VILLAGES, LLC v. LORI LONGHI
(AC 36844)
Lavine, Sheldon and Mullins, Js.
Argued November 19, 2015-officially released July 5, 2016
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VILLAGES, LLC v. LORI LONGHI
(AC 36844)
Lavine, Sheldon and Mullins, Js.
Argued November 19, 2015-officially released July 5, 2016
(
Gwendolyn S. Bishop, with whom was P. Timothy Smith, for the appellant (plaintiff).
Kristan M. Maccini, for the appellee (defendant).
Opinion
LAVINE, J. Our Supreme Court said of zoning laws and commissions: “We must remember that the machinery of government would not work if it were not allowed a little play in its joints. . . . Nowhere is this more applicable than to zoning ordinances; the saving elasticity is mainly afforded through boards of adjustment. Much depends upon the skill, sound judgment and probity of the members. It is essential to their functions that they be invested with liberal discretion. They are accorded the benefit of a presumption that they act fairly, with proper motives and upon valid reasons, and not arbitrarily.” (Citation omitted; emphasis added; internal quotation marks omitted.) St. Patrick‘s Church Corp. v. Daniels, 113 Conn. 132, 139, 154 A. 343 (1931).
The plaintiff, Villages, LLC, appeals from the judgment of the trial court dismissing its complaint against the defendant, Lori Longhi, a member of the Enfield Planning and Zoning Commission (commission), on the ground that the defendant is absolutely immune from liability in this action under the litigation privilege. The plaintiff claims that the court erred in ruling that the defendant is absolutely immune from suit in this action under the litigation privilege because the conduct alleged does not implicate that privilege, but instead is governed by the provisions of
The parties appear before this court for a second time. The underlying facts previously were set out in Villages, LLC v. Enfield Planning & Zoning Commission, 149 Conn. App. 448, 89 A.3d 405 (2014), appeals dismissed, 320 Conn. 89, 127 A.3d 998 (2015). In May, 2009, the plaintiff filed an application for a special use permit and an application to develop an open space subdivision for residential housing on property it owned in Enfield. Id., 450. The commission held a public hearing on the plaintiff‘s applications on July 9, 2009, July 23, 2009, September 3, 2009, and October 1, 2009, and closed the public hearing on October 1, 2009. Id. On October 15, 2009, the commission met and voted to deny both applications. Id.
The plaintiff filed an appeal with respect to each application (zoning appeals). In its appeals, the plaintiff alleged that “the commission illegally and arbitrarily predetermined the outcome of each of its applications prior to the public hearing and was motivated by improper notions of bias and
Following a trial, the court, Hon. Richard M. Rittenband, judge trial referee, “found that the plaintiff‘s allegations of bias and ex parte communication arose from the actions of [the defendant], a member of the commis-sion. More specifically, the court found that [the defendant] took part in the hearing on the plaintiff‘s applications, played a significant role in the deliberations, and voted to deny the plaintiff‘s applications. [The defendant] had been a social friend of one of the plaintiff‘s owners, Jeannette Tallarita, and her husband, Patrick Tallarita . . . . There was a falling out among the friends, and the court found that [the defendant] was biased against Patrick Tallarita, who represented the plaintiff at the hearing before the commission. The court also found that [the defendant] engaged in an ex parte communication regarding the applications.” (Emphasis added; footnote omitted.) Id., 451.
The court found two instances of conduct by the defendant that gave rise to the plaintiff‘s claim of bias against her, only one of which was relevant to the zoning appeals. Id., 451. In the incident described by the court, the defendant had stated that “she wanted [Patrick Tallarita] to suffer the same fate of denial by the commission that she had suffered.” (Internal quotation marks omitted.) Id., 452. “At trial, Anthony DiPace testified that [the defendant] had stated to him that the commission, when it previously considered an application that she had submitted, had ‘screwed her’ and treated her unfairly when it denied that application. She was unhappy with [Patrick] Tallarita, who was then mayor, because he did not intervene on her behalf. She stated in the presence of DiPace that she wanted [Patrick] Tallarita to suffer the same fate, i.e., that the commission deny the plaintiff‘s applications. [Patrick] Tallarita did not become aware of [the defendant‘s] statement regarding the fate of the plaintiff‘s applications until after the commission had closed the public hearing [on the plaintiff‘s applications]. The court found that [the defendant‘s] comments were blatantly biased [against Patrick] Tallarita and should not be tolerated. The court also found that it had not been possible for the plaintiff to bring [the defendant‘s] comments regarding [Patrick] Tallarita to the attention of the commission because he learned of them after the hearing had closed and the commission had denied the plaintiff‘s applications.
