Christopher David Sullivan v. The People of the State of Colorado
No. 18SC789
The Supreme Court of the State of Colorado
June 15, 2020
2020 CO 58
Certiorari to the Colorado Court of Appeals, Court of Appeals Case No. 15CA1001. en banc.
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ADVANCE SHEET HEADNOTE
June 15, 2020
2020 CO 58
No. 18SC789, Sullivan v. People—
The supreme court holds that “the propriety of the sentence,” as that phrase is used in
Attorneys for Petitioner:
Megan A. Ring, Public Defender
Jessica A. Pitts, Deputy Public Defender
Denver, Colorado
Attorneys for Respondent:
Philip J. Weiser, Attorney General
Katharine Gillespie, Senior Assistant Attorney General
JUSTICE SAMOUR delivered the Opinion of the Court.
JUSTICE BOATRIGHT dissents, and CHIEF JUSTICE COATS and JUSTICE HART join in the dissent.
¶1 Every defendant convicted of a felony and not sentenced to death in Colorado has a right to “one appellate review of the propriety of the sentence.”
¶2 A division of the court of appeals dismissed Christopher David Sullivan‘s appeal, finding that it was barred by the plea proviso. In so doing, it rejected his contention that the plea proviso did not apply because his appeal involved the manner in which the sentence was imposed, not “the propriety of the sentence.” The division was of the view that an appeal related to the manner in
¶3 So, does “the propriety of the sentence,” as that phrase is used in
¶4 Adhering to our rationale in Malacara, we hold that “the propriety of the sentence,” as that phrase is used in the plea proviso, does not comprehend the manner in which the sentence was imposed (i.e., the propriety of the sentencing proceeding). Because Sullivan‘s appeal concerns the manner in which his sentence was imposed, it is not barred by the plea proviso. Therefore, we reverse the division‘s judgment.
I. Facts and Procedural History
¶5 Following a routine traffic stop in the Lookout Mountain area, Sullivan evaded police. Brandishing an AR-15 rifle during the lengthy chase, which was partially captured on helicopter video by a local news station, he went on a crime spree, stealing and attempting to steal multiple vehicles (including through carjacking). In the process, Sullivan wrecked two cars. He also burglarized a home to steal an SUV, which he drove through the garage door before getting it stuck in terrain. The incident ended when Sullivan, who was on foot, was finally arrested while wielding his AR-15 and attempting to carjack yet another vehicle on I-70. The People later charged him with forty-two substantive offenses.
¶6 Pursuant to a plea agreement, Sullivan pled guilty to forty substantive charges, including first degree burglary, aggravated robbery, aggravated motor vehicle theft, menacing with a deadly weapon, first degree assault, resisting arrest, and possession of a weapon by a previous offender. The district court subsequently sentenced him to seventy-seven years in prison, which fell within the seventy-to-eighty-five-year range in the plea agreement. During the sentencing hearing, though, the court misstated the statutory sentencing range on count 15 (aggravated motor vehicle theft in the first degree), a class 4 felony, as three to twelve years instead of two to six years.1 No one caught the error.
¶7 Sullivan appealed his sentence on count 15. He maintained that in ordering him to serve a four-year prison term on that count, the district court had chosen the low end of what it believed was the applicable sentencing range (three to twelve years), but had in fact unwittingly sentenced him to the midpoint of the correct sentencing range (two to six years). Had the court been aware of the correctsentencing range, posited Sullivan, it would have imposed a sentence in the low end of that range—i.e., two or even three years instead of four years.2
¶8 A unanimous division of the court of appeals dismissed Sullivan‘s appeal in an unpublished opinion. Relying in large part on People v. Bloom, 251 P.3d 482, 483 (Colo. App. 2010), and People v. Lassek, 122 P.3d 1029, 1031–34 (Colo. App. 2005), the division determined that the phrase “the propriety of
¶9 Sullivan then sought review in our court, and we granted his petition for certiorari.3
II. Standard of Review
¶10 The parties assert, and we agree, that whether the plea proviso bars Sullivan‘s appeal is a question of statutory construction. Questions of statutory construction are legal questions subject to de novo review. People v. Brown, 2019 CO 50, ¶ 11, 442 P.3d 428, 431–32.
