In the matter of the mental commitment of J. W. K.: Portage County, Petitioner-Respondent, v. J. W. K., Respondent-Appellant-Petitioner.
CASE NO.: 2018AP1574 (L.C. No. 2013ME18B)
SUPREME COURT OF WISCONSIN
May 21, 2019
2019 WI 54
Thomas T. Flugaur
REVIEW OF DECISION OF THE COURT OF APPEALS. Affirmed. ORAL ARGUMENT: December 11, 2018. SOURCE OF APPEAL: Circuit Court, Portage County.
ATTORNEYS: For the respondent-appellant-petitioner, there were briefs filed by Katie R. York, assistant state public defender. There was an oral argument by Katie R. York.
NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 REBECCA GRASSL BRADLEY, J. An issue is moot when its resolution will have no practical effect on the underlying controversy. In this review of a
I. BACKGROUND
¶2 J.W.K. was originally committed in February 2016 for six months under
¶3 The circuit court held a hearing on the extension petition in August 2016. At the hearing, the County presented only the testimony of Dr. James Persing, who testified J.W.K. was suffering from schizophrenia, and the symptoms included “most prominently . . . delusional thinking and paranoia.” Persing said that J.W.K. was being treated with medication, and this medication helped “organize [J.W.K.‘s] thought processes” and clear his delusional thinking and hallucinations. Persing also opined that J.W.K. would be a proper subject for commitment if treatment were withdrawn. On cross-examination, Persing clarified that he based his opinion on
¶4 J.W.K. testified on his own behalf. When his attorney asked whether he understood the hearing was to determine whether his commitment would be extended, J.W.K. responded that the hearing “involve[d] more than that,” and proceeded to tell the circuit court that his family was stealing his money by “breaking and entering into” his “private property and . . . private home . . . and removing” his important “documents.” When his attorney interrupted to redirect him, J.W.K. told the circuit court he would continue treatment on an outpatient basis and take his medication even if he were not committed.
¶5 At the conclusion of the testimony, the circuit court found the statutory dangerousness standard was satisfied because “there is a substantial likelihood that [J.W.K.] would be a proper subject for commitment if treatment were withdrawn.” Accordingly, the circuit court extended J.W.K.‘s commitment for twelve months, ending on August 2, 2017.
¶6 J.W.K. did not timely appeal this order, but filed a pro se motion asking for an extension “due to the lack of exchange of information due to conflicting interest.” The court of appeals granted the motion, reinstated J.W.K.‘s postconviction rights and gave J.W.K. until April 24, 2017 to seek postcommitment relief. The State Public Defender‘s office appointed counsel for J.W.K. On April 3, 2017 his counsel filed a notice of intent to seek postcommitment relief and on August 7, 2017 filed a notice of appeal.
¶7 Meanwhile, with J.W.K.‘s 2016 extension order expiring on August 2, 2017, the County filed a petition seeking another twelve-month extension of J.W.K.‘s commitment, which the circuit court granted after holding a hearing on July 21, 2017.
¶8 In September 2017, the court of appeals ordered J.W.K. to file a memorandum addressing whether his appeal of the August 2016 order was moot, given he filed his notice of appeal after a new order extending his commitment had been entered in July 2017. After considering submissions addressing mootness from J.W.K. and the County, the court of appeals dismissed the appeal as moot “because J.W.K. is no longer subject to the order being appealed.” The court of appeals acknowledged that “exceptions to dismissal based on mootness exist, as for example, when an issue is of great public importance or arises frequently but evades review,” but it did not consider the mootness exceptions because J.W.K. did “not argue that any of the exceptions appl[ied] in this case.”
¶9 J.W.K. petitioned for review, arguing his appeal was not moot and asserting the evidence presented at the August 2016 extension hearing was insufficient to prove he was dangerous. We granted the petition.
II. ANALYSIS
A. Standard of Review
¶10 Mootness is a question of law we review de novo. PRN Assocs. LLC v. DOA, 2009 WI 53, ¶25, 317 Wis. 2d 656, 766 N.W.2d 559. J.W.K.‘s argument requires us to interpret
B. Discussion
¶11 Before addressing J.W.K.‘s substantive claim on sufficiency of the evidence, we must first consider the threshold issue of whether J.W.K.‘s appeal is moot. If the appeal is moot, then we do not reach J.W.K.‘s sufficiency argument. “An issue is moot when its resolution will have no practical effect on the underlying controversy.” PRN Assocs. LLC, 317 Wis. 2d 656, ¶25; see also City of Racine v. J-T Enters. of Am., Inc., 64 Wis. 2d 691, 700, 221 N.W.2d 869 (1974) (“This court has consistently adhered to the rule that a case is moot when ‘a determination is sought which, when made, cannot have any practical effect upon an existing controversy.‘” (quoted source omitted)).