“Credibility was a deciding factor in the court‘s decision regarding [the defendant‘s] ex parte communication. [Patrick] Tallarita, DiPace, and Bryon Meade testified during the trial. The court found each of the men was a credible witness. [The defendant] also testified at trial, but the court found that her testimony was filled with denials of the allegations and concludedthat her ‘comments did not ring true.’ The court found that Meade, a representative of the Hazardville Water Authority, testified with confidence that [the defendant] had met with him in person regarding the plaintiff‘s applications during the first week of October, 2009. [The defendant] testified, however, that Meade must have been confused because she met with him regarding another property. The court stated that [the defen-dant‘s] testimony was just not credible.
“In addressing the plaintiff‘s claim that [the defendant] improperly engaged in ex parte communications with Meade, the court noted that ‘[o]ur law clearly prohibits the use of information by a municipal agency that has been supplied to it by a party to a contested hearing on an ex parte basis.’ . . . The court found that it was ‘clear’ that [the defendant] had an ex parte communication with Meade. Once
The court “reviewed the transcript of the commission‘s October 15, 2009 meeting when it considered the plaintiff‘s applications. It found that the transcript was twenty-three pages long and that [the defendant‘s] comments appeared on every page but one, and that on most pages, [the defendant‘s] comments were the most lengthy. Her comments raised many negative questions about the plaintiff‘s applications. Moreover, in offering her comments, she cited her experience as an appraiser. The court found that [the defendant] dominated the meeting and that she intended to have a major effect on the commission‘s deliberations and subsequent votes. The court found clear and egregious bias on [the defendant‘s] part, and that her impact on the commission‘s deliberations and votes alone were reason to sustain the plaintiff‘s appeals.” (Footnote omitted.) Id., 453-54.
Judge Rittenband concluded that, “on the basis of the bias [the defendant] demonstrated against the plaintiff and her ex parte communication with Meade, along with her biased, aggressive, and vociferous arguments against the applications on October 15, 2009, the commission‘s action was not honest, legal, and fair. The court therefore sustained the plaintiff‘s appeals and remanded the matter to the commission for further public hearings . . . .” (Emphasis added.) Id., 455. The commission appealed, and this court affirmed the judgments of the trial court. Id., 467. The commission‘s appeals to our Supreme Court were dismissed. Villages, LLC v. Enfield Planning & Zoning Commission, 320 Conn. 89, 127 A.3d 998 (2015).
The plaintiff commenced the present action on October 1, 2012. The two count complaint against the defendant alleged intentional fraudulent misrepresentation2
The defendant denied the material allegations of the complaint and alleged three special defenses as to each count, including that the action was barred by the doctrines of governmental immunity and absolute immunity. The plaintiff denied each of the special defenses.
In December, 2013, the defendant filed a motion that the court either dismiss the plaintiff‘s cause of action or render summary judgment in her favor. Only the motion to dismiss is relevant to this appeal.4 In her memorandum of law in support of the motion to dismiss, the defendant argued that she was entitled to absolute immunity because she was acting in an administrative capacity and performing a quasi-judicial function when she reviewed and voted on the plaintiff‘s applications. Nonetheless, she recognized the case of Towne Brooke Development, LLC v. Fox, Superior Court, judicial district of Danbury, Docket No. CV-03-0347962-S (November 26, 2004), in which the trial court, Hon. Howard J. Moraghan, judge trial referee, concluded that the defendant members of the commission were not entitled to absolute immunity because their alleged misconduct involved an ex parte discussion.5
On January 13, 2014, the plaintiff filed an objection to the defendant‘s motion in which it contended that neither qualified immunity, governmental immunity, nor absolute immunity barred its claims against the defendant given the intentional nature of her alleged misconduct and that the
With respect to the doctrine of absolute immunity, the plaintiff cited and quoted from decisions of our Supreme Court regarding the historical development, purpose, and policy foundations of absolute immunity, including instances in which it did not apply.7 The plaintiff summarized its position with respect to immunity by stating that its claims were not based on the words the defendant uttered during the commission‘s meeting at which its applications were denied, but on the defendant‘s ex parte gathering of evidence, which deprived it of a fair hearing. The plaintiff argued that its intentional fraudulent misrepresentation claim was grounded on the defendant having falsely represented herself to be “an honest, fair and unbiased member of the commission when she chose to participate in the proceedings on the [plaintiff‘s] applications.” As to the second count, intentional tortious interference with business expectancy, the plaintiff claimed that by participating as a biased decision maker and gathering evidence outside the record, the defendant intentionally and tortiously interfered with the plaintiff‘s expectancy that the commission would provide a fair, neutral, and honest proceeding with respect to its applications.
