upon a party shall be made by delivering a copy or by mailing it to the last-known address, or, if no address is known, by leaving it with the clerk of the court.
¶28 The County mailed a copy of the Extension Petition and the Extension Hearing notice to both Ms. L. at her last known address and her counsel. Because notice to her counsel was sufficient pursuant to
¶29 Ms. L. also contends that the County‘s chosen method of service was constitutionally defective. It is not enough, she says, to go through the motions of sending notice to an affected party. One must use such methods as have a reasonable chance of actually reaching the one to be notified. She directs our attention to Mullane, 339 U.S. at 314, which observed that “[a]n elementary and fundamental requirement of due process . . . is notice reasonably calculated, under all the circumstances, to apprise interested parties of the pendency of the action and afford them an opportunity to present their objections.” Most of Ms. L.‘s concerns regarding the constitutional dimension of this method of service, however, were bound up with her belief that the Extension Hearing is a new proceeding for which the County must serve a jurisdiction-conferring document.19 Because we
[I]t is well-accepted, black-letter law that an attorney is not authorized by general principles of agency to accept on behalf of a client service of process commencing an action. . . . In contrast, the black-letter law is that once an action has begun and the attorney has appeared in the action on behalf of a party, service of papers may be upon the attorney.
Gangler v. Wisconsin Elec. Power Co., 110 Wis. 2d 649, 657, 329 N.W.2d 186 (1983) (citing
¶30 Further, the very case on which Ms. L. founds her argument adequately answers her constitutional challenge to the method of service employed by the County: “Thus it has been recognized that, in the case of persons missing or unknown, employment of an indirect and even a probably futile means of notification is all that the situation permits and creatеs no constitutional bar to a final decree foreclosing their rights.” Mullane, 339 U.S. at 317. One of the responsibilities Ms. L. agreed to undertake as a condition of leaving the MHC was keeping the County apprised of her current address. She failed to do that. We are not unmindful of the difficulties that mental health issues and homelessness present in these circumstances. But they do not relieve Ms. L. of her obligations, and they do not defeat otherwise constitutional methods of service. Sending notice to her at the homeless shelter was probably a foreseeably futile attempt when made, and we know as a historical matter that she did not receive it. But Ms. L. has not suggested, even now, how the County was supposed to reach her (short of a multi-county manhunt). Ms. L. may not excuse herself from these proceedings through neglect of her duties. Because the County employed a proper method of service, and Ms. L.‘s counsel actually did receive notice of the Extension Hearing, we conclude there was no statutory or constitutional infirmity in service of the notice.
B. Default at a Recommitment Hearing
¶31 The Extension Order was the product, at least in part, of the circuit court‘s determination that Ms. L. was in default of her obligation to appear at the Extension Hearing. The County says default judgment was appropriate pursuant to the terms of
¶32 Ms. L. disagrees, and asserts there are two reasons circuit courts may not enter default judgments in Chapter 51 proceedings. First, she says she has a statutory and constitutionally-protected right to be present at the hearing. And second, she says that because
¶34 To the extent Ms. L. asserts default judgment was inappropriate because she had the right to appear at the Extension Hearing, her argument does not go far enough. Rights may be waived or forfeited—even constitutionally-protected rights.23 If Ms. L. is to prevail on this argument, she must do more than just posit the existence of her right. She must
¶35 Ms. L.‘s second argument against default judgment is that Chapter 51 contains a procedure for dealing with respondents who do not appear at hearings that is inconsistent with the default protocols of
¶36 Ms. L. identifies
¶37 Nonetheless, Ms. L. says we should be guided by our decision in Walworth County v. Spalding, in which we concluded the circuit court lacked authority to enter default judgment against a defendant who failed to appear at his trial on a charge of operating a motor vehicle while under the influence of an intoxicant. 111 Wis. 2d 19, 22, 329 N.W.2d 925 (1983). The Spalding circuit court borrowed from
¶38 The lesson to take from Spalding, therefore, is that a context-specific and mandatory procedure will displace a contrary general rule of civil procedure. Here, issuance of a detention order under
C. Sufficiency of Evidence/Due Process
¶39 Ms. L. says there was insufficient evidence of record to support the circuit court‘s entry of the Extension Order, and so she asks us to vacate it. But as we discussed above, the passage of time has acted as a functional (if not de jure) vacatur because the Extension Order no longer has any force or effect. And that would seem to make this issue moot just like the first two. Ms. L., however, insists this issue is not like the others. She believes she is still subject to legal injury because the simple expiration of the Extension Order does not “expunge the court records, or invalidate the examining physician reports.” She is also concerned that
¶40 For the purpose of determining whether this issue is moot, we will assume that Ms. L. correctly recites what may be done with her records. But even accepting all of that, we do not agree that resolving this issue can “have any practical effect upon an existing controversy.” Leitner, 253 Wis. 2d 449, ¶13. If we reviewed the evidentiary basis for the Extension Order and found it lacking, the proper response would be to reverse the court of appeals and direct vacatur of the order. But vacatur is not the same thing as expungement. The Extension Order would still be a matter of record; it would simply have no operative effect. And vacating the Extension Order would have absolutely no effect at all on Ms. L.‘s examining physician reports, treatment records, court files, or records relating to previous proceedings in this case. So corporation counsel and DHS staff would still be able to access them for the purposes Ms. L. described. Therefore, successfully challenging the evidentiary basis of the Extension Order would not protect Ms. L. against any of the consequences that give her concern. This issue is moot.
