UNITED STATES OF AMERICA, Plaintiff-Appellee, v. MARK DOUGLAS GOULD, Defendant-Appellant.
No. 20-5284
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
Decided and Filed: April 7, 2022
RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b). File Name: 22a0064p.06. Appeal from the United States District Court for the Eastern District of Tennessee at Chattanooga. No. 1:19-cr-00039-1 Curtis L. Collier, District Judge. Argued: April 29, 2021.
Before: GUY, DONALD, and MURPHY, Circuit Judges.
COUNSEL
ARGUED: Travis A. Rossman, ROSSMAN LAW, PLLC, Barbourville, Kentucky, for Appellant. Luke A. McLaurin, UNITED STATES ATTORNEY‘S OFFICE, Knoxville, Tennessee, for Appellee. ON BRIEF: Travis A. Rossman, ROSSMAN LAW, PLLC, Barbourville, Kentucky, for Appellant. Luke A. McLaurin, UNITED STATES ATTORNEY‘S OFFICE, Knoxville, Tennessee, James T. Brooks, UNITED STATES ATTORNEY‘S OFFICE, Chattanooga, Tennessee, for Appellee.
DONALD, J., delivered the opinion of the court in which MURPHY, J., joined. GUY, J. (pp. 13-19), delivered a separate opinion concurring in part and in the judgment.
OPINION
BERNICE BOUIE DONALD, Circuit Judge. This case presents this Court with two purely legal questions: (1) whether a FaceTime call constitutes a “visual depiction” under
I. BACKGROUND
A. Gould Responds to Advertisement for Child Pornography
As described in the Presentence Report and Plea Agreement, in 2018 Defendant-Appellant Mark Gould responded to an online advertisement that offered to allow someone to “engage in a live online session with an 8-year-old in exchange for child pornography.” That advertisement included a рhoto of a minor. Gould initiated the conversation, writing: “Hey I saw your daughter in the tub. I would live [sic] to facetime with you two. Hit me up thanks.” Gould later wrote, “[I]f you want to make me the [happiest] guy [on] the planet, [I] would love to facetime with your daughter.” Gould offered to send money to the individual through PayPal or Apple Pay. At this point, Gould was speaking to a real individual, but law enforcement later apprehended that person. Gould then began speaking with an undercover agent from the Department of Homeland Security who had assumed the arrested person‘s online identity. The agent offered to let “his” minor daughter have sex with Gould, explaining that he would “video” the encounter. Gould replied, “That sounds amazing I would pay for that:). Can I FaceTime with her sometime?”
Throughout December, Gould sent the undercover agent links to child pornography, as well as Gould‘s password to a cloud account with thousands of images of minors, including toddlers. In discussing his hoped-for visit with the undercover agent‘s “daughter,” Gould explained that “I would gladly do your daughter while you taped it” and that “[t]he thought of being able to see your daughter on [c]am is like a dream for me.” Through December and January, the two continued to discuss Gould‘s planned travel from the State of Washington to Tennessee. On January 7, 2019, the undercover agent told Gould that he would like to “video” Gould‘s encounter with his daughter, to which Gould “indicated he had some HD camcorders, but that his phone was amazing.” Days later, Gould said that “he had a good editing program in order to blur faces out on videos.”
On January 24, 2019, Gould flew to Tennessee where he met with an undercover agent in Chattanooga. Gould presented a blood test indicating he had no sexually-transmitted diseases. The undercover agent asked Gould “if he would like to take a video home with him[,] and [Gould] stated they had not discussed that.” At that point, law enforcement arrested Gould. Under interrogation, Gould admitted that he responded to the advertisement and confirmed that he saw the images of the 8-year-old in that initial advertisement.
B. Procedural History
On February 26, 2019, Gould was charged with Enticing a Minor to Engage in Sexual Activity in violation of
After noting his agreement with the factual basis found in the plea agreement,
Days later, probation issued a Revised PSR, now adding a four-level enhancement under
Probation then issued the third and final PSR on March 2, 2020. This version included the same base offense level of 32 and all four enhancements, resulting in a total offense level of 44. The report included the same three-level reduction for acceptance of responsibility and timely notice of intent to plead, and with Gould‘s criminal history category of I, the resulting Guidelines range was 324 to 405 months.
