PEOPLE of the State of Colorado, Petitioner, v. Robert SWAIN, Respondent.
No. 97SC16.
Supreme Court of Colorado, En Banc.
May 26, 1998.
959 P.2d 426
Sarah F. Law, District Attorney, Sixth Judicial District, Paul J. Schmidt, Deputy District Attorney, Durango, for Petitioner.
Richard D. Unruh, Telluride, M. Colin Bresee, Denver, for Respondent.
Justice MARTINEZ delivered the Opinion of the Court.
We granted certiorari to review the La Plata County District Court‘s order in People v. Swain, No. 96CR152 (Colo. Dist. Ct. Dec. 9, 1996).1 The district court reversed Robert Swain‘s convictions for driving while ability impaired (DWAI) and driving without a driv
I.
On the evening of September 13, 1995, Swain met some friends in Durango, Colorado for dinner. The meal lasted approximately one hour, during which Swain consumed two beers. After dinner, Swain and his friends walked around downtown Durango to see if “there was anything happening.” They agreed to have a beer at a bar located on Main Street and upon their arrival, ordered beers and began to drink. Sometime between 9:00 and 10:00 p.m., Swain and his friends decided to leave the bar because they were being soaked by thrown beer. As Swain and his friends resumed walking around downtown Durango, Swain felt tired and informed his friends that he had to drive to New Mexico that night because he had a “get together” with friends in Farmington the following day.
At approximately 10:30 p.m., Swain got into his white pick-up truck and proceeded to drive out of Durango. Some time later, Swain got lost and had to backtrack to Hesperus, Colorado in order to find Highway 140 to Farmington. At an unknown time during the night of September 13, 1995, or the early morning of September 14, 1995, Swain felt sleepy, pulled his pick-up truck over to the southbound side of Highway 140, and fell asleep.3
On September 14, 1995, at approximately 2:00 a.m., La Plata County Sheriff‘s Deputies Todd Hitti and Shelly Williams noticed a white pick-up truck parked one to three feet off of Highway 140 in the grass. Deputy Hitti pulled the patrol car over to the side of the highway and radioed central dispatch that they were investigating an “abandoned vehicle.” As the deputies exited their patrol car, they both heard loud music coming from the truck.
The deputies approached the truck and found Swain lying, either asleep or passed out, in the front seat. Swain was curled in a fetal position with his feet near the driver‘s side door and his head resting towards the passenger‘s side door. The keys were in the ignition and the truck‘s radio was playing.4 The engine was not running and no evidence was introduced concerning whether the truck‘s headlights were on.
Deputy Hitti knocked on the window of the truck three times before Swain responded. Swain sat up, wiped his face, and rolled down the window. Deputy Hitti requested Swain‘s vehicle registration, driver‘s license, and proof of insurance. After fumbling through some leaflets, Swain was able to produce his proof of insurance but informed Deputy Hitti that he was unable to locate his driver‘s license and vehicle registration. Both deputies smelled an odor of alcohol on Swain‘s breath, noticed that his speech was slow and slurred, his eyes were bloodshot, and his
Swain told Deputy Hitti that he was on his way to Farmington from Norwood, Colorado, and that he had been drinking earlier in Durango. After providing his proof of insurance to Deputy Hitti, Swain lay back down on the seat. Deputy Hitti returned to the patrol car and radioed central dispatch to check for any outstanding warrants. As the deputies were waiting for the results of the warrants check, they conducted a DUI investigation. Swain failed a number of voluntary roadside sobriety tests and refused to submit to any form of chemical testing. Consequently, Swain was arrested and charged with driving under the influence of alcohol pursuant to
The case proceeded to jury trial on May 23, 1996, in La Plata County Court. At the close of all evidence, the People submitted the following jury instruction, over the objection of Swain, based upon case law applicable to the express consent provisions of
In Colorado, a person “drove” if he or she was in actual physical control of a motor vehicle.
“Actual Physical Control” is present when a person exercises bodily influence or direction over a motor vehicle; which is to be decided by a totality of the circumstances.