¶41 As we demonstrated above, we sometimes review issues even though they are moot. There are five recognized circumstances in which we will do so, two of which we have already discussed. The other three involve situations in which “the constitutionality of a statute is involved” (which is obviously not the case here), or “where the precise situation under consideration arises so frequently that a definitive decision is essential to guide the trial courts,” or “where the issue is likely to arise again and should be resolved by the court to avoid uncertainty.” Id., ¶14. Challenges to the sufficiency of
¶42 Additionally, the County argued that Ms. L. did not preserve this issue for appellate review. The Extension Hearing transcript reveals that Ms. L.‘s counsel raised no objection with respect to the sufficiency of the evidence. To avoid waiver, litigants must lodge their trial objections contemporaneously with the error. See
IV. CONCLUSION
¶43 We hold that, for purposes of personal jurisdiction in a Chapter 51 proceeding, an extension hearing is a continuation of the original commitment proceeding and previous extension hearings. Therefore, the circuit court had jurisdiction over Ms. L. both at the Extension Hearing and when it entered the Extension Order because both occurred prior to expiration of the Initial Commitment. Consequently, the method of service and content of the notice of the Extension Hearing were neither statutorily nor constitutionally infirm. We also hold that, with respect to extension hearings conducted pursuant to
By the Court.—The decision of the court of appeals is affirmed.
¶44 ANN WALSH BRADLEY, J. (dissenting). In sеeking to extend the involuntary commitment of S.L.L., Waukesha County encountered a problem: S.L.L., a homeless individual, was nowhere to be found. As a result, she did not receive notice of the County‘s intent to extend her commitment.
¶45 Regardless, the County forged ahead with commitment proceedings. In S.L.L.‘s absence, it obtained from the circuit court a default order extending S.L.L.‘s commitment. Additionally, it sought and received an order authorizing the involuntary administration of psychotropic medication.
¶46 Despite the injustice apparent on the face of such an in absentia procedure, the majority declares that individuals may be defaulted into civil commitment without notice of the commitment hearing. It creates a procedural end-run around a merits hearing in which an individual‘s physical liberty hangs in the balance.
¶47 Worse yet, it permits subjecting an individual to involuntary—including forced—administration of psychotropic
¶48 Psychotropic medication is not aspirin. Such powerful medications are mind-altering and can have severe and irreversible side effects—immobilizing mind and body.1
¶49 Because neither Wisconsin statutes nor due process countenance such in absentia orders, I respectfully dissent.
I
¶50 S.L.L. had been previously subject to a Chapter 51 mental commitment. Before that commitment expired, the County applied to the circuit court for a 12-month extension of her commitment. Majority op., ¶6. The circuit court scheduled a hearing on the petition and sent a notice of the hearing to S.L.L.‘s attorney and to her last known address—a homeless shelter from which she had been banned.2 Id. Not surprisingly, the notice directed to S.L.L. was returned as undeliverable.3 Id.
¶51 On the appointed day for the extension hearing, S.L.L., having received no notice, was not present. Id., ¶7. Nevertheless, the circuit court proceeded in her absence. Id. Her attorney attended and made arguments on her behalf.4 Id.
¶52 After determining that S.L.L. remained subject to its jurisdiction, the circuit court found: “She has not appeared here today. She‘s in default of her right to object.” See id. Based on S.L.L.‘s alleged default, the circuit court extended her commitment: “I‘m [going to find] the elements, based upon that default, to extend. . . . I‘ll find that she continues to be mentally ill. I‘ll find that she is a proper subject for treatment . . . .”
¶53 Accordingly, the circuit court extended S.L.L.‘s commitment for twelve months. Id. It further ordered that the County be authorized to involuntarily medicate S.L.L. for the duration of her commitment. Id.