A moot case has been defined as one which seeks to determine an abstract question which does not rest upon existing facts or rights, or which seeks a judgment in a pretended controversy when in reality there is none, or one which seeks a decision in advance about a right before it has actually been asserted or contested, or a judgment upon some matter which when rendered for any cause cannot have any practical legal effect upon the existing controversy.
Fort Howard Paper Co. v. Fort Howard Corp., 273 Wis. 356, 360, 77 N.W.2d 733 (1956) (quoted source omitted); see also State ex rel. Ellenburg v. Gagnon, 76 Wis. 2d 532, 535, 251 N.W.2d 773 (1977).
¶12 Appellate courts generally decline to reach moot issues, and if all issues on appeal are moot, the appeal should be dismissed. See id.; PRN Assocs. LLC, 317 Wis. 2d 656, ¶¶25, 29. We may, however, choose to address moot issues in “exceptional or compelling circumstances.” J-T Enters., 64 Wis. 2d at 702. There are several established exceptions under which this court may elect to address moot issues: (1) “the issues are of great public importance;” (2) “the constitutionality of a statute is involved;” (3) the situation arises so often “a definitive decision is essential to guide the trial courts;” (4) “the issue is likely to arise again and should be resolved by the court to avoid uncertainty;” or (5) the issue is “capable and likely of repetition and yet evades review.” G.S. v. State, 118 Wis. 2d 803, 805, 348 N.W.2d 181 (1984). With these principles in mind, we turn to the record to evaluate whether J.W.K.‘s appeal is moot.
¶13 The record is undisputed as to several critical facts. First, J.W.K. is no longer subject to the August 2016 recommitment order forming the basis for this appeal. That order lapsed when the court entered a new commitment order on July 21 2017.5 Second, J.W.K. does not allege any defects in the July 2017 recommitment order. This makes J.W.K.‘s challenge to the 2016 commitment order moot.
¶15 J.W.K. acknowledges the apparent lack of a live controversy, but he argues this case is not moot, and urges the court to address his sufficiency argument. He hinges his argument on what he construes to be different evidentiary standards governing initial commitment orders versus recommitment orders. J.W.K. contends a reversal of the August 2016 recommitment order would necessarily invalidate all later extensions, creating a domino effect voiding subsequent recommitment orders. Citing State ex rel. Serocki v. Circuit Court for Clark Cty., 163 Wis. 2d 152, 471 N.W.2d 49 (1991), J.W.K. maintains a recommitment order is merely a continuation of the original commitment and creates a chain linking each prior commitment order to any extension that follows it. Under J.W.K.‘s theory, reversing the August 2016 recommitment order nullifies any subsequent commitment order, thereby requiring reversal of the July 2017 order and any succeeding recommitment order. J.W.K. contends reversal of the August 2016 order would create a gap between the original commitment in February 2016 and the July 2017 recommitment order, thereby making the commitment orders no longer consecutive. J.W.K. argues that this break in the chain means the State must start over with an original commitment instead of petitioning for an extension. J.W.K. describes the original commitment procedures and burden of proof as “more onerous” than those required to extend the commitment. J.W.K. argues that reversal of the 2016 order would mean the circuit court lacked competency to issue the 2017 extension order. J.W.K. also invokes due process, contending that if the 2016 order falls, his commitment under the 2017 order deprived him of his liberty without the requisite showing that he was mentally ill and dangerous. The concurrence/dissent echoes J.W.K.‘s arguments, maintaining that the original commitment and any extensions of that commitment “create[] a chain linking each prior order to any extension that follows.” Concurrence/dissent, ¶35. We disagree.
¶16 “[C]ommitment for any purpose constitutes a significant deprivation of liberty that requires due process protection.” Jones v. United States, 463 U.S. 354, 361 (1983) (quoted source omitted). The County comports with due process when it “confine[s] a mentally ill person if it shows ‘by clear and convincing evidence that the individual is mentally ill and dangerous.‘” Foucha v. Louisiana, 504 U.S. 71, 80 (1992) (quoting Jones, 463 U.S. at 362). The commitment, however, cannot continue after the constitutional basis for it ceases to exist; the findings of mental illness and dangerousness must be current, not retrospective. See Foucha, 504 U.S. at 77-78. While the Supreme Court determined that the Constitution requires a showing of dangerousness, and
¶17 To initiate commitment proceedings involving a mentally ill individual under
¶18
Upon application for extension of a commitment by the department or the county department having custody of the subject, the court shall proceed under subs. (10) to (13).7 If the court determines that the individual is a proper subject for commitment as prescribed in sub. (1)(a)1. and evidences the conditions under sub. (1)(a)2. or (am) . . . it shall order judgment to that effect and continue the commitment[.]
same quantum of proof.“). However, in addition to the five standards for showing dangerousness by recent acts or omissions under
¶19 Because an individual‘s behavior might change while receiving treatment,
If the individual has been the subject of inpatient treatment for mental illness . . . immediately prior to commencement of the proceedings as a result of . . . a commitment or protective placement ordered by a court under this section . . . the requirements of a recent overt act, attempt or threat to act under par. (a)2. a. or b., pattern of recent acts or omissions under par. (a)2. c. or e., or recent
behavior under par. (a)2. d. may be satisfied by a showing that there is a substantial likelihood, based on the subject individual‘s treatment record, that the individual would be a proper subject for commitment if treatment were withdrawn[.]