Factors you may consider in deciding whether or not a person was in actual physical control of a motor vehicle, include, but are not limited to the following:
A. Where the vehicle was found;
B. Where in the vehicle the person was found;
C. Whether or not the keys were in the motor vehicle‘s ignition;
D. Whether or not the motor vehicle was running;
E. Any other factor which tends to indicate that the person exercised bodily influence or direction over a motor vehicle or not based on your every day experience.
No one factor listed above definitively decides whether or not a person was in actual physical control of a motor vehicle.
The jury found Swain guilty of DWAI,8 a lesser included offense of DUI, and driving without a driver‘s license. The trial judge sentenced Swain to ten days in the La Plata County Jail, and suspended the sentence on the condition that Swain pay $388.00 in fines and court costs, complete twenty-four hours of useful public service, obtain a drug/alcohol evaluation, and follow all treatment recommendations.
On appeal to the La Plata County District Court, Swain asserted in his notice of appeal that the trial court erroneously instructed the jury that “drove,” an element of DUI,
II.
The People contend that the district court erroneously relied on a civil/criminal law distinction in concluding that this court‘s analysis in Brewer v. Motor Vehicle Division, Department of Revenue, 720 P.2d 564 (Colo. 1986), was inapplicable to the DUI context.10 According to the People, the term “driver,” as defined in
Title 42, Part 13 of Article 4 sets forth vehicle and traffic regulations involving alcohol and drug offenses. In Colorado, it is a misdemeanor for a person to “drive” a vehicle while under the influence or while impaired by the use of alcohol, drugs, or both. See
In construing a statute, the intent of the legislature is to be ascertained and given effect whenever possible. See Walgreen Co. v. Charnes, 819 P.2d 1039, 1044 (Colo. 1991). The General Assembly may furnish its own definitions of words and phrases in order to guide and direct judicial determination of the intendments of the legislation although such definitions may differ from ordinary usage. If the General Assembly has defined a statutory term, a court must apply that definition. See R.E.N. v. City of Colo. Springs, 823 P.2d 1359, 1364 (Colo. 1992)
Although the terms “drive” and “drove” are not statutorily defined in Title 42, a “driver” is defined by
In Brewer, we examined the meaning of the term “drove” in the context of a driver‘s license revocation proceeding under Colorado‘s express consent statute. See
Generally, “ambiguity” exists when a statute is susceptible to alternate constructions. See Colby v. Progressive Cas. Ins. Co., 928 P.2d 1298, 1302 (Colo. 1996) (recognizing that “statutory language is ambiguous and therefore susceptible of alternate constructions“). Although Brewer did not expressly conclude that the phrase “drove a vehicle” was ambiguous, it did recognize that “other constructions of the phrase ‘drove a vehicle’ may be equally plausible.” See Brewer, 720 P.2d at 567. Despite this recognition, Brewer resolved the definition of the term “drove” for purposes of the DUI statute. See id. (“Proof of ... actual physical control was sufficient to establish that the plaintiff drove.“). In so doing, Brewer also implicitly interpreted the terms “driving” and “actual physical control” as synonymous.12 See id. at 566-67.
In the twelve years since Brewer was decided, the General Assembly has revisited
We are mindful of the general proposition that “criminal statutes are to be strictly construed in favor of a defendant.” People v. Hale, 654 P.2d 849, 850 (Colo. 1982). However, courts may not rely on this rule of lenity if no ambiguity exists in a statutory scheme defining a substantive criminal offense. See People v. Leske, 1998 WL 177969, at *9 (Colo. Apr. 13, 1998); see also Wilczynski v. People, 891 P.2d 998, 1001 (Colo. 1995) (use of rule of lenity for statutory construction is inappropriate absent statutory ambiguity); People v. Harris, 914 P.2d 425, 430 (Colo. App. 1995) (“The rule of lenity may be employed only to resolve an unyielding statutory ambiguity, not to create one.“).