At sentencing, Gould made the same three arguments. As to the FaceTime argument, Gould‘s counsel argued that “there‘s nothing tangible left at the end of a FaceTime call[;]” rather, “[i]t is the transmission of a live event.” The district court, though noting that Gould‘s arguments were “interesting” and “not without some degree of logic,” nonetheless rejected the arguments, finding that Gould‘s arguments conflicted with the “commonly understood meaning of the key words” in the cross reference. The district court concluded that “producing a visual depiction” under the cross reference included creating a live transmission of the target; by way of example, the district court analogized to “producing” a Broadway play—it is “produced,” albeit not recorded. As to Gould‘s sеcond argument—that he merely responded
Having rejected Gould‘s three objections, the district court still granted a downward departure under
II. ANALYSIS
A. Standard of Review
Because Gould challenges the application of the
B. Visual Depiction
The relevant cross reference here,
Gould‘s first argument against the application of this cross reference is that live video transmissions (like a FaceTime call) are not visual depictions because they are “not stored in a permanent format.” The government responds in two ways. First, the government contends that the plain meaning of “visual depiction” includes no permanency requirement. Second, even with that dispute aside, the government maintains that Gould‘s conduct “also involved seeking a video recording of his planned sexual encounter with the girl, and Gould does not dispute that such a recording would qualify as a ‘visual depiction’ under
The Application Notes to
The government‘s plain-meaning arguments point out that the term “depiction” is “commonly understood as ‘a representation in words or images of someone or something.‘” Appellee Br. at 14 (quoting Depiction, Merriam-Webster Dictionary (2020)).2 Gould‘s counsel at the sentencing hearing also described a depiction simply as “something that people see.”3 The term “visual,” the government next argues, “simply means that the depiction must be one that is ‘attained or maintained by sight.‘” Id. at 15 (quoting Visual, Merriam-Webster Dictionary (2020)). Put together, then, a “visual depiction” is simply a visible representation of someone or something.
Nothing in that interpretation suggests that a “visual depiction” must be stored in a permanent format. In other words, nothing in the common-sense understanding of the individual words (visual, depiction) nor the combined phrase (visual depiction) implies a requirement of any permanency, contrary to Gould‘s arguments. In support, the government points to
In sum, the plain meaning of the cross reference does not require the “visual depiction” be a sort that is recorded in any permanent format. Because the language of the cross reference is not ambiguous, and because Application Note 5 to the cross reference explains that courts are to “construe[] broadly” the cross reference, we affirm the district court‘s conclusion that the cross reference properly applied to Gould‘s offense. Because we decide the matter on the plain language, we need not address the parties’ other arguments regarding Guidеlines construction or congressional intent. Herman v. Fabri-Ctrs. of Am., Inc., 308 F.3d 580, 585 (6th Cir. 2002) (“When interpreting a statute, this Court must begin with its plain language, and may resort to a
review of congressional intent or legislative history only when the language of the statute is not clear.“) (emphasis added).
C. Seeking by Notice or Advertisement
Gould‘s second argument is that he did not “offer[] or seek[] by notice or advertisement” under
Here, we do not reach the questions of (1) whether Gould was a person “seeking by” advertisement even though he рlayed only a purportedly passive role in responding to the preexisting advertisement; or (2) whether Gould himself sent “notices” in his communications with the other individuals (the initial offender and the subsequent undercover agent). Rather, our analysis here is short. It is worth considering again the language of the cross reference. The cross reference instructs courts to apply
[i]f the offense involved causing, transporting, permitting, or offering or seeking by notice or advertisement, a minor to engage in sexually explicit conduct for the purpose of producing a visual depiction of such conduct[.]