Following oral argument, the trial court, Wiese, J., issued a memorandum of decision on May 7, 2014, in which it granted the defendant‘s motion to dismiss, but declined to address the motion for summary judgment on the ground that the court lacked subject matter jurisdiction. In rendering its decision, the court first determined that the commission is a quasi-judicial body because it is authorized to hear, consider, and decide applications for special permits or exceptions in the exercise of its discretion.8 See Kelley v. Bonney, 221 Conn. 549, 567, 606 A.2d 693 (1992). The court noted that our Supreme Court has held that zoning boards act in a quasi-judicial capacity when passing upon the issuance of a permit. See Astarita v. Liquor Control Commission, 165 Conn. 185, 189, 332 A.2d 106 (1973). The court concluded
We disagree that the litigation privilege is applicable to the allegations of the plaintiff‘s complaint. As the plaintiff made clear in its memorandum of law in opposition to the defendant‘s motion to dismiss and on appeal, its claims are not predicated on what the defendant stated at the commission meeting, but on her bias and ex parte communication with Meade. Although the plaintiff referred to and quoted
The plaintiff appealed, claiming that the court erred in determining that it lacked subject matter jurisdiction because: (1)
“The standard of review for a court‘s decision on a motion to dismiss . . . is well settled. A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . [O]ur review of the court‘s ultimate legal conclusion and resulting [determination] of the motion to dismiss will be de novo. . . . When a . . . court decides a jurisdictional question raised by a pretrial motion to dismiss, it must consider the allegations of the complaint in their most favorable light. . . . In this regard, a court must take the facts to be those alleged in the complaint, including those facts necessarily implied from the allegations, construing them in a manner most favorable to the pleader. . . . The motion to dismiss . . . admits all facts which are well pleaded, invokes the existing record and must be decided upon that alone. . . . In undertaking this review, we are mindful of the well established notion that, in determining whether a court has subject matter jurisdiction, every presumption favoring jurisdiction should be indulged.” (Citations omitted; internal quotation marks omitted.) Dayner v. Archdiocese of Hartford, 301 Conn. 759, 774, 23 A.3d 1192 (2011).
The plaintiff claims that the court improperly determined that the defendant is absolutely immune from suit because
The litigation privilege developed centuries ago in the context of defamation claims. See Simms v. Seaman, 308 Conn. 523, 531, 69 A.3d 880 (2013). The privilege evolved, in part, to protect lawyers from civil actions for words spoken during the course of legal proceedings. Id., 533-34. “Absolute immunity for defamatory statements made in the course of judicial proceedings has been recognized by common-law courts for many centuries and can be traced back to medieval England.” (Emphasis added.) Id., 531. “The rationale articulated in the earliest privilege cases was the need to bar persons accused of crimes from suing their accusers for defamation.” Id.
Connecticut has long recognized the litigation privilege, and our Supreme Court has stated that the privilege “extends to judges, counsel and witnesses participating in judicial proceedings.” (Internal quotation
“It is well settled that communications uttered or published in the course of judicial proceedings are absolutely privileged [as] long as they are in some way pertinent to the subject of the controversy. . . . The effect of an absolute privilege is that damages cannot be recovered for the publication of the privileged statement even if the statement is false and malicious.” (Citation omitted; emphasis added; internal quotation marks omitted.) Gallo v. Barile, 284 Conn. 459, 465-66, 935 A.2d 103 (2007). “[L]ike the privilege which is generally applied to pertinent statements made in formal judicial proceedings, an absolute privilege also attaches to relevant statements made during administrative proceedings which are quasi-judicial in nature.” (Emphasis added; internal quotation marks omitted.) Mercer v. Blanchette, 133 Conn. App. 84, 90, 33 A.3d 889 (2012). “Put simply, absolute immunity furthers the public policy of encouraging participation and candor in judicial . . . proceedings. This objective would be thwarted if those persons whom the common-law doctrine was intended to protect nevertheless faced the threat of suit.” (Internal quotation marks omitted.) Gallo v. Barile, supra, 466. What this brief history demonstrates is that the litigation privilege applies to statements made during the course of a judicial or quasi-judicial proceeding.