Here, because of Brewer‘s judicial construction of the term “drove” to mean “actual physical control” and the legislature‘s subsequent sub silentio affirmation, no ambiguity exists in the statute regarding the definition of the term “drove.” Accordingly, the rule of lenity is not applicable and cannot be the basis for reaching a result different from Brewer.
We therefore hold that the term “drive” in
III.
In sum, we hold that
BENDER, J., dissents, and SCOTT, J., joins in the dissent.
BENDER, Justice, dissenting:
The majority reinstates Swain‘s conviction, holding that the trial court‘s jury instruction defining “driving” as the “actual physical control of a vehicle” was appropriate. In my view, the plain and ordinary meaning of the word “driving” connotes movement, thus, the act of “driving” is not the same as being in “actual physical control of a vehicle.” I would affirm the district court‘s holding that the conviction must be reversed. Hence, I respectfully dissent.
I.
Swain was charged with driving under the influence (DUI), and was convicted of the lesser included offense of driving while ability impaired (DWAI). Both of these crimes require the element of “driving a vehicle.”1 The question presented in this case is the meaning of “driving” in the context of these statutes.
For guidance, I turn to established principles of statutory construction. Our primary task in construing a statute is to ascertain and give effect to the intent of the General Assembly. We first look to the statutory language and give words and phrases their plain and ordinary meaning. See People v. Shinaut, 940 P.2d 380, 382 (Colo. 1997). If the language of the statute is clear and unambiguous, there is no need to use other principles of statutory construction. See People v. District Court, 713 P.2d 918, 921 (Colo. 1986).
When a statute is ambiguous, the court must look beyond the plain language of the statute. See Mason v. People, 932 P.2d 1377, 1380 (Colo. 1997). However, interpretations that render statutory provisions superfluous should be avoided. See Dawson v. Reider, 872 P.2d 212, 221 (Colo. 1994); see also 2A Norman J. Singer, Sutherland Statutory Construction § 45.02 (5th ed. 1992). The court should adopt an interpretation that gives consistent, harmonious, and sensible effect to all of the statute‘s provisions. See Adams County Sch. Dist. v. Dickey, 791 P.2d 688, 691 (Colo. 1990). In addition, the court must be mindful of the effects of its interpretation, see People v. Schuett, 833 P.2d 44, 48 (Colo. 1992), and should avoid statutory constructions that lead to absurd results, see Regional Transp. Dist. v. Lopez, 916 P.2d 1187, 1192 (Colo. 1996).
When interpreting an ambiguous statute concerning a criminal offense, the rule of lenity requires that the statute be strictly construed in favor of the defendant. See People v. Forgey, 770 P.2d 781, 783 (Colo. 1989). In addition, the judiciary must defer to the legislature‘s exclusive authority to define criminal conduct. See People v. Rodriguez, 914 P.2d 230, 287 (Colo. 1996).
II.
Applying these principles to this case, Title 42 does not define the word “driving.” Thus, we look to the word‘s plain and ordinary meaning. Webster‘s Third New International Dictionary 692 (1986) defines “drive” as follows: “To set and keep in motion or in action through application of some amount of force: ... to guide a vehicle along or through.” “Driving” is commonly understood to involve movement. Other jurisdictions have adopted this definition. For example, in Mercer v. Department of Motor Vehicles, 53 Cal. 3d 753, 280 Cal. Rptr. 745, 809 P.2d 404, 410 (1991), the court stated:
In everyday usage the phrase, “to drive a vehicle,” is understood as requiring evidence of volitional movement of a vehicle. Numerous dictionary definitions ... support a definition of “drive” that includes movement.... We believe these definitions are consistent with the usual and ordinary understanding of that term.
The familiar and generally accepted meaning of the word “driving” requires movement, hence, I believe that this court should require movement in the legal definition of this word. I disagree with the majority‘s conclusion that “driving” does not require movement and only requires “actual physical control” of the vehicle.
Because I would hold that the word “driving” as it appears in
Although Title 42 does not define “driving,” Article 1, Part 1, which contains general definitions for Title 42, defines the word “driver” as follows:
“Driver” means every person ... who drives or is in actual physical control of a vehicle.
