UNITED STATES OF AMERICA, Plаintiff-Appellee, v. JACK WITT VORIS, Defendant-Appellant.
No. 18-10410
D.C. No. 4:16-cr-02267-JGZ-DTF-1
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
July 7, 2020
Before: Sidney R. Thomas, Chief Judge, and Michelle T. Friedland and Mark J. Bennett, Circuit Judges.
OPINION
Appeal from the United States District Court for the District of Arizona Jennifer G. Zipps, District Judge, Presiding
Submitted May 11, 2020*
San Francisco, California
Filed July 7, 2020
Opinion by Judge Bennett
SUMMARY**
Criminal Law
In a case in which a jury convicted the defendant on six counts of assault on a federal officer with a deadly or dangerous weapon (
The defеndant argued that his sentences and convictions for five assault counts based on four shots he fired toward the door of his motel room are multiplicitous in violation in violation of Double Jeopardy Clause. Applying Ladner v. United States, 358 U.S. 169 (1958), the panel concluded that because the defendant fired four shots, only four assault convictions are constitutionally permissible, even though at least five officers came under fire from those four shots. Because the statutory language construed in Ladner is nearly identical to the language in the current version of
The defendant argued that
The panel held that Section 403 of the First Step Act of 2018—which amended
The panel held that the district court did not abuse its discretion in denying the defendant‘s motions for a mistrial and new trial based on the admission of an officer‘s testimony containing improper character evidence, where the prejudice was minimal.
COUNSEL
Carol Lamoureux and Joshua F. Hamilton, Hernandez & Hamilton PC, Tucson, Arizona, for Defendant-Appellant.
Michael Bailey, United States Attorney; Robert L. Miskell, Appellate Chief; Matthew C. Cassell, Assistant United States Attorney; United States Attorney‘s Office, Tucson, Arizona; for Plaintiff-Appellee.
OPINION
BENNETT, Circuit Judge:
A jury convicted Jack Voris on six counts of assault on a federal officer with a deadly or dangerous weapon in violation of
Voris argues on appeal that (1) five assault convictions are multiplicitous, (2) five
We have jurisdiction under
I. Factual and Procedural Background
Voris was wanted on several outstanding warrants. In October 2016, nine officers of the U.S. Marshals Task Force (Task Force) went to the Quality Inn motel near Phoenix International Airport, as they believed Voris and his girlfriend were staying in a second-floor room. The nine officers surrounded the room. Two were in the parking lot behind the rоom. Five went to the front door of the room in a stack formation, where individuals form a straight line and are very close to one another. Two were also located outside the front of the room but were not part of the stack formation.
An officer in the stack knocked on the door. A few seconds later, Voris opened the door and then quickly slammed it shut and locked it. Voris later admitted that he knew the individuals outside the room were police officers. Voris then tried to escape out the back window of his room. After Voris opened the window, Officer Garcia shouted at him, “Pоlice, Police, let me see your hands.” Voris responded by reaching out the window with his gun and firing one shot at Officer Garcia. He missed. Officer Garcia and the other officer in the parking lot returned fire, also missing.
Voris then pushed his girlfriend out the door of his room.1 The officers moved her out of the way, and the stack moved a few feet away to the side of the door. A few seconds later, Voris fired four shots toward the front of the room. Two bullets exited through the bottom of the front door and two hit a wall next to the door
The officers retreated, evacuated neighboring rooms, blocked the area, and called for backup. Voris surrenderеd after several hours of negotiations.
The government charged Voris with nine counts of assault on a federal officer with a deadly or dangerous weapon in violation of
Officer Smith testified at Voris‘s trial as to how the Task Force generally plans an operation to arrest a suspect. He explained that Task Force members consider, among other things, why the person is wanted. Officer Smith then explained that the officers were wearing protective equipment, and some were armed with rifles. Later, when asked what happened after Voris opened and closed the door, Officer Smith testified that “I called out to our team that we‘re going to treat this as a barricaded situation because we were already in possession of information related to Mr. Voris’ criminal history.” The government immediately redirected Officer Smith‘s testimony by asking him how far the stack had moved after the door closed and telling Officer Smith that “[w]e don‘t need to initially get into the why.”
