UNITED STATES OF AMERICA, APPELLANT v. ALI MOHAMED ALI, ALSO KNOWN AS AHMED ALI ADAN, ALSO KNOWN AS ISMAIL ALI, APPELLEE
No. 12-3056
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued November 19, 2012 Decided June 11, 2013
Appeal from the United States District Court for the District of Columbia (No. 1:11-cr-00106-1)
Brian C. Brook argued the cause for appellee. With him on the brief were Matthew J. Peed and Timothy R. Clinton.
Before: BROWN, Circuit Judge, and EDWARDS and SILBERMAN, Senior Circuit Judges.
BROWN, Circuit Judge: Ali Mohamed Ali, a Somali national, helped negotiate the ransom of a merchant vessel and its crew after they were captured by marauders in the Gulf of Aden. Though he claims merely to have defused a tense situation, the government believes he was in cahoots with these brigands from the very start. Ali eventually made his way to the United States, where he was arrested and indicted for conspiring to commit and aiding and abetting two offenses: piracy on the high seas and hostage taking.
The government says Ali is a pirate; he protests that he is not. Though a trial will determine whether he is in fact a pirate, the question before us is whether the government’s allegations are legally sufficient. And the answer to that question is complicated by a factor the district court deemed critical: Ali’s alleged involvement was limited to acts he committed on land and in territorial waters—not upon the high seas. Thus, the district court restricted the charge of aiding and abetting piracy to his conduct on the high seas and dismissed the charge of conspiracy to commit piracy. Eventually, the district court also dismissed the hostage taking charges, concluding that prosecuting him for his acts abroad would violate his right to due process. On appeal, we affirm dismissal of the charge of conspiracy to commit piracy. We reverse, however, the district court’s dismissal of the hostage taking charges, as well as its decision to limit the aiding and abetting piracy charge.
I. BACKGROUND
A. Modern Piracy
Mention “pirates” to most Americans and you are more likely to evoke Johnny Depp’s droll depiction of Captain Jack Sparrow than concern about the international scourge of piracy that long ago led most civilized states to declare such marauders the enemy of all mankind. In unstable parts of the world, piracy is serious business, and these troubled waters have seen a resurgence in pirate attacks, both successful and attempted. See, e.g., INT’L MAR. ORG., MSC.4/ CIRC.180, REPORTS ON ACTS OF PIRACY AND ARMED ROBBERY AGAINST SHIPS: ANNUAL REPORT – 2011, at 2 (2012); INT’L MAR. ORG., MSC.4/CIRC.169, REPORTS ON ACTS OF PIRACY AND ARMED ROBBERY AGAINST SHIPS: ANNUAL REPORT – 2010, at 2 (2011). Pirate attacks have become increasingly daring, as well as commonplace, with pirates targeting large commercial vessels in transit, hijacking these ships, and ransoming the crews. See W. Michael Reisman & Bradley T. Tennis, Combating Piracy in East Africa, 35 YALE J. INT’L. L. ONLINE 14, 16–18 (2009). These predatory activities have proven especially lucrative in the Gulf of Aden (situated between the Arabian Peninsula and the Horn of Africa and bounded by a long stretch of Somalia’s coast), where pirates can exploit a key trade route undeterred by Somalia’s unstable government. See Milena Sterio,
B. Ali’s Offense and Prosecution1
Ali is a member of Somalia’s Warsengeli clan,2 which, together with the Majertein clan, plotted the capture of the CEC Future, a Danish-owned merchant ship that flew a Bahamian flag and carried cargo owned by a U.S. corporation. On November 7, 2008, while the CEC Future was traveling in the Gulf of Aden on the “high seas”—i.e., outside any nation’s territorial waters, RESTATEMENT (THIRD) OF FOREIGN RELATIONS LAW § 521 cmt. a (1987)—Ali’s compatriots launched their attack. Wielding AK-47s and a rocket-propelled grenade, the raiders fired warning shots, boarded the ship, and seized the crew. They then forced crewmembers at gunpoint to reroute the ship to Point Ras Binna, off the coast of Somalia, where, on November 9, Ali came aboard and assumed the role of interpreter. The ship traveled that same day to Eyl, a Somali port, and remained at anchor there until it was ransomed the following January.