“[D]riving” and “being in actual physical control” can describe the same activity only if we treat the phrase “or is in actual physical control” as useless baggage. Such a construction would run counter to the principle that “a statute should be so construed that no word, clause, sentence, provision or part shall be rendered surplusage or superfluous.”
State v. Graves, 269 S.C. 356, 237 S.E.2d 584, 588 (1977). Giving proper effect to all of the provisions in
There is an additional reason why the definition of “driver” supports my position that “driving” requires movement. The General Assembly‘s inclusion of the two concepts—“driving” and “actual physical control” of a vehicle—in the definition of “driver” suggests that the legislature‘s omission of the language, “actual physical control” of a vehicle from the elements of DUI and DWAI was intentional. If the legislature intended these statutes to be so broad as to include acts other than movement of a vehicle, it would have included the language, “actual physical control” in the elements of these crimes. It is not the province of this court to define criminal conduct. See Rodriguez, 914 P.2d at 287. In my view, the authority to determine this policy issue rests with the General Assembly.
The majority also relies on this court‘s holding in Brewer v. Colorado Department of Revenue, 720 P.2d 564, 567 (Colo. 1986), in which we held that proof of actual physical control of a vehicle was sufficient to establish that the defendant “drove” a vehicle within the meaning of Colorado‘s express consent statute. Reliance on Brewer, however, is misplaced because Brewer involved a civil driver‘s license revocation proceeding. By contrast, Swain was convicted of a criminal offense. Because this case involves a criminal statute, the rule of lenity requires this court to strictly construe any ambiguity in favor of the defendant. See People v. Hale, 654 P.2d 849, 850 (Colo. 1982).
The majority notes that after this court‘s decision in Brewer, the legislature declined to amend the DUI and DWAI statutes despite opportunities to do so. I agree with the majority that the legislature‘s silence gives rise to a presumption that the legislature ratified Brewer‘s interpretation of “driving.” However, the legislature‘s approval of this definition only extends to civil administrative proceedings like the one involved in Brewer. The legislature has never approved of the use of Brewer‘s definition of “driving” in the context of a criminal proceeding.
Criminalizing activities that involve the use of a vehicle but do not involve moving the vehicle does nothing to further the goal of discouraging driving under the influence. Under the majority‘s rationale, a citizen might be guilty of driving under the influence without ever having driven. Suppose, for example, Swain had never driven the car but
[O]ne can easily imagine other factual scenarios in which a person might reasonably be considered to be a “driver” when, under the circumstances, he could not be said to have driven the motor vehicle. Had Brewer been parked on the side of the street with the engine off, he would have been in actual physical control of the car. But I would be reluctant to conclude that he “drove a vehicle” under such circumstances.
Brewer, 720 P.2d at 571 (Erickson, J., concurring). Broadening the definition of “driving” to encompass “actual physical control” may discourage motorists who believe their driving may be impaired from making the responsible decision to pull off the road until they feel that they can safely proceed:
When the facts would just as easily permit the inference that defendant stopped his car to avoid a DWI violation that could result had he continued to drive, it is inconsistent, as well as bad law, to signal intoxicated persons that they might just as well continue driving because they will be arrested for DWI whether they stop or not.
Boone v. State, 105 N.M. 223, 731 P.2d 366, 371 (1986) (Walters, J., dissenting). This court must be mindful of the effects of a particular construction of a statute. See Schuett, 833 P.2d at 48. The expansive interpretation of “driving” adopted by the majority provides individuals in Swain‘s position no incentive to leave the road so as not to endanger others. In my view, expanding the definition of driving to mean something other than its plain meaning is an issue of public policy that should be left to the General Assembly.
III.
I disagree with the majority‘s determination that the word “driving” is interchangeable with “actual physical control” of a vehicle. In my view, neither the plain language of the statute, the definition of “driver” in Title 42, nor our decision in Brewer support the majority‘s broad interpretation of the DUI and DWAI provisions contained in
I am authorized to state that Justice SCOTT joins in this dissent.