Later that day, after the court recessed and excused the jury, Voris moved for a mistrial. He argued that the comment about his “criminal history” and the context in which it was made would cause the jury to speculate that he had a “horrible criminal history requiring immediate use of a barricade.” The district court denied the motion the next day after reviewing the transcript. The court determined that a mistrial was not warranted because the reference to Voris‘s criminal history was brief and vague, and the jurors already knew that Voris was a convicted felon. The court also decided that a limiting instruction would do more harm than good bеcause it would highlight the testimony for the jury. Voris did not object to the court‘s decision not to give a limiting instruction.
After the four-day trial, the jury convicted Voris on six counts of assault on a federal officer with a deadly or dangerous weapon, six counts of discharging a firearm in furtherance of a crime of violence, and one count of being a prohibited possessor of a firearm. The six assault and six
The district court sentenced Voris on October 9, 2018. The court adopted the presentence report‘s recommended sentence and sentenced Voris to 1,750 months. Voris‘s sentence consisted of concurrent terms of 130 months on each of the six assault counts and prohibited possessor count, a consecutive 10-year sentence for the first
Voris appeals his convictions and sentences related to the five assault counts and five
II. Standard of Review
We review Voris‘s challenges to his assault convictions for plain error as he concedes that he failed to raise them below. “Under plain error review, a defendant ‘must show (1) an error, (2) that is plain, (3) that affects substantial rights, and (4) that seriously affects the fairness, integrity, or public reputation of judicial proceedings.‘” United States v. Zalapa, 509 F.3d 1060, 1064 (9th Cir. 2007) (quoting United States v. Smith, 424 F.3d 992, 1000 (9th Cir. 2005)).
Voris contends that de novo review applies to his
We similarly need not decide on the appropriate standard of review to apply to Voris‘s arguments related to the First Step Act because his arguments fail even under the de novo standard.
Finally, we review the district court‘s denial of a motion for a mistrial and new trial for abuse of discretion. See United States v. Dorsey, 677 F.3d 944, 954 (9th Cir. 2012). The burden is on Voris to show that the district court abused its discretion. See United States v. Escalante, 637 F.2d 1197, 1202 (9th Cir. 1980).
III. Analysis
A. Assault Convictions
Voris argues that his sentences and convictions for the five assault counts based on the four shots he fired toward the door are multiplicitous in violation of the Double Jeopardy Clause. See United States v. Chilaca, 909 F.3d 289, 291 (9th Cir. 2018) (“The Double Jeopardy Clause of the Fifth Amendment protects against multiple criminal punishments for the same offense.“). We conclude that because Voris fired four shots, only four assault convictions are constitutionally permissible, even though at least five officers came under his fire from those four shots. Thus, one assault conviction is multiplicitous and must be reversed. But Voris fails to show that the remaining four assault convictions are multiplicitous.
In Ladner v. United States, 358 U.S. 169 (1958), the Supreme Court construed
The government argues that Ladner is not controlling because the statutory language in the current version of
Voris meets the plain error test for one assault conviction. The error was plain because Ladner clearly establishes that one gunshot can support only one assault conviction under
Voris, however, fails to show that the district court plainly erred in entering judgment on the remaining four assault convictions. He argues that because he fired the four shots in quick succession, he committed only one assaultive act and can be convicted of only one assault. Voris primarily relies on Ladner, but Ladner did not consider whether multiple shots fired in quick succession must be considered as only one assault. Indeed, in Ladner, the Court suggested that multiple shots might constitute more than one violation. 358 U.S. at 178 n.6 (stating that “[i]n view of the trial judge‘s recollection that more than one shot was fired . . . we cannot say that it is impossible that petitioner was properly convicted of more than one offense, even under the principles which govern here” (internal quotation marks omitted)).
Moreover, the out-of-circuit cases Voris cites do not support his position that the district court plainly erred in entering judgment on four of the assault convictions. None addressed the question here of whether multiple gunshots fired in quick succession must be construed as one assaultive act.3
We therefore conclude that Voris fails to show that the district court erred, let alone plainly erred, in entering judgment on the four assault convictions based on the four shots he fired toward the door.