Except for a brief period of “minutes” during which the CEC Future entered the high seas, the ship traversed exclusively territorial waters while Ali was aboard. Ali promptly began negotiating with the owners of the CEC Future, starting with an initial demand of $7 million for the release of the ship, its crew, and its cargo. Discussions continued into January 2009, when Ali and the CEC Future’s owners agreed to a $1.7 million ransom. As payment for his assistance, Ali also demanded $100,000 (a figure he later reduced to $75,000) be placed in a personal bank account. On January 14, the pirates received the agreed-upon $1.7 million, and two days later Ali and his cohorts left the ship. Ali’s share amounted to $16,500—one percent of the total ransom less expenses. He later received his separate $75,000 payment via wire transfer to the account he had previously specified.
As it happens, “pirate hostage negotiator” is not the only line on Ali’s resume. In June 2010, he was appointed Director General of the Ministry of Education for the Republic of Somaliland, a self-proclaimed sovereign state within Somalia. United States v. Ali (“Ali I”), 870 F. Supp. 2d 10, 17 (D.D.C. 2012). When he received an email in March 2011 inviting him to attend an education conference in Raleigh, North Carolina, he agreed. Id. Little did he know it was all an elaborate ruse. For some time, federal prosecutors had been busy building a case against Ali, charging him via criminal complaint and later obtaining a formal indictment. When Ali landed at Dulles International Airport on April 20, 2011, to attend the sham conference, he was promptly arrested. Id.
A grand jury issued a four-count superseding indictment against Ali, charging him first with conspiracy to commit piracy under the law of nations, in violation of
whoever, whether inside or outside the United States, seizes or detains and threatens to kill, to injure, or to continue to detain another person in order to compel a third person or a governmental organization to do or abstain from doing any act as an explicit or implicit condition for the release of the person detained, or attempts or conspires to do so.
Ali filed a motion to dismiss the charges as legally defective, meeting with partial success. See United States v. Ali (“Ali II”), 885 F. Supp. 2d 17, 45–46 (D.D.C. 2012). Beginning with the premise that the definition of piracy under international law does not encompass conspiratorial liability, the district court dismissed Count One in full, concluding
The district court reconsidered Counts Three and Four, however, after learning that the government had no “specific evidence” Ali had facilitated any acts of piracy while outside territorial waters, and that the CEC Future proceeded on the high seas only for a matter of minutes while Ali was aboard. See United States v. Ali (“Ali III”), 885 F. Supp. 2d 55, 58 (D.D.C. 2012). Due process, the court said, is satisfied only if Ali had some reasonable expectation he could be haled into an American court. So long as the government could establish that he had committed piracy on the high seas—a crime over which all nations may exercise jurisdiction—this expectation was met. But because Ali’s criminal conduct took place in territorial waters, he had no notice his actions subjected him to prosecution in the United States for hostage taking. Thus, in light of the government’s revelation that it could not show Ali’s offenses occurred on the high seas, due process precluded exercising jurisdiction over Counts Three and Four. Id. at 62.
The government now challenges the district court’s dismissal of Counts One, Three, and Four, as well as limitation of Count Two. We have jurisdiction over this interlocutory appeal because the government challenges an “order of a district court dismissing an indictment . . . as to any one or more counts.”
II. THE PIRACY CHARGES
In most cases, the criminal law of the United States does not reach crimes committed by foreign nationals in foreign
Piracy, however, is no ordinary offense. The federal piracy statute clearly applies extraterritorially to “[w]hoever, on the high seas, commits the crime of piracy as defined by the law of nations,” even though that person is only “afterwards brought into or found in the United States.”
Universal jurisdiction is not some idiosyncratic domestic invention but a creature of international law. Unlike the average criminal, a pirate may easily find himself before an American court despite committing his offense on the other side of the globe. Ali’s situation is a bit more complicated, though. His indictment contains no straightforward charge of piracy. Rather, the government accuses him of two inchoate offenses relating to piracy: conspiracy to commit piracy and aiding and abetting piracy.
