Opinion
This appeal requires us to consider the contours of the ministerial exception, under the first amendment to the United States constitution,
The record reveals the following facts, as set forth in the complaint, and procedural history. The plaintiff was employed by the archdiocese since 1975 as a teacher and Catholic school administrator; she served as principal of the school from 1988 until 2005. In the plaintiffs last comprehensive performance evaluation,
Thereafter, on August 22,2004, Bzdyra, accompanied by a deacon, met with the plaintiff after a Mass. Bzdyra then informed the plaintiff in writing of his concerns regarding her performance as principal, particularly in light of a report issued by the Commission on Independent Schools. The letter concluded that the school “faces many challenges in the coming school year and beyond. I want you to reflect about the steps you will take to improve in these areas. I want to sit down with you in the beginning of the school year so we may discuss the changes you will make and implement, and your plans for the school year.”
In September, 2004, the plaintiff and Bzdyra met in her office at the school to discuss her improvement plans. Bzdyra refused, however, to discuss the changes that the plaintiff already had implemented, or her future plans. Instead, he became abusive and ended the meeting after telling the plaintiff that she “ ‘wasn’t a leader,’ ” “ ‘could do nothing to improve,’ ” and “ ‘never should have been a principal.’ ”
Thereafter, on or about November 23, 2004, Bzdyra initiated a conversation with the plaintiff in the school cafeteria and asked her intentions for the following school year. The plaintiff was confused and stunned by the inquiry, but stated that she intended to remain as principal of the school. After again insulting the plaintiffs leadership abilities, Bzdyra then told her that if she did not leave, he would tell the school board that he would not renew her contract and would request her removal from the school. At the conclusion of their discussion that day, however, Bzdyra offered the plaintiff an alternate position for the following school year teaching third grade and told her to contact Mann if she was interested in that job. The following day, the plaintiff told Bzdyra that if she
During that November 23, 2004 conversation, Bzdyra referred to the plaintiffs failure to “ ‘stick up for [him]’ ” in October, 2003, when an eighth grade student and her mother met with the plaintiff and complained that Bzdyra’s use of sexually explicit language while he taught his weekly religion course made the student and other girls uncomfortable. When the plaintiff subsequently spoke to Bzdyra about the student’s concerns,
At the Sunday Mass following the November, 2004 meeting, Bzdyra asked the plaintiff about the status of the letter of resignation that he had requested. When she told him that she was working on it and had not yet spoken to Mann, he became abusive and began to yell at her. On Monday, November 29, 2004, the plaintiff submitted a letter indicating that she was resigning as principal effective June 30, 2005, and noting her understanding that she would receive a full-time teaching contract for the 2005-2006 school year. On or about November 30, 2004, the plaintiff requested a meeting with Mann. She informed Mann about her interactions with Bzdyra; Mann asked why she had submitted the resignation letter. When the plaintiff stated that she had felt forced to do so, Mann told her instead to respond to the annual letter of intent form (form) that the archdiocese would issue in January, 2005.
In January, 2005, the plaintiff completed the form and advised the archdiocese of her intent to return as principal. Later that month, however, the plaintiff was surprised and upset to see a job opening for her position listed in a newsletter written by Dale Hoyt, the superintendent of the archdiocese’s schools, which was distributed to school faculty, staff and school boards throughout the archdiocese. Thereafter, on January 20, 2005, the plaintiff sent to Bzdyra and Hoyt a letter formally rescinding her earlier letter of resignation and stating that she did not understand Bzdyra’s reasons for not renewing her employment contract or why
The plaintiff subsequently received a letter from Bzdyra dated March 21, 2006, informing her that her contract of employment as principal would not be renewed for the following school year, and that her last day of employment would be June 30, 2005.
The plaintiff then brought this action for money damages
Subsequently, the defendants moved to dismiss the plaintiffs complaint, claiming that her action is barred under the “ ‘ministerial exception’ to judicial authority [that] precludes a court from adjudicating employment disputes between religious institutions and their religious leaders.” The trial court denied the defendants’ motion to dismiss, noting in its memorandum of decision that the Appellate Court had adopted the ministerial exception as a matter of Connecticut law in Rweyemamu v. Commission on Human Rights & Opportunities,
I
We begin with the threshold issue of whether the trial court’s denial of the defendants’ motion to dismiss in this case is an appealable final judgment under General Statutes § 52-263.