Based on the above, we reverse one assault conviction. And because each assault conviction served as a predicate offense for each
B. Section 924(c) Convictions
Voris relies on out-of-circuit cases that have interpreted
The government argues that Voris‘s position is foreclosed by Ninth Circuit precedent. The Ninth Circuit cases cited by the government establish that separate, properly charged predicate offenses can support multiple
C. Section 403 of the First Step Act
When the district court sentenced Voris,
On December 21, 2018—after the district court sentenced Voris and while this appeal was pending—Congress enacted the First Step Act. See First Step Act of 2018, Pub. L. No. 115-391, 132 Stat. 5194 (2018). Section 403 of the Act amended
Voris argues that he is entitled to resentencing under the First Step Act because
Statutory terms are normally given their “ordinary meaning” if they are not defined in the statute. FCC v. AT & T Inc., 562 U.S. 397, 403 (2011) (quoting Johnson v. United States, 559 U.S. 133, 138 (2010)). “Generally a sentence is deemed imposed when it is announced by the district judge in open court . . . .” United States v. Colace, 126 F.3d 1229, 1231 (9th Cir. 1997). Other circuits have similarly concluded that a sentence is “imposed” under
Indeed, “Congress has repeatedly used derivations of the word ‘impose’ to denote the moment that the district court delivers the defendant‘s sentence.” Richardson, 948 F.3d at 748-49 (citing, for example,
Voris argues that we should interpret “imposed” in
We reject Voris‘s remaining arguments, as they would require us to ignore the plain unambiguous language of
D. Motions for a Mistrial and New Trial
Voris‘s final argument is that the district court abused its discretion by denying his motions for a mistrial and new trial based on Officer Smith‘s testimony. He asserts that Officer Smith‘s testimony about his “criminal history” and other testimony about the precautions taken by the Task Force were highly prejudicial because they suggested to the jury that Voris was a violent and dangerous criminal. The government concedes that the “criminal history” remark was improper character evidence under
Voris relies on two cases to show that the district court abused its discretion, United States v. Dorsey, 677 F.3d 944 (9th Cir. 2012), and United States v. Escalante, 637 F.2d 1197 (9th Cir. 1980). Dorsey and Escalante, however, do not support Voris‘s position because they did not involve analogous circumstances.
This case is more like United States v. Monks, 774 F.2d 945 (9th Cir. 1985), where we affirmed a denial of a mistrial because the prejudice resulting from improper testimony was “minimal,” аnd the defendant had rejected the court‘s offer to give a limiting instruction. Id. at 955. In Monks, the district court denied a mistrial motion based on two witnesses’ references to photo line-up pictures (which included a picture of the defendant) as “mugshots.” Id. at 954. We held that the district court did not abuse its discretion by denying the motion because the resulting prejudice from the improper character evidence was minimal and defense counsel declined a limiting instruction because he felt it would draw more attention to the improper evidence. Id. at 955. We determined that the prejudice was minimal because, amоng other things, the improper references were brief and were never discussed in front of the jury, the term “mugshots” was ambiguous, and there was substantial evidence linking the defendant to the crime. Id.
Monks supports that the district court here did not abuse its discretion. Though the district court did not offer to give a limiting instruction, Voris did not ask for one and did not object when the court decided that a limiting instruction would be improper because it would highlight the testimony. Nor does Voris argue on appeal that the district court should have given a limiting instruction. He has thus tacitly conceded that the district court‘s decision not to give a limiting instructiоn was proper because it would have drawn more attention to the improper evidence.
Also like in Monks, any prejudice from Officer Smith‘s improper testimony was minimal. The “criminal history” remark was brief and vague, as it did not specifically identify Voris‘s criminal history. The government also minimized any prejudice by immediately redirecting Officer Smith‘s testimony. And the jurors knew that Voris had a criminal history because they knew he was a convicted felon and that there was a warrant for his arrest.
Given the circumstances and the evidence, any resulting prejudice from the improper testimony was minimal. We therefore hold that the district court did not abuse its discretion in denying the motions for a mistrial and new trial.
IV. Conclusion
In sum, we conclude that one assault conviction and one
REVERSED in part and REMANDED with instructions.