III. Analysis
¶11 It is undisputed that Sullivan‘s sentence on count 15 fell within the range agreed upon by the parties in the plea agreement. The parties further stipulate that Sullivan‘s challenge is to the manner in which his sentence was imposed and that his claim does not implicate a constitutional flaw. Finally, the parties do not contest that the plea proviso bars appellate review of the propriety of Sullivan‘ssentence. The dispositive question is whether a nonconstitutional claim regarding the manner in which the sentence was imposed comes within the purview of the phrase “the propriety of the sentence” in the plea proviso. If it does, Sullivan‘s appeal is barred; if it doesn‘t, it isn‘t.
¶12
When a sentence is imposed upon any person following a conviction of any felony, other than a class 1 felony in which a death sentence is automatically reviewed . . . , the person convicted shall have the right to one appellate review of the propriety of the sentence, having regard to the nature of the offense, the character of the offender, and the public interest, and the manner in which the sentence was imposed, including the sufficiency and accuracy of the information on which it was based; except that, if the sentence is within a range agreed upon by the parties pursuant to a plea agreement, the defendant shall not have the right of appellate review of the propriety of the sentence. The procedures employed in the review shall be provided by supreme court rule.
(Emphases added.) Although we have never directly addressed the question we confront today, we have previously interpreted the phrase “the propriety of the sentence” in
¶13 Predictably, the starting line for our analysis is Malacara‘s examination of
¶14 Thus, in Malacara, we understood
[T]he person convicted shall have the right to one appellate review of
[1] the propriety of the sentence, having regard to the nature of the offense, the character of the offender, and the public interest, and
[2] the manner in which the sentence was imposed, including the sufficiency and accuracy of the information on which it was based.
¶15 Significantly, we observed in Malacara that “[n]either the legislature nor this court [had] ever intended to bar review of the propriety of the sentencing proceeding, i.e., those factors beyond the intrinsic fairness of the sentence, which
may have affected the determination of the sentence imposed.” 606 P.2d at 1303. We echo that declaration here.
¶16 We appreciate that the legislature did not breathe life into the plea proviso until 1999, almost two decades after our decision in Malacara. See Ch. 215, sec. 21,
¶17 We can conceive of no basis to justify ascribing the phrase “the propriety of the sentence” a different meaning in the plea proviso than the meaning it has, pursuant to Malacara, elsewhere in the same statutory provision. Moreover, when the General Assembly used “the propriety of the sentence” in the plea proviso, it is presumed to have acted with full knowledge of our interpretation of the phrase in Malacara. See Dawson v. Reider, 872 P.2d 212, 221 (Colo. 1994) (“[I]t is presumed that the General Assembly acts with full knowledge of existing decisional and statutory law . . . .“). And where, as here, there is no express intent to repeal or abrogate existing law—namely, Malacara—we do not presume that the legislature meant to do so. Id. Actually, in such a situation, we presume that the legislature
“accepted and ratified [our] prior judicial construction” of
¶18 Because the decisions of the court of appeals in Bloom and Lassek are inconsistent with this determination, we now overrule them. Bloom followed Lassek without analysis, see Bloom, 251 P.3d at 483, and Lassek improperly circumscribed our observation in Malacara that
¶19 The People insist, though, that our decision in Juhl v. People, 172 P.3d 896 (Colo. 2007) aligns with Lassek‘s narrow reading of Malacara. We disagree.
¶20 In Juhl, we reasoned that whether the trial court had imposed an illegal sentence that was “statutorily prohibited” was “not a matter of the intrinsic fairness or appropriateness of the sentence” and was thus not barred by the plea proviso. 172 P.3d at 901. But there is an ocean of difference between what we said there and concluding, as the People do here, that a claim like Sullivan‘s can only get past the plea proviso if it alleges an illegality or other constitutional flaw. Read in context, Juhl actually undercuts the People‘s position. As we do in this case, in Juhl, we borrowed from Malacara‘s pre-plea-proviso interpretation of “the propriety of the sentence” to interpret the same phrase in the plea proviso. Id.