¶20 After the initial commitment period, which may last no longer than six months, “all subsequent consecutive orders of commitment of the individual may be for a period not to exceed one year.”
¶21 J.W.K.‘s domino theory that each extension depends on the validity of previous commitment orders is not supported by the text of the statute. First, reversing the August 2016 recommitment order does not retroactively deprive the circuit court that issued a subsequent commitment order of competency. The statute permits the extension of an individual‘s commitment for up to one year at a time, and contemplates consecutive orders of commitment. See
¶22 While J.W.K. correctly notes the circuit court lacks competency to extend a commitment order once the previous order expires, the August 2016 order remained in effect at the time J.W.K.‘s commitment was extended in July 2017. Accordingly, the circuit court had competency to extend the commitment. An appellate court‘s later conclusion that the evidence was
insufficient to support the August 2016 extension order would not retroactively change the fact that at the time the circuit court entered the extension order in July 2017, the prior order had not expired; therefore, the circuit court retained competency to enter the unchallenged July 2017 order.
¶23 Second, J.W.K. fails to identify any provision in
upon the fact that treatment may have had the desired effect of ending the dangerous behaviors that led to the individual‘s original commitment in the first place. “Because of the therapy received, evidence of recent action exhibiting ‘dangerousness’ is often nonexistent,” and “the emphasis [during extension proceedings] is on the attendant consequence to the patient should treatment be discontinued.” M.J., 122 Wis. 2d at 531. Despite the absence of recent acts demonstrating dangerousness, an individual may nevertheless pose a danger to himself or to others based on a substantial likelihood that he would exhibit those behaviors if treatment were withdrawn. Paragraph (am) “allow[s] extension of a commitment when the patient‘s condition has not improved enough to warrant discharge.” Serocki, 163 Wis. 2d at 160 (quoted source omitted).
¶24 Each extension hearing requires the County to prove the same elements with the same quantum of proof required for the initial commitment. See
¶25 Accordingly, even if we assume the insufficiency of the County‘s proffered evidence to support its petition for an extension of J.W.K.‘s commitment in August 2016, J.W.K. received due process during the July 2017 recommitment proceedings because the County was required to establish the same elements required for any commitment or recommitment: J.W.K.‘s mental illness and dangerousness. J.W.K. does not suggest the County failed to carry its burden of proof during the 2017 proceeding; therefore, J.W.K.‘s due process rights were fully protected.10
¶26 We reject J.W.K.‘s and the concurrence/dissent‘s claim that Serocki supports J.W.K.‘s domino theory. The issue in Serocki was whether an individual being committed timely filed a request for substitution prior to “any preliminary contested matters.” Serocki, 163 Wis. 2d at 156-57. Because a recommitment hearing is not “an entirely new proceeding” the “circuit court continues to receive evidence in the same case”
and may rely on “the individual‘s present condition and past response to treatment.” Id. at 159-60. We concluded a recommitment hearing was “a continuation of the original commitment proceeding and previous recommitment hearings” in the context of the substitution request under
¶27 However, the fact that recommitment proceedings are procedurally part of the original commitment action does not mean that the requisite findings of mental illness and dangerousness necessary to support a recommitment may be borrowed from the original proceeding. To the contrary, in Serocki, we explicitly acknowledged that “the circuit court must make a new determination of the individual‘s suitability for commitment at the recommitment hearing.” Id. at 159. The “evidence presented at each recommitment hearing may be different from evidence presented at the original commitment proceeding or a previous recommitment hearing.” Id. We never stated or implied that the validity of each recommitment order depended on the validity of every commitment order preceding it.
¶28 Because a decision invalidating the August 2016 recommitment order has no
¶29 J.W.K. argues that concluding his case is moot may deprive him of meaningful appellate review because appellate proceedings in
evading review. In G.S. v. State, we explained the exceptions to dismissal for mootness include situations involving: (1) “issues [] of great public importance;” (2) “the constitutionality of a statute is involved;” (3) issues that arise so often “a definitive decision is essential to guide the trial courts;” (4) “issue[s] . . . likely to arise again and [that] should be resolved by the court to avoid uncertainty;” or (5) an issue “capable and likely of repetition and yet evades review because the appellate process usually cannot be completed and frequently cannot even be undertaken within a time that would result in a practical effect upon the parties.” G.S., 118 Wis. 2d at 805 (emphasis added).