On their face, both ancillary statutes apply generally and without exception:
A. Aiding and Abetting Piracy
We begin with Ali’s charge of aiding and abetting piracy. Aiding and abetting is a theory of criminal liability, not a separate offense, United States v. Ginyard, 511 F.3d 203, 211 (D.C. Cir. 2008)—one that allows a defendant who “aids, abets, counsels, commands, induces or procures” commission of a crime to be punished as a principal,
Ali’s argument involves two distinct (though closely related) inquiries. First, does the Charming Betsy canon pose any obstacle to prosecuting Ali for aiding and abetting piracy? For we assume, absent contrary indication, Congress intends its enactments to comport with international law. Second, is the presumption against extraterritoriality applicable to acts of aiding and abetting piracy not committed on the high seas?
1. Piracy and the Charming Betsy Canon
Though
Piracy consists of any of the following acts:
(a) any illegal acts of violence or detention, or any act of depredation, committed for private ends by the crew or the passengers of a private ship . . . and directed:
(i) on the high seas, against another ship . . . or against persons or property on board such ship . . . ;
(ii) against a ship, . . . persons or property in a place outside the jurisdiction of any State;
(b) any act of voluntary participation in the operation of a ship . . . with knowledge of facts making it a pirate ship . . . ;
(c) any act of inciting or of intentionally facilitating an act described in subparagraph (a) or (b).
UNCLOS, art. 101, Dec. 10, 1982, 1833 U.N.T.S. 397, 436. By including “intentionally facilitating” a piratical act within its definition of piracy, article 101(c) puts to rest any worry that American notions of aider and abettor liability might fail to respect the international understanding of piracy.3 One question remains: does international law require facilitative acts take place on the high seas?
Explicit geographical limits—“on the high seas” and “outside the jurisdiction of any state”—govern piratical acts under article 101(a)(i) and (ii). Such language is absent, however, in article 101(c), strongly suggesting a facilitative act need not occur on the high seas so long as its predicate offense has. Cf. Dean v. United States, 556 U.S. 568, 573 (2009) (“[W]here Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.” (internal quotation marks omitted)). So far, so good; Charming Betsy poses no problems.
Ali endeavors nonetheless to impute a “high seas” requirement to article 101(c) by pointing to UNCLOS article 86, which states, “The provisions of this Part apply to all parts of the sea that are not included in the exclusive economic zone, in the territorial sea or in the internal waters of a State, or in the archipelagic waters of an archipelagic State.” 1833 U.N.T.S. at 432. Though, at first glance, the language at issue appears generally applicable, there are several problems with Ali’s theory that article 86 imposes a strict high seas requirement on all provisions in Part VII. For one thing, Ali’s reading would result in numerous redundancies throughout UNCLOS where, as in article 101(a)(i), the term “high seas” is already used, and interpretations resulting in textual surplusage are typically disfavored. Cf. Babbitt v. Sweet Home Chapter of Communities for a Great Or., 515 U.S. 687, 698 (1995). Similarly, many of the provisions to which article 86 applies explicitly concern conduct outside the high seas. See, e.g., UNCLOS, art. 92(1), 1833 U.N.T.S. at 433 (“A ship may not change its flag during a voyage or while in a port of call . . . .”); id. art. 100, 1833 U.N.T.S. at 436 (“All States shall cooperate to the fullest possible extent in the repression of piracy on the high seas or in any other place outside the jurisdiction of any State.”). Ali’s expansive interpretation
What does article 86 mean, then, if it imposes no high seas requirement on the other articles in Part VII of UNCLOS? After all, “the canon against surplusage merely favors that interpretation which avoids surplusage,” not the construction substituting one instance of superfluous language for another. Freeman v. Quicken Loans, Inc., 132 S. Ct. 2034, 2043 (2012). We believe it is best understood as definitional, explicating the term “high seas” for that portion of the treaty most directly discussing such issues. Under this interpretation, article 86 mirrors other prefatory provisions in UNCLOS. Part II, for example, concerns “Territorial Sea and Contiguous Zone” and so opens with article 2’s explanation of the legal status of a State’s territorial sea. 1833 U.N.T.S. at 400. And Part III, covering “Straits Used for International Navigation,” begins with article 34’s clarification of the legal status of straits used for international navigation. 1833 U.N.T.S. at 410. Drawing guidance from these provisions, article 86 makes the most sense as an introduction to Part VII, which is titled “High Seas,” and not as a limit on jurisdictional scope. Cf. FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 133 (2000) (“It is a fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.” (internal quotation marks omitted)).