¶21 We are equally unpersuaded by the People‘s invitation to sidestep Malacara via obiter dictum.5 To be sure, the appeal in Malacara arose in a different context than the one involved here—in Malacara, the defendant appealed the district court‘s denial of his
affirmance of his convictions. 606 P.2d at 1301. Even so, our decision there hinged on our construction of
¶22 Rather than obiter dictum, the more apposite principle here is stare decisis.6 We are called upon in this appeal to interpret the phrase “the propriety of the sentence” in
¶23 Finally, we would be remiss if we failed to note that adopting the People‘s
¶24 The Rosales-Mireles Court reminded us that “the public legitimacy of our justice system relies on procedures that are ‘neutral, accurate, consistent, trustworthy, and fair,’ and that ‘provide opportunities for error correction.‘” Id. at 1908 (quoting Bowers & Robinson, Perceptions of Fairness and Justice: The Shared Aims and Occasional Conflicts of Legitimacy and Moral Credibility, 47 Wake Forest L.
Rev. 211, 215–16 (2012)). We pose the same question here that the Court asked there, “what reasonable citizen wouldn‘t bear a rightly diminished view of the judicial process and its integrity if courts refused to correct obvious errors of their own devise that threaten to require individuals to linger longer in . . . prison than the law demands?” Id. (quoting United States v. Sabillon-Umana, 772 F.3d 1328, 1333–34 (10th Cir. 2014)).
¶25 Simply recognizing that Sullivan may be entitled to a potential reduction of his sentence without actually affording him an opportunity to seek that reduction does little more than pay lip service to the principles espoused in Rosales-Mireles. Nor is it appropriate to force Sullivan to take his chances with a
¶26 In sum, we continue on the course charted by Malacara and hold that the plea proviso does not preclude an appeal related to the manner in which the sentence was imposed, including the sufficiency and accuracy of the information on which the sentence was based. Therefore, though Sullivan‘s sentence on count
15 fell within the range included in his plea agreement, his appeal is not barred by the plea proviso.7
IV. Conclusion
¶27 We conclude that the division erred in dismissing Sullivan‘s appeal. Accordingly, we reverse. We remand the matter to the court of appeals so that it may consider the merits of Sullivan‘s claim.
JUSTICE BOATRIGHT dissents, and CHIEF JUSTICE COATS and JUSTICE HART join in the dissent.
Christopher David Sullivan v. The People of the State of Colorado
No. 18SC789
The Supreme Court of the State of Colorado
June 15, 2020
JUSTICE BOATRIGHT, dissenting.
¶28 The General Assembly decided that when a defendant receives a sentence that he agreed to, he does not have the right to appeal that sentence. That was the rule until today, when the majority created an exception by, in my view, adding words to the plain language of
¶29 To briefly summarize the facts, the defendant went on a violent rampage that resulted in approximately forty charges, ranging from aggravated robbery to
menacing with a deadly weapon. The defendant ultimately pleaded guilty to more than thirty charges. Importantly here, the plea agreement provided for an aggregate sentencing range of seventy to eighty-five years in the custody of the Department of Corrections. Because of the complexity of fashioning an appropriate sentence under these circumstances, the trial court ordered counsel to provide a sentencing memorandum. Defense counsel‘s sentencing memorandum incorrectly listed count 15, the charge at issue here, as a class 3 felony, with the applicable sentencing range of four to twelve years, and then requested that the defendant be sentenced to four years on that count. During the sentencing hearing, the court, not surprisingly, also misstated that count 15 was a class 3 felony, carrying a statutory sentencing range of three to twelve years. The court then imposed a four-year prison term on count 15, just as defense counsel requested. And in conformity with the plea agreement, the court sentenced the defendant to a total of seventy-seven years in prison on all counts, which was well within the agreed upon range of seventy to eighty-five years. The defendant appealed the sentence, in particular, the court‘s characterization of count 15 as a class 3 felony. The court of appeals dismissed his appeal, citing to
made. Now, the majority is reversing that dismissal. I disagree because the majority‘s interpretation of the statute does not comport with its plain language.