As to the defendant‘s claim that she is entitled to absolute immunity,13 “[i]t is a long-standing doctrine that a judge may not be civilly sued for judicial acts he [or she] undertakes in his [or her] capacity as a judge. The rationale is that a judge must be free to exercise his [or her] judicial duties without fear of reprisal, annoyance or incurring personal liability. . . . Absolute immunity, however, is strong medicine. . . . The presumption is that qualified rather than absolute immunity is sufficient to protect government officials in the exercise of their duties.
“The officers to whom the absolute protections of judicial immunity extends is limited. This fact reflects an [awareness] of the salutary effects that the threat of liability can have . . . as well as the undeniable tension between official immunities and the ideal of the rule of law . . . . The protection extends only to those who are intimately involved in the judicial process, including judges, prosecutors and judges’ law clerks. Absolute judicial immunity, however, does not extend to every officer of the judicial system. . . . Moreover, it is important to note that even
In 1923, the Connecticut legislature enacted zoning legislation. See Coombs v. Larson, 112 Conn. 236, 238, 152 A. 297 (1930) (c. 279, § 1, of the 1923 Public Acts authorized eight cities and towns to appoint zoning commissions). It has been determined that a zoning board acts in a quasi-judicial capacity and “its decisions are reached only after the presentation of evidence deemed to warrant such action.” Burr v. Rago, 120 Conn. 287, 292, 180 A. 444 (1935). In the case of Kelley v. Bonney, supra, 221 Conn. 549, our Supreme Court delineated several factors to be used to determine whether a proceeding is quasi-judicial in nature. Significant among the factors in the present case are “whether the body has the power to: (1) exercise judgment and discretion; (2) hear and determine or to ascertain facts and decide; (3) make binding orders and judgments; (4) affect the personal or property rights of private persons; [or] (5) examine witnesses and hear the litigation of the issues on a hearing . . . .” Id., 567.
Our Supreme Court has stated that “[h]ow best the purposes of zoning can be accomplished in any municipality is primarily in the discretion of its zoning authority; that discretion is a broad one; and unless it transcends the limitations set by law its decisions are subject to review in the courts only to the extent of determining whether or not it has acted in abuse of that discretion.” Bartram v. Zoning Commission, 136 Conn. 89, 96, 68 A.2d 308 (1949). “Courts cannot set aside the decision of public officers in such a matter unless compelled to the conclusion that it has no foundation in reason and is a mere arbitrary or irrational exercise of power having no substantial relation to the public health, the public morals, the public safety or the public welfare in its proper sense.” (Internal quotation marks omitted.) St. Patrick‘s Church Corp. v. Daniels, supra, 113 Conn. 136. As previously stated, zoning boards and their members are to be “accorded the benefit of a presumption that they act fairly, with proper motives and upon valid reasons, and not arbitrarily.” Id., 139. This decisional history reveals that there are limits to the discretion of a zoning board. The legislature codified the limits of a zoning board member‘s discretion in
Section 52-557n (c) provides in relevant part: “Any person who serves as a member of any . . . commission . . . of a municipality and who is not compensated for such membership . . . shall not be personally liable for damage or injury occurring on or after October 1, 1992, resulting from any act, error or omission made in the exercise of such person‘s policy or decision-making responsibilities on such . . . commission . . . if such person was acting in good faith, and within the scope of such person‘s official functions and duties, and was not acting in violation of any state, municipal or professional code of ethics regulating the conduct of such person . . . . The provisions of this subsection shall not apply if such damage or injury was caused by the reckless, wilful or wanton misconduct of such person.” (Emphasis added.)
On the basis of the plain language of the statute; see
The defendant has pointed out that the legislative history of
For the foregoing reasons, we conclude that
The judgment is reversed and the case is remanded for further proceedings according to law.
In this opinion the other judges concurred.
Notes
The plaintiff further alleged that after the close of the public hearing, but prior to the commission vote on October 15, 2009, the defendant “initiated improper ex parte communications with Meade of the Hazardville Water Company concerning the plaintiff‘s applications . . . .” She discussed water pressure and fire flows with Meade, but did not disclose to the other members of the board that she had obtained information ex parte by communicating with Meade. The plaintiff alleged that the defendant‘s meeting with Meade after the close of the public hearing was improper, prejudicial and unfair. Due to the defendant‘s bias demonstrated by her communication with Meade, an honest, legal and fair action by the commission was not made. “[B]y participating in the proceedings on the plaintiff‘s applications, in spite of her bias and improper ex parte communication, [the defendant] continuously intentionally misrepresented to the plaintiff that she was a neutral, honest, fair and unbiased member of the commission.” (Emphasis added.) The defendant “knew that her representations that she was a neutral, honest, fair and unbiased member of the commission were false and [she] made these representations to the plaintiff wilfully, wantonly, maliciously and in reckless disregard of the plaintiff‘s rights.”