Thwarted by article 101’s text, Ali contends that even if facilitative acts count as piracy, a nation’s universal jurisdiction over piracy offenses is limited to high seas conduct. In support of this claim, Ali invokes UNCLOS article 105, which reads,
On the high seas, or in any other place outside the jurisdiction of any State, every State may seize a pirate ship or aircraft, or a ship or aircraft taken by piracy and under the control of pirates and arrest the persons and seize the property on board. The courts of the State which carried out the seizure may decide upon the penalties to be imposed . . . .
1833 U.N.T.S. at 437. Ali understands article 105’s preface to govern the actual enforcement of antipiracy law—and, by extension, to restrict universal jurisdiction to the high seas—even if the definition of piracy is more expansive. In fact, Ali gets it backward. Rather than curtailing the categories of persons who may be prosecuted as pirates, the provision’s reference to the high seas highlights the broad authority of nations to apprehend pirates even in international waters. His reading also proves too much, leaving nations incapable of prosecuting even those undisputed pirates they discover within their own borders—a far cry from “universal” jurisdiction. Article 105 is therefore no indication international law limits the liability of aiders and abettors to their conduct on the high seas.
Ali’s next effort to exclude his conduct from the international definition of piracy eschews UNCLOS’s text in favor of its drafting history—or, rather, its drafting history’s drafting history. He points to UNCLOS’s origins in article 15 of the 1958 Geneva Convention on the High Seas, which closely parallels the later treaty’s article 101. See Geneva Convention on the High Seas, art. 15, Apr. 29, 1958, 13 U.S.T. 2312, 450 U.N.T.S. 82. Article 15 was based in large part on a model convention compiled at Harvard Law School by various legal scholars, see 2 ILC YEARBOOK 282 (1956), who postulated that “[t]he act of instigation or facilitation is not subjected to the common jurisdiction unless it takes place outside territorial jurisdiction.” Joseph W. Bingham et al.,
Effectively, Ali would have us ignore UNCLOS’s plain meaning in favor of eighty-year-old scholarship that may have influenced a treaty that includes language similar to UNCLOS article 101. This is a bridge too far. Legislative history is an imperfect enough guide when dealing with acts of Congress. See Conroy v. Aniskoff, 507 U.S. 511, 519 (1993) (Scalia, J., concurring in the judgment) (“If one were to search for an interpretive technique that, on the whole, was more likely to confuse than to clarify, one could hardly find a more promising candidate than legislative history.”). Ali’s inferential chain compounds the flaws—and that even assumes a single intent can be divined as easily from the myriad foreign governments that ratified the agreement as from a group of individual legislators. Even were it a more feasible exercise, weighing the relevance of scholarly work that indirectly inspired UNCLOS is not an avenue open to us. Basic principles of treaty interpretation—both domestic and international—direct courts to construe treaties based on their text before resorting to extraneous materials. See United States v. Alvarez-Machain, 504 U.S. 655, 663 (1992) (“In construing a treaty, as in construing a statute, we first look to its terms to determine its meaning.”); Vienna Convention on the Law of Treaties, art. 32, May 23, 1969, 8 I.L.M. 679, 692, 1155 U.N.T.S. 331, 340. Because international law permits prosecuting acts of aiding and abetting piracy committed while not on the high seas, the Charming Betsy canon is no constraint on the scope of Count Two.
2. Piracy and the Presumption Against Extraterritorial Effect
Ali next attempts to achieve through the presumption against extraterritoriality what he cannot with Charming Betsy. Generally, the extraterritorial reach of an ancillary offense like aiding and abetting or conspiracy is coterminous with that of the underlying criminal statute. Yakou, 428 F.3d at 252. And when the underlying criminal statute’s extraterritorial reach is unquestionable, the presumption is rebutted with equal force for aiding and abetting. See United States v. Hill, 279 F.3d 731, 739 (9th Cir. 2002) (“[A]iding and abetting[] and conspiracy . . . have been deemed to confer extraterritorial jurisdiction to the same extent as the offenses that underlie them.”); see also Yunis, 924 F.2d at 1091 (analyzing underlying offenses under extraterritoriality canon but conducting no separate analysis with respect to conspiracy conviction). Ali admits the piracy statute must have some extraterritorial reach—after all, its very terms cover conduct outside U.S. territory—but denies that the extraterritorial scope extends to any conduct that was not itself perpetrated on the high seas.