¶54 The majority determines that the circuit court‘s procedure as delineated above complied with both statutory and constitutional requirements. In the majority‘s view, service of the notice of hearing on S.L.L.‘s attorney was sufficient and it is “irrelevant that the copy mailed to Ms. L. was returned as undeliverable.” Id., ¶28. It further posits that although “[s]ending notice to her at the homeless shelter was probably a foreseeably futile attempt when made,” it was nevertheless constitutionally
There is not a single shred of evidence in the record to support the assertion that S.L.L. “absconded” from treatment. Indeed, there is no evidence in the record to support any conclusions as to why S.L.L. stopped showing up for her scheduled treatments.
II
¶55 The majority errs in its interpretation of
¶56 In an initial misstep, the majority erroneously claims that
¶57 Even if one were to wear textual blinders as the majority wishes,
¶59 Although I acknowledge, as the majority does, that the first clause of
¶60 Chapter 51 contains no default judgment provision. Nevertheless, the majority ignores the statutorily mandated procedure and reaches out to utilize a default judgment procedure found nowhere in the text of the chapter.10 This allows for the involuntary commitment and medication of an individual without any in-person assessment regarding the individual‘s dangerousness. See
III
¶61 The majority further errs by approving an egregious violatiоn of due process.
¶62 “The essence of due process is the requirement that ‘a person in jeopardy of serious loss (be given) notice of the case against him and opportunity to meet it.‘” Mathews v. Eldridge, 424 U.S. 319, 348 (1976). Although due process does not require actual notice, due process does require the government to provide “notice reasonably calculated, under all the circumstances, to apprise interested parties of the pendency of the action and afford them an opportunity to
¶63 Jones v. Flowers, 547 U.S. 220 (2006), provides an apt comparison. In Jones, the Supreme Court discussed the notice that is due before the government may extinguish an individual‘s rights in real property to satisfy a tax delinquency. Id. at 223.
¶64 Jones was delinquent on his property taxes, and the State of Arkansas sought to sell his property to satisfy the delinquency. Id. at 223-24. The Commissioner of State Lands attempted to notify Jones of his delinquency and his right to redeem the property by mailing a certified letter to Jones at the delinquent property, but the letter was returned, unopened, and marked “unclaimed“. Id.
¶65 Two years later, and just a few weeks before the public sale, the Commissioner published a notice of public sale in a local newspaper. Id. at 224. The Commissioner mailed another certified letter to Jones at the delinquent property attempting to notify him that his house would be sold if he did not pay his taxes. Id. This second letter was also returned, unopened, and marked “unclaimed,” and the property was sold. Id.
¶66 The Supreme Court concluded “that when mailed notice of a tax sale is returned unclaimed, the State must take additional reasonable steps to attempt to provide notice to the property owner before selling his property.” Id. at 225. Its determination rested on the principle that “when notice is a person‘s due . . . [t]he means employed must be such as one desirous of actually informing the absentee might reasonably adopt to accomplish it, and that assessing the adequacy of a particular form of notice requires balancing the interest of the State against the individual interest sought to be protected by the
¶67 By way of analogy, the Court likened the Commissioner‘s inaction in the face of the unclaimed letters as akin to the Commissioner watching the postman accidentally drop the notice down a storm drain without bothering to prepare and send a new notice. Id. “No one ‘desirous of actually informing’ the owners would simply shrug his shoulders as the letters disappeared and say ‘I tried.‘” Id.
¶68 Here, the facts and consequences are even more egregious than those in Jones. In Jones, the Commissioner did not know that notice would be ineffective at the time he sent the certified letters to the delinquent property. On the other hand, in this case, the County sent notice to the one location in Wisconsin that it knew S.L.L. would not be—the homeless shelter from which she had been banned. No one desirous of actually informing S.L.L. of the commitment extension hearing would have mailed notice to a place known to have banned S.L.L. and then called it quits. The Constitution requires that additional reasonable steps be taken to attempt to provide notice to the affected party.
¶69 Yet, the majority today accepts the very argument that was rejected by the Supreme Court in Jones. The Commissioner in Jones argued that reasonable follow-up measures were not required because “notice was sent to an address that Jones provided and had a legal obligation to keep updated.” Id. at 231. Rejecting this argument, the Court determined that Jones’ failure to comply with a statutory obligation to keep his address updated did not forfeit his right to constitutionally-sufficient notice. Id. at 232 (citations omitted).