“As a general rule, an interlocutory ruling may not be appealed pending the final disposition of a case. . . . We previously have determined [however] that certain interlocutory orders have the attributes of a final judgment and consequently are appealable under ... § 52-263. ... In State v. Curcio, [supra,
“The second prong of the Curdo test focuses on the nature of the right involved. It requires the parties seeking to appeal to establish that the trial court’s order threatens the preservation of a right already secured to them and that that right will be irretrievably lost and the [parties] irreparably harmed unless they may immediately appeal. . . . Thus, a bald assertion that the defendant will be irreparably
By way of background, we note that the ministerial exception at issue in this case “is constitutionally required by various doctrinal underpinnings of the [f]irst [a]mendment.” (Internal quotation marks omitted.) Rweyemamu v. Cote, supra,
We previously have determined that, under the second prong of State v. Curcio, supra,
II
On appeal, the defendants claim that the ministerial exception, which was first articulated in McClure v. Salvation Army, supra,
In response, the plaintiff argues that the ministerial exception does not bar all employment claims against a religious institution. Specifically, the plaintiff urges us to follow our prior case law finding decisions of the Second Circuit particularly persuasive and to adopt that court’s “more holistic and fact based test” articulated in Rweyemamu v. Cote, supra,
“The standard of review for a court’s decision on a motion to dismiss [under Practice Book § 10-31 (a) (1)] is well settled. A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . [0]ur review of the court’s ultimate legal conclusion and resulting [determination] of the motion to dismiss will be de novo. . . . When a . . . court decides a jurisdictional question raised by a pretrial motion to dismiss, it must consider the allegations of the complaint in their most favorable light. ... In this regard, a court must take the facts to be those alleged in the complaint, including those facts necessarily
In the seminal case of McClure v. Salvation Army, supra,
Although the United States Supreme Court has not addressed the ministerial exception to date; but see footnote 19 of this opinion; every federal circuit has adopted the doctrine pursuant to either or both the free exercise and establishment clauses of the first amendment.
In determining whether a plaintiffs employment related claims against a religious institution are subject to the ministerial exception, the federal circuit courts generally rely in the first instance on the “primary duties analysis [that] requires a court to objectively examine an employee’s actual job function, not her title, in determining whether she is properly classified as a minister.”
That the plaintiff is a ministerial employee for purposes of the present appeal does not, however, necessarily end our inquiry, because the parties’ claims require us to address a split in the federal circuit courts of appeal as to the breadth of the ministerial exception that was not before the Appellate Court in Rweyemamu v. Commission on Human Rights & Opportunities, supra,
The Third, Ninth and District of Columbia Circrnt Courts of Appeals have taken approaches similar to that of the Second Circrnt, and refrain from deciding oMy those cases that directly call into question the religious institution’s hiring or termination decision. In Petruska v. Gannon University, supra,
The United States Court of Appeals for the Ninth Circuit utilized a similar analysis in Elvig v. Calvin Presbyterian Church,
In contrast to this issue sensitive approach, the defendants urge us to follow the analysis followed by, inter alia, the United States Court of Appeals for the Seventh Circuit in declining to consider a claim for damages arising from harassment, under which the “ ‘ministerial exception’ applies without regard to the type of claims being brought.” Alicea-Hernandez v. Catholic Bishop of Chicago, supra,
In considering this circuit split, we note that it is well settled that decisions of the Second Circuit, while not binding upon this court, nevertheless “carry particularly persuasive weight” in the resolution of issues of federal law when the United States Supreme Court has not spoken on the point. See Szewczyk v. Dept. of Social Services,
Thus, we adopt the standard articulated by the Second Circuit in Rweyemamu v. Cote, supra,
Applying this standard to the claims raised in the complaint in this case, we first conclude that counts one and two, alleging breach of implied contract and the implied covenant of good faith and fair dealing, are barred by the ministerial exception. The plaintiff claims that the archdiocese’s own policies, procedures and practices with respect to performance evaluations; see footnote 3 of this opinion; created an implied contract that bound the archdiocese, and Bzdyra as the plaintiffs supervisor, to provide the plaintiff with an opportunity to improve her job performance prior to terminating her employment or not renewing her contract. Although the plaintiff seeks only money damages, rather than reinstatement, her claim essentially asks the court to police the archdiocese’s compliance with its own internal procedures. Even those courts that have found justi-ciable other claims in connection with a ministerial employee’s termination have held that the ministerial exception bars claims that a religious institution failed to follow its own procedures and bylaws in terminating a religious employee. See Drevlow v. Lutheran Church, Missouri Synod,
Turning to the third count of the complaint, promissory estoppel, the plaintiff claims that she relied to her detriment on Bzdyra’s clear and unambiguous oral and written promises to allow her to evaluate her own performance and improve during the 2004-2005 school year, and to meet with her to discuss changes in her administration of the school. We conclude that this claim is barred by the ministerial exception because, like the implied contract claims, it is founded on a lack of compliance with the archdiocese’s personnel evaluation policies and procedures. If, as previously noted, the ministerial exception operates as a constitutional bar to claims sounding in contract based on the failure of a religious institution to follow its own procedures and bylaws in terminating a ministerial employee; see, e.g., Drevlow v. Lutheran Church, Missouri Synod, supra,
The judgment is reversed and the case is remanded with direction to render judgment dismissing the plaintiffs complaint.