We note, as an initial matter, that proving a defendant guilty of aiding and abetting does not ordinarily require the government to establish “participation in each substantive and jurisdictional element of the underlying offense.” United States v. Garrett, 720 F.2d 705, 713 n.4 (D.C. Cir. 1983). A defendant could, for example, aid and abet “travel[ing] in foreign commerce[] for the purpose of engaging in any illicit sexual conduct with another person,”
Ali’s argument appears to be more nuanced. Ali claims the government seeks to use aider and abettor liability to expand
Thus, instead of thwarting some clearly expressed Congressional purpose, extending aider and abettor liability to those who facilitate such conduct furthers the goal of deterring piracy on the high seas—even when the facilitator stays close to shore. In fact, Yakou distinguished the offense at issue there from those crimes—like piracy—in which “the evil sought to be averted inherently relates to, and indeed requires, persons in certain categories.” Id. In keeping with that principle,
Nor does the Supreme Court’s recent decision in Kiobel v. Royal Dutch Petroleum Co., 133 S. Ct. 1659 (2013), change the equation. Reiterating that “‘[w]hen a statute provides for some extraterritorial application, the presumption against extraterritoriality operates to limit that provision to its terms,’” the Court rejected the notion that “because Congress surely intended the [Alien Tort Statute] to provide jurisdiction for actions against pirates, it necessarily anticipated the statute would apply to conduct occurring abroad.” Id. at 1667 (quoting Morrison, 130 S. Ct. at 2883). Ali contends that
Even assuming Ali’s analogy to Kiobel is valid,4 he overlooks a crucial fact:
Why then does
demands. But applying aider and abettor liability to the sorts of facilitative acts proscribed by UNCLOS article 101(c) requires using
Of course,
Like the Charming Betsy canon, the presumption against extraterritorial effect does not constrain trying Ali for aiding and abetting piracy. While the offense he aided and abetted must have involved acts of piracy committed on the high seas, his own criminal liability is not contingent on his having facilitated these acts while in international waters himself.
B. Conspiracy To Commit Piracy
Though the aiding and abetting statute reaches Ali’s conduct, his conspiracy charge is another matter. In many respects conspiracy and aiding and abetting are alike, which would suggest the government’s ability to charge Ali with one implies the ability to charge him with both. While conspiracy is a “separate and distinct” offense in the United States, Pinkerton v. United States, 328 U.S. 640, 643 (1946), it is also a theory of liability like aiding and abetting; “[a]s long as a substantive offense was done in furtherance of the conspiracy, and was reasonably foreseeable as a necessary or natural consequence of the unlawful agreement, then a conspirator will be held vicariously liable for the offense committed by his or her co-conspirators.” United States v. Moore, 651 F.3d 30, 80 (D.C. Cir. 2011) (per curiam) (internal quotation marks omitted).