¶71 Jones dealt with the process due before extinguishing an individual‘s property rights. Id. at 223. S.L.L.‘s interest in this case, i.e., her physical liberty and interest in avoiding the involuntary administration of psychotropic medication, must be at least as important as Jоnes’ property rights. Why, then, is Jones afforded more due process protections than S.L.L.? The majority does not (and cannot) explain.11
¶72 In addition to disregarding binding federal case law, the majority also contradicts binding Wisconsin case law. Specifically, in Shirley J.C. v. Walworth Cty., 172 Wis. 2d 371, 373, 493 N.W.2d 382 (Ct. App. 1992), the court of appeals concluded that granting summary judgment to the county in the context of a Chapter 51 commitment violated due process. ¶73 It observed that
¶74 If summary judgment is disallowed in a Chapter 51 commitment case, how can it be that default judgments are allowed?12 Chapter 51 is explicit that a final hearing on the merits must be held before the subject individual is committed. Id. at 378 (citing
¶75 Unlike the majority, I would follow binding case law and conclude that the County failed to take constitutionally-sufficient steps to provide notice of the commitment extension hearing to S.L.L., resulting in a default judgment of commitment that violаtes due process.
¶76 For the foregoing reasons, I respectfully dissent.
Notes
(ag) The purpose of this section is to provide, on an emergency basis, treatment by the least restrictive means appropriate to the individual‘s needs, to individuals who meet all of the following criteria:
1. Are mentally ill, drug dependent, or developmentally disabled.
2. Evidence one of the standards set forth in par. (ar) 1. to 4.
3. Are reasonably believed to be unable or unwilling to cooperate with voluntary treatment.
(continued) (ar) A law enforcement officer . . . may take an individual into custody if the officer or person has cause to believe that the individual is mentally ill, is drug dependent, or is developmentally disabled, that taking the person into custody is the least restrictive alternative appropriate to the person‘s needs, and that the individual evidences any of the following: . . . 4. Behavior manifested by a recent act or omission that, due to mental illness, he or she is unable to satisfy basic needs for nourishment, medical care, shelter, or safety without prompt and adequate treatment so that a substantial probability exists that death, serious physical injury, serious physical debilitation, or serious physical disease will imminently ensue unless the individual receives prompt and adequate treatment for this mental illness. A report from the Waukesha County Community Human Services Department in the record notes that S.L.L. was “not permitted to be [at the homeless shelter] due to her behavior.”Similarly,
However, the majority acknowledges that Chapter 801 is incorporated into Chapter 51 only to the extent it does not conflict with Chapter 51. Id., ¶22.
The issuance of a default judgment is not a “compliance tоol.” The statutorily-prescribed “compliance tool” is the issuance of a detention order. The subject individual‘s “compliance” is compelled by being detained and brought before the court within a short period of time for the purpose of conducting a hearing on the merits of the government‘s commitment petition.
Here, the circuit court issued both a default judgment and a detention order. One wonders whether the detention order was a pointless “compliance tool” when issued in conjunction with a default judgment. That is, why would a court issue a detention order for the purpose of detaining the individual and holding a final hearing on the merits if a default order for commitment extension has already been issued, and the individual must first obtain relief from the default judgment before proceeding to the final ch. 51 merits hearing?
Chapters 801 to 847 govern procedure and practice in circuit courts of this state in all civil actions and special proceedings whether cognizable as cases at law, in equity or of statutory origin except where different procedure is prescribed by statute or rule. Chapters 801 to 847 shall be construed, administered, and employed by the court and the pаrties to secure the just, speedy and inexpensive determination of every action and proceeding.
The majority claims that its analysis can live in harmony with Shirley J.C. v. Walworth Cty., 172 Wis. 2d 371, 493 N.W.2d 382 (Ct. App. 1992). It says that default judgments in ch. 51 cases are justified because, in such instances, individuals have “forfeited” their rights “through their choices and actions.” Majority op., ¶34 n.24. This statement ignores the fact that S.L.L. received no notice of her final hearing, and there is no evidence whatsoever to support the proposition that S.L.L. forfeited her right to a hearing “through [her] choices and actions.” See supra, ¶7 n.3.Every order required by its terms to be served, every pleading unless the court otherwise orders because of numerous defendants, every paper relating to discovery required to be served upon a party unless the court otherwise orders, every written motion other than one which may be heard ex parte, and every written notice, appearance, demand, offer of judgment, undertaking, and similar paper shall be served upon each of the parties. . . .
(quotingUpon each petition to extend a term of commitment, a county must establish the same elements with the same quantum of proof. Fond du Lac Cty. v. Helen E.F., 2012 WI 50, ¶20, 340 Wis. 2d 500, 814 N.W.2d 179. However, it may satisfy the “dangerousness” prong by showing “a substantial likelihood, based on the subject individual‘s treatment record, that the individual would be a proper subject for commitment if treatment were withdrawn.”