Crucial and determinative here is the cross reference‘s use of the word “involved.” Circuit courts have repeatedly held—and Gould himself concedes (Reply Br. at 8)—that the term “involve” is expansive. See, e.g., United States v. Eason, 919 F.3d 385, 391 (6th Cir. 2019) (defining “involving” as “relat[ing] to or connected with” though noting that the “relationship must not be too remote or tangential“) (quoting United States v. McKenney, 450 F.3d 39, 45 (1st Cir. 2006)); United States v. Myers, 925 F.3d 881, 884 (6th Cir. 2019) (same); see also United States v. King, 325 F.3d 110, 113 (2d Cir. 2003) (“The word ‘involving’ has expansive connotations[.]“); United States v. Vickers, 540 F.3d 356, 365 (5th Cir. 2008) (“[I]nvolving’ means ‘related to or connected with.‘“) (citation omitted); United States v. Gibbs, 656 F.3d 180, 184 (3d Cir. 2011) (“The plain meaning of ‘involve’ is ‘to relate closely’ or to ‘connect closely.‘“) (citation omitted).
To be sure, courts have recognized that the dictionary definition of “involved” can have both narrower and broader scopes. More narrowly, the word requires one item to necessarily “contain as а part” or “include” another item. See McKenney, 450 F.3d at 42 (citing The American Heritage Dictionary 921 (4th ed. 2000) and Webster‘s Third New International Dictionary 1191 (1993)); see also Shular v. United States, 140 S. Ct. 779, 785 (2020). More broadly, the word requires merely that one item “relate closely” to the other item. See McKenney, 450 F.3d at 43 (citation omitted); see also Eason, 919 F.3d at 391. Application Note 5‘s instruction that
But we need not choose between the two definitions now. Under either definition, Gould‘s conduct “involved” an offer by advertisement of a minor to engage in sexually explicit conduct for the purposes of producing a visual depiction. The posting of the advertisement and Gould‘s response to that advertisement were “relate[d] closely.” Gibbs, 656 F.3d at 184 (citation omitted). Nor is the relationship betwеen these two acts “too remote or tangential.” Eason, 919 F.3d at 391 (citation omitted). Indeed, Gould‘s conduct of responding to an offer by advertisement “necessarily requir[ed]” an offering by advertisement. Shular, 140 S. Ct. at 785 (citation omitted). Gould‘s conduct could not have happened without the posting of the advertisement, that is to say, Gould could not have responded to the advertisement if the other individual never placed that advertisement.
To the extent Gould argues that his offense could not have involved such conduct because the other individual‘s placement of the advertisement occurred before Gould engaged with the advertisement, that argument is unpersuasive because any response to an advеrtisement, by definition, necessarily occurs after the placement of the advertisement. Gould‘s citation on this point to United States v. Schock, 862 F.3d 563 (6th Cir. 2017), is inapposite; there, this Court held that the sexual exploitation of a minor that occurred nearly one year after the charged offense was not relevant conduct for sentencing purposes as to that charged offense (the sexual exploitation of a different minor). Id. at 567-69. But those two events—the two separate exploitations—were not necessarily related in the same sense that the posting of and responding to an advertisement are. In any event, the timing of the posting of the advertisement is irrelevant. The advertisement could have been posted a year in advance, but that does not change the fact that Gould‘s offense involved an advertisement offering a minor to engage in sexually explicit conduct for purposes of producing a visual depiction. The other individual placed the ad offering; Gould responded. Gould‘s conduct necessarily involved the placement of the ad.6
III. CONCLUSION
First, the district court correctly decided that a FaceTime call constitutes a “visual depiction” under the cross reference at
CONCURRING IN PART AND IN THE JUDGMENT
RALPH B. GUY, JR., Circuit Judge, concurring in part and concurring in the judgment. I join Part II.C. of the majority‘s opinion, concluding that Gould‘s offense “involved” an “advertisement” “offering . . . a minor to engage in sexually explicit conduct,”
“In interpreting the Sentencing Guidelines, the traditional canons of statutory interpretation apply.” United States v. Sands, 948 F.3d 709, 713 (6th Cir. 2020) (quoting United States v. Jackson, 635 F.3d 205, 209 (6th Cir. 2011)); see, e.g., United States v. Pineda-Duarte, 933 F.3d 519, 523-24 (6th Cir. 2019); United States v. Bonds, 839 F.3d 524, 529 & n.5 (6th Cir. 2016); United States v. Haas, 986 F.3d 467, 479-80 (4th Cir. 2021).