Yet a crucial difference separates the two theories of liability. Because
The government hopes nonetheless to salvage its argument through appeal to
Under international law, prosecuting Ali for conspiracy to commit piracy would require the United States to have universal jurisdiction over his offense. And such jurisdiction would only exist if the underlying charge actually falls within UNCLOS’s definition of piracy. Because conspiracy, unlike aiding and abetting, is not part of that definition, and because
III. THE HOSTAGE TAKING CHARGES
The linguistic impediments that trouble Counts One and Two do not beset
Faced with this reality, Ali has adopted a different strategy when it comes to Counts Three and Four, swapping his statutory arguments for constitutional ones. He relies on the principle embraced by many courts that the Fifth Amendment’s guarantee of due process may impose limits on a criminal law’s extraterritorial application even when interpretive canons do not. Though this Circuit has yet to speak definitively, see United States v. Delgado-Garcia, 374 F.3d 1337, 1341–43 (D.C. Cir. 2004) (explaining that, even if prosecuting the appellants for their extraterritorial conduct would deprive them of due process, the argument had been waived through their unconditional guilty pleas), several other circuits have reasoned that before a federal criminal statute is given extraterritorial effect, due process requires “a sufficient nexus between the defendant and the United States, so that such application would not be arbitrary or fundamentally unfair.” United States v. Davis, 905 F.2d 245, 248–49 (9th Cir. 1990) (internal citation omitted); see United States v. Brehm, 691 F.3d 547, 552 (4th Cir. 2012); United States v. Ibarguen-Mosquera, 634 F.3d 1370, 1378–79 (11th Cir. 2011); United States v. Yousef, 327 F.3d 56, 111–12 (2d Cir. 2003) (per curiam); United States v. Cardales, 168 F.3d 548, 552–53 (1st Cir. 1999).6 Others have approached the due process issue in more cautious terms. See United States v. Suerte, 291 F.3d 366, 375 (5th Cir. 2002) (assuming, without deciding, the Due Process Clause constrains extraterritorial reach in order to conclude no violation occurred); United States v. Martinez-Hidalgo, 993 F.2d 1052, 1056 (3d Cir. 1993) (accord). Likewise, the principle is not without its scholarly critics. See, e.g., Curtis A. Bradley, Universal Jurisdiction and U.S. Law, 2001 U. CHI. LEGAL F. 323, 338 (“[I]t may be logically awkward for a defendant to rely on what could be characterized as an extraterritorial application of the U.S. Constitution in an effort to block the extraterritorial application of U.S. law.”). We need not decide, however, whether the Constitution limits the extraterritorial
A. Due Process and Extraterritorial Conduct
In support of his due process argument, Ali cites a panoply of cases concerning personal jurisdiction in the context of civil suits. It is true courts have periodically borrowed the language of personal jurisdiction in discussing the due process constraints on extraterritoriality. But Ali’s flawed analogies do not establish actual standards for judicial inquiry; the law of personal jurisdiction is simply inapposite. See United States v. Perez Oviedo, 281 F.3d 400, 403 (3d Cir. 2002). To the extent the nexus requirement serves as a proxy for due process, it addresses the broader concern of ensuring that “a United States court will assert jurisdiction only over a defendant who should reasonably anticipate being haled into court in this country.” United States v. Klimavicius-Viloria, 144 F.3d 1249, 1257 (9th Cir. 1998) (internal quotation marks omitted). What appears to be the animating principle governing the due process limits of extraterritorial jurisdiction is the idea that “no man shall be held criminally responsible for conduct which he could not reasonably understand to be proscribed.” Bouie v. City of Columbia, 378 U.S. 347, 351 (1964) (internal quotation marks omitted). The “ultimate question” is whether “application of the statute to the defendant [would] be arbitrary or fundamentally unfair.” United States v. Juda, 46 F.3d 961, 967 (9th Cir. 1995).
United States v. Shi, 525 F.3d 709 (9th Cir. 2008), is most on point. Shi dealt with a due process challenge to the defendant’s prosecution under
That Ali’s Counts Three and Four concern hostage taking and not piracy in the technical sense does nothing to alter Shi’s logic. The Ninth Circuit did reason that
Ali also complains that though China was a signatory to the relevant international agreement in Shi, Somalia is not a party to the International Convention Against the Taking of Hostages,9 meaning his home nation has not consented to U.S. criminal jurisdiction over its hostage-taking nationals. True, as a matter of international law, this case may not be so obvious as those in which “the flag nation has consented to the application of United States law to the defendants.” United States v. Angulo-Hernández, 565 F.3d 2, 11 (1st Cir. 2009). But Ali mistakes the due process inquiry for the customary international law of jurisdiction. “Whatever merit [these] claims may have as a matter of international law, they cannot prevail before this court. . . . Our duty is to enforce the Constitution, laws, and treaties of the United States, not to conform the law of the land to norms of customary international law.” Yunis, 924 F.2d at 1091. Whatever due process requires here, the Hostage Taking Convention suffices by “expressly provid[ing] foreign offenders with notice that their conduct will be prosecuted by any state signatory.” Shi, 525 F.3d at 723. That is what Shi said. It did not hold that due process depends on the participation of the defendant’s nation in the agreement.