¶30 J.W.K. makes no argument that any of the exceptions to dismissal for mootness apply, and his sufficiency challenge does not appear to fit into any of the exceptions. J.W.K.‘s sufficiency challenge is fact-specific. While it is undoubtedly extremely important to J.W.K., the issue is not of great public importance; the sufficiency of the evidence will be different in each case. J.W.K. raises no arguments concerning the constitutionality of
III. CONCLUSION
¶31 We agree with the court of appeals and hold J.W.K.‘s sufficiency of the evidence
By the Court.——The decision of the court of appeals is affirmed.
No. 2017AP1574.rfd
¶32 REBECCA FRANK DALLET, J. (concurring in part, dissenting in part). The majority opinion concludes that because J.W.K. received due process during the July 2017 hearing, the validity of the August 2016 extension order is irrelevant and J.W.K.‘s challenge to that order is moot.1 I respectfully disagree. I conclude that the sufficiency of the evidence presented at J.W.K.‘s August 2016 extension hearing determines the validity of the August 2016 extension order and necessarily also determines the validity of any subsequent extension orders. Thus, although J.W.K. is no longer subject to the order being appealed, the appeal from the August 2016 extension order is not moot. Accordingly, I examine the evidence presented at the August 2016 extension hearing and conclude that the circuit court‘s finding of current dangerousness was not erroneous.
¶33 In order to confine someone who is mentally ill, the County must show by clear and convincing evidence that the person is currently mentally ill and dangerous. Foucha v. Louisiana, 504 U.S. 71, 80 (1992). There are two evidentiary paths to prove dangerousness pursuant to
¶34 As recognized by the majority, the circuit court lacks competency to extend a commitment order once the initial commitment order has expired. Majority op., ¶22. See G.O.T. v. Rock Cty., 151 Wis. 2d 629, 633, 445 N.W.2d 697 (Ct. App. 1989) (“[a]n initial commitment . . . expires at the end of six months and cannot be extended beyond that period unless a statute permits its extension“). If current dangerousness
¶35 J.W.K. properly asserts that an extension order is a continuation of the original commitment and creates a chain linking each prior order to any extension that follows. The statutory language supports this premise. See
¶36 If the requirements of
¶37 The importance of the circuit court making a sufficient finding of current dangerousness prior to an extension of commitment cannot be overstated. The United States Supreme Court has emphasized that in order to confine a mentally ill individual, due process requires the County to show by clear and convincing evidence that the individual is currently mentally ill and dangerous. Foucha, 504 U.S. at 80; see also Jones v. United States, 463 U.S. 354, 362 (1983). Absent this finding, any extension order will not only violate
¶38 Because I find that J.W.K.‘s appeal of the sufficiency of his August 2016 extension order is not moot, I reach the issue J.W.K. sought to raise on appeal: whether the County proved by clear and convincing evidence at the August 2016 extension hearing that J.W.K. would still be a proper subject for commitment if treatment were withdrawn.5 This court defers to the circuit court‘s factual findings unless they are clearly erroneous. See Phelps v. Physicians Ins. Co. of Wis., Inc., 2009 WI 74, ¶34, 319 Wis. 2d 1, 768 N.W.2d 615.
¶39 On direct examination, Dr. James Scott Persing testified that he examined J.W.K. and that, in his opinion, there was a substantial likelihood that J.W.K. would be a proper subject for commitment if treatment were withdrawn, pursuant to
¶40 The circuit court found that based upon the testimony of Dr. Persing and J.W.K., there was a substantial likelihood that J.W.K. would be a proper subject for commitment if treatment were withdrawn. While the testimony supporting Dr. Persing‘s opinion as to J.W.K.‘s current dangerousness was minimal, I nevertheless conclude that the findings of the circuit court are not clearly erroneous and must be upheld.
¶41 In sum, I conclude that J.W.K.‘s appeal of his August 2016 extension order is not moot and therefore I would reverse the court of appeals’ decision. Further, I reach the issue regarding the sufficiency of the evidence presented at the August 2016 extension hearing, which the majority opinion and court of appeals failed to address, and conclude that the circuit court‘s finding that J.W.K. was dangerous was not clearly erroneous. Therefore, I concur in part and would affirm the circuit court‘s August 2016 extension order.
¶42 For the foregoing reasons, I concur in part and dissent in part.
¶43 I am authorized to state that Justices SHIRLEY S. ABRAHAMSON and ANN WALSH BRADLEY join this concurrence/dissent.