¶30 To begin,
When a sentence is imposed upon any person following a conviction of any felony, . . . the person convicted shall have the right to one appellate review of the propriety of the sentence, having regard to the nature of the offense, the character of the offender, and the public interest, and the manner in which the sentence was imposed, including the sufficiency and accuracy of the information on which it was based; except that, if the sentence is within a range agreed upon by the parties pursuant to a plea agreement, the defendant shall not have the right of appellate review of the propriety of the sentence.
(Emphases added.) Unlike the majority, I do not read the statute to create two distinct categories of appealable issues with different appellate rights. And unpacking the statute demonstrates why it does not. The statute first recognizes a person‘s right to appeal felony sentences. The statute then directs the appellate court to first look at the actual sentence imposed and instructs that in assessing that sentence, the court should consider (1) the nature of the offense; (2) the character of the offender; and (3) the public interest. Then the court should consider the manner in which that sentence was imposed. In assessing how the hearing was conducted, the appellate court should consider the sufficiency and accuracy of the information on which the sentence was based. As a result, the
statute logically treats the propriety of the sentence as both the result and the process. The statute then limits a defendant‘s ability to challenge both types of issues if the defendant and the prosecutor reached an agreement about the sentencing range and the defendant does, in fact, receive a sentence within that range. In other words, if the defendant receives the benefit of the bargain that he agreed to, then he cannot appeal the sentence. That makes sense.
¶32 The facts of this case demonstrate how “the manner in which the sentence is imposed” is included within the “propriety” of the sentence. Sullivan argues
that the district court imposed a sentence at the bottom of the range for a class 3 felony but at the middle of the range for a class 4 felony. Sullivan argues that the court would have imposed a sentence at the bottom of the range for a class 4 felony if it had not mischaracterized the charge at issue. Even if Sullivan is correct, this is not a claim that the sentence imposed violated the Constitution or statutory law. It is a claim that the judge should have exercised her discretion, within the agreed upon range, to impose a slightly lower sentence. That is a challenge to the propriety of the sentence. And when the legislature amended
¶33 What is more, the majority‘s trip down memory lane to interpret
exception. By looking at Malacara as its starting point, the majority has it backwards. Malacara does not define the amendment to the statute. Rather, the amendment to the statute abrogates Malacara. Indeed, the legislature could have adopted Malacara‘s distinction between the propriety of the sentence and the propriety of the sentencing proceeding, but it did not.
¶34 Although I dissent, I do recognize that the trial court misstated the statutory sentencing range on count 15, a class 4 felony, as three to twelve years instead of two to six years. Even considering the fact that the aggregate sentence imposed here is seventy-seven years, a potential reduction of the defendant‘s sentence by up to two years is important. And I agree with the majority‘s cry for justice and its emphasis on protecting “the public legitimacy of our justice system.” Maj. op. ¶ 24 (quoting Rosales-Mireles v. United States, 138 S. Ct. 1897, 1908 (2018)). In my view, however, there is a way to ensure justice without creating an exception that swallows the limitation created by the statute. Even if he cannot appeal his sentence, the defendant is not left without a remedy. His remedy just does not lie in an appeal. Instead,
incorrectly listed count 15 as a class 3 felony, with the applicable sentencing range of four to twelve
¶35 Alternatively, the defendant could seek relief under
¶36 Notwithstanding the need to correct the error that occurred at sentencing, because the plain language of the statute does not allow a defendant to appeal the manner in which his sentence was imposed when that sentence is within a range agreed upon in a plea agreement, I would affirm the court of appeals’ dismissal of the appeal. Accordingly, I respectfully dissent.
I am authorized to state that CHIEF JUSTICE COATS and JUSTICE HART join in this dissent.
Notes
Whether