Finally, Ali asserts that “[f]or non-citizens acting entirely abroad, a jurisdictional nexus exists when the aim of that activity is to cause harm inside the United States or to U.S. citizens or interests.” United States v. Al Kassar, 660 F.3d 108, 118 (2d Cir. 2011). In Al Kassar, these interests were present because “[t]he defendants’ conspiracy was to sell arms to FARC with the understanding that they would be used to kill Americans and destroy U.S. property.” Id. There is good reason to believe that whatever “nexus” due process might demand is not “jurisdictional” in the proper sense of the term. See Delgado-Garcia, 374 F.3d at 1343 (“Appellants’ . . . assertion is a claim that the due process clause limits the substantive reach of the conduct elements of
Al Kassar also states, “Fair warning does not require that the defendants understand that they could be subject to criminal prosecution in the United States so long as they would reasonably understand that their conduct was criminal and would subject them to prosecution somewhere.” 660 F.3d at 119. Other courts have made similar statements. See, e.g., Martinez-Hidalgo, 993 F.2d at 1056 (“Inasmuch as the trafficking of narcotics is condemned universally by law-abiding nations, we see no reason to conclude that it is ‘fundamentally unfair’ for Congress to provide for the punishment of persons apprehended with narcotics on the high seas.”). While Ali protests that the Second Circuit cannot have meant what it said, the consequence of a literal reading is not the limitless prosecutorial power he envisions. Given presumptions like the Charming Betsy and extraterritoriality canons, conduct abroad would only be subject to statutes with clear foreign scope (like
Lastly, we mention that the district court initially denied dismissal of Counts Three and Four. See Ali II, 885 F. Supp. 2d at 45 (“Because the hostage taking charges allege the same high-seas conduct for which Ali is lawfully subject to prosecution for piracy, and in light of the notice that the Hostage Taking Convention provides, the Court concludes that there is nothing fundamentally unfair about Ali‘s prosecution under
B. Miscellaneous Due Process Arguments
For his final salvo, Ali fires a barrage of “Special Criminal Law Concerns” he claims are relevant to his right to due process. We respond in kind:
- Ali laments the “lack of vicinage” between his alleged crime and the legal forum set for his prosecution. See United States v. Cores, 356 U.S. 405, 407 (1958) (“The provision for trial in the vicinity of the crime is a safeguard against the unfairness and hardship involved when an accused is prosecuted in a remote place.”). But Counts Three and Four introduce no unique detriment to Ali’s defense beyond that already inherent to his piracy prosecution. And the sweep of Ali’s argument is overinclusive, as it would seemingly defeat all extraterritorial applications of criminal statutes.
- Ali next targets the length of his pretrial detention. While he is correct that excessive pretrial detention may
in certain circumstances deprive a defendant of his right to a speedy trial, “courts must still engage in a difficult and sensitive balancing process.” Barker v. Wingo, 407 U.S. 514, 533 (1972). Beyond stating the length of his detention, Ali has offered no specifics on how his rights have been violated or his defense prejudiced. - Invoking double jeopardy norms, Ali contends his susceptibility to future prosecution in, say, Denmark or Somalia renders inappropriate his prosecution in the United States. Though he acknowledges the Fifth Amendment’s prohibition on double jeopardy does not constrain prosecutions by separate sovereigns, see United States v. Rashed, 234 F.3d 1280, 1282 (D.C. Cir. 2000), he nonetheless tries to smuggle in the underlying principle via the Due Process Clause. To invoke the principle of double jeopardy in order to thwart a well-recognized exception to the Double Jeopardy Clause is already strange. Yet even more mystifying is his attempt to make the point in the first forum to subject him to criminal charges. It seems such an argument would be more compelling in the next forum (if any) that opts to prosecute him.
Along with these due process concerns, Ali discusses principles of international comity. The issue, as well as its import for due process, is addressed in cursory fashion. No matter. An amorphous reference to international comity is no basis for gainsaying the clearly expressed intention of the United States, by both treaty and statute, to prosecute hostage takers for their offenses abroad.
IV. CONCLUSION
We affirm the district court’s dismissal of Count One. We reverse the district court’s narrowing of the scope of Count Two to acts Ali performed while on the high seas and reverse dismissal of Counts Three and Four.
So ordered.