Under those canons, the Supreme Court has repeatedly admonished that “although dictionary definitions . . . bear consideration, they are not dispositive.” Yates v. United States, 574 U.S. 528, 538 (2015). As the Court has explained, “stopping there would ignore the rule that, because statutes are not read as a collection of isolated phrases, . . . ‘[a] word in a statute may or may not extend to the outer limits of its definitional possibilities.‘” Abuelhawa v. United States, 556 U.S. 816, 819-20 (2009) (internal citations omitted) (quoting Dolan v. U.S. Postal Serv., 546 U.S. 481, 486 (2006)); id. at 819-24 (concluding that although the “plain meaning” of “‘facilitating’ drug distribution” could embrace phone calls to arrange cocaine purchases, other principles dictated that the phrase did not extend that far); see also Gustafson v. Alloyd Co., 513 U.S. 561, 570 (1995).
Instead, “the plainness or ambiguity of statutory language is determined not only by reference to the language itself, but as well by the specific context in which that language is used, and the broader context of the statute as a whole.” Yates, 574 U.S. at 537 (brackets omitted) (quoting Robinson v. Shell Oil Co., 519 U.S. 337, 341 (1997)); see also Tyler v. Cain, 533 U.S. 656, 662 (2001). That means we do not declare that a provision is clear until “after” we “aрply ‘established principles of interpretation.‘” Tiger Lily, LLC v. U.S. Dep‘t of Hous. & Urb. Dev., 992 F.3d 518, 522 (6th Cir. 2021) (order) (quoting POM Wonderful LLC v. Coca-Cola Co., 573 U.S. 102, 112 (2014)).
Here, Gould points out that the provision at issue—
First, Gould argues that the “inclusion of a live transmission in [§ 2G2.2(c)(1)] implies intentional exclusion of a live transmission when only the term ‘visual depiction’ triggers [§ 2G1.3(c)(1)].” (Appellant Br. 15; see Reply Br. 3-4). Gould‘s argument implicates “[a] familiar principle of [Guidelines] construction.” See Hamdan v. Rumsfeld, 548 U.S. 557, 578 (2006). “Where [the Commission] includes particular language in one section of [the Guidelines] but omits it in another section of the same [part of the Guidelines],” as in this case, “it is generally presumed that [the Commission] acts intentionally and purposely in the disparate inclusion or exclusion.” See id. (quoting Russello v. United States, 464 U.S. 16, 23 (1983)). Here,
Second, Gould contends that if “visual depiction” includes a “live visual depiction,” then the Commission‘s addition of “live visual depiction” in
Third, both parties acknowledge that the relevant textual differences between
These arguments do not present easy answers. But these “internal inconsistencies
His arguments, however, are not enough to carry the day. “[A]ny canon of statutory interpretation . . . can assuredly be overcome by other indicia of meaning.” Lockhart v. United States, 577 U.S. 347, 352 (2016); see, e.g., Marx v. Gen. Revenue Corp., 568 U.S. 371, 385-86 (2013); Util. Air Regul. Grp., 573 U.S. at 320. “[T]here is more here, showing why [Gould‘s] negative pregnant argument should not be elevated to the level of interpretive trump card.” Field, 516 U.S. at 67.
This is true for at least two reasons. First, Gould was convicted under
Thus, following Gould‘s statute of conviction down “a definitional rabbit-hole,” United States v. Garth, 965 F.3d 493, 497 (6th Cir. 2020), leads us to Congress‘s definition of “visual depiction” in
With this understanding, the decision in United States v. Wynn, 579 F.3d 567 (6th Cir. 2009), does not favor Gould. There, the commentary notes of both
Second, not all amendments are intended as substantive changes. For instance, the Supreme Court concluded that the words “book, pamphlet, picture, motion-picture film, . . . or other matter of indecent character” in the federal obscenity statute,
In the same vein, the government cites cases standing for the proposition that when Congress amended
Thus, if “Congress may amend a statute simply to clarify existing law,” Nichols, 371 F. App‘x at 549 (citation omitted), then so too may the Commission amend
* * *
For these reasons, I would conclude that a FaceTime call is a “visual depiction” for purposes of