Section 19a-17b (b) provides in relevant part that “[t]here shall be no monetary liability on the part of, and no cause of action for damages shall arise against, any person who provides testimony, information, records, documents, reports, proceedings, minutes or conclusions to . . . any professional licensing board . . . when such communication is intended to aid in the evaluation of the qualifications, fitness or character of a health care provider and does not represent as true any matter not reasonably believed to be true.” (Emphasis added.)
Section 19a-20 provides in relevant part that “[n]o member of any board or commission . . . including a member of a medical hearing panel established pursuant to subsection (g) of section 20-8a, and no person making a complaint or providing information to any of such boards or commissions or the Department of Public Health as part of an investigation pursuant to section 19a-14, or a disciplinary action pursuant to section 19a-17, shall, without a showing of malice, be personally liable for damage or injury to a practitioner arising out of any proceeding of such boards and commissions or department . . . .” (Emphasis added.)
“The legislative history provides some insight as to the purpose of the statute and how it is expected to apply. Representative Looney . . . stated, ‘[t]he bill . . . grants immunity from liability to uncompensated members of municipal boards, commissions, committees or agencies when [members are] exercising their policy or decision-making responsibilities and it is something that has been requested because of the fear and concern that certain communities have expressed regarding encouraging volunteerism to serve on boards and commissions in a highly litigious atmosphere in which we now live.’ [35] H.R. Proc., [Pt. 16] 1992 Sess., pp. 5383-5384.
“In Senate discussions, Senator Jepsen summed up the bill‘s purpose stating ‘[t]his bill grants immunity to unpaid members of municipal boards, commissions, agencies and committees, who in the good faith exercise of their duties allotted to them, make mistakes and I think it will encourage people to serve on a volunteer basis on boards and commissions, a problem that is growing in many municipalities. I think this legislation is long overdue. It should be pointed out that this legislation does not exempt anybody from liability if they violate a professional code of conduct . . . . It merely covers them for good faith mistakes in the exercise as a volunteer of their own discretion on a board or commission or committee.’ [35] S. Proc., [Pt. 16] 1992 Sess., pp. 1788.” Stone v. Newtown, supra, 32 Conn. L. Rptr. 446-47.
“Rep. Looney stated that a finding of malicious or reckless behavior would trigger the provisions of [§] 7-101a (b), an indemnity provision which provides protection for the municipal employee from financial loss and expense.” (Footnote omitted.) Id., 446.
“Legislative Services Director for the Connecticut Conference [of] Municipalities, Ji[m] Finley, was in support of the passing of the bill and stated, ‘[o]ur view is that it should be a blanket protection, particularly when you use as a standard, the [person is] acting in good faith and within the scope of such [person‘s] official functions and duties, unless such a damage or injury caused by the reckless [behavior] . . . or misconduct.’ Conn. Joint Standing Committee Hearings, Planning and Development, [Pt. 1] 1992 Sess., p. [90-91].” (Footnotes omitted.) Stone v. Newtown, supra, 32 Conn. L. Rptr. 447.
Judge Gallagher concluded, on the basis of the legislative history of
“Where the discretion has been exercised erroneously but in good faith through an error of judgment, the public official should not be required to pay for damages for his acts. The affairs of government cannot be conducted with absolute exactitude, and public officials cannot be expected to act in all cases with certain judgment. Timidity and doubt would govern their performance of public duty if they acted in the consciousness that personal liability might follow, no matter how closely they followed their best discretion.” Id., 440. “The rule which, on the one hand, fairly protects the abutting owner, and, on the other, fairly protects the public official in acting in the line of duty, is that unless he acts maliciously, or wantonly, or in abuse of the discretion vested in him by law, he shall not be subjected to personal liability.” Id., 441; see also Stiebitz v. Mahoney, 144 Conn. 443, 448, 134 A.2d 71 (1957). In Wadsworth, the defendant public official who oversaw the cutting of the plaintiff‘s trees was found liable for the damage because he permitted the plaintiff‘s property to be destroyed “not through mere error of judgment, but through a failure to exercise not merely reasonable discretion but any discretion.” Wadsworth v. Middletown, supra, 94 Conn. 441.