In this opinion the other justices concurred.
Notes
The first amendment to the United States constitution provides in relevant part: “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof . . . .” The first amendment has been made applicable to the states through the fourteenth amendment. See, e.g., State v. DeLoreto,
The defendants appealed from the decision of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
The archdiocese maintains numerous policies, procedures and practices that represent its commitment to a progressive and mutually engaging process to promote the improvement of employee performance prior to termination. These procedures require supervisors to document all findings, inform the employee of all shortcomings and performance deficiencies in light of specific facts, openly discuss problem areas, give the employee a full and fair opportunity to improve and implement changes, and provide the employee with all necessary assistance and guidance during that process. The archdiocese instructed the plaintiff about these policies and procedures several times during her thirty years of employment, and, as a principal, she conducted many performance evaluations and implemented performance improvement plans for teachers and staff.
The plaintiff had told the student and her mother that she would speak to Bzdyra and, if necessary, transfer the student to a different religion class.
See General Statutes § 17a-101 et seq.
The issue of Bzdyra’s allegedly inappropriate comments again arose later in October, 2003, when representatives of the New England Association of Schools and Colleges (association) conducted a site visit at the school. During this visit, a number of eighth grade girls, including the student who had complained to the plaintiff, informed Ann Marie Donnelly, a site visitor, that Bzdyra had made sexual comments that had made them feel uncomfortable. Donnelly then reported these complaints to Archdiocesan officials, including Mann; Mann subsequently informed the plaintiff and Bzdyra that the association was planning to report Bzdyra’s comments to the department.
Later, on the evening of January 20, 2005, the plaintiff spoke to Bzdyra by telephone; he directed her to tell concerned parents whom she had informed of the confusion about her employment status that the parents could not meet at the school without his permission, and that he would arrange to meet with them at a later date. Bzdyra also again complained about the plaintiffs failure to stick up for him with regard to the student’s complaints in October, 2003, and noted that he almost had to leave the parish after representatives from the association had reported those complaints to the archdiocese. See footnote 6 of this opinion.
On or about February 4, 2005, the plaintiff met with Hoyt, Mann and Bzdyra in an attempt to resolve the situation. She made clear that she wanted to remain as principal of the school. Bzdyra responded by stating, “ ‘Either she goes, or I go.’ ” Shortly thereafter, the archdiocese informed the plaintiff that it would place her at another school.
The plaintiff sought compensatory damages, lost wages, punitive damages, attorney’s fees, costs and prejudgment interest.
Specifically, the trial court determined that the “claims for breach of implied contract [allege] that the policies of the [archdiocese] were not followed prior to the plaintiffs termination, thereby denying the plaintiff her contractual right to address her alleged performance problems and cure them in a timely manner. Similarly, the claim for promissory estoppel alleges that the defendants] made a clear and definite promise on which the plaintiff reasonably relied to her detriment. The court will not be required to consider matters of religious belief or practice in deciding these claims.”
The trial court also noted that the “claims of tortious interference with contract and infliction of emotional distress are tort claims which pertain to the defendants’ treatment of the plaintiff, a thirty year employee, vis-á-vis the secular common law of the state. Resolution of these claims will not require the court to intrude into religious doctrine or practices.”
General Statutes § 52-263 provides in relevant part: “Upon the trial of all matters of fact in any cause or action in the Superior Court, whether to the court or jury, or before any judge thereof when the jurisdiction of any action or proceeding is vested in him, if either party is aggrieved by the decision of the court or judge upon any question or questions of law arising in the trial, including the denial of a motion to set aside a verdict, he may appeal to the court having jurisdiction from the final judgment of the court or of such judge . . . .”
Prior to oral argument in this case, we raised this issue sua sponte in a letter to the parties, requesting that they be prepared to address at oral argument whether an appealable final judgment exists in this case.
See footnote 19 of this opinion.
We note, as did the Second Circuit in Rweyemamu v. Cote, supra,
This topic also is the subject of some academic debate as well. Compare B. Martin, comment, “Protecting Preachers from Prejudice: Methods for Improving Analysis of the Ministerial Exception to Title VH,” 59 Emory L.J. 1297, 1333-34 (2010) (advocating raising ministerial exception under rule 12 [b] [6] rather than rule 12 [b] [1] of Federal Rules of Civil Procedure because “it is dangerous policy to allow the church to have the unfettered ability to mistreat its ministers without any fear of accountability in secular courts due to lack of subject matter jurisdiction”), with G. Kalscheur, “Civil Procedure and the Establishment Clause: Exploring the Ministerial Exception, Subject-Matter Jurisdiction, and the Freedom of the Church,” 17 Wm. & Mary Bill of Rts. J. 43, 101-102 (2008) (arguing that treating ministerial exception as subject matter jurisdictional in nature “implements our [cjonsti-tution’s recognition that the state is not the ultimate authority in all things— it embodies the constitutionally mandated principle that some things are above or beyond the jurisdiction of the law precisely because the [f]irst [ajmendment stands as an affirmation of the penultimacy of the state”).
The Fifth Circuit described the “minister [as] the chief instrument by which the church seeks to fulfill its purpose. Matters touching this relationship must necessarily be recognized as of prime ecclesiastical concern. Just as the initial function of selecting a minister is a matter of church administration and government, so are the functions which accompany such a selection. It is unavoidably true that these include the determination of a minister’s salary, his place of assignment, and the duty he is to perform in the furtherance of the religious mission of the church.” McClure v. Salvation Army, supra,
See McClure v. Salvation Army, supra,
Some circuits conclude that civil courts’ interference with a religious organization’s internal governance, including its choice of spiritual leaders, implicates the free exercise clause of the first amendment. See Skrzypczak v. Roman Catholic Diocese of Tulsa,
If a court applies this analysis and determines that a plaintiff is a secular, rather than ministerial, employee of a religious institution, the court in discrimination cases may not question the sincerity of a professed religious reason for her termination, but nevertheless may determine whether that reason is being advanced as a pretext for unlawful discrimination. See Rweyemamu v. Cote, supra,
We note that the United States Supreme Court recently granted the defendant’s petition for certiorari to appeal from the Sixth Circuit’s decision in Equal Employment Opportunity Commission v. Hosanna-Tabor Evangelical Lutheran Church & School, supra,
Because the plaintiff in Rweyemamu v. Commission on Human Rights & Opportunities, supra,
Compare Equal Employment Opportunity Commission v. Hosanna-Tabor Evangelical Lutheran Church & School, supra,
After they filed this appeal, the defendants moved to have the trial court articulate whether the plaintiff was a ministerial employee on the basis that the court’s memorandum of decision was unclear as to that point. The plaintiff objected on the ground that the memorandum of decision was clear that the trial court deemed her to be a ministerial employee. The trial court denied the motion for articulation. At oral argument before this court, the plaintiff acknowledged that, although she had argued before the trial court that she was not a ministerial employee because her duties were primarily secular in nature, she has not challenged the trial court’s apparent determination to the contrary in defending this appeal and, accordingly, has waived any such claim.
We also note that the Second Circuit’s approach to the ministerial exception has found academic support as “strik[ing] the right balance between the two societal values at stake by precluding suit only where a [fjirst [ajmendment violation is unavoidable and holding religious employers accountable for their discriminatory employment actions absent evidence of a religious motivation.” J. Vartanian, note, “Confessions of the Church: Discriminatory Practices by Religious Employers and Justifications for a More Narrow Ministerial Exception,” 40 U. Tol. L. Rev. 1049, 1073 (2009); see also id., 1074 (noting that “dismissal will often be appropriate” under Second Circuit’s approach and that “if courts are up to the task of applying a more careful analysis dependent on the type of claim asserted, they may provide relief to a few more victims of discrimination, a result that is a far cry from insignificant”).
In making this determination, the court should also consider, as a prudential matter that is a corollary to the substance of the claims in the case, the nature and extent of the discovery that it can permit and control, in order to “prevent a wide-ranging intrusion into sensitive religious matters.” (Internal quotation marks omitted.) Rweyemamu v. Cote, supra,
We disagree with the plaintiffs reliance on the conclusions of the United States Court of Appeals for the District of Columbia Circuit in Minker v. Baltimore Annual Conference of United Methodist Church, supra,
In Minker v. Baltimore Annual Conference of United Methodist Church, supra,
Moreover, the plaintiffs wrongful discharge claim, while disturbing in nature, may well not be legally sufficient under Sheets v. Teddy’s Frosty Foods, Inc.,
